0001398344-23-021973.txt : 20231129 0001398344-23-021973.hdr.sgml : 20231129 20231129153904 ACCESSION NUMBER: 0001398344-23-021973 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231129 DATE AS OF CHANGE: 20231129 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 231451968 BUSINESS ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000067431 SmartETFs Advertising & Marketing Technology ETF C000216796 SmartETFs Advertising & Marketing Technology ETF MRAD NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000067431 C000216796 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 South Lake Ave SUITE 800 Pasadena 91101 626-914-1041 SmartETFs Advertising & Marketing Technology ETF S000067431 549300QF3M5T2X6BFE86 2023-12-31 2023-09-30 N 1116426.96 29596.7 1086830.26 0 0 0 0 0 0 0 0 0 0 0 0 0 42294.11 N ADOBE INC N/A COMMON STOCK 00724F101 96 NS USD 48950.4 4.5 Long EC CORP US N 1 N N N ALPHABET INC-CL A N/A COMMON STOCK 02079K305 360 NS USD 47109.6 4.33 Long EC CORP US N 1 N N N AMAZON.COM INC N/A COMMON STOCK 023135106 360 NS USD 45763.2 4.21 Long EC CORP US N 1 N N N ATLASSIAN CORP-CL A N/A COMMON STOCK 049468101 208 NS USD 41914.08 3.86 Long EC CORP US N 1 N N N BAIDU INC N/A COMMON STOCK 056752108 360 NS USD 48366 4.45 Long EC CORP KY N 1 N N N CRITEO SA-SPON ADR N/A COMMON STOCK 226718104 1744 NS USD 50924.8 4.69 Long EC CORP FR N 1 N N N CYBERAGENT INC /JPY/ N/A COMMON STOCK J1046G108 4000 NS 21583.35 1.99 Long EC CORP JP N 1 N N N DIGITAL TURBINE INC N/A COMMON STOCK 25400W102 3320 NS USD 20086 1.85 Long EC CORP US N 1 N N N DOUBLEVERIFY HOLDINGS INC N/A COMMON STOCK 25862V105 1216 NS USD 33987.2 3.13 Long EC CORP US N 1 N N N FUTURE PLC /GBP/ N/A COMMON STOCK G37005132 2912 NS 31588.15 2.91 Long EC CORP GB N 1 N N N HUBSPOT INC N/A COMMON STOCK 443573100 96 NS USD 47280 4.35 Long EC CORP US N 1 N N N LIVERAMP HOLDINGS INC N/A COMMON STOCK 53815P108 1144 NS USD 32992.96 3.04 Long EC CORP US N 1 N N N MAGNITE INC N/A COMMON STOCK 55955D100 4824 NS USD 36372.96 3.35 Long EC CORP US N 1 N N N META PLATFORMS INC-CLASS A N/A COMMON STOCK 30303M102 168 NS USD 50435.28 4.64 Long EC CORP US N 1 N N N NEXT 15 GROUP PLC /GBP/ N/A COMMON STOCK G6500G109 3448 NS 26968.47 2.48 Long EC CORP GB N 1 N N N PEGASYSTEMS INC COM N/A COMMON STOCK 705573103 632 NS USD 27435.12 2.52 Long EC CORP US N 1 N N N PERION NETWORK LTD N/A COMMON STOCK M78673114 1308 NS USD 40064.04 3.69 Long EC CORP IL N 1 N N N PUBMATIC INC-CLASS A N/A COMMON STOCK 74467Q103 3032 NS USD 36687.2 3.38 Long EC CORP US N 1 N N N ROKU INC N/A COMMON STOCK 77543R102 408 NS USD 28800.72 2.65 Long EC CORP US N 1 N N N S4 CAPITAL PLC /GBP/ N/A COMMON STOCK G8059H124 20744 NS 17110.79 1.57 Long EC CORP GB N 1 N N N SALESFORCE INC N/A COMMON STOCK 79466L302 232 NS USD 47044.96 4.33 Long EC CORP US N 1 N N N SPROUT SOCIAL INC - CLASS A N/A COMMON STOCK 85209W109 792 NS USD 39504.96 3.63 Long EC CORP US N 1 N N N TECHTARGET N/A COMMON STOCK 87874R100 872 NS USD 26473.92 2.44 Long EC CORP US N 1 N N N TENCENT HOLDINGS LTD /HKD/ N/A COMMON STOCK G87572163 1000 NS 39102.26 3.6 Long EC CORP KY N 1 N N N TRADE DESK INC/THE -CLASS A N/A COMMON STOCK 88339J105 632 NS USD 49390.8 4.54 Long EC CORP US N 1 N N N TREMOR INTERNATIONAL LTD-ADR N/A COMMON STOCK 89484T104 6146 NS USD 21695.38 2 Long EC CORP IL N 1 N N N VALUECOMMERCE CO LTD /JPY/ N/A COMMON STOCK J9451Q107 3000 NS 25577.19 2.35 Long EC CORP JP N 1 N N N WEIMOB INC /HKD/ N/A COMMON STOCK G9T20A106 60000 NS 25974.52 2.39 Long EC CORP KY Y 1 N N N YANDEX NV-A N/A COMMON STOCK N97284108 1280 NS USD 12.8 0 Long EC CORP NL N 1 N N N Z HOLDINGS CORP /JPY/ N/A COMMON STOCK J9894K105 12600 NS 35035.13 3.22 Long EC CORP JP N 1 N N N ZOOMINFO TECHNOLOGIES INC N/A COMMON STOCK 98980F104 1344 NS USD 22041.6 2.03 Long EC CORP US N 1 N N N 2023-11-29 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0085428-7_nportex.htm

