0001398344-23-021968.txt : 20231129 0001398344-23-021968.hdr.sgml : 20231129 20231129153903 ACCESSION NUMBER: 0001398344-23-021968 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231129 DATE AS OF CHANGE: 20231129 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 231451958 BUSINESS ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000009156 Guinness Atkinson Alternative Energy Fund C000024897 Guinness Atkinson Alternative Energy Fund GAAEX NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000009156 C000024897 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 South Lake Ave SUITE 800 Pasadena 91101 626-914-1041 Guinness Atkinson Alternative Energy Fund S000009156 549300CFIW30C5HQIM93 2023-12-31 2023-09-30 N 28101890.36 131283.59 27970606.77 0 0 0 0 0 0 0 0 0 0 0 0 0 631684.41 N AMERESCO INC-CL A N/A COMMON STOCK 02361E108 16054 NS USD 619042.24 2.21 Long EC CORP US N 1 N N N APTIV PLC N/A COMMON STOCK G6095L109 12075 NS USD 1190474.25 4.26 Long EC CORP JE N 1 N N N CANADIAN SOLAR INC N/A COMMON STOCK 136635109 30455 NS USD 749497.55 2.68 Long EC CORP CA N 1 N N N CHINA LONGYUAN POWER GRO /HKD/ N/A COMMON STOCK Y1501T101 587000 NS 511233.28 1.83 Long EC CORP CN N 1 N N N CHINA SUNTIEN GREEN ENER /HKD/ N/A COMMON STOCK Y15207106 1106000 NS 382755.16 1.37 Long EC CORP CN N 1 N N N EATON CORP PLC N/A COMMON STOCK G29183103 6957 NS USD 1483788.96 5.3 Long EC CORP IE N 1 N N N ENPHASE ENERGY INC N/A COMMON STOCK 29355A107 3842 NS USD 461616.3 1.65 Long EC CORP US N 1 N N N FIRST SOLAR INC N/A COMMON STOCK 336433107 6365 NS USD 1028520.35 3.68 Long EC CORP US N 1 N N N GENTHERM INC N/A COMMON STOCK 37253A103 15927 NS USD 864199.02 3.09 Long EC CORP US N 1 N N N HUBBELL INC N/A COMMON STOCK 443510607 4233 NS USD 1326664.53 4.74 Long EC CORP US N 1 N N N IBERDROLA SA /EUR/ N/A COMMON STOCK E6165F166 113911 NS 1276041.63 4.56 Long EC CORP ES N 1 N N N INFINEON TECHNOLOGIES AG /EUR/ N/A COMMON STOCK D35415104 34332 NS 1138162.12 4.07 Long EC CORP DE N 1 N N N INSTALLED BUILDING PRODUCTS N/A COMMON STOCK 45780R101 2731 NS USD 341074.59 1.22 Long EC CORP US N 1 N N N ITRON INC N/A COMMON STOCK 465741106 16236 NS USD 983576.88 3.52 Long EC CORP US N 1 N N N JOHNSON MATTHEY PLC /GBP/ N/A COMMON STOCK G51604166 41084 NS 816127.72 2.92 Long EC CORP GB N 1 N N N LEGRAND SA /EUR/ N/A COMMON STOCK F56196185 13458 NS 1242204.17 4.44 Long EC CORP FR N 1 N N N LG CHEM LTD /KRW/ N/A COMMON STOCK Y52758102 2627 NS 964380.62 3.45 Long EC CORP KR N 1 N N N NEXTERA ENERGY INC N/A COMMON STOCK 65339F101 17832 NS USD 1021595.28 3.65 Long EC CORP US N 1 N N N NIBE INDUSTRIER AB-B SHS /SEK/ N/A COMMON STOCK W6S38Z126 118676 NS 779927.03 2.79 Long EC CORP SE N 1 N N N ON SEMICONDUCTOR N/A COMMON STOCK 682189105 15680 NS USD 1457456 5.21 Long EC CORP US N 1 N N N ORMAT TECHNOLOGIES INC N/A COMMON STOCK 686688102 13766 NS USD 962518.72 3.44 Long EC CORP US N 1 N N N ORSTED A/S /DKK/ N/A COMMON STOCK K7653Q105 13134 NS 716975.46 2.56 Long EC CORP DK Y 1 N N N SAMSUNG SDI CO LTD /KRW/ N/A COMMON STOCK Y74866107 2634 NS 997137.11 3.56 Long EC CORP KR N 1 N N N SCHNEIDER ELEC SA /EUR/ N/A COMMON STOCK F86921107 7807 NS 1295766.42 4.63 Long EC CORP FR N 1 N N N SENSATA TECHNOLOGIES HOLDING N/A COMMON STOCK G8060N102 28090 NS USD 1062363.8 3.8 Long EC CORP GB N 1 N N N SOLAREDGE TECHNOLOGIES INC N/A COMMON STOCK 83417M104 2782 NS USD 360296.82 1.29 Long EC CORP US N 1 N N N SUNNOVA ENERGY INTERNATIONAL N/A COMMON STOCK 86745K104 31448 NS USD 329260.56 1.18 Long EC CORP US N 1 N N N TPI COMPOSITES INC N/A COMMON STOCK 87266J104 12874 NS USD 34116.1 0.12 Long EC CORP US N 1 N N N TRANE TECHNOLOGIES PLC N/A COMMON STOCK G8994E103 6809 NS USD 1381614.19 4.94 Long EC CORP IE N 1 N N N VESTAS WIND SYSTEMS A/S /DKK/ N/A COMMON STOCK K9773J201 45572 NS 979076.1 3.5 Long EC CORP DK N 1 N N N XINYI SOLAR HOLDINGS LTD /HKD/ N/A COMMON STOCK G9829N102 762200 NS 570378.57 2.04 Long EC CORP KY N 1 N N N 2023-11-29 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0085428-2_nportex.htm

