0001398344-23-011333.txt : 20230530 0001398344-23-011333.hdr.sgml : 20230530 20230530165351 ACCESSION NUMBER: 0001398344-23-011333 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 23977341 BUSINESS ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000005893 Guinness Atkinson Asia Focus Fund C000016117 Guinness Atkinson Asia Focus Fund IASMX NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000005893 C000016117 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 South Lake Ave SUITE 800 Pasadena 91101 626-914-1041 Guinness Atkinson Asia Focus Fund S000005893 549300B83EIJXRDORS90 2023-12-31 2023-03-31 N 11815003.9 57643.53 11757360.37 0 0 0 0 0 0 0 0 0 0 0 0 0 179298.58 N ALIBABA GROUP HOLDING LT /HKD/ N/A COMMON STOCK G01719114 8900 NS 113009.7 0.96 Long EC CORP KY N 2 N N N ALIBABA GROUP HOLDING-SP ADR N/A COMMON STOCK 01609W102 1700 NS USD 173706 1.48 Long EC CORP KY N 1 N N N APPLIED MATERIALS INC N/A COMMON STOCK 038222105 3508 NS USD 430887.64 3.66 Long EC CORP US N 1 N N N AUTOHOME INC-ADR N/A COMMON STOCK 05278C107 16900 NS USD 565643 4.81 Long EC CORP KY N 1 N N N BAIDU INC N/A COMMON STOCK 056752108 3400 NS USD 513128 4.36 Long EC CORP KY N 1 N N N BROADCOM INC N/A COMMON STOCK 11135F101 1120 NS USD 718524.8 6.11 Long EC CORP US N 1 N N N CHINA MEDICAL SYSTEM HOL /HKD/ N/A COMMON STOCK G21108124 293000 NS 463156.3 3.94 Long EC CORP KY N 2 N N N CHINA MERCHANTS BANK-H /HKD/ N/A COMMON STOCK Y14896115 66500 NS 339723.47 2.89 Long EC CORP CN N 2 N N N CORPORATE TRAVEL MANAGEM /AUD/ N/A COMMON STOCK Q2909K105 28819 NS 351695.44 2.99 Long EC CORP AU N 2 N N N DBS GROUP HOLDINGS LTD /SGD/ N/A COMMON STOCK Y20246107 23862 NS 593593.09 5.05 Long EC CORP SG N 2 N N N ELITE MATERIAL CO LTD /TWD/ N/A COMMON STOCK Y2290G102 63000 NS 378854.28 3.22 Long EC CORP TW N 2 N N N GEELY AUTOMOBILE HOLDING /HKD/ N/A COMMON STOCK G3777B103 205000 NS 263201.76 2.24 Long EC CORP KY N 2 N N N HANON SYSTEMS /KRW/ N/A COMMON STOCK Y29874107 38530 NS 260334.09 2.21 Long EC CORP KR N 2 N N N INNER MONGOLIA YILI INDU /CNY/ N/A COMMON STOCK Y40847108 100700 NS 425867.15 3.62 Long EC CORP CN N 2 N N N JD.COM INC - CL A /HKD/ N/A COMMON STOCK G8208B101 380 NS 8178.1 0.07 Long EC CORP KY N 2 N N N JD.COM INC-ADR N/A COMMON STOCK 47215P106 9000 NS USD 395010 3.36 Long EC CORP KY N 1 N N N LARGAN PRECISION CO LTD /TWD/ N/A COMMON STOCK Y52144105 4800 NS 343702.59 2.92 Long EC CORP TW N 2 N N N LG H&H /KRW/ N/A COMMON STOCK Y5275R100 330 NS 152510.29 1.3 Long EC CORP KR N 2 N N N MEITUAN-CLASS B /HKD/ N/A COMMON STOCK G59669104 800 NS 14593.45 0.12 Long EC CORP KY Y 2 N N N NARI TECHNOLOGY DEVELOPM /CNY/ N/A COMMON STOCK Y2959R100 124008 NS 489909.28 4.17 Long EC CORP CN N 2 N N N NETEASE INC-ADR N/A COMMON STOCK 64110W102 5200 NS USD 459888 3.91 Long EC CORP KY N 1 N N N PING AN INSURANCE GROUP /HKD/ N/A COMMON STOCK Y69790106 49000 NS 317481.13 2.7 Long EC CORP CN N 2 N N N SAMSUNG ELECTRONICS CO L /KRW/ N/A COMMON STOCK Y74718100 10050 NS 495526.84 4.21 Long EC CORP KR N 2 N N N SANY HEAVY INDUSTRY CO L /CNY/ N/A COMMON STOCK Y75268105 114600 NS 284759.14 2.42 Long EC CORP CN N 2 N N N SHENZHOU INTERNATIONAL G /HKD/ N/A COMMON STOCK G8087W101 44300 NS 462968.35 3.94 Long EC CORP KY N 2 N N N SHIN ZU SHING CO LTD /TWD/ N/A COMMON STOCK Y7755T127 2 NS 5.72 0 Long EC CORP TW N 2 N N N SINO BIOPHARMACEUTICAL /HKD/ N/A COMMON STOCK G8167W138 659000 NS 369182.21 3.14 Long EC CORP KY N 2 N N N SONIC HEALTHCARE LTD /AUD/ N/A COMMON STOCK Q8563C107 19149 NS 448531.52 3.81 Long EC CORP AU N 2 N N N TAIWAN SEMICONDUCTOR MAN /TWD/ N/A COMMON STOCK Y84629107 28000 NS 494940.5 4.21 Long EC CORP TW N 2 N N N TENCENT HOLDINGS LTD /HKD/ N/A COMMON STOCK G87572163 8000 NS 390375.18 3.32 Long EC CORP KY N 2 N N N VENUSTECH GROUP INC-A /CNH/ N/A COMMON STOCK Y07764106 108400 NS 525371.12 4.47 Long EC CORP CN N 2 N N N WUXI LEAD INTELLIGENT EQ /CNH/ N/A COMMON STOCK Y9717H100 60160 NS 353807.96 3.01 Long EC CORP CN N 2 N N N 2023-05-30 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0083121-2_nportex.htm

