N-PX 1 fp0043407_npx.htm

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-08360  

 

GUINNESS ATKINSON FUNDS

 

(Exact name of registrant as specified in charter)

 

225 South Lake Avenue, Suite 216, Pasadena, CA 91101
(Address of principal executive offices) (Zip code)

 

James J. Atkinson Jr.

225 South Lake Avenue, Suite 216, Pasadena, CA 91101

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (800) 915-6566  

 

Date of fiscal year end: December 31  
     
Date of reporting period: July 1, 2018 to June 30, 2019  

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

ITEM 1. PROXY VOTING RECORD.

 

Form N-PX Proxy Voting Records

Guinness Atkinson Alternative Energy Fund

Reporting Period: July 1, 2018 through June 30, 2019

 

Vote Summary

 

CHINA LONGYUAN POWER GROUP CORPORATION LIMITED    
Security Y1501T101           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 916 HK           Meeting Date 06-Jul-2018  
ISIN CNE100000HD4           Agenda 709520349 - Management
Record Date 05-Jun-2018           Holding Recon Date 05-Jun-2018  
City / Country BEIJING / China         Vote Deadline Date 02-Jul-2018  
SEDOL(s) B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1.1   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. QIAO BAOPING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
1.2   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIU JINHUAN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
1.3   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. LUAN BAOXING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
1.4   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. YANG XIANGBIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
1.5   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. LI ENYI AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
1.6   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. HUANG QUN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
1.7   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. ZHANG SONGYI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
1.8   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. MENG YAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
1.9   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. HAN DECHANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
2.1   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE SUPERVISORY BOARD: TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. CHEN BIN AS A SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
2.2   TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE MEMBER OF THE FOURTH SESSION OF THE SUPERVISORY BOARD: TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. YU YONGPING AS A SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS WITH IMMEDIATE EFFECT Management   For   For    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0520/LTN20180520037.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0520/LTN20180520027.PDF Non-Voting            
CHINA SUNTIEN GREEN ENERGY CORP LTD    
Security Y15207106           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 956 HK           Meeting Date 18-Sep-2018  
ISIN CNE100000TW9           Agenda 709813009 - Management
Record Date 17-Aug-2018           Holding Recon Date 17-Aug-2018  
City / Country SHIJIAZ HUANG / China         Vote Deadline Date 12-Sep-2018  
SEDOL(s) B3ZXLP6 - B4ZPFR9       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.1   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): CLASS OF SHARES TO BE ISSUED Management   For   For    
1.2   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): NUMBER OF SHARES TO BE ISSUED Management   For   For    
1.3   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): NOMINAL VALUE OF THE SHARES TO BE ISSUED Management   For   For    
1.4   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): TARGET SUBSCRIBERS OF THE SHARES TO BE ISSUED Management   For   For    
1.5   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): PRICE OF THE SHARES TO BE ISSUED Management   Abstain   Against    
1.6   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): PROPOSED PLACE OF LISTING Management   For   For    
1.7   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): METHOD OF ISSUE OF SHARES Management   For   For    
1.8   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): USE OF PROCEEDS Management   For   For    
1.9   TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): CONVERSION INTO A JOINT STOCK LIMITED LIABILITY COMPANY WITH SHARES TRADED AND LISTED DOMESTICALLY AND OVERSEAS Management   For   For    
1.10 TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING"): VALIDITY PERIOD OF THE RESOLUTION ON THE A SHARE OFFERING PLAN Management   For   For    
2     TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PROPOSED GRANT AT THE GENERAL MEETING OF THE AUTHORISATION TO THE BOARD OF DIRECTORS TO HANDLE ALL MATTERS RELATING TO THE A SHARE OFFERING Management   For   For    
3     TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE PLAN FOR DISTRIBUTION OF ACCUMULATED PROFIT OF THE COMPANY PRIOR TO THE A SHARE OFFERING Management   For   For    
4     TO CONSIDER THE RESOLUTION ON THE REPORT ON THE USE OF PROCEEDS PREVIOUSLY RAISED BY THE COMPANY Management   For   For    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0802/LTN201808021236.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0802/LTN201808021243.pdf Non-Voting            
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE. Non-Voting            
CHINA DATANG CORPORATION RENEWABLE POWER CO LTD    
Security Y1456S108           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1798 HK           Meeting Date 10-Oct-2018  
ISIN CNE100000X69           Agenda 709956429 - Management
Record Date 07-Sep-2018           Holding Recon Date 07-Sep-2018  
City / Country BEIJING / China         Vote Deadline Date 04-Oct-2018  
SEDOL(s) B4YX1N2 - B63ZT84       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 987711 DUE TO ADDITION OF- RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0920/LTN20180920589.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0920/LTN20180920525.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0920/LTN20180920601.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROCUREMENT OF PRODUCTS AND SERVICES TRANSACTIONS FROM CHINA DATANG CORPORATION LTD. AND ITS SUBSIDIARIES (EXCLUDING THE COMPANY AND ITS SUBSIDIARIES) AND THE PROPOSED ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2021 UNDER THE DATANG MASTER AGREEMENT Management            
2     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROVISION OF DEPOSIT SERVICES TRANSACTIONS BY CHINA DATANG FINANCE CO., LTD. TO THE COMPANY AND ITS SUBSIDIARIES AND THE REVISED PROPOSED ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2020 UNDER THE SUPPLEMENTAL AGREEMENT TO FINANCIAL SERVICES AGREEMENT Management            
3     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROPOSED APPOINTMENT OF MR. HU SHENGMU AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management            
4     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ARTICLE 2, ARTICLE 4 AND ARTICLE 158 Management            
RICARDO PLC    
Security G75528110           Meeting Type Annual General Meeting
Ticker Symbol RCDO LN           Meeting Date 15-Nov-2018  
ISIN GB0007370074           Agenda 709988729 - Management
Record Date             Holding Recon Date 13-Nov-2018  
City / Country LONDON / United Kingdom         Vote Deadline Date 09-Nov-2018  
SEDOL(s) 0737007 - 5988231 - B3BJKN9       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO RECEIVE THE REPORTS OF THE DIRECTORS AND AUDITOR AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2018 Management            
2     THAT A FINAL DIVIDEND OF 14.71 PENCE PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS BE DECLARED IN RESPECT OF THE YEAR ENDED 30 JUNE 2018 Management            
3     THAT KPMG LLP BE APPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY Management            
4     TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR Management            
5     THAT WILLIAM SPENCER BE RE-ELECTED AS A DIRECTOR OF THE COMPANY Management            
6     THAT SIR TERRY MORGAN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY Management            
7     THAT IAN GIBSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY Management            
8     THAT PETER GILCHRIST BE RE-ELECTED AS A DIRECTOR OF THE COMPANY Management            
9     THAT LAURIE BOWEN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY Management            
10    THAT DAVE SHEMMANS BE RE-ELECTED AS A DIRECTOR OF THE COMPANY Management            
11    THAT MALIN PERSSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY Management            
12    THAT MARK GARRETT BE RE-ELECTED AS A DIRECTOR OF THE COMPANY Management            
13    THAT THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) CONTAINED WITHIN THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2018 BE APPROVED Management            
14    THAT THE AUTHORITY CONFERRED ON THE DIRECTORS BY ARTICLE 4(B) OF THE COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT RELEVANT SECURITIES BE RENEWED FOR THE PERIOD EXPIRING 15 MONTHS AFTER THE DATE OF PASSING OF THIS RESOLUTION OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY HELD AFTER THE PASSING OF THIS RESOLUTION (WHICHEVER FIRST OCCURS) AND FOR SUCH PERIOD THE "SECTION 551 AMOUNT" SHALL BE GBP 4,406,015 Management            
15    THAT SUBJECT TO THE PASSING OF RESOLUTION 14, THE POWER CONFERRED ON THE DIRECTORS BY ARTICLE 4(C) OF THE COMPANY'S ARTICLES OF ASSOCIATION BE RENEWED FOR THE PERIOD EXPIRING 15 MONTHS AFTER THE DATE OF THE PASSING OF THIS RESOLUTION OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY HELD AFTER THE PASSING OF THIS RESOLUTION (WHICHEVER FIRST OCCURS) AND FOR THAT PERIOD THE "SECTION 561 AMOUNT" IS GBP 667,578. THIS POWER SHALL EXTEND TO A SALE OF TREASURY SHARES WHICH IS AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(2) OF THE COMPANIES ACT 2006 (THE "2006 ACT") Management            
16    THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF 2006 ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE 2006 ACT) OF ORDINARY SHARES OF 25P IN THE CAPITAL OF THE COMPANY ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY DECIDE PROVIDED THAT: I) THE MAXIMUM NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED SHALL BE 5,340,625 BEING 10% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AT THE DATE OF THIS NOTICE; II) THE MAXIMUM PRICE WHICH MAY BE PAID FOR EACH OF THE ORDINARY SHARES SHALL, IN RESPECT OF A SHARE CONTRACTED TO BE PURCHASED ON ANY DAY, BE AN AMOUNT EQUAL TO THE HIGHER OF (A) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS (AS DERIVED FROM THE LONDON STOCK EXCHANGE PLC'S DAILY OFFICIAL LIST) FOR THE ORDINARY SHARES OF THE COMPANY ON THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE SHARE IS CONTRACTED TO BE PURCHASED AND (B) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE PLC TRADING SYSTEM (SETS), WHICH AMOUNT IN EACH CASE SHALL BE EXCLUSIVE OF Management            
  EXPENSES; III) THE MINIMUM PRICE WHICH MAY BE PAID FOR THE ORDINARY SHARES SHALL, IN RESPECT OF A SHARE CONTRACTED TO BE PURCHASED ON ANY DAY, BE AN AMOUNT EQUAL TO 75% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS (AS DERIVED FROM THE LONDON STOCK EXCHANGE PLC'S DAILY OFFICIAL LIST) FOR THE ORDINARY SHARES OF THE COMPANY ON THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE SHARE IS CONTRACTED TO BE PURCHASED, WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES BUT SHALL NOT, IN ANY EVENT, BE LESS THAN THE PAR VALUE OF THAT SHARE; AND IV) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY HELD AFTER THE PASSING OF THIS RESOLUTION EXCEPT IN RELATION TO ANY PURCHASE OF SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY                  
17    THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED BY NOTICE OF NOT LESS THAN 14 CLEAR DAYS PROVIDED THAT THE COMPANY OFFERS THE FACILITY TO MEMBERS TO VOTE BY ELECTRONIC MEANS Management            
XINYI SOLAR HOLDINGS LTD    
Security G9829N102           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 968 HK           Meeting Date 21-Nov-2018  
ISIN KYG9829N1025           Agenda 710168116 - Management
Record Date 15-Nov-2018           Holding Recon Date 15-Nov-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 16-Nov-2018  
SEDOL(s) BD8NH99 - BGQYNN1 - BH88Z43 - BX1D6K0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1102/LTN201811021047.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1102/LTN201811021115.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE THE PROPOSED SPIN-OFF OF XINYI ENERGY HOLDINGS LIMITED ("XINYI ENERGY") BY WAY OF GLOBAL OFFERING (THE "PROPOSED XYE GLOBAL OFFERING") AND LISTING (THE "PROPOSED XYE LISTING") OF THE SHARES (THE "XINYI ENERGY SHARES") OF XINYI ENERGY ON THE MAIN BOARD OF THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "STOCK EXCHANGE") AND ALL DOCUMENTS, AGREEMENTS AND OTHER ACTIONS IN CONNECTION THEREWITH OR CONTEMPLATED THEREUNDER OR FOR THE PURPOSE OF GIVING EFFECT THERETO (INCLUDING, BUT WITHOUT LIMITATION TO, ANY DEEMED DISPOSAL OF THE EQUITY INTEREST IN XINYI ENERGY AS PART OF THE PROPOSED SPIN- OFF, THE DISPOSAL OF THE EQUITY INTEREST IN THE TARGET COMPANIES, THE SOLAR FARM AGREEMENT, THE SOLAR FARM O&M AGREEMENT AND THE DEED OF NON-COMPETITION), A SUMMARY OF THESE AGREEMENTS AND DEED IS SET FORTH IN THE CIRCULAR OF THE COMPANY DATED 2 NOVEMBER 2018, PURSUANT TO THE UNDERWRITING AGREEMENTS, STOCK BORROWING AGREEMENT, CORNERSTONE INVESTMENT AGREEMENT AND SUCH OTHER AGREEMENTS AS MAY BE ENTERED INTO BY THE COMPANY OR XINYI ENERGY FOR THE PURPOSE OF OR GIVING EFFECT TO THE PROPOSED XYE GLOBAL OFFERING AND THE PROPOSED XYE LISTING Management            
2     TO APPROVE THE PROPOSED DISPOSAL OF THE EQUITY INTEREST IN NEW WISDOM INTERNATIONAL LIMITED, SKY FALCON DEVELOPMENT LIMITED, PERFECT ALLIANCE DEVELOPMENT, LIMITED, PROFIT NOBLE DEVELOPMENT LIMITED, AND SKY CHEER INVESTMENTS LIMITED (COLLECTIVELY, THE "HONG KONG TARGET COMPANIES") OR THEIR HOLDING COMPANY PURSUANT TO THE TARGET SALE AND PURCHASE AGREEMENT AND ALL DOCUMENTS, AGREEMENTS, AND OTHER ACTIONS IN CONNECTION THEREWITH OR CONTEMPLATED THEREUNDER OR FOR THE PURPOSE OF GIVING EFFECT THERETO Management            
3     TO APPROVE THE ENTERING INTO THE SOLAR FARM AGREEMENT AND ALL DOCUMENTS, AGREEMENTS, AND OTHER ACTIONS IN CONNECTION THEREWITH OR CONTEMPLATED THEREUNDER OR FOR THE PURPOSE OF GIVING EFFECT THERETO Management            
4     TO APPROVE THE ENTERING INTO THE SOLAR FARM O&M AGREEMENT AND ALL DOCUMENTS, AGREEMENTS, AND OTHER ACTIONS IN CONNECTION THEREWITH OR CONTEMPLATED THEREUNDER OR FOR THE PURPOSE OF GIVING EFFECT THERETO Management            
5     TO APPROVE THE ADOPTION BY XINYI ENERGY OF A SHARE OPTION SCHEME (THE "XYE POST-IPO SHARE OPTION SCHEME") AND THE XYE BOARD WILL BE AUTHORISED TO ISSUE AND ALLOT FROM TIME TO TIME SUCH NUMBER OF SHARES IN THE CAPITAL OF XINYI ENERGY WHICH MAY FALL TO BE ISSUED AND ALLOTTED Management            
6     TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO IMPLEMENT THE PROPOSED SPIN- OFF AND ALL MATTERS RELATING THERETO AND TO TAKE ALL ACTIONS IN CONNECTION THEREWITH OR ARISING THEREFROM WITH SUCH MODIFICATIONS AND AMENDMENTS AS THEY CONSIDER APPROPRIATE Management            
COSAN SA    
Security P31573101           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol CSAN3BZ           Meeting Date 30-Nov-2018  
ISIN BRCSANACNOR6           Agenda 710210573 - Management
Record Date             Holding Recon Date 28-Nov-2018  
City / Country SAO PAULO / Brazil         Vote Deadline Date 22-Nov-2018  
SEDOL(s) B0P72G5 - B23ZH37       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting            
I     ANALYSIS AND RATIFICATION OF THE HIRING OF SOPARC, AUDITORES E CONSULTORES S.S. LTDA., WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 03.132.733.0001.78, A SPECIALIZED COMPANY THAT IS RESPONSIBLE FOR THE VALUATION OF THE EQUITY OF COSAN LUBRIFICANTES E ESPECIALIDADES S.A., A SHARE CORPORATION WITH ITS HEAD OFFICE AT RUA PRAIA DA RIBEIRA 51, FUNDOS, RIBEIRA, IHA DO GOVERNADOR, RIO DE JANEIRO, RIO DE JANEIRO, ZIP CODE 21930 050, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 33.000.092.0001.69, FROM HERE ONWARDS REFERRED TO AS CLE, THAT IS TO BE SPUN OFF, AS WELL AS FOR THE PREPARATION OF THE RESPECTIVE VALUATION REPORT, FROM HERE ONWARDS REFERRED TO AS THE SPECIALIZED COMPANY Management            
II    ANALYSIS AND APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF THE SPINOFF FROM CLE AND MERGER OF THE SPUN OFF PORTION INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION, WHICH WAS ENTERED INTO ON NOVEMBER 12, 2018, BETWEEN THE MANAGEMENT OF THE COMPANY AND THAT OF CLE Management            
III   ANALYSIS AND APPROVAL OF THE VALUATION REPORT OF THE SPUN OFF PORTION OF THE EQUITY OF CLE THAT IS TO BE SPUN OFF AND MERGED INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE SPUN OFF PORTION, AS PREPARED BY THE SPECIALIZED COMPANY, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT Management            
IV    ANALYSIS AND APPROVAL OF THE MERGER OF THE SPUN OFF PORTION OF CLE, WITHOUT AN INCREASE IN THE SHARE CAPITAL OF THE COMPANY Management            
V     AUTHORIZATION FOR THE MEMBERS OF THE EXECUTIVE COMMITTEE TO DO ANY AND ALL ACTS THAT ARE NECESSARY, USEFUL AND OR CONVENIENT FOR THE IMPLEMENTATION OF THE MERGER OF THE SPUN OFF PORTION INTO THE COMPANY Management            
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU Non-Voting            
CONCORD NEW ENERGY GROUP LTD    
Security G2345T109           Meeting Type Special General Meeting
Ticker Symbol 182 HK           Meeting Date 12-Dec-2018  
ISIN BMG2345T1099           Agenda 710225980 - Management
Record Date 11-Dec-2018           Holding Recon Date 11-Dec-2018  
City / Country HONG KONG / Bermuda         Vote Deadline Date 07-Dec-2018  
SEDOL(s) BVXTWR1 - BWD1M96 - BWDBF53       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2018 /1123/LTN20181123522.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2018 /1123/LTN20181123529.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     THAT: (A) THE AGREEMENTS ENTERED INTO PURSUANT TO FINANCE LEASE ARRANGEMENT (INCLUDING FINANCE LEASE AGREEMENT, SALE AND PURCHASE AGREEMENT AND THE SECURITY AGREEMENTS, COPIES OF WHICH ARE SIGNED BY THE CHAIRMAN OF THE SGM FOR IDENTIFICATION PURPOSE AND HAVE BEEN TABLED AT THE SGM), AND THE TRANSACTIONS CONTEMPLATED THEREUNDER BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) ANY ONE DIRECTOR OF THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED TO DO ALL SUCH ACTS AND THINGS, TO SIGN AND EXECUTE ALL SUCH FURTHER DOCUMENTS FOR AND ON BEHALF OF THE COMPANY BY HAND, OR IN CASE OF EXECUTION OF DOCUMENTS UNDER SEAL, TO DO SO JOINTLY WITH ANY OF A SECOND DIRECTOR, A DULY AUTHORIZED REPRESENTATIVE OF THE DIRECTOR OR THE SECRETARY OF THE COMPANY AND TO TAKE SUCH STEPS AS HE MAY IN HIS ABSOLUTE DISCRETION CONSIDER NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO GIVE EFFECT TO OR IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED UNDER FINANCE LEASE ARRANGEMENT Management   For   For    
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED    
Security Y1501T101           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 916 HK           Meeting Date 21-Dec-2018  
ISIN CNE100000HD4           Agenda 710168887 - Management
Record Date 20-Nov-2018           Holding Recon Date 20-Nov-2018  
City / Country BEIJING / China         Vote Deadline Date 17-Dec-2018  
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Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1102/LTN201811021275.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1102/LTN201811021203.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE APPOINTMENT OF BAKER TILLY CHINA CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE COMPANY'S PRC AUDITOR FOR THE YEAR 2018 AND GRANT OF AUTHORITY TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE ITS REMUNERATION Management   For   For    
JINKOSOLAR HOLDING CO., LTD.    
Security 47759T100           Meeting Type Annual  
Ticker Symbol JKS                       Meeting Date 24-Dec-2018  
ISIN US47759T1007           Agenda 934910236 - Management
Record Date 23-Nov-2018           Holding Recon Date 23-Nov-2018  
City / Country   / United States         Vote Deadline Date 18-Dec-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.    To re-elect Mr. Markscheid Steven as a director of the Company Management   For   For    
2.    To re-elect Mr. Wing Keong Siew as a director of the Company Management   For   For    
3.    To ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP as auditors of the Company for the fiscal year of 2018. Management   For   For    
4.    To authorize the directors of the Company to determine the remuneration of the auditors. Management   For   For    
5.    To authorize each of the directors of the Company to take any and all action that might be necessary to effect the foregoing resolutions 1 to 4 as such director, in his or her absolute discretion, thinks fit. Management   For   For    
CHINA SUNTIEN GREEN ENERGY CORP LTD    
Security Y15207106           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 956 HK           Meeting Date 27-Dec-2018  
ISIN CNE100000TW9           Agenda 710169574 - Management
Record Date 26-Nov-2018           Holding Recon Date 26-Nov-2018  
City / Country SHIJIAZ HUANG / China         Vote Deadline Date 20-Dec-2018  
SEDOL(s) B3ZXLP6 - B4ZPFR9       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1105/LTN20181105500.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1105/LTN20181105534.PDF Non-Voting            
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE Non-Voting            
1     TO CONSIDER THE RESOLUTION IN RELATION TO THE CONTINUING CONNECTED TRANSACTION AND MAJOR TRANSACTION UNDER THE RENEWED FINANCIAL SERVICES FRAMEWORK AGREEMENT: "THAT: (A) THE RENEWED FINANCIAL SERVICES FRAMEWORK AGREEMENT (AS DEFINED AND SPECIFIED IN THE CCT ANNOUNCEMENT) AND THE EXECUTION THEREOF AND IMPLEMENTATION OF THE DEPOSIT SERVICE (AS DEFINED AND SPECIFIED IN THE CCT ANNOUNCEMENT) THEREUNDER (INCLUDING THE RESPECTIVE PROPOSED CAPS OF MAXIMUM DAILY BALANCE OF THE DEPOSIT SERVICE UNDER THE RENEWED FINANCIAL SERVICES FRAMEWORK AGREEMENT FOR THE THREE YEARS ENDING 31 DECEMBER 2021) BE AND ARE HEREBY APPROVED, RATIFIED AND CONFIRMED; AND (B) ANY EXECUTIVE DIRECTOR BE AND IS HEREBY AUTHORIZED TO SIGN, EXECUTE, PERFECT AND DELIVER ALL SUCH DOCUMENTS AND DO ALL SUCH DEEDS, ACTS, MATTERS AND THINGS AS HE OR SHE MAY IN HIS OR HER SOLE AND ABSOLUTE DISCRETION CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF OR IN CONNECTION WITH THE IMPLEMENTATION OF THE DEPOSIT SERVICE, THE PROPOSED CAPS OF MAXIMUM DAILY BALANCE AND OTHER MATTERS CONTEMPLATED THEREUNDER OR ANCILLARY THERETO, TO WAIVE Management   For   For    
  COMPLIANCE FROM AND/OR AGREE TO ANY AMENDMENT OR SUPPLEMENT TO THE DEPOSIT SERVICE WHICH IN HIS OR HER OPINION IS NOT OF A MATERIAL NATURE AND TO EFFECT OR IMPLEMENT ANY OTHER MATTERS REFERRED TO IN THIS RESOLUTION                  
ACUITY BRANDS, INC.    
Security 00508Y102           Meeting Type Annual  
Ticker Symbol AYI                       Meeting Date 04-Jan-2019  
ISIN US00508Y1029           Agenda 934901718 - Management
Record Date 09-Nov-2018           Holding Recon Date 09-Nov-2018  
City / Country   / United States         Vote Deadline Date 03-Jan-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Peter C. Browning Management   For   For    
1b.   Election of Director: G. Douglas Dillard, Jr. Management   For   For    
1c.   Election of Director: James H. Hance, Jr. Management   For   For    
1d.   Election of Director: Vernon J. Nagel Management   For   For    
1e.   Election of Director: Julia B. North Management   For   For    
1f.   Election of Director: Ray M. Robinson Management   For   For    
1g.   Election of Director: Mary A. Winston Management   For   For    
2.    Ratification of the appointment of EY as the independent registered public accounting firm. Management   For   For    
3.    Advisory vote to approve named executive officer compensation. Management   Abstain   Against    
COSAN SA    
Security P31573101           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol CSAN3BZ           Meeting Date 01-Feb-2019  
ISIN BRCSANACNOR6           Agenda 710445479 - Management
Record Date             Holding Recon Date 30-Jan-2019  
City / Country SAO PAULO / Brazil         Vote Deadline Date 25-Jan-2019  
SEDOL(s) B0P72G5 - B23ZH37       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting            
1     ANALYSIS AND RATIFICATION OF THE HIRING OF VALORUP AUDITORS INDEPENDENTS, BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 13.976.330.0001.69, THE SPECIALIZED FIRM THAT IS RESPONSIBLE FOR THE VALUATION OF THE EQUITY OF USINA SANTA LUIZA S.A., A SHARE CORPORATION WITH ITS HEAD OFFICE AT FRANCISCO MALZONI, KM13, FAZENDA SANTA CECILIA, MUNICIPALITY OF MOTUCA, STATE OF SAO PAULO, ZIP CODE 14835.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 52.312.774.0001.51, FROM HERE ONWARDS REFERRED TO AS SANTA LUIZA, AS WELL AS THE PREPARATION OF THE RESPECTIVE VALUATION REPORT, FROM HERE ONWARDS REFERRED TO AS THE SPECIALIZED FIRM Management   For   For    
2     ANALYSIS AND APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF THE SPLIT UP OF SANTA LUIZA AND THE MERGER OF THE SPUN OFF PORTIONS INTO SAO MARTINHO S.A. AND INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION, WHICH WAS ENTERED INTO ON NOVEMBER 30, 2018, BETWEEN THE MANAGEMENT OF THE COMPANY, THAT OF SAO MARTINHO S.A., FROM HERE ONWARDS REFERRED TO AS SMSA, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 51.466.860.0001.56, AND THAT OF SANTA LUIZA Management   For   For    
3     ANALYSIS AND APPROVAL OF THE VALUATION REPORT OF THE EQUITY OF SANTA LUIZA THAT IS TO BE SPLIT UP AND MERGED INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE SPUN OFF PORTION, AND INTO SMSA, AS PREPARED BY THE SPECIALIZED FIRM, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT Management   For   For    
4     ANALYSIS AND APPROVAL OF THE MERGER OF THE SPUN OFF PORTION OF SANTA LUIZA, WITHOUT AN INCREASE OF THE SHARE CAPITAL OF THE COMPANY Management   For   For    
5     AUTHORIZATION FOR THE MEMBERS OF THE EXECUTIVE COMMITTEE TO DO ANY AND ALL ACTS THAT ARE NECESSARY, USEFUL AND OR CONVENIENT FOR THE IMPLEMENTATION OF THE MERGER OF THE SPUN OFF PORTION INTO THE COMPANY Management   For   For    
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU Non-Voting            
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED    
Security Y1501T101           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 916 HK           Meeting Date 28-Feb-2019  
ISIN CNE100000HD4           Agenda 710404512 - Management
Record Date 25-Jan-2019           Holding Recon Date 25-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 22-Feb-2019  
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Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0110/LTN20190110506.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0110/LTN20190110348.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. JIA YANBING AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
CMMT 14 JAN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 25 FEB 2019 TO 25 JAN 2019. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
JOHNSON CONTROLS INTERNATIONAL PLC    
Security G51502105           Meeting Type Annual  
Ticker Symbol JCI                       Meeting Date 06-Mar-2019  
ISIN IE00BY7QL619           Agenda 934919943 - Management
Record Date 02-Jan-2019           Holding Recon Date 02-Jan-2019  
City / Country   / United States         Vote Deadline Date 05-Mar-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Jean Blackwell Management   For   For    
1b.   Election of Director: Pierre Cohade Management   For   For    
1c.   Election of Director: Michael E. Daniels Management   For   For    
1d.   Election of Director: Juan Pablo del Valle Perochena Management   For   For    
1e.   Election of Director: W. Roy Dunbar Management   For   For    
1f.   Election of Director: Gretchen R. Haggerty Management   For   For    
1g.   Election of Director: Simone Menne Management   For   For    
1h.   Election of Director: George R. Oliver Management   For   For    
1i.   Election of Director: Jurgen Tinggren Management   For   For    
1j.   Election of Director: Mark Vergnano Management   For   For    
1k.   Election of Director: R. David Yost Management   For   For    
1l.   Election of Director: John D. Young Management   For   For    
2.a   To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. Management   For   For    
2.b   To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. Management   For   For    
3.    To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. Management   Against   Against    
4.    To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). Management   For   For    
5.    To approve, in a non-binding advisory vote, the compensation of the named executive officers. Management   For   For    
6.    To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. Management   Against   Against    
