0001398344-22-010319.txt : 20220525 0001398344-22-010319.hdr.sgml : 20220525 20220525135612 ACCESSION NUMBER: 0001398344-22-010319 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220525 PERIOD START: 20221231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 22961709 BUSINESS ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000065017 SmartETFs Smart Transportation & Technology ETF C000210495 SmartETFs Smart Transportation & Technology ETF MOTO NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000065017 C000210495 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 225 SOUTH LAKE AVENUE SUITE 216 Pasadena 91101 626-914-1041 SmartETFs Smart Transportation & Technology ETF S000065017 549300V00BLH54GDJS35 2022-12-31 2022-03-31 N 14613411.37 10189.06 14603222.31 0 0 0 0 0 0 0 0 0 0 0 0 0 618531.16 N ALPHABET INC-CL C N/A COMMON STOCK 02079K107 196 NS USD 547426.04 3.75 Long EC CORP US N 1 N N N AMPHENOL CORP-CL A N/A COMMON STOCK 032095101 5852 NS USD 440948.2 3.02 Long EC CORP US N 1 N N N ANALOG DEVICES INC N/A COMMON STOCK 032654105 2730 NS USD 450941.4 3.09 Long EC CORP US N 1 N N N APTIV PLC N/A COMMON STOCK G6095L109 2954 NS USD 353623.34 2.42 Long EC CORP JE N 1 N N N CONTINENTAL AG /EUR/ N/A COMMON STOCK D16212140 2506 NS 181363.32 1.24 Long EC CORP DE N 1 N N N DAIMLER TRUCK HOLDING AG /EUR/ N/A COMMON STOCK D1T3RZ100 2373 NS 66253.01 0.45 Long EC CORP DE N 1 N N N DANA INC N/A COMMON STOCK 235825205 18578 NS USD 326415.46 2.24 Long EC CORP US N 1 N N N DENSO CORP /JPY/ N/A COMMON STOCK J12075107 7000 NS 451965.33 3.09 Long EC CORP JP N 1 N N N EATON CORP PLC N/A COMMON STOCK G29183103 3220 NS USD 488667.2 3.35 Long EC CORP IE N 1 N N N GEELY AUTOMOBILE HOLDING /HKD/ N/A COMMON STOCK G3777B103 154000 NS 242994.93 1.66 Long EC CORP KY N 1 N N N GENTHERM INC N/A COMMON STOCK 37253A103 6776 NS USD 494919.04 3.39 Long EC CORP US N 1 N N N HANON SYSTEMS /KRW/ N/A COMMON STOCK Y29874107 32942 NS 320008.23 2.19 Long EC CORP KR N 1 N N N HEXAGON AB-B SHS /SEK/ N/A COMMON STOCK W4R431112 31850 NS 450055.08 3.08 Long EC CORP SE N 1 N N N INFINEON TECHNOLOGIES AG /EUR/ N/A COMMON STOCK D35415104 12250 NS 420028 2.88 Long EC CORP DE N 1 N N N INTEL CORP N/A COMMON STOCK 458140100 8092 NS USD 401039.52 2.75 Long EC CORP US N 1 N N N JOHNSON MATTHEY PLC /GBP/ N/A COMMON STOCK G51604166 12642 NS 311989.31 2.14 Long EC CORP GB N 1 N N N KIA CORP /KRW/ N/A COMMON STOCK Y47601102 6286 NS 382944.01 2.62 Long EC CORP KR N 1 N N N LEAR CORP N/A COMMON STOCK 521865204 2450 NS USD 349345.5 2.39 Long EC CORP US N 1 N N N LG CHEM LTD /KRW/ N/A COMMON STOCK Y52758102 742 NS 324971.08 2.23 Long EC CORP KR N 1 N N N MERCEDES-BENZ GROUP AG /EUR/ N/A COMMON STOCK D1668R123 5250 NS 370713.75 2.54 Long EC CORP DE N 1 N N N NVIDIA CORP N/A COMMON STOCK 67066G104 2268 NS USD 618846.48 4.24 Long EC CORP US N 1 N N N NXP SEMICONDUCTORS NV N/A COMMON STOCK N6596X109 2310 NS USD 427534.8 2.93 Long EC CORP NL N 1 N N N ON SEMICONDUCTOR N/A COMMON STOCK 682189105 10080 NS USD 631108.8 4.32 Long EC CORP US N 1 N N N POWER INTEGRATIONS INC N/A COMMON STOCK 739276103 5320 NS USD 493057.6 3.38 Long EC CORP US N 1 N N N QUANTA SERVICES INC N/A COMMON STOCK 74762E102 4662 NS USD 613565.82 4.2 Long EC CORP US Y 1 N N N SAMSUNG SDI CO LTD /KRW/ N/A COMMON STOCK Y74866107 896 NS 439626.08 3.01 Long EC CORP KR N 1 N N N SENSATA TECHNOLOGIES HOLDING N/A COMMON STOCK G8060N102 7560 NS USD 384426 2.63 Long EC CORP GB N 1 N N N SKYWORKS SOLUTIONS INC N/A COMMON STOCK 83088M102 2772 NS USD 369452.16 2.53 Long EC CORP US N 1 N N N TAIWAN SEMICONDUCTOR-SP ADR N/A COMMON STOCK 874039100 4214 NS USD 439351.64 3.01 Long EC CORP TW N 1 N N N TESLA INC N/A COMMON STOCK 88160R101 840 NS USD 905184 6.2 Long EC CORP US N 1 N N N TIANNENG POWER INTL LTD /HKD/ N/A COMMON STOCK G8655K109 112000 NS 96368.68 0.66 Long EC CORP KY N 1 N N N TOYOTA MOTOR CORP /JPY/ N/A COMMON STOCK J92676113 23800 NS 434513.49 2.98 Long EC CORP JP N 1 N N N VITESCO TECHNOLOGIES GRO /EUR/ N/A COMMON STOCK D8T4KW107 500 NS 19918.8 0.14 Long EC CORP DE N 1 N N N VOLKSWAGENWERK AG PRF /EUR/ N/A COMMON STOCK D94523103 2030 NS 352684.47 2.42 Long EC CORP DE N 1 N N N VOLVO AB-B SHS /SEK/ N/A COMMON STOCK 928856301 18592 NS 349493.03 2.39 Long EC CORP SE N 1 N N N 2022-05-25 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0074979_nportex.htm

