COMMON STOCK

0001398344-24-010071.txt : 20240523 0001398344-24-010071.hdr.sgml : 20240523 20240523163135 ACCESSION NUMBER: 0001398344-24-010071 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 PERIOD START: 20241231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 24978821 BUSINESS ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217

0000919160 S000069135 SmartETFs Dividend Builder ETF

C000220962 SmartETFs Dividend Builder ETF DIVS

NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000069135 C000220962 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 South Lake Ave SUITE 800 Pasadena 91101 626-914-1041 SmartETFs Dividend Builder ETF S000069135 549300LDFVCSRZU8VI59 2024-12-31 2024-03-31 N 32083432.1 178503.8 31904928.3 0 0 0 0 0 0 0 0 0 0 0 0 0 654207.27 N ABB LTD-REG /CHF/ N/A COMMON STOCK H0010V101 20561 NS 954984.24 2.99 Long EC CORP CH N 1 N N N ABBVIE INC N/A COMMON STOCK 00287Y109 5814 NS USD 1058729.4 3.32 Long EC CORP US N 1 N N N AFLAC INC N/A COMMON STOCK 001055102 11772 NS USD 1010743.92 3.17 Long EC CORP US N 1 N N N ARTHUR J GALLAGHER & CO N/A COMMON STOCK 363576109 3802 NS USD 950652.08 2.98 Long EC CORP US N 1 N N N ASSA ABLOY AB-B /SEK/ N/A COMMON STOCK W0817X204 30990 NS 888926.88 2.79 Long EC CORP SE N 1 N N N ATLAS COPCO AB-A SHS /SEK/ N/A COMMON STOCK W1R924252 58025 NS 979892.03 3.07 Long EC CORP SE N 1 N N N BLACKROCK INC N/A COMMON STOCK 09247X101 1064 NS USD 887056.8 2.78 Long EC CORP US N 1 N N N BROADCOM INC N/A COMMON STOCK 11135F101 910 NS USD 1206123.1 3.78 Long EC CORP US N 1 N N N CISCO SYSTEMS INC N/A COMMON STOCK 17275R102 15236 NS USD 760428.76 2.38 Long EC CORP US N 1 N N N CME GROUP INC N/A COMMON STOCK 12572Q105 4138 NS USD 890870.02 2.79 Long EC CORP US N 1 N N N COCA-COLA CO/THE N/A COMMON STOCK 191216100 13254 NS USD 810879.72 2.54 Long EC CORP US N 1 N N N DANONE /EUR/ N/A COMMON STOCK F12033134 14073 NS 909204.99 2.85 Long EC CORP FR N 1 N N N DEUTSCHE BOERSE AG /EUR/ N/A COMMON STOCK D1882G119 4322 NS 884216.1 2.77 Long EC CORP DE N 1 N N N DIAGEO PLC /GBP/ N/A COMMON STOCK G42089113 18974 NS 700544.23 2.2 Long EC CORP GB N 1 N N N EATON CORP PLC N/A COMMON STOCK G29183103 4135 NS USD 1292931.8 4.05 Long EC CORP IE N 1 N N N EMERSON ELECTRIC CO N/A COMMON STOCK 291011104 9353 NS USD 1060817.26 3.32 Long EC CORP US N 1 N N N HENKEL AG & CO KGAA /EUR/ N/A COMMON STOCK D3207M110 10526 NS 845941.72 2.65 Long EC CORP DE N 1 N N N ILLINOIS TOOL WORKS N/A COMMON STOCK 452308109 3342 NS USD 896758.86 2.81 Long EC CORP US N 1 N N N JOHNSON & JOHNSON N/A COMMON STOCK 478160104 4868 NS USD 770068.92 2.41 Long EC CORP US N 1 N N N MEDTRONIC PLC N/A COMMON STOCK G5960L103 9583 NS USD 835158.45 2.62 Long EC CORP IE N 1 N N N MICROSOFT CORP N/A COMMON STOCK 594918104 2314 NS USD 973546.08 3.05 Long EC CORP US N 1 N N N MONDELEZ INTERNATIONAL INC-A N/A COMMON STOCK 609207105 11079 NS USD 775530 2.43 Long EC CORP US N 1 N N N NESTLE SA-REG /CHF/ N/A COMMON STOCK H57312649 6305 NS 669368.83 2.1 Long EC CORP CH N 1 N N N NOVO NORDISK A/S-B /DKK/ N/A COMMON STOCK K72807140 10080 NS 1284810.93 4.03 Long EC CORP DK N 1 N N N OTIS WORLDWIDE CORP N/A COMMON STOCK 68902V107 9552 NS USD 948227.04 2.97 Long EC CORP US N 1 N N N PAYCHEX INC N/A COMMON STOCK 704326107 7217 NS USD 886247.6 2.78 Long EC CORP US N 1 N N N PEPSICO INC N/A COMMON STOCK 713448108 4092 NS USD 716140.92 2.24 Long EC CORP US N 1 N N N PROCTER & GAMBLE CO/THE N/A COMMON STOCK 742718109 5466 NS USD 886858.5 2.78 Long EC CORP US N 1 N N N RECKITT BENCKISER GROUP /GBP/ N/A COMMON STOCK G74079107 10333 NS 588399.21 1.84 Long EC CORP GB N 1 N N N ROCHE HOLDING AG-GENUSSC /CHF/ N/A COMMON STOCK H69293217 2653 NS 675678.12 2.12 Long EC CORP CH N 1 N N N SCHNEIDER ELEC SA /EUR/ N/A COMMON STOCK F86921107 4473 NS 1011613.4 3.17 Long EC CORP FR N 1 N N N SONIC HEALTHCARE LTD /AUD/ N/A COMMON STOCK Q8563C107 35305 NS 676569.33 2.12 Long EC CORP AU N 1 N N N TAIWAN SEMICONDUCTOR-SP ADR N/A COMMON STOCK 874039100 7686 NS USD 1045680.3 3.28 Long EC CORP TW N 1 N N N TEXAS INSTRUMENTS INC N/A COMMON STOCK 882508104 4565 NS USD 795268.65 2.49 Long EC CORP US N 1 N N N UNILEVER PLC /GBP/ N/A COMMON STOCK G92087165 14650 NS 735031.49 2.3 Long EC CORP GB N 1 N N N 2024-05-23 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0087944-10_nportex.htm