7.    To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). Management   For   For    
CONCORD NEW ENERGY GROUP LTD    
Security G2345T109           Meeting Type Special General Meeting
Ticker Symbol 182 HK           Meeting Date 13-Mar-2019  
ISIN BMG2345T1099           Agenda 710590185 - Management
Record Date 12-Mar-2019           Holding Recon Date 12-Mar-2019  
City / Country HONG KONG / Bermuda         Vote Deadline Date 08-Mar-2019  
SEDOL(s) BVXTWR1 - BWD1M96 - BWDBF53       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0225/LTN20190225854.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0225/LTN20190225852.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     THAT: (A) THE CONVERTIBLE LOAN AGREEMENT DATED 13 DECEMBER 2018 (AS AMENDED AND RESTATED ON 16 JANUARY 2019) ENTERED INTO BETWEEN THE COMPANY AND GOLDMAN SACHS IN RELATION TO THE ADVANCE OF THE CONVERTIBLE LOAN IN THE PRINCIPAL AMOUNT OF UP TO USD 30,000,000 WITH THE RIGHT TO ADVANCE THE ADDITIONAL LOAN IN THE PRINCIPAL AMOUNT OF UP TO USD 20,000,000 EXERCISABLE BY GOLDMAN SACHS WITHIN 12 MONTHS AFTER THE DISBURSEMENT DATE, A COPY OF THE CONVERTIBLE LOAN AGREEMENT HAVING BEEN PRODUCED TO THE SGM MARKED "A" AND SIGNED BY THE CHAIRMAN OF THE SGM FOR IDENTIFICATION PURPOSE, AND THE TRANSACTIONS CONTEMPLATED THEREBY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; (B) THE ADDITIONAL LOAN TO BE ADVANCED BY GOLDMAN SACHS TO THE COMPANY IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE CONVERTIBLE LOAN AGREEMENT BE AND IS HEREBY APPROVED, AND CONFIRMED; (C) THE DIRECTORS BE AND ARE HEREBY GRANTED THE SPECIFIC MANDATE TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE UP TO 288,260,000 ADDITIONAL LOAN CONVERSION SHARES INITIALLY (SUBJECT TO ADJUSTMENTS TO THE CONVERSION PRICE) TO THE RELEVANT HOLDERS OF THE ADDITIONAL LOAN WHICH MAY FALL TO BE ALLOTTED AND ISSUED UPON EXERCISE OF THE ADDITIONAL LOAN CONVERSION Management   Against   Against    
  RIGHT ATTACHING TO THE ADDITIONAL LOAN IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE CONVERTIBLE LOAN AGREEMENT AND THE BYE-LAWS OF THE COMPANY; AND (D) ANY ONE DIRECTOR BE AND IS HEREBY AUTHORISED TO DO ALL SUCH THINGS AND ACTS AS HE/ SHE MAY IN HIS/HER DISCRETION CONSIDER AS NECESSARY, EXPEDIENT OR DESIRABLE FOR THE PURPOSE OF OR IN CONNECTION WITH THE IMPLEMENTATION OF THE CONVERTIBLE LOAN AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING BUT NOT LIMITED TO THE EXECUTION ALL SUCH DOCUMENTS UNDER SEAL WHERE APPLICABLE, AS HE/SHE CONSIDERS NECESSARY OR EXPEDIENT IN HIS/HER OPINION TO IMPLEMENT AND/OR GIVE EFFECT TO THE ISSUE OF THE ADDITIONAL LOAN, AND THE ALLOTMENT AND ISSUE OF THE ADDITIONAL LOAN CONVERSION SHARES OF WHICH MAY FALL TO BE ISSUED UPON EXERCISE OF THE ADDITIONAL LOAN CONVERSION RIGHT ATTACHING TO THE ADDITIONAL LOAN                  
LG CHEM LTD, SEOUL    
Security Y52758102           Meeting Type Annual General Meeting
Ticker Symbol 051910K           Meeting Date 15-Mar-2019  
ISIN KR7051910008           Agenda 710577529 - Management
Record Date 31-Dec-2018           Holding Recon Date 31-Dec-2018  
City / Country SEOUL / Korea, Republic Of         Vote Deadline Date 05-Mar-2019  
SEDOL(s) 6346913 - B081VN4       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     APPROVAL OF FINANCIAL STATEMENT Management   Abstain   Against    
2     APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION Management   Abstain   Against    
3.1   ELECTION OF INSIDE DIRECTOR: SHIN HAK CHUL Management   For   For    
3.2   ELECTION OF OUTSIDE DIRECTOR: AHN YOUNG HO Management   For   For    
3.3   ELECTION OF OUTSIDE DIRECTOR: CHA KUK HEON Management   For   For    
4     ELECTION OF AUDIT COMMITTEE MEMBER: AHN YOUNG HO Management   For   For    
5     APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS Management   For   For    
SIEMENS GAMESA RENEWABLE ENERGY SA    
Security E8T87A100           Meeting Type Ordinary General Meeting
Ticker Symbol SGRE SM           Meeting Date 27-Mar-2019  
ISIN ES0143416115           Agenda 710581910 - Management
Record Date 22-Mar-2019           Holding Recon Date 22-Mar-2019  
City / Country BILBAO / Spain         Vote Deadline Date 21-Mar-2019  
SEDOL(s) B01CP21 - B01D7H3 - B01QLN6 - B0ZYQK8 - BF447S9 - BQSVKV7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1     APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS Management   For   For    
2     APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS Management   For   For    
3     APPROVAL OF THE SUSTAINABILITY REPORT OF THE COMPANY Management   For   For    
4     APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS Management   For   For    
5     ALLOCATION OF RESULTS Management   For   For    
6     REELECTION OF MR MIGUEL ANGEL LOPEZ BORREGO AS DIRECTOR Management   For   For    
7     REELECTION OF MR PEDRO AZAGRA BLAZQUEZ AS DIRECTOR Management   For   For    
8     REELECTION OF MR RUDOLF KRAMMER AS DIRECTOR Management   For   For    
9     REELECTION OF MR ANDONI CENDOYA ARANZAMENDI AS DIRECTOR Management   For   For    
10    REELECTION OF MS GLORIA HERNANDEZ GARCIA AS DIRECTOR Management   For   For    
11    REELECTION OF ERNST AND YOUNG AS AUDITOR Management   For   For    
12    APPROVAL OF THE NEW POLICY OF REMUNERATION FOR DIRECTORS FOR FINANCIAL YEARS 2019,2020 AND 2021 Management   For   For    
13    APPROVAL OF THE LONG TERM INCENTIVE PLAN FOR THE PERIOD RUNNING FROM FISCAL YEAR 2018 THROUGH 2020 Management   For   For    
14    DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING Management   For   For    
15    CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS Management   For   For    
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 28 MAR 2019 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Non-Voting            
IBERDROLA SA    
Security E6165F166           Meeting Type Ordinary General Meeting
Ticker Symbol IBE SM           Meeting Date 29-Mar-2019  
ISIN ES0144580Y14           Agenda 710576476 - Management
Record Date 22-Mar-2019           Holding Recon Date 22-Mar-2019  
City / Country BILBAO / Spain         Vote Deadline Date 25-Mar-2019  
SEDOL(s) B1S7LF1 - B288C92 - B28C614 - B28CQD6 - B7W6XQ1 - BF44659 - BHZLJK9 - BQSVL14       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 MAR 2019 .CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. Non-Voting            
1     APPROVAL OF THE ANNUAL ACCOUNTS FOR THE 2018 FISCAL YEAR Management   For   For    
2     APPROVAL OF THE MANAGEMENT REPORTS FOR THE YEAR 2018 Management   For   For    
3     APPROVAL OF THE STATUS OF NON-FINANCIAL INFORMATION FOR THE YEAR 2018 Management   For   For    
4     APPROVAL OF THE SOCIAL MANAGEMENT AND PERFORMANCE OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR 2018 Management   For   For    
5     MODIFICATION OF THE PREAMBLE AND ARTICLES 4, 6, 7, 8, 22, 32, 33, 34 AND 49 OF THE BYLAWS IN ORDER TO REFLECT THE PURPOSE AND VALUES OF THE IBERDROLA GROUP, FORMALIZE ITS COMMITMENT TO THE OBJECTIVES OF SUSTAINABLE DEVELOPMENT (ODS) APPROVED BY THE ORGANIZATION OF THE UNITED NATIONS AND IMPROVE DRAFTING USING INCLUSIVE LANGUAGE Management   For   For    
6     MODIFICATION OF ARTICLES 37 AND 41 OF THE BYLAWS TO REFLECT THE CHANGE OF NAME OF THE COMMISSION OF CORPORATE SOCIAL RESPONSIBILITY, WHICH IS CURRENTLY CALLED THE COMMISSION FOR SUSTAINABLE DEVELOPMENT Management   For   For    
7     APPROVAL OF THE PROPOSAL FOR THE APPLICATION OF THE RESULT AND DISTRIBUTION OF THE DIVIDEND CORRESPONDING TO THE YEAR 2018, WHOSE COMPLEMENTARY PAYMENT WILL BE CARRIED OUT WITHIN THE FRAMEWORK OF THE OPTIONAL DIVIDEND SYSTEM "IBERDROLA FLEXIBLE RETRIBUTION" Management   For   For    
8     APPROVAL OF A FIRST CAPITAL INCREASE RELEASED FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,520 MILLION EUROS IN ORDER TO IMPLEMENT THE OPTIONAL DIVIDEND SYSTEM "IBERDROLA FLEXIBLE RETRIBUTION" Management   For   For    
9     APPROVAL OF A SECOND CAPITAL INCREASE RELEASED FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,235 MILLION EUROS IN ORDER TO IMPLEMENT THE OPTIONAL DIVIDEND SYSTEM "IBERDROLA FLEXIBLE RETRIBUTION" Management   For   For    
10    APPROVAL OF A CAPITAL REDUCTION THROUGH THE AMORTIZATION OF A MAXIMUM OF 280,457,000 OWN SHARES (4.30% OF THE SHARE CAPITAL) Management   For   For    
11    ADVISORY VOTE ON THE ANNUAL REPORT ON DIRECTORS' REMUNERATION FOR THE YEAR 2018 Management   For   For    
12    APPOINTMENT OF DONA SARA DE LA RICA GOIRICELAYA AS INDEPENDENT COUNSELOR Management   For   For    
13    RATIFICATION OF THE APPOINTMENT BY COOPTION AND REELECTION OF MR. XABIER SAGREDO ORMAZA AS INDEPENDENT DIRECTOR Management   For   For    
14    RE-ELECTION OF DONA MARIA HELENA ANTOLIN RAYBAUD AS INDEPENDENT COUNSELOR Management   For   For    
15    RE-ELECTION OF MR. JOSE W. FERNANDEZ AS INDEPENDENT DIRECTOR Management   For   For    
16    RE-ELECTION OF DONA DENISE HOLT AS INDEPENDENT COUNSELOR Management   For   For    
17    RE-ELECTION OF MR. MANUEL MOREU MUNAIZ AS INDEPENDENT DIRECTOR Management   For   For    
18    RE-ELECTION OF MR. IGNACIO SANCHEZ GALAN AS EXECUTIVE DIRECTOR Management   For   For    
19    DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS IN FOURTEEN Management   For   For    
20    DELEGATION OF POWERS FOR THE FORMALIZATION AND ELEVATION TO PUBLIC OF THE AGREEMENTS THAT ARE ADOPTED Management   For   For    
CMMT 26 FEB 2019:PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING IN THE GENERAL-MEETING, WHETHER DIRECTLY, BY PROXY, OR BY LONG- DISTANCE VOTING, SHALL BE-ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE.-THANK YOU Non-Voting            
VESTAS WIND SYSTEMS A/S    
Security K9773J128           Meeting Type Annual General Meeting
Ticker Symbol VWS DC           Meeting Date 03-Apr-2019  
ISIN DK0010268606           Agenda 710591721 - Management
Record Date 27-Mar-2019           Holding Recon Date 27-Mar-2019  
City / Country AARHUS / Denmark         Vote Deadline Date 26-Mar-2019  
SEDOL(s) 2723770 - 5964651 - 5966419 - B0XZ2T4 - BD9MGP4 - BJ056X2 - BYW6865       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU Non-Voting            
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. Non-Voting            
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "4.2.A TO 4.2.H AND 6". THANK YOU Non-Voting            
1     THE BOARD OF DIRECTORS' REPORT Non-Voting            
2     PRESENTATION AND ADOPTION OF THE ANNUAL REPORT Management   For   For    
3     RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DIVIDEND OF DKK 7.44 PER SHARE Management   For   For    
4.1   THE BOARD OF DIRECTORS PROPOSES THAT EIGHT MEMBERS ARE ELECTED TO THE BOARD OF DIRECTORS Management   For   For    
4.2.A RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BERT NORDBERG Management   For   For    
4.2.B ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BRUCE GRANT Management   For   For    
4.2.C RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CARSTEN BJERG Management   For   For    
4.2.D ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: EVA MERETE SOFELDE BERNEKE Management   For   For    
4.2.E ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HELLE THORNING-SCHMIDT Management   For   For    
4.2.F RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRIK ANDERSEN Management   For   For    
4.2.G RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: JENS HESSELBERG LUND Management   For   For    
4.2.H RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LARS JOSEFSSON Management   For   For    
5.1   FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2018 Management   For   For    
5.2   APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2019 Management   For   For    
6     RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR Management   For   For    
7.1   PROPOSAL FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 205,696,003 TO NOMINALLY DKK 198,901,963 THROUGH CANCELLATION OF TREASURY SHARES Management   For   For    
7.2   PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2020 Management   For   For    
8     AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING Management   For   For    
SCHNEIDER ELECTRIC SE    
Security F86921107           Meeting Type MIX
Ticker Symbol SU FP           Meeting Date 25-Apr-2019  
ISIN FR0000121972           Agenda 710612486 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country PARIS / France         Vote Deadline Date 17-Apr-2019  
SEDOL(s) 4834108 - 5395875 - B030QQ4 - B11BPS1 - B8455F6 - BF447N4 - BRTM6T6 - BWYBMC8       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE Non-Voting            
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Non-Voting            
CMMT 29 MAR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0304/20190304 1-900416.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0329/20190329 1-900829.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 22 APR 2019 TO 18 APR 2019 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
O.1   APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 Management   For   For    
O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 Management   For   For    
O.3   ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND: EUR 2.35 PER SHARE Management   For   For    
O.4   INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE IN PREVIOUS YEARS Management   For   For    
O.5   APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID, DUE OR AWARDED TO MR. JEAN-PASCAL TRICOIRE, FOR THE FINANCIAL YEAR 2018 Management   For   For    
O.6   APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID, DUE OR AWARDED TO MR. EMMANUEL BABEAU, FOR THE FINANCIAL YEAR 2018 Management   For   For    
O.7   APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2019 Management   For   For    
O.8   APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2019 Management   For   For    
O.9   RENEWAL OF THE TERM OF OFFICE OF MR. GREG SPIERKEL AS DIRECTOR Management   For   For    
O.10 APPOINTMENT OF MRS. CAROLINA DYBECK HAPPE AS DIRECTOR Management   For   For    
O.11 APPOINTMENT OF MRS. XUEZHENG MA AS DIRECTOR Management   For   For    
O.12 APPOINTMENT OF MR. LIP-BU TAN AS DIRECTOR Management   For   For    
O.13 SETTING OF THE ATTENDANCE FEES TO BE ALLOCATED TO THE BOARD OF DIRECTORS Management   For   For    
O.14 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - MAXIMUM PURCHASE PRICE OF 90 EUROS PER SHARE Management   For   For    
E.15 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 800 MILLION EUROS NOMINAL VALUE, REPRESENTING APPROXIMATELY 34.53% OF THE CAPITAL AT 31 DECEMBER 2018, BY ISSUING COMMON SHARES OR OF ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Management   For   For    
E.16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED Management   For   For    
E.17 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 230 MILLION EUROS NOMINAL VALUE, REPRESENTING APPROXIMATELY 9.93% OF THE CAPITAL AT 31 DECEMBER 2018 BY ISSUING COMMON SHARES OR OF ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC OFFERING. THIS DELEGATION MAY BE USED TO REMUNERATE CONTRIBUTIONS OF SECURITIES IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY Management   For   For    
E.18 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF AN INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, DECIDED PURSUANT TO THE FIFTEENTH AND SEVENTEENTH RESOLUTIONS Management   For   For    
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMIT OF 9.93% OF THE SHARE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND Management   For   For    
E.20 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT AND IN THE CONTEXT OF AN OFFER REFERRED TO IN SECTION II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMIT OF 115 MILLION EUROS NOMINAL VALUE - REPRESENTING APPROXIMATELY 4.96% OF THE CAPITAL, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL OR ONE OF ITS SUBSIDIARIES, WHOSE ISSUE PRICE WILL BE DETERMINED BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET BY THE GENERAL MEETING Management   For   For    
E.21 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ALLOTMENT OF FREE SHARES (ON THE BASIS OF EXISTING SHARES OR SHARES TO BE ISSUED) SUBJECT, IF APPLICABLE, TO PERFORMANCE CONDITIONS, TO CORPORATE OFFICERS AND EMPLOYEES OF THE COMPANY AND COMPANIES RELATED TO IT, WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, ENTAILING WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT Management   For   For    
E.22 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Management   For   For    
E.23 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: FOR THE BENEFIT OF EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY OR THROUGH ENTITIES ACTING ON THEIR BEHALF OR ENTITIES INVOLVED TO PROVIDE EMPLOYEES OF THE GROUP'S FOREIGN COMPANIES WITH BENEFITS COMPARABLE TO THOSE OFFERED TO MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT Management   For   For    
E.24 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL, IF APPLICABLE, THE SHARES OF THE COMPANY PURCHASED UNDER THE CONDITIONS SET BY THE GENERAL MEETING, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL Management   For   For    
O.25 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   For   For    
CONCORD NEW ENERGY GROUP LTD    
Security G2345T109           Meeting Type Annual General Meeting
Ticker Symbol 182 HK           Meeting Date 26-Apr-2019  
ISIN BMG2345T1099           Agenda 710799315 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country HONG KONG / Bermuda         Vote Deadline Date 23-Apr-2019  
SEDOL(s) BVXTWR1 - BWD1M96 - BWDBF53       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0325/LTN201903251204.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0325/LTN201903251200.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management            
2.A   TO RE-ELECT GUI KAI Management            
2.B   TO RE-ELECT YAP FAT SUAN, HENRY Management            
2.C   TO RE-ELECT HUANG JIAN Management            
2.D   TO RE-ELECT ZHANG ZHONG Management            
2.E   TO RE-ELECT WANG FENG Management            
2.F   TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION Management            
3     TO DECLARE A FINAL DIVIDEND OF HKD 0.02 PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management            
4     TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION Management            
5     TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY Management            
6     TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE SHARES AND OTHER SECURITIES OF THE COMPANY Management            
7     TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO ISSUE ADDITIONAL SHARES OF THE COMPANY THAT ARE REPURCHASED PURSUANT TO RESOLUTION 6 Management            
KINGSPAN GROUP PLC    
Security G52654103           Meeting Type Annual General Meeting
Ticker Symbol KSP ID           Meeting Date 03-May-2019  
ISIN IE0004927939           Agenda 710671632 - Management
Record Date 01-May-2019           Holding Recon Date 01-May-2019  
City / Country DUBLIN 4 / Ireland         Vote Deadline Date 25-Apr-2019  
SEDOL(s) 0492793 - 4491235 - B01ZKZ8 - B1WSY06       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ADOPT THE FINANCIAL STATEMENTS Management            
2     TO DECLARE A FINAL DIVIDEND Management            
3.A   TO RE-ELECT EUGENE MURTAGH AS A DIRECTOR Management            
3.B   TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR Management            
3.C   TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR Management            
3.D   TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR Management            
3.E   TO RE-ELECT PETER WILSON AS A DIRECTOR Management            
3.F   TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR Management            
3.G   TO RE-ELECT LINDA HICKEY AS A DIRECTOR Management            
3.H   TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR Management            
3.I   TO RE-ELECT JOHN CRONIN AS A DIRECTOR Management            
3.J   TO RE-ELECT BRUCE MCLENNAN AS A DIRECTOR Management            
3.K   TO RE-ELECT JOST MASSENBERG AS A DIRECTOR Management            
4     TO AUTHORISE THE REMUNERATION OF THE AUDITORS Management            
5     TO AUTHORISE THE NON-EXECUTIVE DIRECTORS' FEES Management            
6     TO RECEIVE THE POLICY ON DIRECTORS' REMUNERATION Management            
7     TO RECEIVE THE REPORT OF THE REMUNERATION COMMITTEE Management            
8     TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES Management            
9     DIS-APPLICATION OF PRE-EMPTION RIGHTS Management            
10    ADDITIONAL 5% DISAPPLICATION OF PRE-EMPTION RIGHTS Management            
11    PURCHASE OF COMPANY SHARES Management            
12    RE-ISSUE OF TREASURY SHARES Management            
13    TO APPROVE THE CONVENING OF CONVENING OF CERTAIN EGMS ON 14 DAYS' NOTICE Management            
KINGSPAN GROUP PLC    
Security G52654103           Meeting Type Annual General Meeting
Ticker Symbol KSP ID           Meeting Date 03-May-2019  
ISIN IE0004927939           Agenda 710671632 - Management
Record Date 01-May-2019           Holding Recon Date 01-May-2019  
City / Country DUBLIN 4 / Ireland         Vote Deadline Date 25-Apr-2019  
SEDOL(s) 0492793 - 4491235 - B01ZKZ8 - B1WSY06       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ADOPT THE FINANCIAL STATEMENTS Management   For   For    
2     TO DECLARE A FINAL DIVIDEND Management   For   For    
3.A   TO RE-ELECT EUGENE MURTAGH AS A DIRECTOR Management   For   For    
3.B   TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR Management   For   For    
3.C   TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR Management   For   For    
3.D   TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR Management   For   For    
3.E   TO RE-ELECT PETER WILSON AS A DIRECTOR Management   For   For    
3.F   TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR Management   For   For    
3.G   TO RE-ELECT LINDA HICKEY AS A DIRECTOR Management   For   For    
3.H   TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR Management   For   For    
3.I   TO RE-ELECT JOHN CRONIN AS A DIRECTOR Management   For   For    
3.J   TO RE-ELECT BRUCE MCLENNAN AS A DIRECTOR Management   For   For    
3.K   TO RE-ELECT JOST MASSENBERG AS A DIRECTOR Management   For   For    
4     TO AUTHORISE THE REMUNERATION OF THE AUDITORS Management   For   For    
5     TO AUTHORISE THE NON-EXECUTIVE DIRECTORS' FEES Management   For   For    
6     TO RECEIVE THE POLICY ON DIRECTORS' REMUNERATION Management   For   For    
7     TO RECEIVE THE REPORT OF THE REMUNERATION COMMITTEE Management   For   For    
8     TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES Management   For   For    
9     DIS-APPLICATION OF PRE-EMPTION RIGHTS Management   Against   Against    
10    ADDITIONAL 5% DISAPPLICATION OF PRE-EMPTION RIGHTS Management   Against   Against    
11    PURCHASE OF COMPANY SHARES Management   For   For    
12    RE-ISSUE OF TREASURY SHARES Management   For   For    
13    TO APPROVE THE CONVENING OF CONVENING OF CERTAIN EGMS ON 14 DAYS' NOTICE Management   For   For    
ON SEMICONDUCTOR CORPORATION    
Security 682189105           Meeting Type Annual  
Ticker Symbol ON                        Meeting Date 08-May-2019  
ISIN US6821891057           Agenda 934958995 - Management
Record Date 19-Mar-2019           Holding Recon Date 19-Mar-2019  
City / Country   / United States         Vote Deadline Date 07-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Atsushi Abe Management   For   For    
1b.   Election of Director: Alan Campbell Management   For   For    
1c.   Election of Director: Curtis J. Crawford, Ph.D. Management   For   For    
1d.   Election of Director: Gilles Delfassy Management   For   For    
1e.   Election of Director: Emmanuel T. Hernandez Management   For   For    
1f.   Election of Director: Keith D. Jackson Management   For   For    
1g.   Election of Director: Paul A. Mascarenas Management   For   For    
1h.   Election of Director: Daryl A. Ostrander, Ph.D. Management   For   For    
1i.   Election of Director: Teresa M. Ressel Management   For   For    
1j.   Election of Director: Christine Y. Yan Management   For   For    
2.    Advisory (non-binding) resolution to approve executive compensation. Management   For   For    
3.    Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current year. Management   For   For    
NIBE INDUSTRIER AB (PUBL)    
Security W57113149           Meeting Type Annual General Meeting
Ticker Symbol NIBEBSS           Meeting Date 14-May-2019  
ISIN SE0008321293           Agenda 710960952 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country MARKAR YD / Sweden         Vote Deadline Date 03-May-2019  
SEDOL(s) BD1RKL1 - BD4D748 - BD4F8N0 - BYYT1T6 - BYYV3X0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1     OPENING OF THE MEETING Non-Voting            
2     ELECTION OF CHAIRMAN OF THE MEETING: HANS LINNARSON Non-Voting            
3     PREPARATION AND APPROVAL OF VOTING LIST Non-Voting            
4     APPROVAL OF THE BOARDS PROPOSAL FOR AGENDA Non-Voting            
5     ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES Non-Voting            
6     DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED Non-Voting            
7     CEOS SPEECH Non-Voting            
8     PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT, THE CONSOLIDATED- ACCOUNTS AND THE GROUP AUDITORS REPORT AND THE AUDITORS OPINION REGARDING THE- APPLICATION OF THE GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES DECIDED-AT THE ANNUAL GENERAL MEETING 2018 Non-Voting            
9.A   DECIDE ON: DETERMINATION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET Management   For   For    
9.B   DECIDE ON: DISPOSITIONS REGARDING THE COMPANY'S PROFIT ACCORDING TO THE ESTABLISHED BALANCE SHEET AND DETERMINATION OF RECORD DATE FOR DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING AND THE AUDITORS SUPPORT TO DISTRIBUTE TO THE SHAREHOLDERS 1.30 SEK PER SHARE FOR THE FINANCIAL YEAR 2018. THURSDAY 16 MAY 2019 IS PROPOSED AS RECORD DAY FOR THE DIVIDEND. IF THE ANNUAL GENERAL MEETING DECIDES IN ACCORDANCE WITH THE PROPOSAL, IT IS ESTIMATED THAT THE DIVIDEND WILL BE DISTRIBUTED BY EUROCLEAR ON TUESDAY 21 MAY 2019 Management   For   For    
9.C   DECIDE ON: DISCHARGE FROM LIABILITY FOR BOARD MEMBERS AND THE CEO Management   For   For    
10    DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY MEMBERS TO BE ELECTED BY THE MEETING: IT IS PROPOSED THAT SIX ORDINARY BOARD MEMBERS, WITHOUT DEPUTIES, SHALL BE ELECTED Management   For   For    
11    DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS, OR REGISTERED AUDITING FIRM Management   For   For    
12    DETERMINATION OF FEES TO THE MEMBERS OF THE BOARD AND THE AUDITORS Management   For   For    
13    ELECTION OF BOARD MEMBERS, CHAIRMAN OF THE BOARD AND ANY DEPUTY BOARD MEMBERS: IT IS PROPOSED THAT THE BOARD MEMBERS GEORG BRUNSTAM, GERTERIC LINDQUIST, HANS LINNARSON, ANDERS PALSSON, HELENE RICHMOND AND JENNY SJODAHL ARE RE-ELECTED AS BOARD MEMBERS. IT IS PROPOSED THAT HANS LINNARSON IS RE-ELECTED AS CHAIRMAN OF THE BOARD Management   For   For    
14    ELECTION OF AUDITORS AND ANY DEPUTY AUDITORS OR REGISTERED AUDITING FIRMS: FOR THE PERIOD UP TO THE END OF THE ANNUAL GENERAL MEETING 2020 IT IS PROPOSED THAT KPMG AB IS ELECTED AS REGISTERED PUBLIC ACCOUNTING FIRM. KPMG HAS ANNOUNCED THAT IF THE ANNUAL GENERAL MEETING IS VOTING IN ACCORDANCE WITH THE PROPOSAL, KPMG WILL APPOINT AUTHORIZED PUBLIC ACCOUNTANT DAN KJELLQVIST AS AUDITOR IN CHARGE Management   For   For    
15    DECISION REGARDING THE BOARDS PROPOSAL TO AUTHORIZE THE BOARD TO DECIDE ON NEW ISSUE OF SHARES IN CONNECTION WITH COMPANY ACQUISITIONS Management   For   For    
16    RESOLUTION ON GUIDELINES FOR REMUNERATION AND OTHER TERMS OF EMPLOYMENT FOR SENIOR EXECUTIVES Management   For   For    
17    CLOSING OF THE MEETING Non-Voting            
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting            
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED Non-Voting            
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting            
CMMT 16 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 2, 9.B, 10, 13 AND 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
TPI COMPOSITES, INC.    
Security 87266J104           Meeting Type Annual  
Ticker Symbol TPIC                      Meeting Date 14-May-2019  
ISIN US87266J1043           Agenda 934966334 - Management
Record Date 18-Mar-2019           Holding Recon Date 18-Mar-2019  
City / Country   / United States         Vote Deadline Date 13-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.    DIRECTOR Management            
  1 Jack A. Henry       For   For    
  2 James A. Hughes       For   For    
  3 Daniel G. Weiss       For   For    
  4 Tyrone M. Jordan       For   For    
2.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. Management   For   For    
XINYI SOLAR HOLDINGS LTD    
Security G9829N102           Meeting Type Annual General Meeting
Ticker Symbol 968 HK           Meeting Date 15-May-2019  
ISIN KYG9829N1025           Agenda 710915919 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 08-May-2019  
