0001398344-22-023420.txt : 20221129 0001398344-22-023420.hdr.sgml : 20221129 20221129151835 ACCESSION NUMBER: 0001398344-22-023420 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221129 DATE AS OF CHANGE: 20221129 PERIOD START: 20221231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 221432200 BUSINESS ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000005896 Guinness Atkinson Global Energy Fund C000016120 Guinness Atkinson Global Energy Fund GAGEX NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000005896 C000016120 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 225 SOUTH LAKE AVENUE SUITE 216 Pasadena 91101 626-914-1041 Guinness Atkinson Global Energy Fund S000005896 5493008FBP33QJVDNN54 2022-12-31 2022-09-30 N 15029239.04 47203.57 14982035.47 0 0 0 0 0 0 0 0 0 0 0 0 0 169816.34 N BAKER HUGHES CO N/A COMMON STOCK 05722G100 9039 NS USD 189457.44 1.26 Long EC CORP US N 1 N N N BP PLC /GBP/ N/A COMMON STOCK G12793108 146269 NS 699876.05 4.67 Long EC CORP GB N 2 N N N CANADIAN NATURAL RESOURC /CAD/ N/A COMMON STOCK 136385101 10275 NS 478304.86 3.19 Long EC CORP CA N 1 N N N CENOVUS ENERGY INC /CAD/ N/A COMMON STOCK 15135U109 30410 NS 467168.75 3.12 Long EC CORP CA N 1 N N N CHEVRON CORP N/A COMMON STOCK 166764100 6068 NS USD 871789.56 5.82 Long EC CORP US N 1 N N N CHINA PETROLEUM & CHEMIC /HKD/ N/A COMMON STOCK Y15010104 414000 NS 177616.06 1.19 Long EC CORP CN N 2 N N N CONOCOPHILLIPS N/A COMMON STOCK 20825C104 7477 NS USD 765196.18 5.11 Long EC CORP US N 1 N N N DELTIC ENERGY PLC /GBP/ N/A COMMON STOCK G2339Z103 2074051 NS 74409.96 0.5 Long EC CORP GB N 2 N N N DEVON ENERGY CORP N/A COMMON STOCK 25179M103 10647 NS USD 640204.11 4.27 Long EC CORP US N 1 N N N DIAMONDBACK ENERGY INC N/A COMMON STOCK 25278X109 4630 NS USD 557729.8 3.72 Long EC CORP US N 1 N N N DIVERSIFIED ENERGY CO PL /GBP/ N/A COMMON STOCK G2891G105 47993 NS 69699.76 0.47 Long EC CORP GB Y 2 N N N ENBRIDGE INC N/A COMMON STOCK 29250N105 11720 NS USD 434812 2.9 Long EC CORP CA N 1 N N N ENI SPA /EUR/ N/A COMMON STOCK T3643A145 34004 NS 361411.26 2.41 Long EC CORP IT N 2 N N N ENQUEST PLC /GBP/ N/A COMMON STOCK G3159S104 256010 NS 75272.81 0.5 Long EC CORP GB N 2 N N N EOG RESOURCES INC N/A COMMON STOCK 26875P101 4995 NS USD 558091.35 3.73 Long EC CORP US N 1 N N N EQUINOR ASA /NOK/ N/A COMMON STOCK R2R90P103 22847 NS 750249.75 5.01 Long EC CORP NO N 2 N N N EXXON MOBIL CORP N/A COMMON STOCK 30231G102 10694 NS USD 933693.14 6.23 Long EC CORP US N 1 N N N GALP ENERGIA SGPS SA B /EUR/ N/A COMMON STOCK X3078L108 47776 NS 456857.23 3.05 Long EC CORP PT N 2 N N N HALLIBURTON CO N/A COMMON STOCK 406216101 8333 NS USD 205158.46 1.37 Long EC CORP US N 1 N N N HELIX ENERGY SOLUTIONS GROUP N/A COMMON STOCK 42330P107 23840 NS USD 92022.4 0.61 Long EC CORP US N 1 N N N IMPERIAL OIL LTD /CAD/ N/A COMMON STOCK 453038408 12425 NS 537999.89 3.59 Long EC CORP CA N 1 N N N KINDER MORGAN INC N/A COMMON STOCK 49456B101 23280 NS USD 387379.2 2.59 Long EC CORP US N 1 N N N MAXEON SOLAR TECHNOLOGIE N/A COMMON STOCK Y58473102 662 NS USD 15735.74 0.11 Long EC CORP SG N 1 N N N OMV AG /EUR/ N/A COMMON STOCK A51460110 9090 NS 332047.32 2.22 Long EC CORP AT N 2 N N N PETROCHINA CO LTD H /HKD/ N/A COMMON STOCK Y6883Q104 550000 NS 226016.18 1.51 Long EC CORP CN N 2 N N N PHAROS ENERGY PLC /GBP/ N/A COMMON STOCK M7S90R102 137690 NS 30424 0.2 Long EC CORP GB N 2 N N N PIONEER NATURAL RESOURCES CO N/A COMMON STOCK 723787107 2548 NS USD 551718.44 3.68 Long EC CORP US N 1 N N N REABOLD RESOURCES PLC /GBP/ N/A COMMON STOCK G7398R108 5221570 NS 14147.86 0.09 Long EC CORP GB N 2 N N N REPSOL SA /EUR/ N/A COMMON STOCK E8471S130 44036 NS 500999.46 3.34 Long EC CORP ES N 2 N N N SCHLUMBERGER LTD N/A COMMON STOCK 806857108 15043 NS USD 540043.7 3.6 Long EC CORP CW N 1 N N N SHELL PLC /EUR/ N/A COMMON STOCK G80827101 27180 NS 680003.77 4.54 Long EC CORP GB N 2 N N N SUNCOR ENERGY INC /CAD/ N/A COMMON STOCK 867224107 16383 NS 461376.02 3.08 Long EC CORP CA N 1 N N N SUNPOWER CORP N/A COMMON STOCK 867652406 5250 NS USD 120960 0.81 Long EC CORP US N 1 N N N TOTALENERGIES SE /EUR/ N/A COMMON STOCK F92124100 15259 NS 715991.13 4.78 Long EC CORP FR N 2 N N N VALERO ENERGY CORP N/A COMMON STOCK 91913Y100 6804 NS USD 727007.4 4.85 Long EC CORP US N 1 N N N 2022-11-29 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0080336-4_nportex.htm

