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Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]
SEC Accession No. 0001398344-21-003663
Filing Date
2021-02-18
Accepted
2021-02-17 18:08:53
Documents
9

Document Format Files

Seq Description Document Type Size
1 fp0062456_n14a.htm N-14/A 806660
2 fp0062456_ex991613d.htm EX-99.19.13.D 114820
3 fp0062456_ex991614a.htm EX-99.16.14.A 1704
5 GRAPHIC fp0062456_01.jpg GRAPHIC 303421
6 GRAPHIC fp0062456_02.jpg GRAPHIC 272455
7 GRAPHIC image_002.jpg GRAPHIC 2479
8 GRAPHIC image_005.jpg GRAPHIC 2374
9 GRAPHIC image_003.jpg GRAPHIC 2374
10 GRAPHIC image_004.jpg GRAPHIC 2374
  Complete submission text file 0001398344-21-003663.txt   1733110

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0000919160 acquiring    
Series S000069134   SmartETFs Asia Pacific Dividend Builder ETF
Class/Contract C000220961   SmartETFs Asia Pacific Dividend Builder ETF
CIK 0000919160 target    
Series S000009157   Guinness Atkinson Asia Pacific Dividend Builder Fund
Class/Contract C000024898   Guinness Atkinson Asia Pacific Dividend Builder Fund GAADX
CIK 0000919160 acquiring    
Series S000069135   SmartETFs Dividend Builder ETF
Class/Contract C000220962   SmartETFs Dividend Builder ETF
CIK 0000919160 target    
Series S000036495   Guinness Atkinson Dividend Builder Fund
Class/Contract C000111794   Guinness Atkinson Dividend Builder Fund GAINX
Mailing Address 225 SOUTH LAKE AVENUE SUITE 216 PASADENA CA 91101
Business Address 225 SOUTH LAKE AVENUE SUITE 216 PASADENA CA 91101 626-914-1041
GUINNESS ATKINSON FUNDS (Filer) CIK: 0000919160 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: N-14/A | Act: 33 | File No.: 333-248959 | Film No.: 21646615