SEDOL(s) BD8NH99 - BGQYNN1 - BGSQH22 - BH88Z43 - BX1D6K0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0409/LTN20190409077.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0409/LTN20190409079.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND THE AUDITOR OF THE COMPANY (THE "AUDITOR") FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF 4.2 HK CENTS PER SHARE (WITH SCRIP OPTION) FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.AI TO RE-ELECT MR. LI MAN YIN AS AN EXECUTIVE DIRECTOR Management   For   For    
3.AII TO RE-ELECT MR. LO WAN SING, VINCENT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3AIII TO RE-ELECT MR. KAN E-TING, MARTIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.B   TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO DETERMINE THE REMUNERATION OF THE DIRECTORS Management   For   For    
4     TO RE-APPOINT THE AUDITOR AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION Management   For   For    
5.A   TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES Management   For   For    
5.B   TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE SHARES Management   For   For    
5.C   THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS NOS. 5A AND 5B, THE GENERAL MANDATE GRANTED TO THE DIRECTORS PURSUANT TO RESOLUTION 5B BE AND IS HEREBY EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO THE RESOLUTION NO. 5A ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF THE SHARES IN ISSUE AS OF THE DATE OF PASSING THIS RESOLUTION Management   For   For    
FIRST SOLAR, INC.    
Security 336433107           Meeting Type Annual  
Ticker Symbol FSLR                      Meeting Date 15-May-2019  
ISIN US3364331070           Agenda 934974418 - Management
Record Date 21-Mar-2019           Holding Recon Date 21-Mar-2019  
City / Country   / United States         Vote Deadline Date 14-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Michael J. Ahearn Management   For   For    
1b.   Election of Director: Sharon L. Allen Management   For   For    
1c.   Election of Director: Richard D. Chapman Management   For   For    
1d.   Election of Director: George A. Hambro Management   For   For    
1e.   Election of Director: Molly E. Joseph Management   For   For    
1f.   Election of Director: Craig Kennedy Management   For   For    
1g.   Election of Director: William J. Post Management   For   For    
1h.   Election of Director: Paul H. Stebbins Management   For   For    
1i.   Election of Director: Michael Sweeney Management   For   For    
1j.   Election of Director: Mark R. Widmar Management   For   For    
2.    Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2019. Management   For   For    
TIANNENG POWER INTERNATIONAL LTD    
Security G8655K109           Meeting Type Annual General Meeting
Ticker Symbol 819 HK           Meeting Date 16-May-2019  
ISIN KYG8655K1094           Agenda 710943069 - Management
Record Date 09-May-2019           Holding Recon Date 09-May-2019  
City / Country ZHEJIAN GG / Cayman Islands         Vote Deadline Date 08-May-2019  
SEDOL(s) B1XDJC7 - B1YRBZ5 - B3X92D1 - BD8GGB3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411321.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411346.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.A   TO RE-ELECT MR. SHI BORONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
3.B   TO RE-ELECT MR. HUANG DONGLIANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
3.C   TO RE-ELECT MR. WU FENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
3.D   TO RE-ELECT MR. ZHANG YONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
4     TO AUTHORISE THE BOARD OF THE COMPANY (THE "BOARD") TO FIX REMUNERATION OF THE DIRECTORS Management   For   For    
5     TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION Management   For   For    
6.A   "THAT (A) SUBJECT TO PARAGRAPH (C) OF THIS RESOLUTION, THE EXERCISE BY THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") DURING THE RELEVANT PERIOD (AS DEFINED BELOW) OF ALL POWERS TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY, AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND WARRANTS WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWERS, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND WARRANTS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION, OTHERWISE THAN PURSUANT TO (I) A RIGHTS ISSUE (AS DEFINED BELOW); (II) ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO OFFICERS AND/OR EMPLOYEES OF THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES OF SHARES OR RIGHTS TO ACQUIRE SHARES OF THE COMPANY; OR (III) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF THE CASH PAYMENT FOR A DIVIDEND ON SHARES OF THE COMPANY IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, SHALL NOT EXCEED 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) FOR THE PURPOSE OF THIS RESOLUTION:- "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAW TO BE HELD; AND (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING. "RIGHTS ISSUE" MEANS AN OFFER OF SHARES OR OTHER SECURITIES OF THE COMPANY OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO Management   For   For    
  HOLDERS OF SHARES OF THE COMPANY OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY OUTSIDE THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE'S REPUBLIC OF CHINA)."                  
6.B   "THAT (A) SUBJECT TO PARAGRAPH (B) OF THIS RESOLUTION, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS DEFINED BELOW) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE ITS OWN SHARES ON THE STOCK EXCHANGE OF HONG KONG LIMITED ("STOCK EXCHANGE"), SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED AND AUTHORISED; (B) THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY TO BE REPURCHASED BY THE COMPANY PURSUANT TO THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION DURING THE RELEVANT PERIOD SHALL NOT EXCEED 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; AND (C) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAW TO BE HELD; AND (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING." Management   For   For    
7     THAT CONDITIONAL UPON RESOLUTIONS NOS. 6A AND 6B BEING PASSED, THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH ARE REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED TO THE DIRECTORS AS MENTIONED IN RESOLUTION NO. 6B SHALL BE ADDED TO THE AGGREGATE NUMBER OF SHARES THAT MAY BE ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED BY THE DIRECTORS PURSUANT TO RESOLUTION NO. 6A ABOVE Management   For   For    
GENTHERM INCORPORATED    
Security 37253A103           Meeting Type Annual  
Ticker Symbol THRM                      Meeting Date 16-May-2019  
ISIN US37253A1034           Agenda 935001280 - Management
Record Date 01-Apr-2019           Holding Recon Date 01-Apr-2019  
City / Country   / United States         Vote Deadline Date 15-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.    DIRECTOR Management            
  1 Francois Castaing       For   For    
  2 Sophie Desormiere       For   For    
  3 Phillip Eyler       For   For    
  4 Maurice Gunderson       For   For    
  5 Yvonne Hao       For   For    
  6 Ronald Hundzinski       For   For    
  7 Charles Kummeth       For   For    
  8 Byron Shaw       For   For    
  9 John Stacey       For   For    
2.    Ratification of the appointment of Grant Thornton LLP to act as the Company's independent registered public accounting firm for the year ended December 31, 2019. Management   For   For    
3.    Advisory (non-binding) approval of the 2018 compensation of our named executive officers. Management   For   For    
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED    
Security Y1501T101           Meeting Type Annual General Meeting
Ticker Symbol 916 HK           Meeting Date 17-May-2019  
ISIN CNE100000HD4           Agenda 710870999 - Management
Record Date 16-Apr-2019           Holding Recon Date 16-Apr-2019  
City / Country BEIJING / China         Vote Deadline Date 13-May-2019  
SEDOL(s) B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0329/LTN20190329951.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0329/LTN20190329911.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0329/LTN20190329889.PDF Non-Voting            
1     TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2018 Management   For   For    
2     TO APPROVE THE REPORT OF THE SUPERVISORY BOARD FOR THE YEAR 2018 Management   For   For    
3     TO ACCEPT THE INDEPENDENT AUDITOR'S REPORT AND THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2018 Management   For   For    
4     TO APPROVE THE FINAL FINANCIAL ACCOUNTS REPORT FOR THE YEAR 2018 Management   For   For    
5     TO APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR 2018: RMB0.0977 PER SHARE (TAX INCLUSIVE) Management   For   For    
6     TO APPROVE THE FINANCIAL BUDGET PLAN FOR THE YEAR 2019 Management   For   For    
7     TO APPROVE THE DIRECTORS' AND SUPERVISORS' REMUNERATION PLAN FOR THE YEAR 2019 Management   For   For    
8     TO APPROVE THE RE-APPOINTMENT OF PRC AUDITOR FOR THE YEAR 2019 AND GRANT OF AUTHORITY TO THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE ITS REMUNERATION: BAKER TILLY CHINA CERTIFIED PUBLIC ACCOUNTANTS LLP Management   For   For    
9     TO APPROVE THE RE-APPOINTMENT OF THE INTERNATIONAL AUDITOR FOR THE YEAR 2019 AND GRANT OF AUTHORITY TO THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE ITS REMUNERATION: ERNST & YOUNG Management   For   For    
10    TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 2 AND ARTICLE 4 Management   For   For    
11    TO APPROVE A GENERAL MANDATE TO APPLY FOR REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS IN THE PRC Management   For   For    
12    TO APPROVE THE APPLICATION FOR ISSUANCE OF DEBT FINANCING INSTRUMENTS OF NONFINANCIAL ENTERPRISES IN THE PRC Management   For   For    
13    TO APPROVE A GENERAL MANDATE TO ISSUE SHARES Management   For   For    
ORMAT TECHNOLOGIES, INC.    
Security 686688102           Meeting Type Annual  
Ticker Symbol ORA                       Meeting Date 21-May-2019  
ISIN US6866881021           Agenda 934977185 - Management
Record Date 25-Mar-2019           Holding Recon Date 25-Mar-2019  
City / Country   / United States         Vote Deadline Date 20-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1A.   Election of Director: Dan Falk Management   For   For    
1B.   Election of Director: Todd C. Freeland Management   For   For    
1C.   Election of Director: Byron G. Wong Management   For   For    
2.    To ratify the Kesselman Kesselman, a member firm of PricewaterhouseCoopers International Limited as independent auditors of the Company for 2019. Management   For   For    
3.    To approve, in a non-binding, advisory vote, the compensation of our named executive officers Management   For   For    
WASION HOLDINGS LIMITED    
Security G9463P108           Meeting Type Annual General Meeting
Ticker Symbol 3393 HK           Meeting Date 22-May-2019  
ISIN KYG9463P1081           Agenda 710994131 - Management
Record Date 16-May-2019           Holding Recon Date 16-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 15-May-2019  
SEDOL(s) B0T4J94 - B0VR4G3       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0417/LTN20190417802.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0417/LTN20190417745.PDF Non-Voting            
1     TO RECEIVE, CONSIDER AND ADOPT THE REPORT OF THE DIRECTORS, THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HKD 0.20 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3     TO RE-ELECT MR. JI WEI AS AN EXECUTIVE DIRECTOR Management   For   For    
4     TO RE-ELECT MR. ZENG XIN AS AN EXECUTIVE DIRECTOR Management   For   For    
5     TO RE-ELECT MR. TIAN ZHONGPING AS AN EXECUTIVE DIRECTOR Management   For   For    
6     TO RE-ELECT MR. CHENG SHI JIE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
7     TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For   For    
8     TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
9     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES Management   For   For    
10    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES Management   For   For    
11    TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 10 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 9 ABOVE Management   For   For    
QUANTA SERVICES, INC.    
Security 74762E102           Meeting Type Annual  
Ticker Symbol PWR                       Meeting Date 23-May-2019  
ISIN US74762E1029           Agenda 934982756 - Management
Record Date 25-Mar-2019           Holding Recon Date 25-Mar-2019  
City / Country   / United States         Vote Deadline Date 22-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Earl C. (Duke) Austin, Jr. Management   For   For    
1b.   Election of Director: Doyle N. Beneby Management   For   For    
1c.   Election of Director: J. Michal Conaway Management   For   For    
1d.   Election of Director: Vincent D. Foster Management   For   For    
1e.   Election of Director: Bernard Fried Management   For   For    
1f.   Election of Director: Worthing F. Jackman Management   For   For    
1g.   Election of Director: David M. McClanahan Management   For   For    
1h.   Election of Director: Margaret B. Shannon Management   For   For    
1i.   Election of Director: Pat Wood, III Management   For   For    
2.    Approval, by non-binding advisory vote, of Quanta's executive compensation Management   For   For    
3.    Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2019 Management   For   For    
4.    Approval of the Quanta Services, Inc. 2019 Omnibus Equity Incentive Plan Management   For   For    
AMERESCO INC. (AMRC)    
Security 02361E108           Meeting Type Annual  
Ticker Symbol AMRC                      Meeting Date 23-May-2019  
ISIN US02361E1082           Agenda 935020850 - Management
Record Date 01-Apr-2019           Holding Recon Date 01-Apr-2019  
City / Country   / United States         Vote Deadline Date 22-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.    DIRECTOR Management            
  1 Douglas I. Foy       For   For    
  2 Jennifer L. Miller       For   For    
  3 Nickolas Stavropoulos       For   For    
2.    Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. Management   For   For    
ALBIOMA    
Security F0190K109           Meeting Type MIX
Ticker Symbol ABIO FP           Meeting Date 27-May-2019  
ISIN FR0000060402           Agenda 711019150 - Management
Record Date 22-May-2019           Holding Recon Date 22-May-2019  
City / Country PARIS / France         Vote Deadline Date 14-May-2019  
SEDOL(s) B188CY0 - B235Q41 - B28LRQ3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. Non-Voting            
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE Non-Voting            
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Non-Voting            
CMMT 06 MAY 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0419/20190419 1-901166.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0506/20190506 1-901599.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
O.1   APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
O.3   ALLOCATION OF INCOME AND SETTING THE DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
O.4   OPTION FOR THE PAYMENT OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 IN NEW SHARES Management   For   For    
O.5   APPROVAL OF THE COMPENSATION ELEMENTS DUE OR ALLOCATED FOR FINANCIAL THE YEAR ENDED 31 DECEMBER 2018 TO MR. JACQUES PETRY, CHAIRMAN OF THE BOARD OF DIRECTORS Management   For   For    
O.6   APPROVAL OF THE COMPENSATION ELEMENTS DUE OR ALLOCATED FOR FINANCIAL THE YEAR ENDED 31 DECEMBER 2018 TO MR. FREDERIC MOYNE, CHIEF EXECUTIVE OFFICER Management   For   For    
O.7   APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO NON- EXECUTIVE CORPORATE OFFICERS AS OF 1 JANUARY 2019 Management   For   For    
O.8   APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO EXECUTIVE CORPORATE OFFICERS AS OF 1 JANUARY 2019 Management   For   For    
O.9   SETTING OF THE MAXIMUM OVERALL AMOUNT OF THE SUMS TO BE DISTRIBUTED AMONG THE DIRECTORS AS ATTENDANCE FEES Management   For   For    
O.10 APPROVAL OF AGREEMENTS AND COMMITMENTS UNDER THE PROVISIONS OF ARTICLES L. 225-38 AND L. 225-42-1 OF THE FRENCH COMMERCIAL CODE Management   For   For    
O.11 RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-CLAIRE DAVEU AS DIRECTOR Management   For   For    
O.12 RECOGNITION OF THE EXPIRY OF THE TERM OF OFFICE OF MRS. VALERIE LANDON, WHO DID NOT REQUEST THE RENEWAL, AND APPOINTMENT OF MRS. FLORENCE LAMBERT AS DIRECTOR Management   For   For    
O.13 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE ITS OWN SHARES PURSUANT TO A SHARE BUYBACK PROGRAM Management   For   For    
E.14 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELING SHARES ACQUIRED BY THE COMPANY AS PART OF A SHARE BUYBACK PROGRAM Management   For   For    
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL AND/OR DEBT SECURITIES Management   For   For    
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE ISSUES AMOUNT CARRIED OUT WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN THE EVENT OF OVERSUBSCRIPTION PURSUANT TO THE FIFTEENTH RESOLUTION Management   For   For    
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL Management   For   For    
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL BY CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS WHOSE CAPITALIZATION WOULD BE ALLOWED Management   For   For    
E.19 AMENDMENT TO THE PROVISIONS OF ARTICLES 22 AND 34 OF THE BYLAWS RELATING TO THE TERMS FOR CONVENING AND ORGANIZING MEETINGS OF THE BOARD OF DIRECTORS AND TO THE PRESIDENCY OF THE GENERAL MEETING Management   For   For    
E.20 POWERS FOR THE EXECUTION OF FORMALITIES Management   For   For    
SENSATA TECHNOLOGIES HOLDING PLC    
Security G8060N102           Meeting Type Annual  
Ticker Symbol ST                        Meeting Date 28-May-2019  
ISIN GB00BFMBMT84           Agenda 935022525 - Management
Record Date 10-Apr-2019           Holding Recon Date 10-Apr-2019  
City / Country   / United States         Vote Deadline Date 24-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Paul B. Edgerley Management   For   For    
1b.   Election of Director: Martha N. Sullivan Management   For   For    
1c.   Election of Director: John P. Absmeier Management   For   For    
1d.   Election of Director: James E. Heppelmann Management   For   For    
1e.   Election of Director: Charles W. Peffer Management   For   For    
1f.   Election of Director: Constance E. Skidmore Management   For   For    
1g.   Election of Director: Andrew C. Teich Management   For   For    
1h.   Election of Director: Thomas Wroe Jr. Management   For   For    
1i.   Election of Director: Stephen M. Zide Management   For   For    
2.    Advisory resolution to approve executive compensation. Management   For   For    
3.    Ordinary resolution to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. Management   For   For    
4.    Advisory vote on Director Compensation Report. Management   For   For    
5.    Ordinary resolution on Director Compensation Policy. Management   For   For    
6.    Ordinary resolution to reappoint Ernst & Young LLP as the Company's U.K. statutory auditor. Management   For   For    
7.    Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement. Management   For   For    
8.    Ordinary resolution to receive the Company's 2018 Annual Report and Accounts. Management   For   For    
9.    Special resolution to approve the form of share repurchase contracts and repurchase counterparties. Management   For   For    
10.   Ordinary resolution to authorize the Board of Directors to issue equity securities. Management   For   For    
11.   Special resolution to authorize the Board of Directors to issue equity securities without pre-emptive rights. Management   Against   Against    
12.   Ordinary resolution to authorize the Board of Directors to issue shares under equity incentive plans. Management   For   For    
13.   Special resolution to authorize the Board of Directors to issue equity securities under our incentive plans without pre-emptive rights. Management   For   For    
CHINA SUNTIEN GREEN ENERGY CORP LTD    
Security Y15207106           Meeting Type Annual General Meeting
Ticker Symbol 956 HK           Meeting Date 11-Jun-2019  
ISIN CNE100000TW9           Agenda 711025874 - Management
Record Date 10-May-2019           Holding Recon Date 10-May-2019  
City / Country SHIJIAZ HUANG / China         Vote Deadline Date 04-Jun-2019  
SEDOL(s) B3ZXLP6 - B4ZPFR9       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0423/LTN20190423422.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0423/LTN20190423448.PDF Non-Voting            
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE Non-Voting            
1     TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (''THE BOARD'') FOR 2018 Management   For   For    
2     TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR 2018 Management   For   For    
3     TO CONSIDER AND APPROVE THE FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
4     TO CONSIDER AND APPROVE THE AUDITED FI NANCIAL STATEMENTS OF THE COMPANY AND THE INDEPENDENT AUDITORS REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
5     TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2018: FINAL DIVIDEND DISTRIBUTION OF RMB0.125 PER SHARE Management   For   For    
6     TO CONSIDER AND APPROVE THE BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2019 Management   For   For    
7     TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF REANDA CERTIFIED PUBLIC ACCOUNTANTS (AS SPECIFIED) AND ERNST & YOUNG AS THE COMPANY'S PRC AUDITORS AND INTERNATIONAL AUDITORS, RESPECTIVELY, FOR 2019 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE BOARD TO DETERMINE THEIR RESPECTIVE REMUNERATIONS Management   For   For    
8.A   DR. CAO XIN AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
8.B   DR. LI LIAN PING AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
8.C   MR. QIN GANG AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
8.D   MR. WU HUI JIANG AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
8.E   MR. MEI CHUN XIAO AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
8.F   MR. WANG HONG JUN AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
8.G   MR. XIE WEI XIAN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
8.H   MR. WAN YIM KEUNG, DANIEL AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
8.I   DR. LIN TAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For   For    
9.A   TO CONSIDER AND ELECT THE NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY, INCLUDING: MR. WANG CHUN DONG AS THE EXTERNAL SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE Management   For   For    
9.B   TO CONSIDER AND ELECT THE NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY, INCLUDING: DR. SHAO JING CHUN AS THE INDEPENDENT SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE Management   For   For    
10    TO CONSIDER AND APPROVE THE REMUNERATION PACKAGE FOR THE DIRECTORS AND SUPERVISORS OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE Management   For   For    
11    TO CONSIDER AND APPROVE THE RESOLUTION ON THE REPORT ON THE USE OF PROCEEDS PREVIOUSLY RAISED BY THE COMPANY Management   For   For    
12    TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY Management   For   For    
13    TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED DOMESTIC SHARES AND H SHARES OF THE COMPANY, RESPECTIVELY, AND TO AUTHORISE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS IT THINKS FI T SO AS TO REFL ECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE THAT (A) (A) SUBJECT TO PARAGRAPH (C) AND IN ACCORDANCE WITH THE RELEVANT REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE ''LISTING RULES''), THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE RELEVANT LAWS AND REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA (THE ''PRC''), THE EXERCISE BY THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH, EITHER SEPARATELY OR CONCURRENTLY, ADDITIONAL DOMESTIC SHARES AND H SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS BE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED (B) THE APPROVAL IN PARAGRAPH (A) SHALL AUTHORISE THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE EXPIRATION OF THE RELEVANT PERIOD (C) EACH OF THE TOTAL NUMBER OF DOMESTIC SHARES AND H SHARES ALLOTTED, ISSUED OR DEALT WITH OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED, ISSUED OR DEALT WITH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE BOARD PURSUANT TO THE APPROVAL GRANTED IN PARAGRAPH (A) SHALL NOT EXCEED 20% OF EACH OF THE TOTAL NUMBER OF ISSUED DOMESTIC SHARES AND H SHARES OF THE COMPANY AS OF THE DATE WHEN THIS RESOLUTION IS ADOPTED (D) THE BOARD WILL ONLY EXERCISE THE ABOVE POWERS IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE LISTING RULES (AS AMENDED FROM TIME TO TIME) AND ONLY IF ALL NECESSARY APPROVALS FROM THE CHINA SECURITIES REGULATORY COMMISSION AND/OR Management   For   For    
  OTHER RELEVANT PRC GOVERNMENT AUTHORITIES ARE OBTAINED AND (E) FOR THE PURPOSE OF THIS RESOLUTION: RELEVANT PERIOD MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIEST OF (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OR OTHER APPLICABLE LAWS TO BE HELD OR (III) THE DATE OF REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY A SPECIAL RESOLUTION OF THE COMPANY IN A GENERAL MEETING. (B) THE BOARD BE AUTHORISED TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS NECESSARY SO AS TO REFL ECT THE NEW SHARE CAPITAL STRUCTURE OF THE COMPANY UPON THE ALLOTMENT OR ISSUE OF SHARES PURSUANT TO THE SUB-PARAGRAPH (A)(A) OF THIS RESOLUTION                  
CANADIAN SOLAR INC.    
Security 136635109           Meeting Type Annual  
Ticker Symbol CSIQ                      Meeting Date 26-Jun-2019  
ISIN CA1366351098           Agenda 935035940 - Management
Record Date 06-May-2019           Holding Recon Date 06-May-2019  
City / Country   / Canada         Vote Deadline Date 21-Jun-2019  
SEDOL(s)         Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1     DIRECTOR Management            
  1 Shawn (Xiaohua) Qu       For   For    
  2 Robert McDermott       For   For    
  3 Harry E. Ruda       For   For    
  4 A.(Luen Cheung) Wong       For   For    
  5 Arthur (Lap Tat) Wong       For   For    
2     To reappoint Deloitte Touche Tohmatsu Certified Public Accountants LLP as auditors of the Corporation and to authorize the directors of the Corporation to fix their remuneration. Management   For   For    
HUANENG RENEWABLES CORPORATION LTD    
Security Y3739S111           Meeting Type Annual General Meeting
Ticker Symbol 958 HK           Meeting Date 28-Jun-2019  
ISIN CNE100000WS1           Agenda 711196813 - Management
Record Date 28-May-2019           Holding Recon Date 28-May-2019  
City / Country BEIJING / China         Vote Deadline Date 24-Jun-2019  
SEDOL(s) B4WTBY3 - B52PH17 - BD8NH66 - BHTD5G9 - BYZJSZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0510/LTN20190510789.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0510/LTN20190510805.PDF Non-Voting            
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE Non-Voting            
1     TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR 2018 Management   For   For    
2     TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2018 Management   For   For    
3     TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2018 Management   For   For    
4     TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2018: RMB0.044 (TAX INCLUSIVE) PER ORDINARY SHARE Management   For   For    
5     TO CONSIDER AND APPROVE THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU AND DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE INTERNATIONAL AND THE PRC AUDITORS OF THE COMPANY, RESPECTIVELY, FOR 2019 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY Management   For   For    
6.A   TO ELECT MR. LIN GANG AS AN EXECUTIVE DIRECTOR Management   For   For    
6.B   TO ELECT MR. CAO SHIGUANG AS AN EXECUTIVE DIRECTOR Management   For   For    
6.C   TO ELECT MR. WEN MINGGANG AS AN EXECUTIVE DIRECTOR Management   For   For    
6.D   TO ELECT MR. WANG KUI AS A NON-EXECUTIVE DIRECTOR Management   For   For    
6.E   TO ELECT MR. DAI XINMIN AS A NON-EXECUTIVE DIRECTOR Management   For   For    
6.F   TO ELECT MR. ZHAI JI AS A NON-EXECUTIVE DIRECTOR Management   For   For    
6.G   TO ELECT MR. QI HESHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
6.H   TO ELECT MS. ZHANG LIZI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
6.I   TO ELECT MR. HU JIADONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
6.J   TO ELECT MR. ZHU XIAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
6.K   TO ELECT MR. HUANG JIAN AS A SUPERVISOR Management   For   For    
7     TO CONSIDER AND APPROVE THE RULE OF PROCEDURE OF GENERAL MEETING Management   For   For    
8     TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF SHARES OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE Management   For   For    
9     TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO ISSUE THE DEBT FINANCING INSTRUMENTS IN THE YEARS OF 2018 AND 2019 WITH A PRINCIPAL BALANCE NOT EXCEEDING THE EQUIVALENT OF RMB20 BILLION (INCLUDING RMB20 BILLION) Management   For   For    
CMMT 15 MAY 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 29 MAY 2019 TO 28 MAY 2019. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            

 

 

Form N-PX Proxy Voting Records

Guinness Atkinson Asia Focus Fund

Reporting Period: July 1, 2018 through June 30, 2019

 

Vote Summary

 

SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 548 HK           Meeting Date 10-Aug-2018  
ISIN CNE100000478           Agenda 709682783 - Management
Record Date 10-Jul-2018           Holding Recon Date 10-Jul-2018  
City / Country SHENZH EN / China         Vote Deadline Date 06-Aug-2018  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0625/LTN20180625373.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0625/LTN20180625369.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION CONCERNING THE SELF-INSPECTION REPORT ON THE REAL ESTATE DEVELOPMENT BUSINESS AND RELEVANT UNDERTAKING LETTERS IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY Management   For   For    
CHEN HSONG HOLDINGS LIMITED    
Security G20874106           Meeting Type Annual General Meeting
Ticker Symbol 57 HK           Meeting Date 22-Aug-2018  
ISIN BMG208741063           Agenda 709766363 - Management
Record Date 16-Aug-2018           Holding Recon Date 16-Aug-2018  
City / Country HONG KONG / Bermuda         Vote Deadline Date 17-Aug-2018  
SEDOL(s) 5387690 - 6189646 - B01XWG7       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0718/LTN20180718801.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0718/LTN20180718775.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
2     TO APPROVE THE PAYMENT OF FINAL DIVIDEND RECOMMENDED BY THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 MARCH 2018: FINAL DIVIDEND OF HK5.0 CENTS (2017: A FINAL DIVIDEND OF HK2.6 CENTS AND A SPECIAL FINAL DIVIDEND OF HK3.2 CENTS) PER ORDINARY SHARE Management   For   For    
3.I   TO RE-ELECT MR. ANISH LALVANI AS A DIRECTOR Management   For   For    
3.II TO RE-ELECT MR. BERNARD CHARNWUT CHAN AS A DIRECTOR Management   For   For    
3.III TO RE-ELECT MR. MICHAEL TZE HAU LEE AS A DIRECTOR Management   For   For    
3.IV TO DETERMINE THE DIRECTORS' FEES FOR THE YEAR ENDING 31 MARCH 2019 AT AN AGGREGATE SUM OF NOT EXCEEDING HKD 1,200,000 Management   For   For    
4     TO RE-APPOINT ERNST & YOUNG AS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION Management   For   For    
6     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
7     THAT CONDITIONAL UPON THE PASSING OF THE ORDINARY RESOLUTIONS NOS. 5 AND 6 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY PURSUANT TO THE ORDINARY RESOLUTION NO. 6 SET OUT IN THE NOTICE CONVENING THIS MEETING BE AND IS HEREBY EXTENDED BY THE ADDITION THERETO OF THE TOTAL NOMINAL AMOUNT OF SHARES IN THE CAPITAL OF THE COMPANY WHICH ARE REPURCHASED BY THE COMPANY PURSUANT TO THE ORDINARY RESOLUTION NO. 5 SET OUT IN THE NOTICE CONVENING THIS MEETING, PROVIDED THAT SUCH EXTENDED AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol             Meeting Date 04-Sep-2018  
ISIN KYG3777B1032           Agenda 709837352 - Management
Record Date 03-Sep-2018           Holding Recon Date 03-Sep-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 30-Aug-2018  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0815/LTN20180815529.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0815/LTN20180815523.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE DJD ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 16 AUGUST 2018 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
2     TO APPROVE, RATIFY AND CONFIRM THE GY ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
3     TO APPROVE, RATIFY AND CONFIRM THE DMA ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
NETEASE, INC.    
Security 64110W102           Meeting Type Annual  
Ticker Symbol NTES                      Meeting Date 07-Sep-2018  
ISIN US64110W1027           Agenda 934868805 - Management
Record Date 31-Jul-2018           Holding Recon Date 31-Jul-2018  
City / Country   / United States         Vote Deadline Date 04-Sep-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Re-election of director: William Lei Ding Management   For   For    
1b.   Re-election of director: Alice Cheng Management   For   For    
1c.   Re-election of director: Denny Lee Management   For   For    
1d.   Re-election of director: Joseph Tong Management   For   For    
1e.   Re-election of director: Lun Feng Management   For   For    
1f.   Re-election of director: Michael Leung Management   For   For    
1g.   Re-election of director: Michael Tong Management   For   For    
2.    Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2018. Management   For   For    
CORPORATE TRAVEL MANAGEMENT LIMITED    
Security Q2909K105           Meeting Type Annual General Meeting
Ticker Symbol CTD AU           Meeting Date 31-Oct-2018  
ISIN AU000000CTD3           Agenda 709965719 - Management
Record Date 29-Oct-2018           Holding Recon Date 29-Oct-2018  
City / Country BRISBAN E / Australia         Vote Deadline Date 25-Oct-2018  
SEDOL(s) B3R1D52 - B7NGMB8 - BLS0ZS1       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3, 4, 5 AND 6 VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION Non-Voting            
1     REMUNERATION REPORT Management   For   For    
2     ELECTION OF DIRECTOR - ADMIRAL ROBERT J. NATTER Management   For   For    
3     RATIFICATION AND APPROVAL OF PREVIOUS ISSUE OF SHARES TO SCT TRAVEL GROUP PTY LTD VENDORS Management   For   For    
4     RATIFICATION AND APPROVAL OF PREVIOUS ISSUE OF SHARES TO FUND ACQUISITION OF LOTUS TRAVEL GROUP Management   For   For    
5     ISSUE OF SHARES APPRECIATION RIGHTS TO MS LAURA RUFFLES Management   For   For    
6     APPROVAL OF EMPLOYEE INCENTIVE SCHEME Management   For   For    
CHINA MERCHANTS BANK CO LTD    
Security Y14896115           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 3968 HK           Meeting Date 07-Nov-2018  
ISIN CNE1000002M1           Agenda 709956164 - Management
Record Date 05-Oct-2018           Holding Recon Date 05-Oct-2018  
City / Country SHENZH EN / China         Vote Deadline Date 01-Nov-2018  
SEDOL(s) B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0919/LTN20180919990.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0919/LTN201809191002.PDF Non-Voting            
1     CONSIDER AND APPROVE THE ADDITION OF MR. LUO SHENG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 548 HK           Meeting Date 13-Nov-2018  
ISIN CNE100000478           Agenda 710168584 - Management
Record Date 12-Oct-2018           Holding Recon Date 12-Oct-2018  
City / Country SHENZH EN / China         Vote Deadline Date 07-Nov-2018  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 998692 DUE TO DELETION OF- RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1102/LTN201811021588.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/0925/LTN20180925013.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/0925/LTN20180925023.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY Management   For   For    
2     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE WAIVER OF THE RIGHT OF FIRST REFUSAL REGARDING THE CAPITAL INJECTION IN SHENZHEN INTERNATIONAL UNITED LAND CO., LTD Management   For   For    
SONIC HEALTHCARE LIMITED    
Security Q8563C107           Meeting Type Annual General Meeting
Ticker Symbol SHL AU           Meeting Date 21-Nov-2018  
ISIN AU000000SHL7           Agenda 710115278 - Management
Record Date 19-Nov-2018           Holding Recon Date 19-Nov-2018  
City / Country SYDNEY / Australia         Vote Deadline Date 15-Nov-2018  
SEDOL(s) 5975589 - 6821120 - B3BJRY9 - BJ05375       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION Non-Voting            
1     RE-ELECTION OF MS KATE SPARGO AS A DIRECTOR OF THE COMPANY Management   For   For    
2     RE-ELECTION OF MR LOU PANACCIO AS A DIRECTOR OF THE COMPANY Management   For   For    
3     ADOPTION OF THE REMUNERATION REPORT Management   For   For    
4     APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER Management   For   For    
5     APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER Management   For   For    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 07-Dec-2018  
ISIN KYG3777B1032           Agenda 710213757 - Management
Record Date 06-Dec-2018           Holding Recon Date 06-Dec-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 04-Dec-2018  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1119/LTN20181119356.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1119/LTN20181119374.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE SERVICES AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 20 NOVEMBER 2018 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE SERVICES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021 Management   For   For    
2     TO APPROVE, RATIFY AND CONFIRM THE ELECTRIC VEHICLE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE ELECTRIC VEHICLE AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021 Management   For   For    
3     TO APPROVE, RATIFY AND CONFIRM THE AUTOMOBILE COMPONENTS PROCUREMENT AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE AUTOMOBILE COMPONENTS PROCUREMENT AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021 Management   For   For    
4     TO APPROVE, RATIFY AND CONFIRM THE TZ ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
5     TO APPROVE, RATIFY AND CONFIRM THE GZ ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 07-Dec-2018  
ISIN KYG3777B1032           Agenda 710213769 - Management
Record Date 06-Dec-2018           Holding Recon Date 06-Dec-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 04-Dec-2018  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1119/LTN20181119303.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1119/LTN20181119325.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE RENEWAL OF VOLVO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 20 NOVEMBER 2018 (THE "CIRCULAR")) , INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE VOLVO FINANCE COOPERATION AGREEMENTS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE VOLVO FINANCE COOPERATION AGREEMENTS AND VOLVO FINANCING ARRANGEMENTS Management   For   For    
2     TO APPROVE, RATIFY AND CONFIRM THE EV FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE EV FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO Management   For   For    
  EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE EV FINANCE COOPERATION AGREEMENT AND EV FINANCING ARRANGEMENTS                  
AUTOHOME, INC.    
Security 05278C107           Meeting Type Annual  
Ticker Symbol ATHM                      Meeting Date 19-Dec-2018  
ISIN US05278C1071           Agenda 934898896 - Management
Record Date 06-Nov-2018           Holding Recon Date 06-Nov-2018  
City / Country   / United States         Vote Deadline Date 10-Dec-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.    Mr. Dong Liu be re-elected as a director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. Management   For        
2.    Mr. Tianruo Pu be re-elected as an independent director and the chairman of the audit committee of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. Management   For        
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1988 HK           Meeting Date 26-Feb-2019  
ISIN CNE100000HF9           Agenda 710407366 - Management
Record Date 25-Jan-2019           Holding Recon Date 25-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 20-Feb-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT 31 JAN 2019: PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON-THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0111/LTN20190111788.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0131/LTN20190131392.PDF Non-Voting            
1.1   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TYPE AND SCALE OF SECURITIES TO BE ISSUED Management   For   For    
1.2   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MATURITY Management   For   For    
1.3   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE Management   For   For    
1.4   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: PLACEES Management   For   For    
1.5   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE Management   For   For    
1.6   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS Management   For   For    
1.7   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION Management   For   For    
1.8   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MANDATORY CONVERSION PROVISIONS Management   For   For    
1.9   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS Management   For   For    
1.10 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION ON LIQUIDATION AND BASIS FOR LIQUIDATION Management   For   For    
1.11 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS Management   For   For    
1.12 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RATING Management   For   For    
1.13 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: GUARANTEE ARRANGEMENT Management   For   For    
1.14 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY Management   For   For    
1.15 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS Management   For   For    
1.16 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES Management   For   For    
2     THE PROPOSAL TO THE SHAREHOLDERS' GENERAL MEETING ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management   For   For    
3     THE PROPOSAL ON THE CAPITAL MANAGEMENT PLAN FOR 2018 TO 2020 OF CHINA MINSHENG BANKING CORP., LTD Management   For   For    
4     THE PROPOSAL ON EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF THE DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS Management   For   For    
5     THE PROPOSAL ON THE ISSUANCE OF DOMESTIC AND FOREIGN NON-FIXED TERM CAPITAL BONDS OF THE COMPANY IN THE NEXT THREE YEARS Management   For   For    
CMMT 31 JAN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Class Meeting
Ticker Symbol 1988 HK           Meeting Date 26-Feb-2019  
ISIN CNE100000HF9           Agenda 710407380 - Management
Record Date 25-Jan-2019           Holding Recon Date 25-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 20-Feb-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT 31 JAN 2019: PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON-THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0111/LTN20190111799.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0131/LTN20190131408.PDF Non-Voting            
1.1   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TYPE AND SCALE OF SECURITIES TO BE ISSUED Management            
1.2   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MATURITY Management            
1.3   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE Management            
1.4   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: PLACEES Management            
1.5   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE Management            
1.6   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS Management            
1.7   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION Management            
1.8   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MANDATORY CONVERSION PROVISIONS Management            
1.9   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS Management            
1.10 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION ON LIQUIDATION AND BASIS FOR LIQUIDATION Management            
1.11 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS Management            
1.12 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RATING Management            
1.13 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: GUARANTEE ARRANGEMENT Management            
1.14 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY Management            
1.15 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS Management            
1.16 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES Management            
2     THE PROPOSAL TO THE SHAREHOLDERS' GENERAL MEETING ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management            
3     THE PROPOSAL ON EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF THE DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS Management            
CMMT 31 JAN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type Class Meeting
Ticker Symbol             Meeting Date 04-Mar-2019  
ISIN CNE100000478           Agenda 710445239 - Management
Record Date 01-Feb-2019           Holding Recon Date 01-Feb-2019  
City / Country SHENZH EN / China         Vote Deadline Date 27-Feb-2019  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0117/LTN20190117297.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0117/LTN20190117299.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY AND THE AUTHORIZATION TO THE BOARD Management            
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 548 HK           Meeting Date 04-Mar-2019  
ISIN CNE100000478           Agenda 710544328 - Management
Record Date 01-Feb-2019           Holding Recon Date 01-Feb-2019  
City / Country SHENZH EN / China         Vote Deadline Date 27-Feb-2019  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 152312 DUE TO RECEIPT OF- ADDITIONAL SHAREHOLDER RESOLUTION 2 & 3 WITH MANAGEMENT RECOMMENDATION AS-FOR. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU-WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0212/LTN20190212341.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0212/LTN20190212345.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY AND THE AUTHORIZATION TO THE BOARD Management   Against   Against    
2     PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE IMPLEMENTATION OF THE PROFIT INCREMENT BASED INCENTIVE AND RESTRICTION SCHEME BY THE COMPANY Shareholder   For   For    
3     PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WEN LIANG Shareholder   For   For    
QUALCOMM INCORPORATED    
Security 747525103           Meeting Type Annual  
Ticker Symbol QCOM                      Meeting Date 12-Mar-2019  
ISIN US7475251036           Agenda 934921568 - Management
Record Date 14-Jan-2019           Holding Recon Date 14-Jan-2019  
City / Country   / United States         Vote Deadline Date 11-Mar-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Barbara T. Alexander Management            
1b.   Election of Director: Mark Fields Management            
1c.   Election of Director: Jeffrey W. Henderson Management            
1d.   Election of Director: Ann M. Livermore Management            
1e.   Election of Director: Harish Manwani Management            
1f.   Election of Director: Mark D. McLaughlin Management            
1g.   Election of Director: Steve Mollenkopf Management            
1h.   Election of Director: Clark T. Randt, Jr. Management            
1i.   Election of Director: Francisco Ros Management            
1j.   Election of Director: Irene B. Rosenfeld Management            
1k.   Election of Director: Neil Smit Management            
1l.   Election of Director: Anthony J. Vinciquerra Management            
2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2019. Management            
3.    To approve, on an advisory basis, our executive compensation. Management            
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 15-Mar-2019  
ISIN KYG3777B1032           Agenda 710586251 - Management
Record Date 14-Mar-2019           Holding Recon Date 14-Mar-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 12-Mar-2019  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/sehk/2019/ 0225/ltn20190225407.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/sehk/2019/ 0225/ltn20190225422.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE RENEWAL OF VOLVO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 26 FEBRUARY 2019 (THE "CIRCULAR")), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE VOLVO FINANCE COOPERATION AGREEMENTS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE VOLVO FINANCE COOPERATION AGREEMENTS AND VOLVO FINANCING ARRANGEMENTS Management   For   For    
SAMSUNG ELECTRONICS CO LTD    
Security Y74718100           Meeting Type Annual General Meeting
Ticker Symbol             Meeting Date 20-Mar-2019  
ISIN KR7005930003           Agenda 710589536 - Management
Record Date 31-Dec-2018           Holding Recon Date 31-Dec-2018  
City / Country SEOUL / Korea, Republic Of         Vote Deadline Date 08-Mar-2019  
SEDOL(s) 6771720 - B19VC15       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     APPROVAL OF FINANCIAL STATEMENTS Management            
2.1.1 APPOINTMENT OF OUTSIDE DIRECTOR: PARK JAE WAN Management            
2.1.2 APPOINTMENT OF OUTSIDE DIRECTOR: KIM HAN JO Management            
2.1.3 APPOINTMENT OF OUTSIDE DIRECTOR: AN GYU RI Management            
2.2.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: PARK JAE WAN Management            
2.2.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: KIM HAN JO Management            
3     APPROVAL OF REMUNERATION FOR DIRECTOR Management            
KT&G CORPORATION    
Security Y49904108           Meeting Type Annual General Meeting
Ticker Symbol 033780K           Meeting Date 29-Mar-2019  
ISIN KR7033780008           Agenda 710710725 - Management
Record Date 31-Dec-2018           Holding Recon Date 31-Dec-2018  
City / Country DAEJEO N / Korea, Republic Of         Vote Deadline Date 19-Mar-2019  
SEDOL(s) 6175076 - B06NV43 - BFMQ6W4       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     APPROVAL OF FINANCIAL STATEMENTS Management   For   For    
2.1   ELECTION OF OUTSIDE DIRECTOR: YUN HAE SU Management   For   For    
2.2   ELECTION OF OUTSIDE DIRECTOR: I EUN GYEONG Management   For   For    
3.1   ELECTION OF AUDIT COMMITTEE MEMBER: I EUN GYEONG Management   For   For    
3.2   ELECTION OF AUDIT COMMITTEE MEMBER: BAEK JONG SU Management   For   For    
4     APPROVAL OF REMUNERATION FOR DIRECTOR Management   Against   Against    
HANON SYSTEMS    
Security Y29874107           Meeting Type Annual General Meeting
Ticker Symbol 018880K           Meeting Date 29-Mar-2019  
ISIN KR7018880005           Agenda 710777129 - Management
Record Date 31-Dec-2018           Holding Recon Date 31-Dec-2018  
City / Country DAEJEO N / Korea, Republic Of         Vote Deadline Date 19-Mar-2019  
SEDOL(s) B00LR01       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 187144 DUE TO DELETION OF- RESOLUTION NUMBER 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
1     APPROVAL OF FINANCIAL STATEMENT Management   Abstain   Against    
2     APPROVAL OF GRANT OF STOCK OPTION FOR STAFF Management   Abstain   Against    
3     ELECTION OF OUTSIDE DIRECTORS: GIM DO EON, BAEK SEONG JUN Management   Abstain   Against    
4     ELECTION OF AUDIT COMMITTEE MEMBER: BAEK SEONG JUN Management   Abstain   Against    
5     APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS Management   Abstain   Against    
PTT PUBLIC COMPANY LIMITED    
Security Y6883U139           Meeting Type Annual General Meeting
Ticker Symbol PTT/FTB           Meeting Date 11-Apr-2019  
ISIN TH0646010Z18           Agenda 710582784 - Management
Record Date 07-Mar-2019           Holding Recon Date 07-Mar-2019  
City / Country BANGKO K / Thailand         Vote Deadline Date 08-Apr-2019  
SEDOL(s) BD0BDJ3 - BF0RN62 - BYVPSP2       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ACKNOWLEDGE THE 2018 PERFORMANCE STATEMENT AND TO APPROVE THE 2018 FINANCIAL STATEMENT ENDED ON DECEMBER 31, 2018 Management   For   For    
2     TO APPROVE THE 2018 NET PROFIT ALLOCATION AND DIVIDEND PAYMENT Management   For   For    
3     TO APPOINT AN AUDITOR FOR 2019 AND TO APPROVE THE 2018 AND 2019 AUDIT FEES: STATE AUDIT OFFICE OF THE KINGDOM OF THAILAND Management   For   For    
4     TO APPROVE THE AMENDMENT OF PTT PUBLIC COMPANY LIMITED'S ARTICLES OF ASSOCIATION Management   For   For    
5     TO APPROVE THE 2019 DIRECTORS' REMUNERATION Management   For   For    
6.1   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: MR. KRAIRIT EUCHUKANONCHAI Management   For   For    
6.2   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: MR. CHUMPOL RIMSAKORN Management   For   For    
6.3   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: GEN. TEERAWAT BOONYAWAT Management   For   For    
6.4   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: MR. SUPOT TEACHAVORASINSKUN Management   For   For    
6.5   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: MR. DON WASANTAPRUEK Management   For   For    
7     OTHER MATTERS. (IF ANY) Management   Abstain   For    
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN Non-Voting            
CMMT 27 FEB 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR'S-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
ELECTRICITY GENERATING PUBLIC CO LTD    
Security Y22834116           Meeting Type Annual General Meeting
Ticker Symbol EGCO/FT           Meeting Date 18-Apr-2019  
ISIN TH0465010013           Agenda 710586023 - Management
Record Date 11-Mar-2019           Holding Recon Date 11-Mar-2019  
City / Country BANGKO K / Thailand         Vote Deadline Date 11-Apr-2019  
SEDOL(s) 5336799 - 6304643 - B3BH561       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO CONSIDER AND APPROVE THE MINUTES OF THE SHAREHOLDERS' 2018 ANNUAL GENERAL MEETING HELD ON APRIL 19, 2018 Management   For   For    
2     TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S PERFORMANCE FOR YEAR 2018 Management   For   For    
3     TO CONSIDER AND APPROVE THE FINANCIAL STATEMENTS AS AT DECEMBER 31, 2018 Management   For   For    
4     TO CONSIDER AND APPROVE THE APPROPRIATION OF NET PROFIT AND THE PAYMENT OF DIVIDEND Management   For   For    
5     TO CONSIDER THE APPOINTMENT OF THE AUDITORS AND DETERMINE THE AUDIT FEE: PWC Management   For   For    
6     TO CONSIDER THE DETERMINATION OF THE DIRECTORS' REMUNERATION Management   For   For    
7.1   TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MS. JARUWAN RUANGSWADIPONG Management   For   For    
7.2   TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MR. NIKUL SILASUWAN Management   For   For    
7.3   TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MR. PATANA SANGSRIROUJANA Management   For   For    
7.4   TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MR. JAKGRICH PIBULPAIROJ Management   For   For    
7.5   TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MR. SHUNICHI TANAKA Management   For   For    
8     TO CONSIDER OTHER MATTERS (IF ANY) Management   Abstain   For    
CMMT 26 FEB 2019: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY-CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT-AGENDA AS ABSTAIN. Non-Voting            
CMMT 28 FEB 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME, ADDITION OF COMMENT AND REVISION DUE MODIFICATION OF THE TEXT IN-RESOLUTION 7.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
PUBLIC BANK BERHAD    
Security Y71497104           Meeting Type Annual General Meeting
Ticker Symbol PBK MK           Meeting Date 22-Apr-2019  
ISIN MYL1295OO004           Agenda 710783209 - Management
Record Date 15-Apr-2019           Holding Recon Date 15-Apr-2019  
City / Country KUALA LUMPUR / Malaysia         Vote Deadline Date 15-Apr-2019  
SEDOL(s) 6707123 - 6707145 - B012W42 - B2RDL46       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
O.1   TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 109 OF THE COMPANY'S ARTICLES OF ASSOCIATION (CONSTITUTION): MR LEE CHIN GUAN Management   For   For    
O.2   TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 109 OF THE COMPANY'S ARTICLES OF ASSOCIATION (CONSTITUTION): DATO MOHD HANIF BIN SHER MOHAMED Management   For   For    
O.3   TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION PURSUANT TO ARTICLE 111 OF THE COMPANY'S ARTICLES OF ASSOCIATION (CONSTITUTION): TAN SRI DATO SRI TAY AH LEK Management   For   For    
O.4   TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION PURSUANT TO ARTICLE 111 OF THE COMPANY'S ARTICLES OF ASSOCIATION (CONSTITUTION): MS LAI WAI KEEN Management   For   For    
O.5   TO APPROVE THE PAYMENT OF DIRECTORS' FEES, BOARD COMMITTEES MEMBER'S FEES, AND ALLOWANCES TO DIRECTORS AMOUNTING TO RM3,659,567 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
O.6   TO APPROVE THE PAYMENT OF REMUNERATION AND BENEFITS-IN-KIND (EXCLUDING DIRECTOR'S FEE AND BOARD MEETING ALLOWANCE) AMOUNTING TO RM40,879,961 FOR FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO THE THEN CHAIRMAN IN FINANCIAL YEAR ENDED 31 DECEMBER 2018, TAN SRI DATO' SRI DR TEH HONG PIOW Management   For   For    
O.7   TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2019 AND TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION Management   For   For    
S.1   TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION IN RELATION TO THE PROPOSED AMENDMENTS OF THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN APPENDIX II OF THE CIRCULAR TO SHAREHOLDERS DATED 21 MARCH 2019 DESPATCHED TOGETHER WITH THE COMPANY'S 2018 ANNUAL REPORT AND THE PROPOSED ADOPTION OF A NEW CONSTITUTION OF THE COMPANY: "THAT APPROVAL BE AND IS HEREBY GIVEN TO REVOKE THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY WITH IMMEDIATE EFFECT AND IN PLACE THEREOF TO ADOPT THE PROPOSED NEW CONSTITUTION OF THE COMPANY AS SET OUT IN APPENDIX III OF THE CIRCULAR TO SHAREHOLDERS DATED 21 MARCH 2019 DESPATCHED TOGETHER WITH THE COMPANY'S 2018 ANNUAL REPORT; AND THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO ASSENT TO ANY MODIFICATION, VARIATION AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT AUTHORITIES AND TO DO ALL ACTS NECESSARY TO GIVE EFFECT TO THE PROPOSED NEW CONSTITUTION." Management   For   For    
GLOW ENERGY PUBLIC CO LTD    
Security Y27290124           Meeting Type Annual General Meeting
Ticker Symbol GLOW/FT           Meeting Date 23-Apr-2019  
ISIN TH0834010017           Agenda 710794214 - Management
Record Date 12-Mar-2019           Holding Recon Date 12-Mar-2019  
City / Country BANGKO K / Thailand         Vote Deadline Date 18-Apr-2019  
SEDOL(s) B074GX9 - B076NH8 - B0HFBQ0       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 171722 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN Non-Voting            
1     TO CONSIDER AND APPROVE MINUTES OF 2018 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON TUESDAY 24 APRIL 2018 Management   For   For    
2     TO ACKNOWLEDGE THE COMPANY'S OPERATIONAL RESULTS FOR THE FISCAL YEAR 2018 Management   For   For    
3     TO CONSIDER AND APPROVE THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
4     TO CONSIDER AND APPROVE ALLOCATION OF PROFITS DERIVED FROM OPERATIONAL RESULTS FOR THE YEAR 2018, LEGAL RESERVE AND DIVIDEND PAYMENT Management   For   For    
5.1   TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO IS DUE TO RETIRE BY ROTATION, APPOINTMENT OF NEW DIRECTOR AS REPLACEMENT OF THE RETIRING AND/OR RESIGNING DIRECTOR, AND CHANGE OF AUTHORIZED SIGNATORIES OF THE COMPANY: MRS. SAOWANEE KAMOLBUTR Management   For   For    
5.2   TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO IS DUE TO RETIRE BY ROTATION, APPOINTMENT OF NEW DIRECTOR AS REPLACEMENT OF THE RETIRING AND/OR RESIGNING DIRECTOR, AND CHANGE OF AUTHORIZED SIGNATORIES OF THE COMPANY: MR. BORWORNSAK UWANNO Management   For   For    
5.3   TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO IS DUE TO RETIRE BY ROTATION, APPOINTMENT OF NEW DIRECTOR AS REPLACEMENT OF THE RETIRING AND/OR RESIGNING DIRECTOR, AND CHANGE OF AUTHORIZED SIGNATORIES OF THE COMPANY: MR. PAYUNGSAK CHARTSUTIPOL Management   For   For    
5.4   TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO IS DUE TO RETIRE BY ROTATION, APPOINTMENT OF NEW DIRECTOR AS REPLACEMENT OF THE RETIRING AND/OR RESIGNING DIRECTOR, AND CHANGE OF AUTHORIZED SIGNATORIES OF THE COMPANY: MRS. PATAREEYA BENJAPOLCHAI Management   For   For    
5.5   TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO IS DUE TO RETIRE BY ROTATION, APPOINTMENT OF NEW DIRECTOR AS REPLACEMENT OF THE RETIRING AND/OR RESIGNING DIRECTOR, AND CHANGE OF AUTHORIZED SIGNATORIES OF THE COMPANY: MR. CHAWALIT TIPPAWANICH Management   For   For    
5.6   TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO IS DUE TO RETIRE BY ROTATION, APPOINTMENT OF NEW DIRECTOR AS REPLACEMENT OF THE RETIRING AND/OR RESIGNING DIRECTOR, AND CHANGE OF AUTHORIZED SIGNATORIES OF THE COMPANY: MR. SOMKIAT MASUNTHASUWAN Management   For   For    
6     TO CONSIDER AND APPROVE REMUNERATION AND MEETING ALLOWANCE FOR THE BOARD OF DIRECTORS, AND THE COMMITTEES OF THE COMPANY FOR THE YEAR 2019 Management   For   For    
7     TO CONSIDER AND APPROVE APPOINTMENT OF THE AUDITOR FOR THE FISCAL YEAR ENDING 31 DECEMBER 2018, AND TO FIX REMUNERATION Management   For   For    
8     TO CONSIDER OTHER BUSINESS (IF ANY) Management   Abstain   For    
DBS GROUP HOLDINGS LTD    
Security Y20246107           Meeting Type Annual General Meeting
Ticker Symbol DBS SP           Meeting Date 25-Apr-2019  
ISIN SG1L01001701           Agenda 710820449 - Management
Record Date             Holding Recon Date 23-Apr-2019  
City / Country SINGAP ORE / Singapore         Vote Deadline Date 17-Apr-2019  
SEDOL(s) 5783696 - 6175203 - B01DFX5       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 AND THE AUDITOR'S REPORT THEREON Management   For   For    
2     TO DECLARE A ONE-TIER TAX EXEMPT FINAL DIVIDEND OF 60 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2018. [2017: FINAL DIVIDEND OF 60 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT AND SPECIAL DIVIDEND OF 50 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT] Management   For   For    
3     TO APPROVE THE AMOUNT OF SGD 4,580,005 PROPOSED AS DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2018. [2017: SGD 3,637,702] Management   For   For    
4     TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION Management   For   For    
5     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HERSELF FOR RE-ELECTION: MS EULEEN GOH YIU KIANG Management   For   For    
6     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR DANNY TEOH LEONG KAY Management   For   For    
7     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR NIHAL VIJAYA DEVADAS KAVIRATNE CBE Management   For   For    
8     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 105 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR BONGHAN CHO Management   For   For    
9     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 105 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR THAM SAI CHOY Management   For   For    
10    SHARE ISSUE MANDATE Management   For   For    
11    DBSH SCRIP DIVIDEND SCHEME Management   For   For    
12    RENEWAL OF THE SHARE PURCHASE MANDATE Management   For   For    
13    EXTENSION OF, AND ALTERATIONS TO, THE DBSH SHARE PLAN Management   For   For    
14    ADOPTION OF THE CALIFORNIA SUB-PLAN TO THE DBSH SHARE PLAN Management   For   For    
TENCENT HOLDINGS LTD    
Security G87572163           Meeting Type Annual General Meeting
Ticker Symbol 700 HK           Meeting Date 15-May-2019  
ISIN KYG875721634           Agenda 710871042 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 08-May-2019  
SEDOL(s) BD8NG70 - BDDXGP3 - BGKG6H8 - BGPHZF7 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012222.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012246.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND: HKD1.00 PER SHARE Management   For   For    
3.A   TO RE-ELECT MR JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR IAN CHARLES STONE AS DIRECTOR Management   For   For    
3.C   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For   For    
4     TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) Management   Against   Against    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) Management   For   For    
7     TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) Management   Against   Against    
TENCENT HOLDINGS LTD    
Security G87572163           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol             Meeting Date 15-May-2019  
ISIN KYG875721634           Agenda 711051386 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 08-May-2019  
SEDOL(s) BDDXGP3 - BGPHZF7 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0425/LTN201904252117.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0425/LTN201904252125.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE THE REFRESHMENT OF SCHEME MANDATE LIMIT UNDER THE SHARE OPTION PLAN OF TENCENT MUSIC ENTERTAINMENT GROUP Management            
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type Annual General Meeting
Ticker Symbol 548 HK           Meeting Date 22-May-2019  
ISIN CNE100000478           Agenda 710856317 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country SHENZH EN / China         Vote Deadline Date 16-May-2019  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012161.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012047.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2018 Management   For   For    
2     TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2018 Management   For   For    
3     TO CONSIDER AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR 2018 Management   For   For    
4     TO CONSIDER AND APPROVE THE PROPOSED DISTRIBUTION SCHEME OF PROFITS FOR THE YEAR 2018 (INCLUDING DECLARATION OF FINAL DIVIDEND): DIVIDEND OF RMB0.71 (TAX INCLUDED) PER SHARE Management   For   For    
5     TO CONSIDER AND APPROVE THE BUDGET REPORT FOR THE YEAR 2019 Management   For   For    
6     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF AUDITORS FOR 2019 Management   For   For    
7     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO PROVIDING GUARANTEES FOR SUBSIDIARIES Management   For   For    
8.1   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): ISSUE SIZE AND METHOD Management   For   For    
8.2   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): TYPE OF THE DEBENTURES Management   For   For    
8.3   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): MATURITY OF THE DEBENTURES Management   For   For    
8.4   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): TARGET SUBSCRIBERS AND ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS Management   For   For    
8.5   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): INTEREST RATE Management   For   For    
8.6   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): USE OF PROCEEDS Management   For   For    
8.7   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): LISTING Management   For   For    
8.8   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): GUARANTEE Management   For   For    
8.9   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): VALIDITY OF THE RESOLUTION Management   For   For    
8.10 TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): AUTHORISATION ARRANGEMENT Management   For   For    
9     TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO ISSUE ADDITIONAL A SHARES AND/OR H SHARES Management   Against   Against    
10    TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES Management   For   For    
CMMT 12 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 19 APR 2019 TO 18 APR 2019. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type Class Meeting
Ticker Symbol 548 HK           Meeting Date 22-May-2019  
ISIN CNE100000478           Agenda 710856329 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country SHENZH EN / China         Vote Deadline Date 16-May-2019  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012210.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012091.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES Management   For   For    
CMMT 12 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 19 APR 2019 TO 18 APR 2019. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
LI & FUNG LTD    
Security G5485F169           Meeting Type Annual General Meeting
Ticker Symbol 494 HK           Meeting Date 23-May-2019  
ISIN BMG5485F1692           Agenda 710993925 - Management
Record Date 17-May-2019           Holding Recon Date 17-May-2019  
City / Country HONG KONG / Bermuda         Vote Deadline Date 16-May-2019  
SEDOL(s) 4458252 - 6286257 - B01DLN7 - BD8NF95 - BP3RW62       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0417/LTN20190417653.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0417/LTN20190417679.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF 4 HK CENTS PER SHARE Management   For   For    
3.A   TO RE-ELECT DR VICTOR FUNG KWOK KING AS DIRECTOR Management   For   For    
3.B   TO RE-ELECT DR WILLIAM FUNG KWOK LUN AS DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR MARC ROBERT COMPAGNON AS DIRECTOR Management   For   For    
3.D   TO RE-ELECT DR MARTIN TANG YUE NIEN AS DIRECTOR Management   For   For    
4     TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION Management   For   For    
5     TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% Management   For   For    
6     TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% AND THE DISCOUNT FOR SUCH SHARES TO BE ISSUED SHALL NOT EXCEED 10% Management   For   For    
AAC TECHNOLOGIES HOLDINGS INC    
Security G2953R114           Meeting Type Annual General Meeting
Ticker Symbol 2018 HK           Meeting Date 24-May-2019  
ISIN KYG2953R1149           Agenda 710999422 - Management
Record Date 20-May-2019           Holding Recon Date 20-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 17-May-2019  
SEDOL(s) B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN201904181143.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN201904181112.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HKD 1.03 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
3.A   TO RE-ELECT MR. PAN BENJAMIN ZHENGMIN AS EXECUTIVE DIRECTOR Management   For   For    
3.B   TO RE-ELECT MS. WU INGRID CHUN YUAN AS NON- EXECUTIVE DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR. PENG ZHIYUAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.D   TO RE-ELECT MR. ZHANG HONGJIANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.E   TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDING 31ST DECEMBER, 2019 Management   For   For    
4     TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   For   For    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   For   For    
7     TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   Against   Against    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type Annual General Meeting
Ticker Symbol 175 HK           Meeting Date 27-May-2019  
ISIN KYG3777B1032           Agenda 710930187 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 21-May-2019  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BGPHZG8 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0410/LTN20190410449.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0410/LTN20190410511.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018: FINAL DIVIDEND OF HKD 0.35 (2017: HKD 0.29) PER SHARE FOR 2018 Management   For   For    
3     TO RE-ELECT MR. YANG JIAN AS AN EXECUTIVE DIRECTOR Management   For   For    
4     TO RE-ELECT MR. ANG SIU LUN, LAWRENCE AS AN EXECUTIVE DIRECTOR Management   For   For    
5     TO RE-ELECT MR. CARL PETER EDMUND MORIZ FORSTER AS A NON-EXECUTIVE DIRECTOR Management   For   For    
6     TO RE-ELECT MR. YEUNG SAU HUNG, ALEX AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
7     TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
8     TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION Management   For   For    
9     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES Management   For   For    
10    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES Management   Against   Against    
11    THAT CONDITIONAL UPON THE PASSING OF RESOLUTION NUMBERS 9 AND 10 AS SET OUT IN THE NOTICE CONVENING THE ANNUAL GENERAL MEETING OF WHICH THIS RESOLUTION FORMS PART, THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY PURSUANT TO RESOLUTION NUMBER 10 AS SET OUT IN THE NOTICE CONVENING THE ANNUAL GENERAL MEETING OF WHICH THIS RESOLUTION FORMS PART BE AND IS HEREBY EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO THE RESOLUTION NUMBER 9 AS SET OUT IN THE NOTICE CONVENING THE ANNUAL GENERAL MEETING OF WHICH THIS RESOLUTION FORMS PART, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
CHINA LESSO GROUP HOLDINGS LTD    
Security G2157Q102           Meeting Type Annual General Meeting
Ticker Symbol 2128 HK           Meeting Date 27-May-2019  
ISIN KYG2157Q1029           Agenda 711026282 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 21-May-2019  
SEDOL(s) BCDBKF8 - BCDNX11 - BCDNYZ2 - BD8NL20 - BP3RS64       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0423/LTN20190423353.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0423/LTN20190423349.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HK20 CENTS PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.A   TO RE-ELECT MR. WONG LUEN HEI AS DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR. KONG ZHAOCONG AS DIRECTOR Management   For   For    
3.C   TO RE-ELECT DR. LIN SHAOQUAN AS DIRECTOR Management   For   For    
3.D   TO RE-ELECT MR. WONG KWOK HO JONATHAN AS DIRECTOR Management   For   For    
3.E   TO RE-ELECT MR. CHENG DICKSON AS DIRECTOR Management   For   For    
4     TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
5     TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION Management   Against   Against    
6.A   "THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF THE SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL Management   For   For    
  GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG)."                  
6.B   "THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE CODE ON SHARE BUY-BACKS, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NUMBER OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE Management   For   For    
  EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING."                  
6.C   "THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 6A AND 6B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 6A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF SHARES OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 6B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION." Management   Against   Against    
ANHUI CONCH CEMENT COMPANY LIMITED    
Security Y01373102           Meeting Type Annual General Meeting
Ticker Symbol 914 HK           Meeting Date 30-May-2019  
ISIN CNE1000001W2           Agenda 710942144 - Management
Record Date 29-Apr-2019           Holding Recon Date 29-Apr-2019  
City / Country WUHU / China         Vote Deadline Date 24-May-2019  
SEDOL(s) 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411376.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411360.PDF Non-Voting            
1     AS ORDINARY RESOLUTION, TO APPROVE THE REPORT OF THE BOARD ("BOARD") OF DIRECTORS ("DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     AS ORDINARY RESOLUTION, TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE ("SUPERVISORY COMMITTEE") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3     AS ORDINARY RESOLUTION, TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
4     AS ORDINARY RESOLUTION, TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL FINANCIAL AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY Management   For   For    
5     AS ORDINARY RESOLUTION, TO APPROVE THE COMPANY'S 2018 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND): RMB1.69 PER SHARE Management   For   For    
6     AS ORDINARY RESOLUTION, TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OR TRADE FINANCE CREDIT OF 9 SUBSIDIARIES AND JOINT VENTURE ENTITIES Management   For   For    
7     AS ORDINARY RESOLUTION, TO APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE SHAREHOLDERS' MEETINGS Management   For   For    
8     AS ORDINARY RESOLUTION, TO APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF DIRECTOR Management   For   For    
9     AS SPECIAL RESOLUTION, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLES: 16, 33, 101, 102, 106 Management   For   For    
10    AS SPECIAL RESOLUTION, TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES Management   For   For    
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 11.A THROUGH 11.E WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET Non-Voting            
11.A TO ELECT AND APPOINT MR. GAO DENGBANG AS AN EXECUTIVE DIRECTOR Management   For   For    
11.B TO ELECT AND APPOINT MR. WANG JIANCHAO AS AN EXECUTIVE DIRECTOR Management   For   For    
11.C TO ELECT AND APPOINT MR. WU BIN AS AN EXECUTIVE DIRECTOR Management   For   For    
11.D TO ELECT AND APPOINT MR. LI QUNFENG AS AN EXECUTIVE DIRECTOR Management   For   For    
11.E TO ELECT AND APPOINT MR. DING FENG AS A NON- EXECUTIVE DIRECTOR Management   For   For    
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 12.A THROUGH 12.C WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET Non-Voting            
12.A TO ELECT AND APPOINT MR. YANG MIANZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
12.B TO ELECT AND APPOINT MR. LEUNG TAT KWONG SIMON AS AN INDEPENDENT NONEXECUTIVE DIRECTOR Management   For   For    
12.C TO ELECT AND APPOINT MS. ZHANG YUNYAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 13.A THROUGH 13.B WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET Non-Voting            
13.A TO ELECT AND APPOINT MR. WU XIAOMING AS A SUPERVISOR Management   For   For    
13.B TO ELECT AND APPOINT MR. WANG PENGFEI AS A SUPERVISOR Management   For   For    
SINO BIOPHARMACEUTICAL LTD    
Security G8167W138           Meeting Type Annual General Meeting
Ticker Symbol 1177 HK           Meeting Date 05-Jun-2019  
ISIN KYG8167W1380           Agenda 711075893 - Management
Record Date 30-May-2019           Holding Recon Date 30-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 29-May-2019  
SEDOL(s) B00XSF9 - B0105K3 - B07C0H5 - BD8NJB5 - BP3RXM5       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904291729.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904291745.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3     TO RE-ELECT MISS TSE, THERESA Y Y AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
4     TO RE-ELECT MR. TSE HSIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
5     TO RE-ELECT MS. LU HONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
6     TO RE-ELECT MR. ZHANG LU FU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
7     TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
8     TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2019 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
9.A   TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY Management   Against   Against    
9.B   TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY Management   For   For    
9.C   TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 9(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 9(B) Management   Against   Against    
TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LIMITED    
Security Y84629107           Meeting Type Annual General Meeting
Ticker Symbol 2330 TT           Meeting Date 05-Jun-2019  
ISIN TW0002330008           Agenda 711131057 - Management
Record Date 03-Apr-2019           Holding Recon Date 03-Apr-2019  
City / Country HSINCH U / Taiwan, Province of China         Vote Deadline Date 28-May-2019  
SEDOL(s) 6889106 - B16TKV8       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ACCEPT 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS Management   For   For    
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 EARNINGS. EACH COMMON SHARE HOLDER WILL BE ENTITLED TO RECEIVE A CASH DIVIDEND OF NT8 PER SHARE. Management   For   For    
3     TO REVISE THE ARTICLES OF INCORPORATION Management   For   For    
4     TO REVISE THE FOLLOWING TSMC POLICIES: (1) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. (2) PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS Management   For   For    
5.1   THE ELECTION OF THE INDEPENDENT DIRECTOR:MOSHE N. GAVRIELOV,SHAREHOLDER NO.505930XXX Management   For   For    
NOVATEK MICROELECTRONICS CORP.    
Security Y64153102           Meeting Type Annual General Meeting
Ticker Symbol 3034 TT           Meeting Date 05-Jun-2019  
ISIN TW0003034005           Agenda 711131247 - Management
Record Date 03-Apr-2019           Holding Recon Date 03-Apr-2019  
City / Country HSINCH U / Taiwan, Province of China         Vote Deadline Date 28-May-2019  
SEDOL(s) 6346333 - B06P893       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO APPROVE 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS. Management   For   For    
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 PROFITS. PROPOSED CASH DIVIDEND:TWD 8.8 PER SHARE. Management   For   For    
3     TO AMEND THE COMPANY'S PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. Management   For   For    
ELITE MATERIAL CO., LTD.    
Security Y2290G102           Meeting Type Annual General Meeting
Ticker Symbol 2383 TT           Meeting Date 10-Jun-2019  
ISIN TW0002383007           Agenda 711187078 - Management
Record Date 11-Apr-2019           Holding Recon Date 11-Apr-2019  
City / Country TAOYUA N / Taiwan, Province of China         Vote Deadline Date 30-May-2019  
SEDOL(s) 6316121 - B03LBZ1       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ACCEPT YEAR 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS. Management   For   For    
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF YEAR 2018 PROFITS. PROPOSED CASH DIVIDEND: TWD 3.8 PER SHARE. Management   For   For    
3     TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES OF CAPITAL LENDING TO OTHERS OF ELITE MATERIAL CO., LTD. Management   For   For    
4     TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES OF ENDORSEMENTS AND GUARANTEES OF ELITE MATERIAL CO., LTD. Management   For   For    
5     TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES OF ACQUISITION AND DISPOSITION OF ASSETS OF ELITE MATERIAL CO., LTD. Management   For   For    
6     TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES TO ENGAGE IN TRANSACTIONS OF FINANCIAL DERIVATIVE PRODUCTS OF ELITE MATERIAL CO., LTD. Management   For   For    
7.1   THE ELECTION OF THE DIRECTOR.:DONG, DING YU,SHAREHOLDER NO.96 Management   For   For    
7.2   THE ELECTION OF THE DIRECTOR.:YU CHANG INVESTMENT CO., LTD. ,SHAREHOLDER NO.9684,TSAI, FEI LIANG AS REPRESENTATIVE Management   For   For    
7.3   THE ELECTION OF THE DIRECTOR.:YU CHANG INVESTMENT CO., LTD. ,SHAREHOLDER NO.9684,LEE, WEN SHIUNG AS REPRESENTATIVE Management   For   For    
7.4   THE ELECTION OF THE DIRECTOR.:HSIEH, MON CHONG,SHAREHOLDER NO.Y120282XXX Management   For   For    
7.5   THE ELECTION OF THE INDEPENDENT DIRECTOR.:SHEN, BING,SHAREHOLDER NO.A110904XXX Management   For   For    
7.6   THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHENG, DUEN-CHIAN,SHAREHOLDER NO.A123299XXX Management   For   For    
7.7   THE ELECTION OF THE INDEPENDENT DIRECTOR.:TSAI, RONG DONG,SHAREHOLDER NO.L101104XXX Management   For   For    
8     TO APPROVE THE RELEASE OF THE RELEVANT DIRECTORS FROM THE NON-COMPETITION RESTRICTION UNDER THE ARTICLE 209 OF THE COMPANY ACT Management   For   For    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 10-Jun-2019  
ISIN KYG3777B1032           Agenda 711224181 - Management
Record Date 05-Jun-2019           Holding Recon Date 05-Jun-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 03-Jun-2019  
SEDOL(s) 6531827 - B06GCL6 - BDDXGN1 - BGPHZG8 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0521/LTN20190521362.PDF-&- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0521/LTN20190521354.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE YW ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 22 MAY 2019 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
CMMT 23 MAY 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CATCHER TECHNOLOGY CO., LTD.    
Security Y1148A101           Meeting Type Annual General Meeting
Ticker Symbol 2474 TT           Meeting Date 12-Jun-2019  
ISIN TW0002474004           Agenda 711197473 - Management
Record Date 12-Apr-2019           Holding Recon Date 12-Apr-2019  
City / Country TAINAN / Taiwan, Province of China         Vote Deadline Date 03-Jun-2019  
SEDOL(s) 6186669 - B02W2D0       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ACCEPT 2018 BUSINESS REPORTS AND FINANCIAL STATEMENTS. Management            
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 PROFITS.PROPOSED CASH DIVIDEND:TWD 12 PER SHARE. Management            
3     TO AMEND THE ARTICLES OF INCORPORATION. Management            
4     TO AMEND THE RULES AND PROCEDURES OF SHAREHOLDERS' MEETING. Management            
5     TO AMEND THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. Management            
6     TO AMEND THE PROCEDURES FOR ENDORSEMENTS AND GUARANTEES. Management            
7     TO AMEND THE GUIDELINES FOR LENDING OF CAPITAL. Management            
8     TO RAISE FUNDS THROUGH ISSUING NEW SHARES OR GDR. Management            
9.1   THE ELECTION OF THE DIRECTORS.:SHUI-SHU HUNG,SHAREHOLDER NO.3 Management            
9.2   THE ELECTION OF THE DIRECTORS.:TIEN-SZU HUNG,SHAREHOLDER NO.5 Management            
9.3   THE ELECTION OF THE DIRECTORS.:SHUI SUNG HUNG,SHAREHOLDER NO.4 Management            
9.4   THE ELECTION OF THE DIRECTORS.:MENG HUAN LEI,SHAREHOLDER NO.E121040XXX Management            
9.5   THE ELECTION OF THE INDEPENDENT DIRECTORS.:WEN-CHE TSENG,SHAREHOLDER NO.S100450XXX Management            
9.6   THE ELECTION OF THE INDEPENDENT DIRECTORS.:TSORNG JUU LIANG,SHAREHOLDER NO.S120639XXX Management            
9.7   THE ELECTION OF THE INDEPENDENT DIRECTORS.:MENG-YANG CHENG,SHAREHOLDER NO.R120715XXX Management            
10    TO CANCEL THE PROHIBITION ON COMPETITIVE ACTIVITIES OF NEW DIRECTORS AND REPRESENTATIVES. Management            
LARGAN PRECISION CO., LTD.    
Security Y52144105           Meeting Type Annual General Meeting
Ticker Symbol 3008 TT           Meeting Date 12-Jun-2019  
ISIN TW0003008009           Agenda 711202971 - Management
Record Date 12-Apr-2019           Holding Recon Date 12-Apr-2019  
City / Country TAICHUN G CITY / Taiwan, Province of China         Vote Deadline Date 03-Jun-2019  
SEDOL(s) 6451668 - B06P815       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     PROPOSALS OF 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS Management            
2     PROPOSALS OF 2018 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD68 PER SHARE Management            
3     DISCUSSIONS ON AMENDMENT TO THE ARTICLES OF INCORPORATION Management            
4     DISCUSSIONS ON AMENDMENT TO THE PROCEDURES FOR THE ACQUISITION OR DISPOSAL OF ASSETS Management            
5     DISCUSSIONS ON AMENDMENT TO THE PROCEDURES FOR ENGAGING IN DERIVATIVES TRADING Management            
6     DISCUSSIONS ON AMENDMENT TO THE RULES FOR LOANING OF FUNDS AND RULES FOR ENDORSEMENTS/GUARANTEES Management            
7.1   THE ELECTION OF THE DIRECTOR:MAO YU COMMEMORATE CO., LTD. ,SHAREHOLDER NO.00074145,YAO-YING LIN AS REPRESENTATIVE Management            
7.2   THE ELECTION OF THE DIRECTOR:MAO YU COMMEMORATE CO., LTD. ,SHAREHOLDER NO.00074145,EN-CHOU LIN AS REPRESENTATIVE Management            
7.3   THE ELECTION OF THE DIRECTOR:MAO YU COMMEMORATE CO., LTD. ,SHAREHOLDER NO.00074145,EN-PING LIN AS REPRESENTATIVE Management            
7.4   THE ELECTION OF THE DIRECTOR:SHIH-CHING CHEN,SHAREHOLDER NO.00000004 Management            
7.5   THE ELECTION OF THE DIRECTOR:MING-YUAN HSIEH,SHAREHOLDER NO.00000006 Management            
7.6   THE ELECTION OF THE INDEPENDENT DIRECTOR:SHAN-CHIEH YEN,SHAREHOLDER NO.L120856XXX Management            
7.7   THE ELECTION OF THE INDEPENDENT DIRECTOR:MING-HUA PENG,SHAREHOLDER NO.00000253 Management            
7.8   THE ELECTION OF THE SUPERVISOR:CHUNG-JEN LIANG,SHAREHOLDER NO.00000007 Management            
7.9   THE ELECTION OF THE SUPERVISOR:TSUI-YING CHIANG,SHAREHOLDER NO.00000002 Management            
8     RELEASE OF NEWLY APPOINTED DIRECTORS OF THE COMPANY FROM NON-COMPETE RESTRICTIONS Management            
ST.SHINE OPTICAL COMPANY LIMITED    
Security Y8176Z106           Meeting Type Annual General Meeting
Ticker Symbol 1565 TT           Meeting Date 13-Jun-2019  
ISIN TW0001565000           Agenda 711207173 - Management
Record Date 12-Apr-2019           Holding Recon Date 12-Apr-2019  
City / Country NEW TAIPEI / Taiwan, Province of China         Vote Deadline Date 04-Jun-2019  
SEDOL(s) 6673172 - B125QG7       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     THE 2018 FINANCIAL STATEMENTS. Management   For   For    
2     THE 2018 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND:TWD 26.5 PER SHARE. Management   For   For    
3     THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL. Management   For   For    
4.1   THE ELECTION OF THE DIRECTOR.:GU SU- MEI,SHAREHOLDER NO.0000007 Management   For   For    
4.2   THE ELECTION OF THE DIRECTOR.:XIE YU- YAN,SHAREHOLDER NO.0000008 Management   For   For    
SHIN ZU SHING CO., LTD.    
Security Y7755T101           Meeting Type Annual General Meeting
Ticker Symbol 3376 TT           Meeting Date 18-Jun-2019  
ISIN TW0003376000           Agenda 711217744 - Management
Record Date 19-Apr-2019           Holding Recon Date 19-Apr-2019  
City / Country NEW TAIPEI CITY / Taiwan, Province of China         Vote Deadline Date 10-Jun-2019  
SEDOL(s) B02GHN7 - B125PG0       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO RECOGNIZE THE 2018 BUSINESS REPORTS AND FINANCIAL STATEMENTS Management            
2     TO RECOGNIZE THE 2018 PROFIT DISTRIBUTION. PROPOSED RETAINED EARNING: TWD 2 PER SHARE AND CAPITAL SURPLUS: TWD 2 PER SHARE Management            
3     TO DISCUSS THE PROPOSED CASH DISTRIBUTION FROM CAPITAL ACCOUNT Management            
4     TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION Management            
5     TO DISCUSS THE REVISION TO THE RULES OF SHAREHOLDER MEETING Management            
6     TO DISCUSS THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL Management            
7     TO DISCUSS THE REVISION TO THE PROCEDURES OF ENDORSEMENT AND GUARANTEE Management            
8     TO DISCUSS THE REVISION TO THE PROCEDURES OF MONETARY LOANS Management            
9.1   THE ELECTION OF THE DIRECTOR:LU,MIN- WEN,SHAREHOLDER NO.00000001 Management            
9.2   THE ELECTION OF THE DIRECTOR:LU,SHENG- NAN,SHAREHOLDER NO.00000002 Management            
9.3   THE ELECTION OF THE DIRECTOR:LIN,QING- ZHENG,SHAREHOLDER NO.00000058 Management            
9.4   THE ELECTION OF THE DIRECTOR:RUAN,CHAO- ZONG,SHAREHOLDER NO.00000068 Management            
9.5   THE ELECTION OF THE DIRECTOR:MAO,YING- FU,SHAREHOLDER NO.E120283XXX Management            
9.6   THE ELECTION OF THE DIRECTOR:XIE,CHENG- HAN,SHAREHOLDER NO.A124098XXX Management            
9.7   THE ELECTION OF THE INDEPENDENT DIRECTOR:ZHENG,ZHI-FA,SHAREHOLDER NO.F120622XXX Management            
9.8   THE ELECTION OF THE INDEPENDENT DIRECTOR:ZHANG,YUAN-LONG,SHAREHOLDER NO.A121027XXX Management            
9.9   THE ELECTION OF THE INDEPENDENT DIRECTOR:YANG,BO-MING,SHAREHOLDER NO.A110971XXX Management            
10    TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE NEWLY ELECTED DIRECTORS Management            
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Annual General Meeting
Ticker Symbol             Meeting Date 21-Jun-2019  
ISIN CNE100000HF9           Agenda 711094069 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country BEIJING / China         Vote Deadline Date 17-Jun-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293134.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293184.PDF Non-Voting            
1     THE RESOLUTION REGARDING THE ANNUAL REPORT FOR 2018 OF THE COMPANY Management   For   For    
2     THE RESOLUTION REGARDING THE FINAL FINANCIAL REPORT FOR 2018 OF THE COMPANY Management   For   For    
3     THE RESOLUTION REGARDING THE PROPOSED PROFIT DISTRIBUTION PLAN FOR 2018 OF THE COMPANY Management   For   For    
4     THE RESOLUTION REGARDING THE ANNUAL BUDGETS FOR 2019 OF THE COMPANY Management   For   For    
5     THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD FOR 2018 OF THE COMPANY Management   For   For    
6     THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD OF SUPERVISORS FOR 2018 OF THE COMPANY Management   For   For    
7     THE RESOLUTION REGARDING THE APPOINTMENT AND REMUNERATION OF AUDITING FIRMS FOR 2019: PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE DOMESTIC AND OVERSEAS EXTERNAL AUDITORS OF THE COMPANY FOR 2019 Management   For   For    
8     THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHAO FUGAO AS EXTERNAL SUPERVISOR Management   For   For    
9     THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE Management   For   For    
10    THE RESOLUTION REGARDING THE IMPACTS ON DILUTION OF CURRENT RETURNS OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE REMEDIAL MEASURES Management   For   For    
11    THE RESOLUTION REGARDING THE REPORT ON UTILIZATION OF PROCEEDS FROM THE PREVIOUS ISSUANCE Management   For   For    
12    THE RESOLUTION REGARDING THE GRANTING OF GENERAL MANDATE FOR THE ISSUANCE OF SHARES TO THE BOARD Management   For   For    
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Class Meeting
Ticker Symbol             Meeting Date 21-Jun-2019  
ISIN CNE100000HF9           Agenda 711094071 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country BEIJING / China         Vote Deadline Date 17-Jun-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293200.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293148.PDF Non-Voting            
1     THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE Management   For   For    
CHINA CONSTRUCTION BANK CORPORATION    
Security Y1397N101           Meeting Type Annual General Meeting
Ticker Symbol 939 HK           Meeting Date 21-Jun-2019  
ISIN CNE1000002H1           Agenda 711251190 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country KOWLO ON / China         Vote Deadline Date 17-Jun-2019  
SEDOL(s) B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0528/LTN20190528457.PDF, Non-Voting            
1     2018 REPORT OF THE BOARD OF DIRECTORS Management            
2     2018 REPORT OF THE BOARD OF SUPERVISORS Management            
3     2018 FINAL FINANCIAL ACCOUNTS Management            
4     2018 PROFIT DISTRIBUTION PLAN Management            
5     2019 BUDGET FOR FIXED ASSETS INVESTMENT Management            
6     REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2017 Management            
7     REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2017 Management            
8     ELECTION OF MR. LIU GUIPING AS EXECUTIVE DIRECTOR OF THE BANK Management            
9     ELECTION OF MR. MURRAY HORN TO BE RE- APPOINTED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK Management            
10    ELECTION OF MR. GRAEME WHEELER AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK Management            
11    ELECTION OF MR. ZHAO XIJUN AS EXTERNAL SUPERVISOR OF THE BANK Management            
12    APPOINTMENT OF EXTERNAL AUDITORS FOR 2019: ERNST YOUNG HUA MING LLP AS DOMESTIC AUDITOR AND ERNST YOUNG AS INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION Management            
13    ISSUANCE OF WRITE-DOWN UNDATED CAPITAL BONDS Management            
14    ISSUANCE OF WRITE-DOWN ELIGIBLE TIER-2 CAPITAL INSTRUMENTS Management            
15    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MR. TIAN BO AS NON-EXECUTIVE DIRECTOR OF THE BANK Shareholder            
16    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MR. XIA YANG AS NON-EXECUTIVE DIRECTOR OF THE BANK Shareholder            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 201895 DUE TO ADDITION OF- RESOLUTIONS 15 AND 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
CMMT 14 JUNE 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME AND MODIFICATION OF TEXT OF RESOLUTION 15 AND 16. IF YOU HAVE ALREADY-SENT IN YOUR VOTES FOR MID: 253323 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CHINA MERCHANTS BANK CO LTD    
Security Y14896115           Meeting Type Annual General Meeting
Ticker Symbol 3968 HK           Meeting Date 27-Jun-2019  
ISIN CNE1000002M1           Agenda 711308242 - Management
Record Date 27-May-2019           Holding Recon Date 27-May-2019  
City / Country SHENZH EN / China         Vote Deadline Date 21-Jun-2019  
SEDOL(s) B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0610/LTN20190610461.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0610/LTN20190610445.PDF Non-Voting            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 245639 DUE TO-CANCELLATION OF RESOLUTION 9.4 AND ADDITION OF RESOLUTIONS 13 AND 14. ALL-VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED-TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
1     WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2018 Management            
2     WORK REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2018 Management            
3     ANNUAL REPORT FOR THE YEAR 2018 (INCLUDING THE AUDITED FINANCIAL REPORT) Management            
4     AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2018 Management            
5     PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2018 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) Management            
6     RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2019 Management            
7     RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2018 Management            
8.1   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LI JIANHONG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.2   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. FU GANGFENG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.3   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHOU SONG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.4   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. HONG XIAOYUAN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.5   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHANG JIAN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.6   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MS. SU MIN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.7   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LUO SHENG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.8   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. TIAN HUIYU AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.9   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LIU JIANJUN AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.10 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WANG LIANG AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.11 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LEUNG KAM CHUNG, ANTONY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.12 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.13 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WONG SEE HONG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.14 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LI MENGGANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.15 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LIU QIAO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
9.1   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. PENG BIHONG AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.2   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WU HENG AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.3   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WEN JIANGUO AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.4   RESOLUTION REGARDING THE ELECTION OF EXTERNAL SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. DING HUIPING AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
9.5   RESOLUTION REGARDING THE ELECTION OF EXTERNAL SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. HAN ZIRONG AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
10    PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD Management            
11    PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS Management            
12    PROPOSAL REGARDING THE MID-TERM CAPITAL MANAGEMENT PLAN OF CHINA MERCHANTS BANK (2019-2021) Management            
13.1 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. SUN YUNFEI AS NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.2 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. WANG DAXIONG AS NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.3 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. TIAN HONGQI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.4 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. XU ZHENGJUN AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
14    PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE WRITE-DOWN UNDATED CAPITAL BONDS Management            

