0001398344-23-016082.txt : 20230828 0001398344-23-016082.hdr.sgml : 20230828 20230828130840 ACCESSION NUMBER: 0001398344-23-016082 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230828 DATE AS OF CHANGE: 20230828 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 231213434 BUSINESS ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000065017 SmartETFs Smart Transportation & Technology ETF C000210495 SmartETFs Smart Transportation & Technology ETF MOTO NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000065017 C000210495 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 South Lake Ave SUITE 800 Pasadena 91101 626-914-1041 SmartETFs Smart Transportation & Technology ETF S000065017 549300V00BLH54GDJS35 2023-12-31 2023-06-30 N 13055888.55 22153.55 13033735 0 0 0 0 0 0 0 0 0 0 0 0 0 358424.5 N ALPHABET INC-CL C N/A COMMON STOCK 02079K107 3492 NS USD 422427.24 3.24 Long EC CORP US N 1 N N N AMPHENOL CORP-CL A N/A COMMON STOCK 032095101 5220 NS USD 443439 3.4 Long EC CORP US N 1 N N N ANALOG DEVICES INC N/A COMMON STOCK 032654105 2424 NS USD 472219.44 3.62 Long EC CORP US N 1 N N N APTIV PLC N/A COMMON STOCK G6095L109 2928 NS USD 298919.52 2.29 Long EC CORP JE N 1 N N N CONTINENTAL AG /EUR/ N/A COMMON STOCK D16212140 2736 NS 206318.55 1.58 Long EC CORP DE N 1 N N N DAIMLER TRUCK HOLDING AG /EUR/ N/A COMMON STOCK D1T3RZ100 2035 NS 73286.25 0.56 Long EC CORP DE N 1 N N N DANA INC N/A COMMON STOCK 235825205 18468 NS USD 313956 2.41 Long EC CORP US N 1 N N N DENSO CORP /JPY/ N/A COMMON STOCK J12075107 7200 NS 481364.16 3.69 Long EC CORP JP N 1 N N N EATON CORP PLC N/A COMMON STOCK G29183103 2760 NS USD 555036 4.26 Long EC CORP IE N 1 N N N GEELY AUTOMOBILE HOLDING /HKD/ N/A COMMON STOCK G3777B103 72000 NS 87840.17 0.67 Long EC CORP KY N 1 N N N GENTHERM INC N/A COMMON STOCK 37253A103 6504 NS USD 367541.04 2.82 Long EC CORP US N 1 N N N HANON SYSTEMS /KRW/ N/A COMMON STOCK Y29874107 33648 NS 233671.99 1.79 Long EC CORP KR N 1 N N N HEXAGON AB-B SHS /SEK/ N/A COMMON STOCK W4R431112 30960 NS 381033.35 2.92 Long EC CORP SE N 1 N N N INFINEON TECHNOLOGIES AG /EUR/ N/A COMMON STOCK D35415104 11844 NS 488384.61 3.75 Long EC CORP DE N 1 N N N INTEL CORP N/A COMMON STOCK 458140100 8136 NS USD 272067.84 2.09 Long EC CORP US N 1 N N N JOHNSON MATTHEY PLC /GBP/ N/A COMMON STOCK G51604166 12552 NS 278297.68 2.14 Long EC CORP GB N 1 N N N KIA CORP /KRW/ N/A COMMON STOCK Y47601102 6048 NS 406238.76 3.12 Long EC CORP KR N 1 N N N LEAR CORP N/A COMMON STOCK 521865204 2376 NS USD 341074.8 2.62 Long EC CORP US N 1 N N N LG CHEM LTD /KRW/ N/A COMMON STOCK Y52758102 708 NS 358414.35 2.75 Long EC CORP KR N 1 N N N MERCEDES-BENZ GROUP AG /EUR/ N/A COMMON STOCK D1668R123 5124 NS 411949.45 3.16 Long EC CORP DE N 1 N N N NVIDIA CORP N/A COMMON STOCK 67066G104 1332 NS USD 563462.64 4.32 Long EC CORP US N 1 N N N NXP SEMICONDUCTORS NV N/A COMMON STOCK N6596X109 2196 NS USD 449477.28 3.45 Long EC CORP NL N 1 N N N ON SEMICONDUCTOR N/A COMMON STOCK 682189105 6456 NS USD 610608.48 4.68 Long EC CORP US N 1 N N N POWER INTEGRATIONS INC N/A COMMON STOCK 739276103 4740 NS USD 448735.8 3.44 Long EC CORP US N 1 N N N QUANTA SERVICES INC N/A COMMON STOCK 74762E102 3000 NS USD 589350 4.52 Long EC CORP US N 1 N N N SAMSUNG SDI CO LTD /KRW/ N/A COMMON STOCK Y74866107 840 NS 426512.44 3.27 Long EC CORP KR N 1 N N N SENSATA TECHNOLOGIES HOLDING N/A COMMON STOCK G8060N102 7416 NS USD 333645.84 2.56 Long EC CORP GB N 1 N N N SKYWORKS SOLUTIONS INC N/A COMMON STOCK 83088M102 2760 NS USD 305504.4 2.34 Long EC CORP US N 1 N N N TAIWAN SEMICONDUCTOR-SP ADR N/A COMMON STOCK 874039100 3768 NS USD 380266.56 2.92 Long EC CORP TW N 1 N N N TESLA INC N/A COMMON STOCK 88160R101 1944 NS USD 508880.88 3.9 Long EC CORP US N 1 N N N TIANNENG POWER INTL LTD /HKD/ N/A COMMON STOCK G8655K109 96000 NS 99111.16 0.76 Long EC CORP KY N 1 N N N TOYOTA MOTOR CORP /JPY/ N/A COMMON STOCK J92676113 22500 NS 360040.55 2.76 Long EC CORP JP N 1 N N N VITESCO TECHNOLOGIES GRO /EUR/ N/A COMMON STOCK D8T4KW107 430 NS 35405.59 0.27 Long EC CORP DE N 1 N N N VOLKSWAGENWERK AG PRF /EUR/ N/A COMMON STOCK D94523103 2028 NS 272085.44 2.09 Long EC CORP DE N 1 N N N VOLVO AB-B SHS /SEK/ N/A COMMON STOCK 928856301 18228 NS 376852.49 2.89 Long EC CORP SE N 1 N N N 2023-08-28 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer