COMMON STOCK

0001398344-24-010070.txt : 20240523 0001398344-24-010070.hdr.sgml : 20240523 20240523163132 ACCESSION NUMBER: 0001398344-24-010070 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 PERIOD START: 20241231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 24978816 BUSINESS ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217

0000919160 S000069134 SmartETFs Asia Pacific Dividend Builder ETF

C000220961 SmartETFs Asia Pacific Dividend Builder ETF ADIV

NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000069134 C000220961 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 South Lake Ave SUITE 800 Pasadena 91101 626-914-1041 SmartETFs Asia Pacific Dividend Builder ETF S000069134 5493006E0KSEBGDM0P72 2024-12-31 2024-03-31 N 3331289.5 61062.8 3270226.7 0 0 0 0 0 0 0 0 0 0 0 0 0 46871.93 N AFLAC INC N/A COMMON STOCK 001055102 1164 NS USD 99941.04 3.06 Long EC CORP US N 1 N N N BOC HONG KONG HOLDINGS L /HKD/ N/A COMMON STOCK Y0920U103 28500 NS 76284.5 2.33 Long EC CORP HK N 1 N N N BROADCOM INC N/A COMMON STOCK 11135F101 102 NS USD 135191.82 4.13 Long EC CORP US N 1 N N N CAPITALAND ASCENDAS REIT /SGD/ N/A REIT - Real Estate Invesment Trust Y0205X103 45754 NS 93863.05 2.87 Long EC CORP SG N 1 N N N CAPITALAND INTEGRATED CO /SGD/ N/A REIT - Real Estate Invesment Trust Y1100L160 58400 NS 85637.47 2.62 Long EC CORP SG N 1 N N N CATCHER TECHNOLOGY CO LT /TWD/ N/A COMMON STOCK Y1148A101 14000 NS 95150.3 2.91 Long EC CORP TW N 1 N N N CHINA CONSTRUCTION BANK- /HKD/ N/A COMMON STOCK Y1397N101 151000 NS 91059.74 2.78 Long EC CORP CN N 1 N N N CHINA MEDICAL SYSTEM HOL /HKD/ N/A COMMON STOCK G21108124 55000 NS 57761.96 1.77 Long EC CORP KY N 1 N N N CHINA MERCHANTS BANK-H /HKD/ N/A COMMON STOCK Y14896115 20000 NS 79085.72 2.42 Long EC CORP CN N 1 N N N CHINA OVERSEAS LAND & IN /HKD/ N/A COMMON STOCK Y15004107 37500 NS 53948.22 1.65 Long EC CORP HK N 1 N N N CHINA RESOURCES GAS GROU /HKD/ N/A COMMON STOCK G2113B108 22500 NS 71723.34 2.19 Long EC CORP BM N 1 N N N CORPORATE TRAVEL MANAGEM /AUD/ N/A COMMON STOCK Q2909K105 6545 NS 72457.63 2.22 Long EC CORP AU N 1 N N N DBS GROUP HOLDINGS LTD /SGD/ N/A COMMON STOCK Y20246107 3786 NS 101025.42 3.09 Long EC CORP SG N 1 N N N ELITE MATERIAL CO LTD /TWD/ N/A COMMON STOCK Y2290G102 10500 NS 132226.11 4.04 Long EC CORP TW N 1 N N N HANON SYSTEMS /KRW/ N/A COMMON STOCK Y29874107 13561 NS 60083.56 1.84 Long EC CORP KR N 1 N N N HON HAI PRECISION INDUST /TWD/ N/A COMMON STOCK Y36861105 26517 NS 128847.99 3.94 Long EC CORP TW N 1 N N N IND & COMM BK OF CHINA-H /HKD/ N/A COMMON STOCK Y3990B112 183000 NS 92120.17 2.82 Long EC CORP CN N 1 N N N INNER MONGOLIA YILI INDU /CNY/ N/A COMMON STOCK Y40847108 21100 NS 80800.17 2.47 Long EC CORP CN N 1 N N N JB HI-FI LTD /AUD/ N/A COMMON STOCK Q5029L101 2715 NS 113664.29 3.48 Long EC CORP AU N 1 N N N KOREAN REINSURANCE CO /KRW/ N/A COMMON STOCK Y49391108 15165 NS 93482.11 2.86 Long EC CORP KR N 1 N N N LARGAN PRECISION CO LTD /TWD/ N/A COMMON STOCK Y52144105 1110 NS 84285.36 2.58 Long EC CORP TW N 1 N N N LINK REIT /HKD/ N/A REIT - Real Estate Invesment Trust Y5281M111 14977 NS 64389.84 1.97 Long EC CORP HK N 1 N N N METCASH LTD /AUD/ N/A COMMON STOCK Q6014C106 37462 NS 95444.03 2.92 Long EC CORP AU N 1 N N N NETEASE INC-ADR N/A COMMON STOCK 64110W102 827 NS USD 85569.69 2.62 Long EC CORP KY N 1 N N N NIEN MADE ENTERPRISE CO /TWD/ N/A COMMON STOCK Y6349P112 8800 NS 97618.9 2.99 Long EC CORP TW N 1 N N N NOVATEK MICROELECTRONICS /TWD/ N/A COMMON STOCK Y64153102 6500 NS 119633.15 3.66 Long EC CORP TW N 1 N N N PING AN INSURANCE GROUP /HKD/ N/A COMMON STOCK Y69790106 13500 NS 57004.96 1.74 Long EC CORP CN N 1 N N N PUBLIC BANK BERHAD /MYR/ N/A COMMON STOCK Y71497104 96700 NS 86014.58 2.63 Long EC CORP MY N 1 N N N QUALCOMM INC N/A COMMON STOCK 747525103 764 NS USD 129345.2 3.96 Long EC CORP US N 1 N N N SHENZHOU INTERNATIONAL G /HKD/ N/A COMMON STOCK G8087W101 9000 NS 85205.6 2.61 Long EC CORP KY N 1 N N N SONIC HEALTHCARE LTD /AUD/ N/A COMMON STOCK Q8563C107 3479 NS 66670.01 2.04 Long EC CORP AU N 1 N N N SUOFEIYA HOME COLLECTION /CNH/ N/A COMMON STOCK Y29336107 36900 NS 78248.48 2.39 Long EC CORP CN N 1 N N N TAIWAN SEMICONDUCTOR-SP ADR N/A COMMON STOCK 874039100 895 NS USD 121764.75 3.72 Long EC CORP TW N 1 N N N TECH MAHINDRA LTD /INR/ N/A COMMON STOCK Y85491127 6880 NS 102730.29 3.14 Long EC CORP IN N 1 N N N TISCO FINANCIAL-FOREIGN /THB/ N/A COMMON STOCK Y8843E171 31300 NS 85180.29 2.6 Long EC CORP TH N 1 N N N ZHEJIANG SUPOR COOKWARE /CNH/ N/A COMMON STOCK Y98925103 12094 NS 95256.54 2.91 Long EC CORP CN N 1 N N N 2024-05-23 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0087944-9_nportex.htm