 

 

Form N-PX Proxy Voting Records

Guinness Atkinson Asia Pacific Dividend Builder Fund

Reporting Period: July 1, 2018 through June 30, 2019

 

Vote Summary

 

LINK REAL ESTATE INVESTMENT TRUST    
Security Y5281M111           Meeting Type Annual General Meeting
Ticker Symbol 823 HK           Meeting Date 25-Jul-2018  
ISIN HK0823032773           Agenda 709679495 - Management
Record Date 19-Jul-2018           Holding Recon Date 19-Jul-2018  
City / Country KOWLO ON / Hong Kong         Vote Deadline Date 20-Jul-2018  
SEDOL(s) B0PB4M7 - B0RN5X9 - B0WGPC2       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0621/LTN20180621547.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0621/LTN20180621539.PDF Non-Voting            
3.1   TO RE-ELECT MR NICHOLAS CHARLES ALLEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.2   TO RE-ELECT MS POH LEE TAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.3   TO RE-ELECT MR PETER TSE PAK WING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.4   TO RE-ELECT MR IAN KEITH GRIFFITHS AS A NON- EXECUTIVE DIRECTOR Management   For   For    
4.1   TO RE-ELECT MR CHRISTOPHER JOHN BROOKE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE MANAGER TO BUY BACK UNITS OF LINK Management   For   For    
6.1   TO APPROVE THE TRUST DEED DISTRIBUTION FORMULA AMENDMENT RELATING TO UNREALISED PROPERTY REVALUATION LOSSES Management   For   For    
6.2   TO APPROVE THE TRUST DEED DISTRIBUTION FORMULA AMENDMENT RELATING TO GOODWILL IMPAIRMENT Management   For   For    
6.3   TO APPROVE THE TRUST DEED DISTRIBUTION FORMULA AMENDMENT RELATING TO FAIR VALUE LOSSES ON FINANCIAL INSTRUMENTS Management   For   For    
6.4   TO APPROVE THE TRUST DEED DISTRIBUTION FORMULA AMENDMENT RELATING TO DEPRECIATION AND/OR AMORTISATION Management   For   For    
6.5   TO APPROVE THE TRUST DEED DISTRIBUTION FORMULA AMENDMENT RELATING TO GAINS ON DISPOSAL OF SPECIAL PURPOSE VEHICLES OF LINK Management   For   For    
7     TO APPROVE THE TRUST DEED EXPANDED INVESTMENT SCOPE REGARDING RELEVANT INVESTMENTS AND THE RELEVANT INVESTMENTS AMENDMENTS Management   For   For    
PACIFIC TEXTILES HOLDINGS LTD    
Security G68612103           Meeting Type Annual General Meeting
Ticker Symbol 1382 HK           Meeting Date 09-Aug-2018  
ISIN KYG686121032           Agenda 709740713 - Management
Record Date 03-Aug-2018           Holding Recon Date 03-Aug-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 06-Aug-2018  
SEDOL(s) B1WMLF2 - B1XK7X5 - BD8NJZ9 - BHYL966 - BP3RWS4       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0710/LTN20180710365.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0710/LTN20180710332.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
2     TO CONSIDER AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
3.A   TO RE-ELECT MR. CHOI KIN CHUNG AS NON- EXECUTIVE DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR. SZE KWOK WING, NIGEL AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.C   TO RE-ELECT DR. CHAN YUE KWONG, MICHAEL AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.D   TO RE-ELECT MR. TOSHIYA ISHII AS EXECUTIVE DIRECTOR Management   For   For    
3.E   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS Management   For   For    
4     TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR Management   For   For    
5     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND OTHERWISE DEAL WITH COMPANY'S SHARES Management   Against   Against    
6     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES Management   For   For    
7     TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH COMPANY'S SHARES Management   Against   Against    
LUK FOOK HOLDINGS (INTERNATIONAL) LTD    
Security G5695X125           Meeting Type Annual General Meeting
Ticker Symbol 590 HK           Meeting Date 15-Aug-2018  
ISIN BMG5695X1258           Agenda 709748606 - Management
Record Date 09-Aug-2018           Holding Recon Date 09-Aug-2018  
City / Country HONG KONG / Bermuda         Vote Deadline Date 10-Aug-2018  
SEDOL(s) 6536156 - B02V2L5 - B1HKGW3 - B3QJQQ9 - BD8NFR3 - BP3RW95       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0716/LTN20180716352.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0716/LTN20180716334.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
2     TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
3.1.A TO RE-ELECT THE FOLLOWING DIRECTOR: MS. WONG LAN SZE, NANCY Management   For   For    
3.1.B TO RE-ELECT THE FOLLOWING DIRECTOR: MS. CHUNG VAI PING Management   For   For    
3.1.C TO RE-ELECT THE FOLLOWING DIRECTOR: MS. YEUNG PO LING, PAULINE Management   For   For    
3.1.D TO RE-ELECT THE FOLLOWING DIRECTOR: MR. HUI CHIU CHUNG, JP Management   For   For    
3.1.E TO RE-ELECT THE FOLLOWING DIRECTOR: MR. IP SHU KWAN, STEPHEN, GBS, JP Management   For   For    
3.2   TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS Management   For   For    
4     TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY Management   Against   Against    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY Management   For   For    
7     SUBJECT TO THE PASSING OF RESOLUTION NOS. 5 AND 6, TO AUTHORISE THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPRESENTING THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY Management   Against   Against    
JB HI-FI LIMITED    
Security Q5029L101           Meeting Type Annual General Meeting
Ticker Symbol JBH AU           Meeting Date 25-Oct-2018  
ISIN AU000000JBH7           Agenda 709944880 - Management
Record Date 23-Oct-2018           Holding Recon Date 23-Oct-2018  
City / Country ABBOTS FORD / Australia         Vote Deadline Date 19-Oct-2018  
SEDOL(s) 6702623 - B05PJR9 - B063GL5       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION Non-Voting            
2     ADOPTION OF REMUNERATION REPORT Management   For   For    
3.A   RE-ELECTION OF MR RICHARD UECHTRITZ AS A DIRECTOR Management   For   For    
3.B   RE-ELECTION OF MR STEPHEN GODDARD AS A DIRECTOR Management   For   For    
CAPITALAND MALL TRUST    
Security Y1100L160           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol CT SP           Meeting Date 25-Oct-2018  
ISIN SG1M51904654           Agenda 709961874 - Management
Record Date             Holding Recon Date 23-Oct-2018  
City / Country SINGAP ORE / Singapore         Vote Deadline Date 18-Oct-2018  
SEDOL(s) 6420129 - B063JZ0 - B11DTF2       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     THE PROPOSED ACQUISITION OF THE BALANCE 70.0% OF THE UNITS IN INFINITY MALL TRUST WHICH HOLDS WESTGATE Management   For   For    
CORPORATE TRAVEL MANAGEMENT LIMITED    
Security Q2909K105           Meeting Type Annual General Meeting
Ticker Symbol CTD AU           Meeting Date 31-Oct-2018  
ISIN AU000000CTD3           Agenda 709965719 - Management
Record Date 29-Oct-2018           Holding Recon Date 29-Oct-2018  
City / Country BRISBAN E / Australia         Vote Deadline Date 25-Oct-2018  
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Item Proposal   Proposed by   Vote For/Against Management    
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3, 4, 5 AND 6 VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION Non-Voting            
1     REMUNERATION REPORT Management   For   For    
2     ELECTION OF DIRECTOR - ADMIRAL ROBERT J. NATTER Management   For   For    
3     RATIFICATION AND APPROVAL OF PREVIOUS ISSUE OF SHARES TO SCT TRAVEL GROUP PTY LTD VENDORS Management   For   For    
4     RATIFICATION AND APPROVAL OF PREVIOUS ISSUE OF SHARES TO FUND ACQUISITION OF LOTUS TRAVEL GROUP Management   For   For    
5     ISSUE OF SHARES APPRECIATION RIGHTS TO MS LAURA RUFFLES Management   For   For    
6     APPROVAL OF EMPLOYEE INCENTIVE SCHEME Management   For   For    
CHINA MERCHANTS BANK CO LTD    
Security Y14896115           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 3968 HK           Meeting Date 07-Nov-2018  
ISIN CNE1000002M1           Agenda 709956164 - Management
Record Date 05-Oct-2018           Holding Recon Date 05-Oct-2018  
City / Country SHENZH EN / China         Vote Deadline Date 01-Nov-2018  
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0919/LTN20180919990.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0919/LTN201809191002.PDF Non-Voting            
1     CONSIDER AND APPROVE THE ADDITION OF MR. LUO SHENG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
SONIC HEALTHCARE LIMITED    
Security Q8563C107           Meeting Type Annual General Meeting
Ticker Symbol SHL AU           Meeting Date 21-Nov-2018  
ISIN AU000000SHL7           Agenda 710115278 - Management
Record Date 19-Nov-2018           Holding Recon Date 19-Nov-2018  
City / Country SYDNEY / Australia         Vote Deadline Date 15-Nov-2018  
SEDOL(s) 5975589 - 6821120 - B3BJRY9 - BJ05375       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION Non-Voting            
1     RE-ELECTION OF MS KATE SPARGO AS A DIRECTOR OF THE COMPANY Management   For   For    
2     RE-ELECTION OF MR LOU PANACCIO AS A DIRECTOR OF THE COMPANY Management   For   For    
3     ADOPTION OF THE REMUNERATION REPORT Management   For   For    
4     APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER Management   For   For    
5     APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER Management   For   For    
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD    
Security Y3990B112           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1398 HK           Meeting Date 21-Nov-2018  
ISIN CNE1000003G1           Agenda 710160160 - Management
Record Date 19-Oct-2018           Holding Recon Date 19-Oct-2018  
City / Country BEIJING / China         Vote Deadline Date 15-Nov-2018  
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Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0927/LTN20180927880.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0927/LTN20180927840.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1030/LTN20181030727.PDF Non-Voting            
1     PROPOSAL ON THE ELECTION OF MR. ZHENG FUQING AS NON-EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
2     PROPOSAL ON THE ELECTION OF MR. FEI ZHOULIN AS NON-EXECUTIVE DIRECTOR OF-INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Non-Voting            
3     PROPOSAL ON THE ELECTION OF MR. NOUT WELLINK AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
4     PROPOSAL ON THE ELECTION OF MR. FRED ZULIU HU AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
5     PROPOSAL ON THE ELECTION OF MR. QU QIANG AS EXTERNAL SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
6     PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO DIRECTORS FOR 2017 Management   For   For    
7     PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO SUPERVISORS FOR 2017 Management   For   For    
8     PROPOSAL TO ISSUE ELIGIBLE TIER 2 CAPITAL INSTRUMENTS Management   For   For    
9     PROPOSAL ON THE GENERAL MANDATE TO ISSUE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   Against   Against    
10.01 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TYPE OF PREFERENCE SHARES TO BE ISSUED Management   For   For    
10.02 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: NUMBER OF PREFERENCE SHARES TO BE ISSUED AND ISSUE SIZE Management   For   For    
10.03 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: METHOD OF ISSUANCE Management   For   For    
10.04 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: PAR VALUE AND ISSUE PRICE Management   For   For    
10.05 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: MATURITY Management   For   For    
10.06 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TARGET INVESTORS Management   For   For    
10.07 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: LOCK-UP PERIOD Management   For   For    
10.08 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF DISTRIBUTION OF DIVIDENDS Management   For   For    
10.09 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF MANDATORY CONVERSION Management   For   For    
10.10 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF CONDITIONAL REDEMPTION Management   For   For    
10.11 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RESTRICTIONS ON VOTING RIGHTS Management   For   For    
10.12 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RESTORATION OF VOTING RIGHTS Management   For   For    
10.13 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION Management   For   For    
10.14 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RATING Management   For   For    
10.15 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: SECURITY Management   For   For    
10.16 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: USE OF PROCEEDS FROM THE ISSUANCE OF THE DOMESTIC PREFERENCE SHARES Management   For   For    
10.17 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TRANSFER Management   For   For    
10.18 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCE Management   For   For    
10.19 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: THE VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF THE DOMESTIC PREFERENCE SHARES Management   For   For    
10.20 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: THE APPLICATION AND APPROVAL PROCEDURES TO BE COMPLETED FOR THE ISSUANCE Management   For   For    
10.21 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: MATTERS RELATING TO AUTHORISATION Management   For   For    
11.01 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TYPE OF PREFERENCE SHARES TO BE ISSUED Management   For   For    
11.02 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: NUMBER OF PREFERENCE SHARES TO BE ISSUED AND ISSUE SIZE Management   For   For    
11.03 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: METHOD OF ISSUANCE Management   For   For    
11.04 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: PAR VALUE AND ISSUE PRICE Management   For   For    
11.05 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: MATURITY Management   For   For    
11.06 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TARGET INVESTORS Management   For   For    
11.07 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: LOCK-UP PERIOD Management   For   For    
11.08 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF DISTRIBUTION OF DIVIDENDS Management   For   For    
11.09 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF MANDATORY CONVERSION Management   For   For    
11.10 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF CONDITIONAL REDEMPTION Management   For   For    
11.11 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RESTRICTIONS ON VOTING RIGHTS Management   For   For    
11.12 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RESTORATION OF VOTING RIGHTS Management   For   For    
11.13 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION Management   For   For    
11.14 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RATING Management   For   For    
11.15 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: SECURITY Management   For   For    
11.16 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: USE OF PROCEEDS FROM THE ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management   For   For    
11.17 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TRANSFER Management   For   For    
11.18 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RELATIONSHIP BETWEEN OFFSHORE AND DOMESTIC ISSUANCE Management   For   For    
11.19 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: THE VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management   For   For    
11.20 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: THE APPLICATION AND APPROVAL PROCEDURES TO BE COMPLETED FOR THE ISSUANCE Management   For   For    
11.21 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: MATTERS RELATING TO AUTHORISATION Management   For   For    
12    PROPOSAL ON THE IMPACT ON DILUTION OF IMMEDIATE RETURNS OF THE ISSUANCE OF PREFERENCE SHARES AND THE REMEDIAL MEASURES OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
13    PROPOSAL ON FORMULATING THE SHAREHOLDER RETURN PLAN FOR 2018 TO 2020 OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA Management   For   For    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 990401 DUE TO RESOLUTION-2 HAS BEEN WITHDRAWN. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1988 HK           Meeting Date 26-Feb-2019  
ISIN CNE100000HF9           Agenda 710407366 - Management
Record Date 25-Jan-2019           Holding Recon Date 25-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 20-Feb-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT 31 JAN 2019: PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON-THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0111/LTN20190111788.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0131/LTN20190131392.PDF Non-Voting            
1.1   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TYPE AND SCALE OF SECURITIES TO BE ISSUED Management   For   For    
1.2   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MATURITY Management   For   For    
1.3   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE Management   For   For    
1.4   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: PLACEES Management   For   For    
1.5   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE Management   For   For    
1.6   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS Management   For   For    
1.7   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION Management   For   For    
1.8   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MANDATORY CONVERSION PROVISIONS Management   For   For    
1.9   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS Management   For   For    
1.10 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION ON LIQUIDATION AND BASIS FOR LIQUIDATION Management   For   For    
1.11 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS Management   For   For    
1.12 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RATING Management   For   For    
1.13 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: GUARANTEE ARRANGEMENT Management   For   For    
1.14 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY Management   For   For    
1.15 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS Management   For   For    
1.16 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES Management   For   For    
2     THE PROPOSAL TO THE SHAREHOLDERS' GENERAL MEETING ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management   For   For    
3     THE PROPOSAL ON THE CAPITAL MANAGEMENT PLAN FOR 2018 TO 2020 OF CHINA MINSHENG BANKING CORP., LTD Management   For   For    
4     THE PROPOSAL ON EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF THE DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS Management   For   For    
5     THE PROPOSAL ON THE ISSUANCE OF DOMESTIC AND FOREIGN NON-FIXED TERM CAPITAL BONDS OF THE COMPANY IN THE NEXT THREE YEARS Management   For   For    
CMMT 31 JAN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Class Meeting
Ticker Symbol 1988 HK           Meeting Date 26-Feb-2019  
ISIN CNE100000HF9           Agenda 710407380 - Management
Record Date 25-Jan-2019           Holding Recon Date 25-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 20-Feb-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT 31 JAN 2019: PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON-THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0111/LTN20190111799.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0131/LTN20190131408.PDF Non-Voting            
1.1   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TYPE AND SCALE OF SECURITIES TO BE ISSUED Management            
1.2   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MATURITY Management            
1.3   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE Management            
1.4   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: PLACEES Management            
1.5   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE Management            
1.6   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS Management            
1.7   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION Management            
1.8   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MANDATORY CONVERSION PROVISIONS Management            
1.9   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS Management            
1.10 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION ON LIQUIDATION AND BASIS FOR LIQUIDATION Management            
1.11 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS Management            
1.12 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RATING Management            
1.13 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: GUARANTEE ARRANGEMENT Management            
1.14 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY Management            
1.15 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS Management            
1.16 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES Management            
2     THE PROPOSAL TO THE SHAREHOLDERS' GENERAL MEETING ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management            
3     THE PROPOSAL ON EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF THE DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS Management            
CMMT 31 JAN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
QUALCOMM INCORPORATED    
Security 747525103           Meeting Type Annual  
Ticker Symbol QCOM                      Meeting Date 12-Mar-2019  
ISIN US7475251036           Agenda 934921568 - Management
Record Date 14-Jan-2019           Holding Recon Date 14-Jan-2019  
City / Country   / United States         Vote Deadline Date 11-Mar-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Barbara T. Alexander Management            
1b.   Election of Director: Mark Fields Management            
1c.   Election of Director: Jeffrey W. Henderson Management            
1d.   Election of Director: Ann M. Livermore Management            
1e.   Election of Director: Harish Manwani Management            
1f.   Election of Director: Mark D. McLaughlin Management            
1g.   Election of Director: Steve Mollenkopf Management            
1h.   Election of Director: Clark T. Randt, Jr. Management            
1i.   Election of Director: Francisco Ros Management            
1j.   Election of Director: Irene B. Rosenfeld Management            
1k.   Election of Director: Neil Smit Management            
1l.   Election of Director: Anthony J. Vinciquerra Management            
2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2019. Management            
3.    To approve, on an advisory basis, our executive compensation. Management            
KT&G CORPORATION    
Security Y49904108           Meeting Type Annual General Meeting
Ticker Symbol 033780K           Meeting Date 29-Mar-2019  
ISIN KR7033780008           Agenda 710710725 - Management
Record Date 31-Dec-2018           Holding Recon Date 31-Dec-2018  
City / Country DAEJEO N / Korea, Republic Of         Vote Deadline Date 19-Mar-2019  
SEDOL(s) 6175076 - B06NV43 - BFMQ6W4       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     APPROVAL OF FINANCIAL STATEMENTS Management   For   For    
2.1   ELECTION OF OUTSIDE DIRECTOR: YUN HAE SU Management   For   For    
2.2   ELECTION OF OUTSIDE DIRECTOR: I EUN GYEONG Management   For   For    
3.1   ELECTION OF AUDIT COMMITTEE MEMBER: I EUN GYEONG Management   For   For    
3.2   ELECTION OF AUDIT COMMITTEE MEMBER: BAEK JONG SU Management   For   For    
4     APPROVAL OF REMUNERATION FOR DIRECTOR Management   Against   Against    
HANON SYSTEMS    
Security Y29874107           Meeting Type Annual General Meeting
Ticker Symbol 018880K           Meeting Date 29-Mar-2019  
ISIN KR7018880005           Agenda 710777129 - Management
Record Date 31-Dec-2018           Holding Recon Date 31-Dec-2018  
City / Country DAEJEO N / Korea, Republic Of         Vote Deadline Date 19-Mar-2019  
SEDOL(s) B00LR01       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 187144 DUE TO DELETION OF- RESOLUTION NUMBER 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
1     APPROVAL OF FINANCIAL STATEMENT Management   Abstain   Against    
2     APPROVAL OF GRANT OF STOCK OPTION FOR STAFF Management   Abstain   Against    
3     ELECTION OF OUTSIDE DIRECTORS: GIM DO EON, BAEK SEONG JUN Management   Abstain   Against    
4     ELECTION OF AUDIT COMMITTEE MEMBER: BAEK SEONG JUN Management   Abstain   Against    
5     APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS Management   Abstain   Against    
DELTA ELECTRONICS (THAILAND) PUBLIC CO LTD    
Security Y20266154           Meeting Type Annual General Meeting
Ticker Symbol DELTA/F           Meeting Date 02-Apr-2019  
ISIN TH0528010Z18           Agenda 710799620 - Management
Record Date 04-Mar-2019           Holding Recon Date 04-Mar-2019  
City / Country SAMUTP RAKARN / Thailand         Vote Deadline Date 28-Mar-2019  
SEDOL(s) 6418919 - B020DN1 - B3BGZJ1       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO CONSIDER AND APPROVE THE MINUTES OF THE 2018 ANNUAL GENERAL MEETING OF SHAREHOLDERS Management            
2     TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S OPERATIONAL RESULTS FOR THE YEAR 2018 Management            
3     TO CONSIDER AND APPROVE THE COMPANY'S FINANCIAL STATEMENTS, THE STATEMENT OF COMPREHENSIVE INCOME FOR THE YEAR ENDED DECEMBER 31, 2018 WHICH HAS BEEN AUDITED BY CERTIFIED PUBLIC ACCOUNTANT AND THE AUDITOR'S REPORT Management            
4     TO CONSIDER AND APPROVE THE DISTRIBUTION OF DIVIDENDS FOR THE YEAR 2018 Management            
5.1   TO CONSIDER AND APPROVE THE APPOINT OF DIRECTOR: MR. HSIEH SHEN-YEN Management            
5.2   TO CONSIDER AND APPROVE THE APPOINT OF DIRECTOR: MR. ANUSORN MUTTARAID Management            
5.3   TO CONSIDER AND APPROVE THE APPOINT OF DIRECTOR: MR. BOONSAK CHIEMPRICHA Management            
6     TO CONSIDER AND APPROVE THE DETERMINATION OF REMUNERATION OF DIRECTORS FOR THE YEAR 2019 Management            
7     TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITOR AND THE DETERMINATION OF THEIR REMUNERATION FOR THE YEAR 2019 Management            
8     TO CONSIDER AND APPROVE THE REVISION AND ADDITION OF THE SCOPE OF BUSINESS AND AMENDMENT TO CLAUSE 3 OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY TO BE IN LINE WITH THE AMENDMENT OF THE SCOPE OF BUSINESS Management            
9     TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION Management            
10    OTHER BUSINESS (IF ANY) Management            
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN Non-Voting            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 169330 DUE TO THERE IS A-CHANGE IN RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
PTT PUBLIC COMPANY LIMITED    
Security Y6883U139           Meeting Type Annual General Meeting
Ticker Symbol PTT/FTB           Meeting Date 11-Apr-2019  
ISIN TH0646010Z18           Agenda 710582784 - Management
Record Date 07-Mar-2019           Holding Recon Date 07-Mar-2019  
City / Country BANGKO K / Thailand         Vote Deadline Date 08-Apr-2019  
SEDOL(s) BD0BDJ3 - BF0RN62 - BYVPSP2       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ACKNOWLEDGE THE 2018 PERFORMANCE STATEMENT AND TO APPROVE THE 2018 FINANCIAL STATEMENT ENDED ON DECEMBER 31, 2018 Management   For   For    
2     TO APPROVE THE 2018 NET PROFIT ALLOCATION AND DIVIDEND PAYMENT Management   For   For    
3     TO APPOINT AN AUDITOR FOR 2019 AND TO APPROVE THE 2018 AND 2019 AUDIT FEES: STATE AUDIT OFFICE OF THE KINGDOM OF THAILAND Management   For   For    
4     TO APPROVE THE AMENDMENT OF PTT PUBLIC COMPANY LIMITED'S ARTICLES OF ASSOCIATION Management   For   For    
5     TO APPROVE THE 2019 DIRECTORS' REMUNERATION Management   For   For    
6.1   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: MR. KRAIRIT EUCHUKANONCHAI Management   For   For    
6.2   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: MR. CHUMPOL RIMSAKORN Management   For   For    
6.3   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: GEN. TEERAWAT BOONYAWAT Management   For   For    
6.4   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: MR. SUPOT TEACHAVORASINSKUN Management   For   For    
6.5   TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION: MR. DON WASANTAPRUEK Management   For   For    
7     OTHER MATTERS. (IF ANY) Management   Abstain   For    
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN Non-Voting            
CMMT 27 FEB 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR'S-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
CAPITALAND MALL TRUST    
Security Y1100L160           Meeting Type Annual General Meeting
Ticker Symbol CT SP           Meeting Date 11-Apr-2019  
ISIN SG1M51904654           Agenda 710703100 - Management
Record Date             Holding Recon Date 09-Apr-2019  
City / Country SINGAP ORE / Singapore         Vote Deadline Date 04-Apr-2019  
SEDOL(s) 6420129 - B063JZ0 - B11DTF2       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO RECEIVE AND ADOPT THE REPORT OF HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED, AS TRUSTEE OF CMT (THE "TRUSTEE"), THE STATEMENT BY CAPITALAND MALL TRUST MANAGEMENT LIMITED, AS MANAGER OF CMT (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF CMT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND THE AUDITORS' REPORT THEREON Management   For   For    
2     TO RE-APPOINT KPMG LLP AS AUDITORS OF CMT AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION Management   For   For    
3     THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER TO: (A) (I) ISSUE UNITS IN CMT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT. (50.0%) OF THE TOTAL NUMBER OF ISSUED UNITS (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED Management   Against   Against    
  OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED TWENTY PER CENT. (20.0%) OF THE TOTAL NUMBER OF ISSUED UNITS (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE "SGX-ST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED UNITS AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR OPTIONS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX- ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED DATED 29 OCTOBER 2001 CONSTITUTING CMT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (4) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF CMT OR (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD, WHICHEVER IS THE EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS ARE ISSUED; AND (6) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY                  
  SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION                  
4     THAT: (A) THE EXERCISE OF ALL THE POWERS OF THE MANAGER TO REPURCHASE ISSUED UNITS FOR AND ON BEHALF OF CMT NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE MANAGER FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET REPURCHASE(S) ON THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED; AND/OR (II) OFF-MARKET REPURCHASE(S) (WHICH ARE NOT MARKET REPURCHASE(S)) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE MANAGER AS IT CONSIDERS FIT IN ACCORDANCE WITH THE TRUST DEED, AND OTHERWISE IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS INCLUDING THE RULES OF THE SGX-ST OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "UNIT BUY-BACK MANDATE"); (B) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED ON THE MANAGER PURSUANT TO THE UNIT BUY-BACK MANDATE MAY BE EXERCISED BY THE MANAGER AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD; OR (III) THE DATE ON WHICH REPURCHASES OF UNITS PURSUANT TO THE UNIT BUY-BACK MANDATE ARE CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF THE UNITS OVER THE LAST FIVE MARKET DAYS, ON WHICH TRANSACTIONS IN THE UNITS WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET REPURCHASE OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER Management   For   For    
  PURSUANT TO THE OFF-MARKET REPURCHASE, AND DEEMED TO BE ADJUSTED FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE MARKET DAYS; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE MANAGER MAKES AN OFFER FOR AN OFF-MARKET REPURCHASE, STATING THEREIN THE REPURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE FOR AN OFF- MARKET REPURCHASE) FOR EACH UNIT AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET REPURCHASE; "MARKET DAY" MEANS A DAY ON WHICH THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, IS OPEN FOR TRADING IN SECURITIES; "MAXIMUM LIMIT" MEANS THAT NUMBER OF UNITS REPRESENTING 2.5% OF THE TOTAL NUMBER OF ISSUED UNITS AS AT THE DATE OF THE PASSING OF THIS RESOLUTION; AND "MAXIMUM PRICE" IN RELATION TO A UNIT TO BE REPURCHASED, MEANS THE REPURCHASE PRICE (EXCLUDING BROKERAGE, STAMP DUTY, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED 105.0% OF THE AVERAGE CLOSING PRICE OF THE UNITS FOR BOTH A MARKET REPURCHASE AND AN OFF-MARKET REPURCHASE. (D) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION                  
PUBLIC BANK BERHAD    
Security Y71497104           Meeting Type Annual General Meeting
Ticker Symbol PBK MK           Meeting Date 22-Apr-2019  
ISIN MYL1295OO004           Agenda 710783209 - Management
Record Date 15-Apr-2019           Holding Recon Date 15-Apr-2019  
City / Country KUALA LUMPUR / Malaysia         Vote Deadline Date 15-Apr-2019  
SEDOL(s) 6707123 - 6707145 - B012W42 - B2RDL46       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
O.1   TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 109 OF THE COMPANY'S ARTICLES OF ASSOCIATION (CONSTITUTION): MR LEE CHIN GUAN Management   For   For    
