0001398344-24-010067.txt : 20240523 0001398344-24-010067.hdr.sgml : 20240523 20240523163135 ACCESSION NUMBER: 0001398344-24-010067 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 PERIOD START: 20241231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 24978825 BUSINESS ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000005896 Guinness Atkinson Global Energy Fund C000016120 Guinness Atkinson Global Energy Fund GAGEX NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000005896 C000016120 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 South Lake Ave SUITE 800 Pasadena 91101 626-914-1041 Guinness Atkinson Global Energy Fund S000005896 5493008FBP33QJVDNN54 2024-12-31 2024-03-31 N 12289550.17 93961.73 12195588.44 0 0 0 0 0 0 0 0 0 0 0 0 0 208268.05 N BAKER HUGHES CO N/A COMMON STOCK 05722G100 6738 NS USD 225723 1.85 Long EC CORP US N 1 N N N BP PLC /GBP/ N/A COMMON STOCK G12793108 88874 NS 555994.13 4.56 Long EC CORP GB N 1 N N N CANADIAN NATURAL RESOURC /CAD/ N/A COMMON STOCK 136385101 6455 NS 492374.52 4.04 Long EC CORP CA N 1 N N N CENOVUS ENERGY INC /CAD/ N/A COMMON STOCK 15135U109 20745 NS 414700.92 3.4 Long EC CORP CA N 1 N N N CHEVRON CORP N/A COMMON STOCK 166764100 3288 NS USD 518649.12 4.25 Long EC CORP US N 1 N N N CHINA PETROLEUM & CHEMIC /HKD/ N/A COMMON STOCK Y15010104 314000 NS 178123.02 1.46 Long EC CORP CN N 1 N N N CONOCOPHILLIPS N/A COMMON STOCK 20825C104 4530 NS USD 576578.4 4.73 Long EC CORP US N 1 N N N DELTIC ENERGY PLC /GBP/ N/A COMMON STOCK G2339Z137 93640 NS 39235.22 0.32 Long EC CORP GB N 1 N N N DEVON ENERGY CORP N/A COMMON STOCK 25179M103 6953 NS USD 348901.54 2.86 Long EC CORP US N 1 N N N DIAMONDBACK ENERGY INC N/A COMMON STOCK 25278X109 2686 NS USD 532284.62 4.36 Long EC CORP US N 1 N N N DIVERSIFIED ENERGY CO PL /GBP/ N/A COMMON STOCK G2891G204 2075 NS 24825.79 0.2 Long EC CORP GB N 1 N N N ENBRIDGE INC N/A COMMON STOCK 29250N105 8181 NS USD 295988.58 2.43 Long EC CORP CA N 1 N N N ENI SPA /EUR/ N/A COMMON STOCK T3643A145 23447 NS 370498.48 3.04 Long EC CORP IT N 1 N N N ENQUEST PLC /GBP/ N/A COMMON STOCK G3159S104 213942 NS 38070.77 0.31 Long EC CORP GB N 1 N N N EOG RESOURCES INC N/A COMMON STOCK 26875P101 3223 NS USD 412028.32 3.38 Long EC CORP US N 1 N N N EQUINOR ASA /NOK/ N/A COMMON STOCK R2R90P103 12243 NS 322900.73 2.65 Long EC CORP NO N 1 N N N EXXON MOBIL CORP N/A COMMON STOCK 30231G102 5760 NS USD 669542.4 5.49 Long EC CORP US N 1 N N N GALP ENERGIA SGPS SA B /EUR/ N/A COMMON STOCK X3078L108 26174 NS 432422.13 3.55 Long EC CORP PT N 1 N N N HALLIBURTON CO N/A COMMON STOCK 406216101 10517 NS USD 414580.14 3.4 Long EC CORP US N 1 N N N HELIX ENERGY SOLUTIONS GROUP N/A COMMON STOCK 42330P107 10795 NS USD 117017.8 0.96 Long EC CORP US N 1 N N N IMPERIAL OIL LTD /CAD/ N/A COMMON STOCK 453038408 6832 NS 471201.98 3.86 Long EC CORP CA N 1 N N N KINDER MORGAN INC N/A COMMON STOCK 49456B101 14147 NS USD 259455.98 2.13 Long EC CORP US N 1 N N N MAXEON SOLAR TECHNOLOGIE N/A COMMON STOCK Y58473102 662 NS USD 2204.46 0.02 Long EC CORP SG N 1 N N N OMV AG /EUR/ N/A COMMON STOCK A51460110 7017 NS 332002.16 2.72 Long EC CORP AT N 1 N N N PETROCHINA CO LTD H /HKD/ N/A COMMON STOCK Y6883Q104 312000 NS 266678.59 2.19 Long EC CORP CN N 1 N N N PHAROS ENERGY PLC /GBP/ N/A COMMON STOCK M7S90R102 127428 NS 33772.31 0.28 Long EC CORP GB N 1 N N N PIONEER NATURAL RESOURCES CO N/A COMMON STOCK 723787107 1815 NS USD 476437.5 3.91 Long EC CORP US N 1 N N N REABOLD RESOURCES PLC /GBP/ N/A COMMON STOCK G7398R108 5221570 NS 4118.67 0.03 Long EC CORP GB N 1 N N N REPSOL SA /EUR/ N/A COMMON STOCK E8471S130 26760 NS 445711.88 3.65 Long EC CORP ES N 1 N N N SCHLUMBERGER LTD N/A COMMON STOCK 806857108 7410 NS USD 406142.1 3.33 Long EC CORP CW N 1 N N N SHELL PLC /EUR/ N/A COMMON STOCK G80827101 18917 NS 631689.83 5.18 Long EC CORP GB N 1 N N N SUNCOR ENERGY INC /CAD/ N/A COMMON STOCK 867224107 12265 NS 452609.42 3.71 Long EC CORP CA N 1 N N N SUNPOWER CORP N/A COMMON STOCK 867652406 4406 NS USD 13218 0.11 Long EC CORP US N 1 N N N TOTALENERGIES SE /EUR/ N/A COMMON STOCK F92124100 9067 NS 620801.73 5.09 Long EC CORP FR N 1 N N N VALERO ENERGY CORP N/A COMMON STOCK 91913Y100 3458 NS USD 590246.02 4.84 Long EC CORP US N 1 N N N 2024-05-23 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0087944-6_nportex.htm

