0001398344-22-023426.txt : 20221129 0001398344-22-023426.hdr.sgml : 20221129 20221129151835 ACCESSION NUMBER: 0001398344-22-023426 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221129 DATE AS OF CHANGE: 20221129 PERIOD START: 20221231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 221432205 BUSINESS ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000065017 SmartETFs Smart Transportation & Technology ETF C000210495 SmartETFs Smart Transportation & Technology ETF MOTO NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000065017 C000210495 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 225 SOUTH LAKE AVENUE SUITE 216 Pasadena 91101 626-914-1041 SmartETFs Smart Transportation & Technology ETF S000065017 549300V00BLH54GDJS35 2022-12-31 2022-09-30 N 9500900.69 16805.14 9484095.55 0 0 0 0 0 0 0 0 0 0 0 0 0 449455.24 N ALPHABET INC-CL C N/A COMMON STOCK 02079K107 3360 NS USD 323064 3.41 Long EC CORP US N 1 N N N AMPHENOL CORP-CL A N/A COMMON STOCK 032095101 5016 NS USD 335871.36 3.54 Long EC CORP US N 1 N N N ANALOG DEVICES INC N/A COMMON STOCK 032654105 2340 NS USD 326055.6 3.44 Long EC CORP US N 1 N N N APTIV PLC N/A COMMON STOCK G6095L109 2760 NS USD 215859.6 2.28 Long EC CORP JE N 1 N N N CONTINENTAL AG /EUR/ N/A COMMON STOCK D16212140 2520 NS 113478.12 1.2 Long EC CORP DE N 1 N N N DAIMLER TRUCK HOLDING AG /EUR/ N/A COMMON STOCK D1T3RZ100 2035 NS 46566.9 0.49 Long EC CORP DE N 1 N N N DANA INC N/A COMMON STOCK 235825205 17436 NS USD 199293.48 2.1 Long EC CORP US N 1 N N N DENSO CORP /JPY/ N/A COMMON STOCK J12075107 7200 NS 327605.1 3.45 Long EC CORP JP N 1 N N N EATON CORP PLC N/A COMMON STOCK G29183103 2760 NS USD 368073.6 3.88 Long EC CORP IE N 1 N N N GEELY AUTOMOBILE HOLDING /HKD/ N/A COMMON STOCK G3777B103 72000 NS 99244.56 1.05 Long EC CORP KY N 1 N N N GENTHERM INC N/A COMMON STOCK 37253A103 6216 NS USD 309121.68 3.26 Long EC CORP US N 1 N N N HANON SYSTEMS /KRW/ N/A COMMON STOCK Y29874107 31392 NS 181115.65 1.91 Long EC CORP KR N 1 N N N HEXAGON AB-B SHS /SEK/ N/A COMMON STOCK W4R431112 29556 NS 278815.12 2.94 Long EC CORP SE N 1 N N N INFINEON TECHNOLOGIES AG /EUR/ N/A COMMON STOCK D35415104 11436 NS 254517.32 2.68 Long EC CORP DE N 1 N N N INTEL CORP N/A COMMON STOCK 458140100 7632 NS USD 196676.64 2.07 Long EC CORP US N 1 N N N JOHNSON MATTHEY PLC /GBP/ N/A COMMON STOCK G51604166 11784 NS 241077.42 2.54 Long EC CORP GB N 1 N N N KIA CORP /KRW/ N/A COMMON STOCK Y47601102 5796 NS 288982.09 3.05 Long EC CORP KR N 1 N N N LEAR CORP N/A COMMON STOCK 521865204 2256 NS USD 270020.64 2.85 Long EC CORP US N 1 N N N LG CHEM LTD /KRW/ N/A COMMON STOCK Y52758102 684 NS 254234.54 2.68 Long EC CORP KR N 1 N N N MERCEDES-BENZ GROUP AG /EUR/ N/A COMMON STOCK D1668R123 4920 NS 252410.75 2.66 Long EC CORP DE N 1 N N N NVIDIA CORP N/A COMMON STOCK 67066G104 2076 NS USD 252005.64 2.66 Long EC CORP US N 1 N N N NXP SEMICONDUCTORS NV N/A COMMON STOCK N6596X109 2112 NS USD 311541.12 3.28 Long EC CORP NE N 1 N N N ON SEMICONDUCTOR N/A COMMON STOCK 682189105 7032 NS USD 438304.56 4.62 Long EC CORP US N 1 N N N POWER INTEGRATIONS INC N/A COMMON STOCK 739276103 4560 NS USD 293299.2 3.09 Long EC CORP US N 1 N N N QUANTA SERVICES INC N/A COMMON STOCK 74762E102 3336 NS USD 424973.04 4.48 Long EC CORP US N 1 N N N SAMSUNG SDI CO LTD /KRW/ N/A COMMON STOCK Y74866107 816 NS 308955.88 3.26 Long EC CORP KR N 1 N N N SENSATA TECHNOLOGIES HOLDING N/A COMMON STOCK G8060N102 7044 NS USD 262600.32 2.77 Long EC CORP GB N 1 N N N SKYWORKS SOLUTIONS INC N/A COMMON STOCK 83088M102 2604 NS USD 222043.08 2.34 Long EC CORP US N 1 N N N TAIWAN SEMICONDUCTOR-SP ADR N/A COMMON STOCK 874039100 3612 NS USD 247638.72 2.61 Long EC CORP TW N 1 N N N TESLA INC N/A COMMON STOCK 88160R101 1944 NS USD 515646 5.44 Long EC CORP US N 1 N N N TIANNENG POWER INTL LTD /HKD/ N/A COMMON STOCK G8655K109 96000 NS 83896.2 0.88 Long EC CORP KY N 1 N N N TOYOTA MOTOR CORP /JPY/ N/A COMMON STOCK J92676113 21600 NS 279951.64 2.95 Long EC CORP JP N 1 N N N VITESCO TECHNOLOGIES GRO /EUR/ N/A COMMON STOCK D8T4KW107 430 NS 21112.14 0.22 Long EC CORP DE N 1 N N N VOLKSWAGENWERK AG PRF /EUR/ N/A COMMON STOCK D94523103 1908 NS 236347.77 2.49 Long EC CORP DE N 1 N N N VOLVO AB-B SHS /SEK/ N/A COMMON STOCK 928856301 17388 NS 247656.96 2.61 Long EC CORP SE N 1 N N N 2022-11-29 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0080336-10_nportex.htm