SmartETFs Advertising & Marketing Technology ETF

Schedule of Investments

at September 30, 2023 (Unaudited)

 

Shares   Common Stocks: 98.1%  Value 
    Advertising: 51.4%    
 360   Alphabet Inc.*  $47,110 
 360   Baidu Inc.*   48,366 
 4,000   CyberAgent Inc.   21,583 
 3,320   Digital Turbine Inc.*   20,086 
 2,912   Future PLC   31,588 
 4,824   Magnite Inc.*   36,373 
 168   Meta Platforms Inc. - Class A*   50,435 
 1,308   Perion Network Ltd.*   40,064 
 3,032   PubMatic Inc.*   36,687 
 408   Roku Inc.*   28,801 
 792   Sprout Social Inc.*   39,505 
 872   TechTarget Inc.*   26,474 
 632   Trade Desk Inc./The*   49,391 
 6,146   Tremor International Ltd.*   21,695 
 3,000   ValueCommerce Co., Ltd.   25,577 
 1,280   Yandex NV*   13 
 12,600   Z Holdings Corp.   35,035 
         558,783 
           
     Ecommerce: 4.2%     
 360   Amazon.com Inc.*   45,763 
           
     Enterprise Software/Services: 3.9%     
 208   Atlassian Corp PLC*   41,914 
           
     Internet Content: 3.6%     
 1,000   Tencent Holdings Ltd.   39,102 
           
     Marketing Technology: 35.0%     
 96   Adobe Inc.*   48,950 
 1,744   Criteo SA*   50,925 
 1,216   Double Verify Holdings Inc.*   33,987 
 96   HubSpot Inc.*   47,280 
 1,144   LiveRamp Holdings Inc.*   32,993 
 3,448   Next Fifteen Communication Group PLC*   26,969 
 632   Pegasystems Inc.   27,435 
 20,744   S4 Capital PLC*   17,111 
 232   salesforce.com Inc.*   47,045 
 60,000   Weimob Inc.*   25,975 
 1,344   ZoomInfo Technologies Inc.*   22,042 
         380,712 
           
     Total Common Stocks (Cost $1,978,250)   1,066,274 
           
     Total Investments (Cost $1,978,250) - 98.1%   1,066,274 
     Other Assets in Excess of Liabilities - 1.9%   20,556 
     Total Net Assets - 100.0%  $1,086,830 

 

*Non-income producing security.

PLC - Public Limited Company