Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000005893 | Guinness Atkinson Asia Focus Fund | ||
| Class/Contract C000016117 | Guinness Atkinson Asia Focus Fund | IASMX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000005894 | Guinness Atkinson China & Hong Kong Fund | ||
| Class/Contract C000016118 | Guinness Atkinson China & Hong Kong Fund | ICHKX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000005895 | Guinness Atkinson Global Innovators Fund | ||
| Class/Contract C000016119 | Guinness Atkinson Global Innovators Fund - Investor Class | IWIRX | |
| Class/Contract C000161072 | Guinness Atkinson Global Innovators Fund - Institutional Class | GINNX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000005896 | Guinness Atkinson Global Energy Fund | ||
| Class/Contract C000016120 | Guinness Atkinson Global Energy Fund | GAGEX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000009156 | Guinness Atkinson Alternative Energy Fund | ||
| Class/Contract C000024897 | Guinness Atkinson Alternative Energy Fund | GAAEX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000032927 | Renminbi Yuan & Bond Fund | ||
| Class/Contract C000101629 | Renminbi Yuan & Bond Fund | GARBX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000065017 | SmartETFs Smart Transportation & Technology ETF | ||
| Class/Contract C000210495 | SmartETFs Smart Transportation & Technology ETF | MOTO | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000067431 | SmartETFs Advertising & Marketing Technology ETF | ||
| Class/Contract C000216796 | SmartETFs Advertising & Marketing Technology ETF | MRAD | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000069134 | SmartETFs Asia Pacific Dividend Builder ETF | ||
| Class/Contract C000220961 | SmartETFs Asia Pacific Dividend Builder ETF | ADIV | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000069135 | SmartETFs Dividend Builder ETF | ||
| Class/Contract C000220962 | SmartETFs Dividend Builder ETF | DIVS | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000069963 | SmartETFs Sustainable Energy II ETF | ||
| Class/Contract C000222800 | SmartETFs Sustainable Energy II ETF | SULR | |
IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: N-PX | Act: 40 | File No.: 811-08360 | Film No.: 211225702