GUINNESS ATKINSON GLOBAL ENERGY FUND

Schedule of Investments

at March 31, 2024 (Unaudited)        

 

Shares   Common Stocks:  98.3%  Value 
     Energy - Alternate Sources:  0.1%     
 662   Maxeon Solar Technologies Ltd.*  $2,204 
 4,406   SunPower Corp.*   13,218 
         15,422 
     Oil & Gas - Exploration & Production:  24.4%     
 6,455   Canadian Natural Resources Ltd.   492,375 
 4,530   ConocoPhillips   576,578 
 93,640   Deltic Energy PLC*   39,235 
 6,953   Devon Energy Corp.   348,902 
 2,686   Diamondback Energy Inc.   532,285 
 2,075   Diversified Energy Co PLC   24,826 
 213,942   EnQuest PLC*   38,071 
 3,223   EOG Resources Inc.   412,028 
 127,428   Pharos Energy PLC   33,772 
 1,815   Pioneer Natural Resources Company   476,437 
 5,221,570   Reabold Resources PLC*   4,119 
         2,978,628 
     Oil & Gas - Field Services:  9.5%     
 6,738   Baker Hughes Company   225,723 
 10,517   Halliburton Company   414,580 
 10,795   Helix Energy Solutions Group, Inc.*   117,018 
 7,410   Schlumberger Ltd.   406,142 
         1,163,463 
     Oil & Gas - Integrated:  53.4%     
 88,874   BP PLC   555,994 
 20,745   Cenovus Energy Inc.   414,701 
 3,288   Chevron Corp.   518,649 
 23,447   Eni SpA   370,498 
 12,243   Equinor ASA   322,901 
 5,760   Exxon Mobil Corp.   669,542 
 26,174   Galp Energia Sgps Sa   432,422 
 6,832   Imperial Oil Ltd.   471,202 
 7,017   OMV AG   332,002 
 312,000   PetroChina Co., Ltd. - H Shares   266,679 
 26,760   Repsol SA   445,712 
 18,917   Shell PLC   631,690 
 12,265   Suncor Energy, Inc.   452,609 
 9,067   Total Energies SE   620,802 
         6,505,403 
     Oil & Gas - Pipelines and Transportation:  4.6%     
 8,181   Enbridge Inc.   295,989 
 14,147   Kinder Morgan Inc.   259,456 
         555,445 

 

 

GUINNESS ATKINSON GLOBAL ENERGY FUND

Schedule of Investments

at March 31, 2024 (Unaudited)  

     

Shares   Common Stocks:  98.3%  Value 
     Oil Refining & Marketing:  6.3%     
 314,000   China Petroleum & Chemical  $178,123 
 3,458   Valero Energy, Corp.   590,246 
         768,369 
           
     Total Common Stocks   11,986,730 
     (cost $12,583,513)     
           
     Total Investments in Securities   11,986,730 
     (cost $12,583,513): 98.3%     
           
     Other Assets less Liabilities: 1.7%   203,278 
           
     Net Assets: 100.0%  $12,190,008 

 

*Non-income producing security.

PLC - Public Limited Company