 

GUINNESS ATKINSON ASIA FOCUS FUND    

Schedule of Investments    

at March 31, 2023 (Unaudited)         

         

         
Shares   Common Stocks: 98.6%  Value 
     Australia: 6.8%     
 28,819   Corporate Travel Management Ltd.  $351,695 
 19,149   Sonic Healthcare Ltd.   448,532 
         800,227 
     China: 58.9%     
 8,900   Alibaba Group Holding Ltd.   113,010 
 1,700   Alibaba Group Holding Ltd. - ADR   173,706 
 16,900   Autohome Inc. - ADR   565,643 
 3,400   Baidu Inc.* -ADR   513,128 
 293,000   China Medical System Holdings Ltd.   463,156 
 66,500   China Merchants Bank Co., Ltd. - H Shares   339,724 
 205,000   Geely Automobile Holdings Ltd.   263,202 
 100,700   Inner Mongolia Yili Industrial Group Co., Ltd. - A Shares   425,867 
 380   JD.com In. - CL A   8,178 
 9,000   JD.com Inc. - ADR   395,010 
 800   Meituan - Class B*   14,593 
 124,008   NARI Technology Co., Ltd. - A Shares   489,909 
 5,200   NetEase Inc. - ADR   459,888 
 49,000   Ping An Insurance Group Company of China Ltd. - H Shares   317,481 
 114,600   Sany Heavy Industry Co., Ltd. - A Shares   284,759 
 44,300   Shenzhou International   462,968 
 659,000   Sino Biopharmaceutical Ltd.   369,182 
 8,000   Tencent Holdings Ltd.   390,375 
 108,400   Venustech Group Inc. - A Shares   525,371 
 60,160   Wuxi Lead Intelligent Equipment Co., Ltd. - A Shares   353,808 
         6,928,958 
     Singapore: 5.0%     
 23,862   DBS Group Holdings Ltd.   593,593 
           
     South Korea: 7.7%     
 38,530   Hanon Systems   260,334 
 330   LG Household & Health Care Ltd.   152,510 
 10,050   Samsung Electronics Co., Ltd.   495,527 
         908,371 
     Taiwan: 10.4%     
 63,000   Elite Material Co., Ltd.   378,854 
 4,800   Largan Precision Co., Ltd.   343,703 
 2   Shin Zu Shing Co., Ltd.   6 
 28,000   Taiwan Semiconductor Manufacturing Co., Ltd.   494,941 
         1,217,504 

 

GUINNESS ATKINSON ASIA FOCUS FUND    

Schedule of Investments    

at March 31, 2023 (Unaudited)         

 

         
Shares   Common Stocks: 98.6%  Value 
     United States: 9.8%     
 3,508   Applied Materials Inc.  $430,888 
 1,120   Broadcom Inc.   718,525 
         1,149,413 
           
     Total Common Stocks  $11,598,066 
     (cost $9,162,867)     
           
     Total Investments in Securities   11,598,066 
     (cost $9,162,867):  98.6%     
           
     Other Assets less Liabilities:  1.4%   158,956 
           
     Net Assets: 100.0%  $11,757,022 

         

*Non-income producing security.

ADR - American Depository Receipt