O.2   TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 109 OF THE COMPANY'S ARTICLES OF ASSOCIATION (CONSTITUTION): DATO MOHD HANIF BIN SHER MOHAMED Management   For   For    
O.3   TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION PURSUANT TO ARTICLE 111 OF THE COMPANY'S ARTICLES OF ASSOCIATION (CONSTITUTION): TAN SRI DATO SRI TAY AH LEK Management   For   For    
O.4   TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION PURSUANT TO ARTICLE 111 OF THE COMPANY'S ARTICLES OF ASSOCIATION (CONSTITUTION): MS LAI WAI KEEN Management   For   For    
O.5   TO APPROVE THE PAYMENT OF DIRECTORS' FEES, BOARD COMMITTEES MEMBER'S FEES, AND ALLOWANCES TO DIRECTORS AMOUNTING TO RM3,659,567 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
O.6   TO APPROVE THE PAYMENT OF REMUNERATION AND BENEFITS-IN-KIND (EXCLUDING DIRECTOR'S FEE AND BOARD MEETING ALLOWANCE) AMOUNTING TO RM40,879,961 FOR FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO THE THEN CHAIRMAN IN FINANCIAL YEAR ENDED 31 DECEMBER 2018, TAN SRI DATO' SRI DR TEH HONG PIOW Management   For   For    
O.7   TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2019 AND TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION Management   For   For    
S.1   TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION IN RELATION TO THE PROPOSED AMENDMENTS OF THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN APPENDIX II OF THE CIRCULAR TO SHAREHOLDERS DATED 21 MARCH 2019 DESPATCHED TOGETHER WITH THE COMPANY'S 2018 ANNUAL REPORT AND THE PROPOSED ADOPTION OF A NEW CONSTITUTION OF THE COMPANY: "THAT APPROVAL BE AND IS HEREBY GIVEN TO REVOKE THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY WITH IMMEDIATE EFFECT AND IN PLACE THEREOF TO ADOPT THE PROPOSED NEW CONSTITUTION OF THE COMPANY AS SET OUT IN APPENDIX III OF THE CIRCULAR TO SHAREHOLDERS DATED 21 MARCH 2019 DESPATCHED TOGETHER WITH THE COMPANY'S 2018 ANNUAL REPORT; AND THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO ASSENT TO ANY MODIFICATION, VARIATION AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT AUTHORITIES AND TO DO ALL ACTS NECESSARY TO GIVE EFFECT TO THE PROPOSED NEW CONSTITUTION." Management   For   For    
TISCO FINANCIAL GROUP PUBLIC COMPANY LTD    
Security Y8843E171           Meeting Type Annual General Meeting
Ticker Symbol TISCO/F           Meeting Date 22-Apr-2019  
ISIN TH0999010Z11           Agenda 710799682 - Management
Record Date 12-Mar-2019           Holding Recon Date 12-Mar-2019  
City / Country BANGKO K / Thailand         Vote Deadline Date 18-Apr-2019  
SEDOL(s) B3KFW76 - B3QZ5Q0       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     APPROVE MINUTES OF PREVIOUS MEETING Management   For   For    
2     APPROVE BOARD OF DIRECTORS' BUSINESS ACTIVITIES Management   For   For    
3     APPROVE FINANCIAL STATEMENTS Management   For   For    
4     APPROVE ALLOCATION OF INCOME AND DIVIDEND PAYMENT Management   For   For    
5.1   FIX NUMBER OF DIRECTORS AT 12 Management   For   For    
5.2   ELECT PLIU MANGKORNKANOK AS DIRECTOR Management   For   For    
5.3   ELECT HON KIT SHING (ALEXANDER H. SHING) AS DIRECTOR Management   For   For    
5.4   ELECT SUTHAS RUANGMANAMONGKOL AS DIRECTOR Management   For   For    
5.5   ELECT ANGKARAT PRIEBJRIVAT AS DIRECTOR Management   For   For    
5.6   ELECT PRANEE TINAKORN AS DIRECTOR Management   For   For    
5.7   ELECT TEERANA BHONGMAKAPAT AS DIRECTOR Management   For   For    
5.8   ELECT SATHIT AUNGMANEE AS DIRECTOR Management   For   For    
5.9   ELECT CHARATPONG CHOTIGAVANICH AS DIRECTOR Management   For   For    
5.10 ELECT KULPATRA SIRODOM AS DIRECTOR Management   For   For    
5.11 ELECT CHI-HAO SUN (HOWARD SUN ) AS DIRECTOR Management   For   For    
5.12 ELECT SATOSHI YOSHITAKE AS DIRECTOR Management   For   For    
5.13 ELECT SAKCHAI PEECHAPAT AS DIRECTOR Management   For   For    
6     APPROVE REMUNERATION OF DIRECTORS Management   For   For    
7     APPROVE EY OFFICE LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION Management   For   For    
8     OTHER BUSINESS Management   Abstain   For    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 172496 DUE TO ADDITION OF- RESOLUTION 5.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. Non-Voting            
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. Non-Voting            
CHINA LILANG LTD    
Security G21141109           Meeting Type Annual General Meeting
Ticker Symbol 1234 HK           Meeting Date 23-Apr-2019  
ISIN KYG211411098           Agenda 710778676 - Management
Record Date 15-Apr-2019           Holding Recon Date 15-Apr-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 16-Apr-2019  
SEDOL(s) B4JMX94 - B4NYCX3 - BD8GHR6       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_385951.PDF AND- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_385950.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND AUDITOR (THE "AUDITOR") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HK21 CENTS PER ORDINARY SHARE AND A SPECIAL FINAL DIVIDEND OF HK10 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.I   TO RE-ELECT MR. WANG CONG XING AS EXECUTIVE DIRECTOR Management   For   For    
3.II TO RE-ELECT MR. HU CHENG CHU AS EXECUTIVE DIRECTOR Management   For   For    
3.III TO RE-ELECT MR. LAI SHIXIAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
4     TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
5     TO RE-APPOINT KPMG AS THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2019 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION Management   For   For    
6     TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION Management   Against   Against    
7     TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION Management   For   For    
8     CONDITIONAL UPON RESOLUTIONS 6 AND 7 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY PURSUANT TO RESOLUTION 6 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 7 Management   Against   Against    
CHINA LILANG LTD    
Security G21141109           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1234 HK           Meeting Date 23-Apr-2019  
ISIN KYG211411098           Agenda 710778688 - Management
Record Date 15-Apr-2019           Holding Recon Date 15-Apr-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 16-Apr-2019  
SEDOL(s) B4JMX94 - B4NYCX3 - BD8GHR6       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0319/LTN20190319233.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0319/LTN20190319245.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ONLY RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE AND ADOPT THE NEW SHARE OPTION SCHEME AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO GRANT OPTIONS TO SUBSCRIBE FOR SHARES OF THE COMPANY THEREUNDER, TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY PURSUANT TO THE EXERCISE OF OPTIONS GRANTED UNDER THE NEW SHARE OPTION SCHEME Management   For   For    
CHINA MEDICAL SYSTEM HOLDINGS LTD    
Security G21108124           Meeting Type Annual General Meeting
Ticker Symbol 867 HK           Meeting Date 25-Apr-2019  
ISIN KYG211081248           Agenda 710786940 - Management
Record Date 17-Apr-2019           Holding Recon Date 17-Apr-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 22-Apr-2019  
SEDOL(s) B4L6015 - B6WY993 - B8873L0 - BD8NGR0 - BP3RSB9       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0322/LTN20190322533.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0322/LTN20190322559.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO REVIEW, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER2018 Management   For   For    
2     TO APPROVE THE RECOMMENDED FINAL DIVIDEND OF RMB0.1434 (EQUIVALENT TO HKD0.168)PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.A   TO RE-ELECT MS. CHEN YANLING AS EXECUTIVE DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR. CHEUNG KAM SHING, TERRY AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR. LEUNG CHONG SHUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.D   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For   For    
4     TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH UNISSUED SHARES OF THE COMPANY Management   Against   Against    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY Management   For   For    
7     TO ADD THE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY TO THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO.5 ABOVE Management   Against   Against    
DBS GROUP HOLDINGS LTD    
Security Y20246107           Meeting Type Annual General Meeting
Ticker Symbol BDS SP           Meeting Date 25-Apr-2019  
ISIN SG1L01001701           Agenda 710820449 - Management
Record Date             Holding Recon Date 23-Apr-2019  
City / Country SINGAP ORE / Singapore         Vote Deadline Date 17-Apr-2019  
SEDOL(s) 5783696 - 6175203 - B01DFX5       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 AND THE AUDITOR'S REPORT THEREON Management   For   For    
2     TO DECLARE A ONE-TIER TAX EXEMPT FINAL DIVIDEND OF 60 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2018. [2017: FINAL DIVIDEND OF 60 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT AND SPECIAL DIVIDEND OF 50 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT] Management   For   For    
3     TO APPROVE THE AMOUNT OF SGD 4,580,005 PROPOSED AS DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2018. [2017: SGD 3,637,702] Management   For   For    
4     TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION Management   For   For    
5     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HERSELF FOR RE-ELECTION: MS EULEEN GOH YIU KIANG Management   For   For    
6     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR DANNY TEOH LEONG KAY Management   For   For    
7     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR NIHAL VIJAYA DEVADAS KAVIRATNE CBE Management   For   For    
8     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 105 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR BONGHAN CHO Management   For   For    
9     TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 105 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR THAM SAI CHOY Management   For   For    
10    SHARE ISSUE MANDATE Management   For   For    
11    DBSH SCRIP DIVIDEND SCHEME Management   For   For    
12    RENEWAL OF THE SHARE PURCHASE MANDATE Management   For   For    
13    EXTENSION OF, AND ALTERATIONS TO, THE DBSH SHARE PLAN Management   For   For    
14    ADOPTION OF THE CALIFORNIA SUB-PLAN TO THE DBSH SHARE PLAN Management   For   For    
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD    
Security Y9728A102           Meeting Type Annual General Meeting
Ticker Symbol YZJSGDS           Meeting Date 30-Apr-2019  
ISIN SG1U76934819           Agenda 710944516 - Management
Record Date             Holding Recon Date 26-Apr-2019  
City / Country SINGAP ORE / Singapore         Vote Deadline Date 23-Apr-2019  
SEDOL(s) B1VT035 - B1W6C40 - B1WG8Z3 - B8FVSL0 - BCRY268       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1     TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND THE DIRECTORS' STATEMENTS AND THE AUDITORS' REPORT THEREON Management   For   For    
2     TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.05 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3     TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 136,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018. (2017: SGD 136,500) Management   For   For    
4     TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO REGULATION 94 OF THE COMPANY'S CONSTITUTION: MR REN YUANLIN Management   For   For    
5     TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO REGULATION 94 OF THE COMPANY'S CONSTITUTION: MR TEO YI-DAR Management   For   For    
6     TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
7     AUTHORITY TO ALLOT AND ISSUE SHARES Management   Against   Against    
8     RENEWAL OF SHARE PURCHASE MANDATE Management   For   For    
JANUS HENDERSON GROUP PLC    
Security G4474Y230           Meeting Type Annual General Meeting
Ticker Symbol JHG AU           Meeting Date 02-May-2019  
ISIN AU000000JHG6           Agenda 710792804 - Management
Record Date 11-Mar-2019           Holding Recon Date 11-Mar-2019  
City / Country DENVER / Jersey         Vote Deadline Date 25-Apr-2019  
SEDOL(s) BYW5KD3 - BZ3ZQR5       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1     TO RECEIVE THE 2018 ANNUAL REPORT AND ACCOUNTS Management   For   For    
2     TO REAPPOINT MS K DESAI AS A DIRECTOR Management   For   For    
3     TO REAPPOINT MR J DIERMEIER AS A DIRECTOR Management   For   For    
4     TO REAPPOINT MR K DOLAN AS A DIRECTOR Management   For   For    
5     TO REAPPOINT MR E FLOOD JR AS A DIRECTOR Management   For   For    
6     TO REAPPOINT MR R GILLINGWATER AS A DIRECTOR Management   For   For    
7     TO REAPPOINT MR L KOCHARD AS A DIRECTOR Management   For   For    
8     TO REAPPOINT MR G SCHAFER AS A DIRECTOR Management   For   For    
9     TO REAPPOINT MS A SEYMOUR-JACKSON AS A DIRECTOR Management   For   For    
10    TO REAPPOINT MR R WEIL AS A DIRECTOR Management   For   For    
11    TO REAPPOINT MR T YAMAMOTO AS A DIRECTOR Management   For   For    
12    TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO AGREE THEIR REMUNERATION Management   For   For    
13    TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES TO A LIMITED EXTENT Management   For   For    
14    TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN CDIS TO A LIMITED EXTENT Management   For   For    
AFLAC INCORPORATED    
Security 001055102           Meeting Type Annual  
Ticker Symbol AFL                       Meeting Date 06-May-2019  
ISIN US0010551028           Agenda 934949201 - Management
Record Date 27-Feb-2019           Holding Recon Date 27-Feb-2019  
City / Country   / United States         Vote Deadline Date 03-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Daniel P. Amos Management   For   For    
1b.   Election of Director: W. Paul Bowers Management   For   For    
1c.   Election of Director: Toshihiko Fukuzawa Management   For   For    
1d.   Election of Director: Robert B. Johnson Management   For   For    
1e.   Election of Director: Thomas J. Kenny Management   For   For    
1f.   Election of Director: Georgette D. Kiser Management   For   For    
1g.   Election of Director: Karole F. Lloyd Management   For   For    
1h.   Election of Director: Joseph L. Moskowitz Management   For   For    
1i.   Election of Director: Barbara K. Rimer, DrPH Management   For   For    
1j.   Election of Director: Katherine T. Rohrer Management   For   For    
1k.   Election of Director: Melvin T. Stith Management   For   For    
2.    To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2019 Annual Meeting of Shareholders and Proxy Statement" Management   For   For    
3.    To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2019 Management   For   For    
BOC HONG KONG (HOLDINGS) LIMITED    
Security Y0920U103           Meeting Type Annual General Meeting
Ticker Symbol 2388 HK           Meeting Date 16-May-2019  
ISIN HK2388011192           Agenda 710930404 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country HONG KONG / Hong Kong         Vote Deadline Date 08-May-2019  
SEDOL(s) 6536112 - B01XWZ6 - B06MVT5 - B16MTV0 - BD8NLQ4 - BP3RP41       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0410/LTN20190410312.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0410/LTN20190410328.PDF Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HKD 0.923 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.A   TO RE-ELECT MR LIU LIANGE AS A DIRECTOR OF THE COMPANY Management   For   For    
3.B   TO RE-ELECT MR LIN JINGZHEN AS A DIRECTOR OF THE COMPANY Management   For   For    
3.C   TO RE-ELECT MDM CHENG EVA AS A DIRECTOR OF THE COMPANY Management   For   For    
3.D   TO RE-ELECT DR CHOI KOON SHUM AS A DIRECTOR OF THE COMPANY Management   For   For    
3.E   TO RE-ELECT MR LAW YEE KWAN QUINN AS A DIRECTOR OF THE COMPANY Management   For   For    
4     TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION Management   For   For    
6     TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION Management   For   For    
7     CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 Management   Against   Against    
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD    
Security Y3990B112           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1398 HK           Meeting Date 20-May-2019  
ISIN CNE1000003G1           Agenda 711105913 - Management
Record Date 15-Jan-2019           Holding Recon Date 15-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 15-May-2019  
SEDOL(s) B1G1QD8 - B1GD009 - BD8NK12 - BGPHZQ8 - BP3RVS7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1227/LTN20181227714.PDF, Non-Voting            
1     PROPOSAL ON THE ELECTION OF MR. HU HAO AS EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
2     PROPOSAL ON THE ELECTION OF MR. TAN JIONG AS EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
3     PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL ON THE ISSUANCE OF UNDATED ADDITIONAL TIER 1 CAPITAL BONDS Shareholder   For   For    
4     PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL ON THE ELECTION OF MR. CHEN SIQING AS EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Shareholder   For   For    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 210083 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
CHINA MOBILE LIMITED    
Security Y14965100           Meeting Type Annual General Meeting
Ticker Symbol 941 HK           Meeting Date 22-May-2019  
ISIN HK0941009539           Agenda 710961360 - Management
Record Date 15-May-2019           Holding Recon Date 15-May-2019  
City / Country HONG KONG / Hong Kong         Vote Deadline Date 16-May-2019  
SEDOL(s) 5563575 - 6073556 - B01DDV9 - B162JB0 - BD8NH55 - BP3RPD0 - BRTM834       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0412/LTN20190412568.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0412/LTN20190412592.PDF Non-Voting            
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018: HKD1.391 PER SHARE Management   For   For    
3.I   TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. YANG JIE Management   For   For    
3.II TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. DONG XIN Management   For   For    
4.I   TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: DR. MOSES CHENG MO CHI Management   For   For    
4.II TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: DR. YANG QIANG Management   For   For    
5     TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
6     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE Management   For   For    
7     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE Management   Against   Against    
8     TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE Management   Against   Against    
LI & FUNG LTD    
Security G5485F169           Meeting Type Annual General Meeting
Ticker Symbol 494 HK           Meeting Date 23-May-2019  
ISIN BMG5485F1692           Agenda 710993925 - Management
Record Date 17-May-2019           Holding Recon Date 17-May-2019  
City / Country HONG KONG / Bermuda         Vote Deadline Date 16-May-2019  
SEDOL(s) 4458252 - 6286257 - B01DLN7 - BD8NF95 - BP3RW62       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0417/LTN20190417653.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0417/LTN20190417679.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF 4 HK CENTS PER SHARE Management   For   For    
3.A   TO RE-ELECT DR VICTOR FUNG KWOK KING AS DIRECTOR Management   For   For    
3.B   TO RE-ELECT DR WILLIAM FUNG KWOK LUN AS DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR MARC ROBERT COMPAGNON AS DIRECTOR Management   For   For    
3.D   TO RE-ELECT DR MARTIN TANG YUE NIEN AS DIRECTOR Management   For   For    
4     TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION Management   For   For    
5     TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% Management   For   For    
6     TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% AND THE DISCOUNT FOR SUCH SHARES TO BE ISSUED SHALL NOT EXCEED 10% Management   For   For    
AAC TECHNOLOGIES HOLDINGS INC    
Security G2953R114           Meeting Type Annual General Meeting
Ticker Symbol 2018 HK           Meeting Date 24-May-2019  
ISIN KYG2953R1149           Agenda 710999422 - Management
Record Date 20-May-2019           Holding Recon Date 20-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 17-May-2019  
SEDOL(s) B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN201904181143.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN201904181112.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HKD 1.03 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
3.A   TO RE-ELECT MR. PAN BENJAMIN ZHENGMIN AS EXECUTIVE DIRECTOR Management   For   For    
3.B   TO RE-ELECT MS. WU INGRID CHUN YUAN AS NON- EXECUTIVE DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR. PENG ZHIYUAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.D   TO RE-ELECT MR. ZHANG HONGJIANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.E   TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDING 31ST DECEMBER, 2019 Management   For   For    
4     TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   For   For    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   For   For    
7     TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   Against   Against    
TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LIMITED    
Security Y84629107           Meeting Type Annual General Meeting
Ticker Symbol 2330 TT           Meeting Date 05-Jun-2019  
ISIN TW0002330008           Agenda 711131057 - Management
Record Date 03-Apr-2019           Holding Recon Date 03-Apr-2019  
City / Country HSINCH U / Taiwan, Province of China         Vote Deadline Date 28-May-2019  
SEDOL(s) 6889106 - B16TKV8       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ACCEPT 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS Management   For   For    
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 EARNINGS. EACH COMMON SHARE HOLDER WILL BE ENTITLED TO RECEIVE A CASH DIVIDEND OF NT8 PER SHARE. Management   For   For    
3     TO REVISE THE ARTICLES OF INCORPORATION Management   For   For    
4     TO REVISE THE FOLLOWING TSMC POLICIES: (1) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. (2) PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS Management   For   For    
5.1   THE ELECTION OF THE INDEPENDENT DIRECTOR:MOSHE N. GAVRIELOV,SHAREHOLDER NO.505930XXX Management   For   For    
NOVATEK MICROELECTRONICS CORP.    
Security Y64153102           Meeting Type Annual General Meeting
Ticker Symbol 3034 TT           Meeting Date 05-Jun-2019  
ISIN TW0003034005           Agenda 711131247 - Management
Record Date 03-Apr-2019           Holding Recon Date 03-Apr-2019  
City / Country HSINCH U / Taiwan, Province of China         Vote Deadline Date 28-May-2019  
SEDOL(s) 6346333 - B06P893       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO APPROVE 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS. Management   For   For    
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 PROFITS. PROPOSED CASH DIVIDEND:TWD 8.8 PER SHARE. Management   For   For    
3     TO AMEND THE COMPANY'S PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. Management   For   For    
ELITE MATERIAL CO., LTD.    
Security Y2290G102           Meeting Type Annual General Meeting
Ticker Symbol 2383 TT           Meeting Date 10-Jun-2019  
ISIN TW0002383007           Agenda 711187078 - Management
Record Date 11-Apr-2019           Holding Recon Date 11-Apr-2019  
City / Country TAOYUA N / Taiwan, Province of China         Vote Deadline Date 30-May-2019  
SEDOL(s) 6316121 - B03LBZ1       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ACCEPT YEAR 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS. Management   For   For    
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF YEAR 2018 PROFITS. PROPOSED CASH DIVIDEND: TWD 3.8 PER SHARE. Management   For   For    
3     TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES OF CAPITAL LENDING TO OTHERS OF ELITE MATERIAL CO., LTD. Management   For   For    
4     TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES OF ENDORSEMENTS AND GUARANTEES OF ELITE MATERIAL CO., LTD. Management   For   For    
5     TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES OF ACQUISITION AND DISPOSITION OF ASSETS OF ELITE MATERIAL CO., LTD. Management   For   For    
6     TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES TO ENGAGE IN TRANSACTIONS OF FINANCIAL DERIVATIVE PRODUCTS OF ELITE MATERIAL CO., LTD. Management   For   For    
7.1   THE ELECTION OF THE DIRECTOR.:DONG, DING YU,SHAREHOLDER NO.96 Management   For   For    
7.2   THE ELECTION OF THE DIRECTOR.:YU CHANG INVESTMENT CO., LTD. ,SHAREHOLDER NO.9684,TSAI, FEI LIANG AS REPRESENTATIVE Management   For   For    
7.3   THE ELECTION OF THE DIRECTOR.:YU CHANG INVESTMENT CO., LTD. ,SHAREHOLDER NO.9684,LEE, WEN SHIUNG AS REPRESENTATIVE Management   For   For    
7.4   THE ELECTION OF THE DIRECTOR.:HSIEH, MON CHONG,SHAREHOLDER NO.Y120282XXX Management   For   For    
7.5   THE ELECTION OF THE INDEPENDENT DIRECTOR.:SHEN, BING,SHAREHOLDER NO.A110904XXX Management   For   For    
7.6   THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHENG, DUEN-CHIAN,SHAREHOLDER NO.A123299XXX Management   For   For    
7.7   THE ELECTION OF THE INDEPENDENT DIRECTOR.:TSAI, RONG DONG,SHAREHOLDER NO.L101104XXX Management   For   For    
8     TO APPROVE THE RELEASE OF THE RELEVANT DIRECTORS FROM THE NON-COMPETITION RESTRICTION UNDER THE ARTICLE 209 OF THE COMPANY ACT Management   For   For    
CATCHER TECHNOLOGY CO., LTD.    
Security Y1148A101           Meeting Type Annual General Meeting
Ticker Symbol 2474 TT           Meeting Date 12-Jun-2019  
ISIN TW0002474004           Agenda 711197473 - Management
Record Date 12-Apr-2019           Holding Recon Date 12-Apr-2019  
City / Country TAINAN / Taiwan, Province of China         Vote Deadline Date 03-Jun-2019  
SEDOL(s) 6186669 - B02W2D0       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ACCEPT 2018 BUSINESS REPORTS AND FINANCIAL STATEMENTS. Management            
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 PROFITS.PROPOSED CASH DIVIDEND:TWD 12 PER SHARE. Management            
3     TO AMEND THE ARTICLES OF INCORPORATION. Management            
4     TO AMEND THE RULES AND PROCEDURES OF SHAREHOLDERS' MEETING. Management            
5     TO AMEND THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. Management            
6     TO AMEND THE PROCEDURES FOR ENDORSEMENTS AND GUARANTEES. Management            
7     TO AMEND THE GUIDELINES FOR LENDING OF CAPITAL. Management            
8     TO RAISE FUNDS THROUGH ISSUING NEW SHARES OR GDR. Management            
9.1   THE ELECTION OF THE DIRECTORS.:SHUI-SHU HUNG,SHAREHOLDER NO.3 Management            
9.2   THE ELECTION OF THE DIRECTORS.:TIEN-SZU HUNG,SHAREHOLDER NO.5 Management            
9.3   THE ELECTION OF THE DIRECTORS.:SHUI SUNG HUNG,SHAREHOLDER NO.4 Management            
9.4   THE ELECTION OF THE DIRECTORS.:MENG HUAN LEI,SHAREHOLDER NO.E121040XXX Management            
9.5   THE ELECTION OF THE INDEPENDENT DIRECTORS.:WEN-CHE TSENG,SHAREHOLDER NO.S100450XXX Management            
9.6   THE ELECTION OF THE INDEPENDENT DIRECTORS.:TSORNG JUU LIANG,SHAREHOLDER NO.S120639XXX Management            
9.7   THE ELECTION OF THE INDEPENDENT DIRECTORS.:MENG-YANG CHENG,SHAREHOLDER NO.R120715XXX Management            
10    TO CANCEL THE PROHIBITION ON COMPETITIVE ACTIVITIES OF NEW DIRECTORS AND REPRESENTATIVES. Management            
LARGAN PRECISION CO., LTD.    
Security Y52144105           Meeting Type Annual General Meeting
Ticker Symbol 3008 TT           Meeting Date 12-Jun-2019  
ISIN TW0003008009           Agenda 711202971 - Management
Record Date 12-Apr-2019           Holding Recon Date 12-Apr-2019  
City / Country TAICHUN G CITY / Taiwan, Province of China         Vote Deadline Date 03-Jun-2019  
SEDOL(s) 6451668 - B06P815       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     PROPOSALS OF 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS Management            
2     PROPOSALS OF 2018 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD68 PER SHARE Management            
3     DISCUSSIONS ON AMENDMENT TO THE ARTICLES OF INCORPORATION Management            
4     DISCUSSIONS ON AMENDMENT TO THE PROCEDURES FOR THE ACQUISITION OR DISPOSAL OF ASSETS Management            
5     DISCUSSIONS ON AMENDMENT TO THE PROCEDURES FOR ENGAGING IN DERIVATIVES TRADING Management            
6     DISCUSSIONS ON AMENDMENT TO THE RULES FOR LOANING OF FUNDS AND RULES FOR ENDORSEMENTS/GUARANTEES Management            
7.1   THE ELECTION OF THE DIRECTOR:MAO YU COMMEMORATE CO., LTD. ,SHAREHOLDER NO.00074145,YAO-YING LIN AS REPRESENTATIVE Management            
7.2   THE ELECTION OF THE DIRECTOR:MAO YU COMMEMORATE CO., LTD. ,SHAREHOLDER NO.00074145,EN-CHOU LIN AS REPRESENTATIVE Management            
7.3   THE ELECTION OF THE DIRECTOR:MAO YU COMMEMORATE CO., LTD. ,SHAREHOLDER NO.00074145,EN-PING LIN AS REPRESENTATIVE Management            
7.4   THE ELECTION OF THE DIRECTOR:SHIH-CHING CHEN,SHAREHOLDER NO.00000004 Management            
7.5   THE ELECTION OF THE DIRECTOR:MING-YUAN HSIEH,SHAREHOLDER NO.00000006 Management            
7.6   THE ELECTION OF THE INDEPENDENT DIRECTOR:SHAN-CHIEH YEN,SHAREHOLDER NO.L120856XXX Management            
7.7   THE ELECTION OF THE INDEPENDENT DIRECTOR:MING-HUA PENG,SHAREHOLDER NO.00000253 Management            
7.8   THE ELECTION OF THE SUPERVISOR:CHUNG-JEN LIANG,SHAREHOLDER NO.00000007 Management            
7.9   THE ELECTION OF THE SUPERVISOR:TSUI-YING CHIANG,SHAREHOLDER NO.00000002 Management            
8     RELEASE OF NEWLY APPOINTED DIRECTORS OF THE COMPANY FROM NON-COMPETE RESTRICTIONS Management            
ST.SHINE OPTICAL COMPANY LIMITED    
Security Y8176Z106           Meeting Type Annual General Meeting
Ticker Symbol 1565 TT           Meeting Date 13-Jun-2019  
ISIN TW0001565000           Agenda 711207173 - Management
Record Date 12-Apr-2019           Holding Recon Date 12-Apr-2019  
City / Country NEW TAIPEI / Taiwan, Province of China         Vote Deadline Date 04-Jun-2019  
SEDOL(s) 6673172 - B125QG7       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     THE 2018 FINANCIAL STATEMENTS. Management   For   For    
2     THE 2018 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND:TWD 26.5 PER SHARE. Management   For   For    
3     THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL. Management   For   For    
4.1   THE ELECTION OF THE DIRECTOR.:GU SU- MEI,SHAREHOLDER NO.0000007 Management   For   For    
4.2   THE ELECTION OF THE DIRECTOR.:XIE YU- YAN,SHAREHOLDER NO.0000008 Management   For   For    
ASUSTEK COMPUTER INC.    
Security Y04327105           Meeting Type Annual General Meeting
Ticker Symbol 2357 TT           Meeting Date 18-Jun-2019  
ISIN TW0002357001           Agenda 711218330 - Management
Record Date 19-Apr-2019           Holding Recon Date 19-Apr-2019  
City / Country TAIPEI / Taiwan, Province of China         Vote Deadline Date 10-Jun-2019  
SEDOL(s) 6051046 - B041837       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO ADOPT 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS. Management            
2     TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF 2018 PROFITS. PROPOSED CASH DIVIDEND: TWD 15 PER SHARE. Management            
3     AMENDMENT TO THE ARTICLES OF INCORPORATION. Management            
4     AMENDMENT TO THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. Management            
5.1   THE ELECTION OF THE DIRECTOR.:JONNEY SHIH,SHAREHOLDER NO.00000071 Management            
5.2   THE ELECTION OF THE DIRECTOR.:TED HSU,SHAREHOLDER NO.00000004 Management            
5.3   THE ELECTION OF THE DIRECTOR.:JONATHAN TSANG,SHAREHOLDER NO.00025370 Management            
5.4   THE ELECTION OF THE DIRECTOR.:JERRY SHEN,SHAREHOLDER NO.00000080 Management            
5.5   THE ELECTION OF THE DIRECTOR.:ERIC CHEN,SHAREHOLDER NO.00000135 Management            
5.6   THE ELECTION OF THE DIRECTOR.:S.Y. HSU,SHAREHOLDER NO.00000116 Management            
5.7   THE ELECTION OF THE DIRECTOR.:SAMSON HU,SHAREHOLDER NO.00255368 Management            
5.8   THE ELECTION OF THE DIRECTOR.:JOE HSIEH,SHAREHOLDER NO.A123222XXX Management            
5.9   THE ELECTION OF THE DIRECTOR.:JACKIE HSU,SHAREHOLDER NO.00067474 Management            
5.10 THE ELECTION OF THE DIRECTOR.:TZE KAING YANG,SHAREHOLDER NO.A102241XXX Management            
5.11 THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHUNG HOU TAI,SHAREHOLDER NO.00000088 Management            
5.12 THE ELECTION OF THE INDEPENDENT DIRECTOR.:MING YU LEE,SHAREHOLDER NO.F120639XXX Management            
5.13 THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHUN AN SHEU,SHAREHOLDER NO.R101740XXX Management            
CMMT 21 MAY 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 5.8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD    
Security Y3990B112           Meeting Type Annual General Meeting
Ticker Symbol 1398 HK           Meeting Date 20-Jun-2019  
ISIN CNE1000003G1           Agenda 711286612 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country BEIJING / China         Vote Deadline Date 14-Jun-2019  
SEDOL(s) B1G1QD8 - B1GD009 - BD8NK12 - BGPHZQ8 - BP3RVS7       Quick Code    
                             