SmartETFs Smart Transportation & Technology ETF

Schedule of Investments

at March 31, 2022 (Unaudited)

 

Shares   Common Stocks: 93.1%  Value ($) 
    Auto/Trucks Parts & Equipment: 3.4%    
 6,776   Gentherm Inc. *  $494,919 
           
     Commerical Services: 4.2%     
 4,662   Quanta Services Inc.   613,566 
           
     Rubber-Tires: 1.2%     
 2,506   Continental AG   181,363 
           
     Smart Transportation: 29.9%     
 2,954   Aptiv PLC   353,623 
 2,373   Daimler Truck AG   66,253 
 7,000   Denso Corp.   451,965 
 154,000   Geely Automobile Holdings Ltd.   242,995 
 12,642   Johnson Matthey PLC   311,989 
 6,286   KiaCorp   382,944 
 5,250   Mercedes-Benz Group AG   370,714 
 7,560   Sensata Technologies Holding *   384,426 
 840   Tesla Inc. *   905,184 
 112,000   Tianneng Power International   96,369 
 23,800   Toyota Motor Corp.   434,514 
 500   Vitesco Technologies Group AG   19,919 
 18,592   Volvo AB Class B   349,493 
         4,370,388 
           
     Technology: 3.0%     
 4,214   Taiwan Semiconductor Manufacturing Co., Ltd. - ADR   439,352 
           
     Technology & Transportation: 51.4%     
 196   Alphabet Inc. Class C *   547,426 
 5,852   Amphenol Corp. Class A   440,948 
 2,730   Analog Devices Inc.   450,941 
 18,578   Dana Inc.   326,415 
 3,220   Eaton Corp. PLC   488,667 
 32,942   Hanon Systems   320,008 
 31,850   Hexagon AB Class B   450,055 
 12,250   Infineon Technologies AG - ADR   420,028 
 8,092   Intel Corp.   401,040 
 2,450   Lear Corp.   349,346 
 742   LG Chem Ltd.   324,971 
 2,268   NVIDIA Corp.   618,847 
 2,310   NXP Semiconductors NV   427,535 
 10,080   ON Semiconductor Corp. *   631,109 
 5,320   Power Integrations Inc.   493,058 
 896   Samsung SDI Co., Ltd.   439,626 
 2,772   Skyworks Solutions Inc.   369,452 
         7,499,472 
           
     Total Common Stocks (Cost $12,421,605)   13,599,060 

   

 

Shares      Value ($) 
    Preferred Stocks    
    Smart Transportation: 2.4%    
 2,030   Volkswagen AG  $352,684 
     Total Preferred Stocks (Cost $392,904)   352,684 
           
     Total Investments (Cost $12,814,509): 95.5%   13,951,744 
     Other Assets in Excess of Liabilities 4.5%   651,478 
     Total Net Assets - 100.0%  $14,603,222 

 

*Non-income producing security.

ADR - American Depository Receipt

PLC - Public Limited Company