GUINNESS ATKINSON GLOBAL ENERGY FUND

Schedule of Investments

at September 30, 2022 (Unaudited)

 

         
Shares   Common Stocks:  98.6%  Value 
     Energy - Alternate Sources:  0.9%     
 662   Maxeon Solar Technologies Ltd  $15,736 
 5,250   SunPower Corp.*   120,960 
         136,696 
           
     Oil & Gas - Exploration & Production:  25.6%     
 10,275   Canadian Natural Resources Ltd.   478,305 
 7,477   ConocoPhillips   765,196 
 2,074,051   Deltic Energy PLC   74,410 
 10,647   Devon Energy Corp.   640,204 
 4,630   Diamondback Energy Inc.   557,730 
 47,993   Diversified Energy Co., PLC   69,700 
 256,010   EnQuest PLC*   75,273 
 4,995   EOG Resources Inc.   558,091 
 137,690   Pharos Energy PLC   30,424 
 2,548   Pioneer Natural Resources Company   551,718 
 5,221,570   Reabold Resources PLC*   14,148 
         3,815,199 
     Oil & Gas - Field Services:  6.9%     
 8,333   Halliburton Company   205,159 
 23,840   Helix Energy Solutions Group, Inc.*   92,022 
 15,043   Schlumberger Ltd.   540,044 
 9,039   Baker Hughes Company   189,458 
         1,026,683 
     Oil & Gas - Integrated:  57.4%     
 146,269   BP PLC   699,876 
 30,410   Cenovus Energy Inc.   467,169 
 6,068   Chevron Corp.   871,790 
 414,000   China Petroleum & Chemical   177,616 
 34,004   Eni SpA   361,411 
 22,847   Equinor ASA   750,250 
 10,694   Exxon Mobil Corp.   933,693 
 47,776   Galp Energia Sgps Sa   456,857 
 12,425   Imperial Oil Ltd.   538,000 
 23,280   Kinder Morgan Inc.   387,379 
 9,090   OMV AG   332,047 
 550,000   PetroChina Co., Ltd. - H Shares   226,016 
 44,036   Repsol SA   500,999 
 27,180   Shell PLC   680,004 
 16,383   Suncor Energy, Inc.   461,376 
 15,259   Total Energies SE   715,991 
         8,560,474 

 

 

 

     Oil & Gas - Pipelines and Transportation:  2.9%     
 11,720   Enbridge Inc.  $434,812 
           
     Oil Refining & Marketing:  4.9%     
 6,804   Valero Energy, Corp.   727,007 
           
     Total Common Stocks  $14,700,871 
     (cost $18,075,595)     
           
     Total Investments in Securities   14,700,871 
     (cost $18,075,595): 98.6%     
           
     Other Assets less Liabilities: 1.4%   203,950 
           
     Net Assets: 100.0%  $14,904,821 

 

*Non-income producing security.

ADR - American Depository Receipt

PLC - Public Limited Company