SmartETFs Dividend Builder ETF

Schedule of Investments

at March 31, 2024 (Unaudited)

Shares		Common Stocks: 98.0%	Value
		Australia: 2.1%
	35,305	Sonic Healthcare Ltd.	$	676,569

		Denmark: 4.0%
	10,080	Novo Nordisk A/S		1,284,811

		France: 6.0%
	14,073	Danone SA		909,205
	4,473	Schneider Electric SE		1,011,613
				1,920,818
		Germany: 5.4%
	4,322	Deutsche Boerse AG		884,216
	10,526	Henkel AG & Company KGaA		845,942
				1,730,158
		Ireland: 2.6%
	9,583	Medtronic PLC		835,158

		Sweden: 5.9%
	30,990	Assa Abloy AB-B		888,927
	58,025	Atlas Copco		979,892
				1,868,819

		Switzerland: 7.2%
	20,561	ABB Ltd.		954,984
	6,305	Nestle SA		669,369
	2,653	Roche Holding AG		675,678
				2,300,031
		Taiwan: 3.3%
	7,686	Taiwan Semiconductor Manufacturing Co., Ltd.		1,045,680

		United Kingdom: 6.4%
	18,974	Diageo PLC		700,544
	10,333	Reckitt Benckiser Group PLC		588,399
	14,650	Unilever PLC		735,031
				2,023,974
		United States: 55.1%
	5,814	AbbVie Inc.		1,058,729
	11,772	Aflac Inc.		1,010,744
	3,802	Arthur J Gallagher & Co.		950,652
	1,064	BlackRock Inc.		887,057
	910	Broadcom Inc.		1,206,123
	15,236	Cisco Systems Inc.		760,429
	4,138	CME Group Inc.		890,870
	4,135	Eaton Corp. PLC		1,292,932
	9,353	Emerson Electric Co.		1,060,817
	3,342	Illinois Tool Works Inc.		896,759
	4,868	Johnson & Johnson		770,069
	2,314	Microsoft Corp.		973,546
	11,079	Mondelez International Inc.		775,530
	9,552	Otis Worldwide Corp.		948,227

SmartETFs Dividend Builder ETF

Schedule of Investments

at March 31, 2024 (Unaudited)

Shares		Common Stocks: 98.0%	Value
		Common Stocks (Continued)
		United States (Continued)
	7,217	Paychex Inc.	$	886,248
	4,092	PepsiCo Inc.		716,141
	5,466	Procter & Gamble Co/The		886,859
	4,565	Texas Instruments Inc.		795,269
	13,254	The Coca-Cola Co. - ADR		810,880
				17,577,881

		Total Common Stocks (Cost $21,914,328)		31,263,899

		Total Investments in Securities (Cost $21,914,328): 98.0%		31,263,899
		Other Assets in Excess of Liabilities: 2.0%		641,019
		Total Net Assets - 100.0%	$	31,904,918

ADR - American Depository Receipt

PLC - Public Limited Company