SmartETFs Smart Transportation & Technology ETF  

Schedule of Investments

at September 30, 2022 (Unaudited)  

 

Shares   Common Stocks: 92.7%  Value ($) 
     Auto/Trucks Parts & Equipment: 3.2%     
 6,216   Gentherm Inc. *  $309,122 
           
     Commerical Services: 4.5%     
 3,336   Quanta Services Inc.   424,973 
           
     Rubber-Tires: 1.2%     
 2,520   Continental AG   113,478 
           
     Smart Transportation: 30.4%     
 2,760   Aptiv PLC   215,860 
 2,035   Daimler Truck AG   46,567 
 7,200   Denso Corp.   327,605 
 72,000   Geely Automobile Holdings Ltd.   99,245 
 11,784   Johnson Matthey PLC   241,077 
 5,796   KiaCorp   288,982 
 4,920   Mercedes-Benz Group AG   252,411 
 7,044   Sensata Technologies Holding *   262,600 
 1,944   Tesla Inc. *   515,646 
 96,000   Tianneng Power International   83,896 
 21,600   Toyota Motor Corp.   279,952 
 430   Vitesco Technologies Group AG   21,112 
 17,388   Volvo AB Class B   247,657 
         2,882,610 
           
     Technology: 2.6%     
 3,612   Taiwan Semiconductor Manufacturing Co., Ltd. - ADR   247,639 
           
     Technology & Transportation: 50.8%     
 3,360   Alphabet Inc. Class C *   323,064 
 5,016   Amphenol Corp. Class A   335,871 
 2,340   Analog Devices Inc.   326,056 
 17,436   Dana Inc.   199,293 
 2,760   Eaton Corp. PLC   368,074 
 31,392   Hanon Systems   181,116 
 29,556   Hexagon AB Class B   278,815 
 11,436   Infineon Technologies AG - ADR   254,517 
 7,632   Intel Corp.   196,677 
 2,256   Lear Corp.   270,021 
 684   LG Chem Ltd.   254,234 
 2,076   NVIDIA Corp.   252,006 
 2,112   NXP Semiconductors NV   311,541 
 7,032   ON Semiconductor Corp. *   438,304 
 4,560   Power Integrations Inc.   293,299 
 816   Samsung SDI Co., Ltd.   308,956 
 2,604   Skyworks Solutions Inc.   222,043 
         4,813,887 
           
     Total Common Stocks (Cost $11,155,852)   8,791,709 

 

 

 

Shares   Common Stocks: 92.7%  Value ($) 
     Preferred Stocks     
     Smart Transportation: 2.5%     
 1,908   Volkswagen AG  $236,348 
     Total Preferred Stocks (Cost $370,677)   236,348 
           
     Total Investments (Cost $11,526,529): 95.2%   9,028,057 
     Other Assets in Excess of Liabilities 4.8%   456,039 
     Total Net Assets - 100.0%  $9,484,096 

 

*Non-income producing security.

ADR - American Depository Receipt

PLC - Public Limited Company