SmartETFs Asia Pacific Dividend Builder ETF

Schedule of Investments

at March 31, 2024 (Unaudited)

Shares		Common Stocks: 99.9%	Value
		Australia: 10.7%
	6,545	Corporate Travel Management Ltd.	$	72,458
	2,715	JB Hi-Fi Ltd.		113,664
	37,462	Metcash Ltd.		95,444
	3,479	Sonic Healthcare Ltd.		66,670
				348,236
		China: 28.4%
	151,000	China Construction Bank Corp. - H Shares		91,060
	55,000	China Medical System Holdings		57,762
	20,000	China Merchants Bank Co., Ltd. - H Shares		79,086
	37,500	China Overseas Land & Investment Ltd.		53,948
	22,500	China Resources Gas Group Ltd.		71,723
	183,000	Industrial and Commercial Bank of China Ltd. - H Shares		92,120
	21,100	Inner Mongolia Yili Industrial Group Co., Ltd. - A Shares		80,800
	827	NetEase Inc. - ADR		85,570
	13,500	Ping An Insurance Group Company of China Ltd. - H Shares		57,005
	9,000	Shenzhou International		85,206
	36,900	Suofeiya Home Collection - A Shares		78,248
	12,094	Zhejiang Supor Cookware - A Shares		95,257
				927,785
		Hong Kong: 4.3%
	28,500	BOC Hong Kong Holdings Ltd.		76,285
	14,977	Link REIT/The		64,390
				140,675
		India: 3.1%
	6,880	Tech Mahindra LTD		102,730

		Malaysia: 2.6%
	96,700	Public Bank Bhd		86,015

		Singapore: 8.6%
	45,754	Capland Ascendas - REIT		93,863
	58,400	CapitaLand Integrated Commercial Trust - REIT		85,637
	3,786	DBS Group Holdings Ltd.		101,025
				280,525
		South Korea: 4.7%
	13,561	Hanon Systems		60,084
	15,165	Korean Reinsurance Co.		93,482
				153,566

SmartETFs Asia Pacific Dividend Builder ETF

Schedule of Investments

at March 31, 2024 (Unaudited)

Shares		Common Stocks: 99.9%	Value
		Taiwan: 23.8%
	14,000	Catcher Technology Co., Ltd.	$	95,150
	10,500	Elite Material Co., Ltd.		132,226
	26,517	Hon Hai Precision Industry Co., Ltd.		128,848
	1,110	Largan Precision Co., Ltd.		84,285
	8,800	Nien Made Enterprise Co., Ltd.		97,619
	6,500	Novatek Microelectronics Corp.		119,633
	895	Taiwan Semiconductor Manufacturing Co., Ltd.		121,765
				779,526

		Thailand: 2.6%
	31,300	Tisco Financial Group PCL/Foreign		85,180

		United States: 11.1%
	1,164	Aflac Inc.		99,941
	102	Broadcom Inc.		135,192
	764	Qualcomm Inc.		129,345
				364,478

		Total Common Stocks (Cost $2,740,880)		3,268,716

		Total Investments (Cost $2,740,880): 99.9%		3,268,716
		Other Assets in Excess of Liabilities: 0.1%		1,566
		Total Net Assets - 100.0%	$	3,270,282

ADR - American Depository Receipt

PCL - Public Company Limited

REIT - Real Estate Investment Trust