GUINNESS ATKINSON ALTERNATIVE ENERGY FUND

Schedule of Investments

at September 30, 2023 (Unaudited)

 

Shares   Common Stocks: 97.8%  Value 
    Electrification: 30.4%    
 12,075   APTIV PLC*  $1,190,474 
 15,927   Gentherm Inc.*   864,199 
 34,332   Infineon Technologies AG   1,138,162 
 41,084   Johnson Matthey PLC   816,128 
 2,627   LG Chem Ltd.   964,381 
 15,680   ON Semiconductor Corp.*   1,457,456 
 2,634   Samsung SDI Co., Ltd.   997,137 
 28,090   Sensata Technologies Holding   1,062,364 
         8,490,301 
     Energy Efficiency: 15.9%     
 16,054   Ameresco*   619,042 
 4,233   Hubbell Inc.   1,326,665 
 2,731   Installed Building Products Inc.   341,075 
 118,676   Nibe Industrier AB - B Shares   779,927 
 6,809   Trane Technologies PLC   1,381,614 
         4,448,323 
     Renewable Energy Generation: 18.6%     
 587,000   China Longyuan Power Group Corp. - H Shares   511,233 
 1,106,000   China Suntien Green Energy Corp. Ltd. - H Shares   382,755 
 113,911   Iberdrola SA   1,276,042 
 17,832   Nextera Energy Inc.   1,021,595 
 13,766   Ormat Technologies Inc.   962,519 
 13,134   Orsted AS   716,975 
 31,448   Sunnova Energy International Inc.*   329,261 
         5,200,380 
     Renewable Equipment Manufacturing: 32.9%     
 30,455   Canadian Solar Inc.*   749,498 
 6,957   Eaton Corp PLC   1,483,789 
 3,842   Enphase Energy Inc.*   461,616 
 6,365   First Solar Inc.*   1,028,520 
 16,236   Itron Inc.*   983,577 
 13,458   Legrand SA   1,242,204 
 7,807   Schneider Electric SE   1,295,766 
 2,782   Solaredge Technologies Inc.*   360,297 
 12,874   TPI Composites Inc.*   34,116 
 45,572   Vestas Wind Systems A/S   979,076 
 762,200   Xinyi Solar Holdings Ltd.   570,379 
         9,188,838 
           
     Total Common Stocks  $27,327,842 
     (cost $31,266,940)     

   

 

GUINNESS ATKINSON ALTERNATIVE ENERGY FUND

Schedule of Investments

at September 30, 2023 (Unaudited)

 

Shares   Common Stocks: 97.8%  Value 
   Total Investments in Securities  27,327,842 
    (cost $31,266,940): 97.8%     
           
    Other Assets less Liabilities:  2.2%   624,888 
           
     Net Assets: 100.0%  $27,952,730 

 

*Non-income producing security.

PLC - Public Limited Company