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0430/LTN201904301703.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0430/LTN201904301663.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0603/LTN201906032698.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0603/LTN201906032662.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
2     TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
3     TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 AUDITED ACCOUNTS Management            
4     TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 PROFIT DISTRIBUTION PLAN: CASH DIVIDEND OF RMB2.506 PER 10 SHARES Management            
5     TO CONSIDER AND APPROVE THE PROPOSAL ON FIXED ASSET INVESTMENT BUDGET FOR 2019 Management            
6     TO CONSIDER AND APPROVE THE PROPOSAL ON THE ENGAGEMENT OF AUDITORS FOR 2019: KPMG HUAZHEN LLP AND KPMG AS EXTERNAL AUDITORS AND KPMG HUAZHEN LLP AS INTERNAL CONTROL AUDITORS Management            
7     TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. YANG SIU SHUN AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
8     TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. ZHANG WEI AS SHAREHOLDER SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
9     TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. SHEN BINGXI AS EXTERNAL SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
10    TO CONSIDER AND APPROVE THE PROPOSAL ON THE GENERAL MANDATE TO ISSUE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
11    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL SUBMITTED BY CENTRAL HUIJIN INVESTMENT LTD: TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. LU YONGZHEN AS NON-EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Shareholder            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 203514 DUE TO ADDITION OF- RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU Non-Voting            
CMMT 07 JUN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 256312-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Annual General Meeting
Ticker Symbol 1988 HK           Meeting Date 21-Jun-2019  
ISIN CNE100000HF9           Agenda 711094069 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country BEIJING / China         Vote Deadline Date 17-Jun-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293134.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293184.PDF Non-Voting            
1     THE RESOLUTION REGARDING THE ANNUAL REPORT FOR 2018 OF THE COMPANY Management   For   For    
2     THE RESOLUTION REGARDING THE FINAL FINANCIAL REPORT FOR 2018 OF THE COMPANY Management   For   For    
3     THE RESOLUTION REGARDING THE PROPOSED PROFIT DISTRIBUTION PLAN FOR 2018 OF THE COMPANY Management   For   For    
4     THE RESOLUTION REGARDING THE ANNUAL BUDGETS FOR 2019 OF THE COMPANY Management   For   For    
5     THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD FOR 2018 OF THE COMPANY Management   For   For    
6     THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD OF SUPERVISORS FOR 2018 OF THE COMPANY Management   For   For    
7     THE RESOLUTION REGARDING THE APPOINTMENT AND REMUNERATION OF AUDITING FIRMS FOR 2019: PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE DOMESTIC AND OVERSEAS EXTERNAL AUDITORS OF THE COMPANY FOR 2019 Management   For   For    
8     THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHAO FUGAO AS EXTERNAL SUPERVISOR Management   For   For    
9     THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE Management   For   For    
10    THE RESOLUTION REGARDING THE IMPACTS ON DILUTION OF CURRENT RETURNS OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE REMEDIAL MEASURES Management   For   For    
11    THE RESOLUTION REGARDING THE REPORT ON UTILIZATION OF PROCEEDS FROM THE PREVIOUS ISSUANCE Management   For   For    
12    THE RESOLUTION REGARDING THE GRANTING OF GENERAL MANDATE FOR THE ISSUANCE OF SHARES TO THE BOARD Management   For   For    
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Class Meeting
Ticker Symbol 1988 HK           Meeting Date 21-Jun-2019  
ISIN CNE100000HF9           Agenda 711094071 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country BEIJING / China         Vote Deadline Date 17-Jun-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293200.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293148.PDF Non-Voting            
1     THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE Management   For   For    
HON HAI PRECISION INDUSTRY CO LTD    
Security Y36861105           Meeting Type Annual General Meeting
Ticker Symbol 2317 TT           Meeting Date 21-Jun-2019  
ISIN TW0002317005           Agenda 711231225 - Management
Record Date 22-Apr-2019           Holding Recon Date 22-Apr-2019  
City / Country TAIPEI / Taiwan, Province of China         Vote Deadline Date 13-Jun-2019  
SEDOL(s) 6438564 - B03W240       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1     TO APPROVE 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS. Management            
2     TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 EARNINGS. PROPOSED CASH DIVIDEND :TWD 4 PER SHARE. Management            
3     DISCUSSION OF AMENDMENTS TO THE COMPANYS ARTICLES OF INCORPORATION. Management            
4     DISCUSSION OF AMENDMENTS TO THE COMPANYS PROCEDURES FOR ASSET ACQUISITION AND DISPOSAL. Management            
5     DISCUSSION OF THE AMENDMENTS TO THE COMPANYS PROCEDURES FOR LENDING FUNDS TO OTHERS. Management            
6     DISCUSSION OF THE AMENDMENTS TO THE COMPANYS PROCEDURES FOR ENDORSEMENTS AND GUARANTEES. Management            
7     DISCUSSION OF AMENDMENTS TO THE COMPANYS POLICIES AND PROCEDURES FOR FINANCIAL DERIVATES TRANSACTIONS Management            
8.1   THE ELECTION OF THE DIRECTOR.:GOU, TAI-MING- TERRY GOU,SHAREHOLDER NO.00000001 Management            
8.2   THE ELECTION OF THE DIRECTOR.:LU FANG- MING,SHAREHOLDER NO.00109738 Management            
8.3   THE ELECTION OF THE DIRECTOR.:LIU, YANG- WEI,SHAREHOLDER NO.00085378 Management            
8.4   THE ELECTION OF THE DIRECTOR.:HON JIN INTERNATIONAL INVESTMENT CO., LTD.,SHAREHOLDER NO.00057132,LI, CHIEH AS REPRESENTATIVE Management            
8.5   THE ELECTION OF THE DIRECTOR.:HON JIN INTERNATIONAL INVESTMENT CO., LTD.,SHAREHOLDER NO.00057132,LU, SUNG-CHING AS REPRESENTATIVE Management            
8.6   THE ELECTION OF THE DIRECTOR.:FULLDREAM INFORMATION CO., LTD.,SHAREHOLDER NO.00412779,TAI, CHENG-WU AS REPRESENTATIVE Management            
8.7   THE ELECTION OF THE INDEPENDENT DIRECTOR.:WANG, KUO-CHENG,SHAREHOLDER NO.F120591XXX Management            
8.8   THE ELECTION OF THE INDEPENDENT DIRECTOR.:KUO, TA-WEI,SHAREHOLDER NO.F121315XXX Management            
8.9   THE ELECTION OF THE INDEPENDENT DIRECTOR.:KUNG, KUO-CHUAN,SHAREHOLDER NO.F122128XXX Management            
9     DISCUSSION TO APPROVE THE LIFTING OF DIRECTOR OF NON-COMPETITION RESTRICTIONS. Management            
CHINA CONSTRUCTION BANK CORPORATION    
Security Y1397N101           Meeting Type Annual General Meeting
Ticker Symbol 939 HK           Meeting Date 21-Jun-2019  
ISIN CNE1000002H1           Agenda 711251190 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country KOWLO ON / China         Vote Deadline Date 17-Jun-2019  
SEDOL(s) B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0528/LTN20190528457.PDF, Non-Voting            
1     2018 REPORT OF THE BOARD OF DIRECTORS Management            
2     2018 REPORT OF THE BOARD OF SUPERVISORS Management            
3     2018 FINAL FINANCIAL ACCOUNTS Management            
4     2018 PROFIT DISTRIBUTION PLAN Management            
5     2019 BUDGET FOR FIXED ASSETS INVESTMENT Management            
6     REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2017 Management            
7     REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2017 Management            
8     ELECTION OF MR. LIU GUIPING AS EXECUTIVE DIRECTOR OF THE BANK Management            
9     ELECTION OF MR. MURRAY HORN TO BE RE- APPOINTED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK Management            
10    ELECTION OF MR. GRAEME WHEELER AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK Management            
11    ELECTION OF MR. ZHAO XIJUN AS EXTERNAL SUPERVISOR OF THE BANK Management            
12    APPOINTMENT OF EXTERNAL AUDITORS FOR 2019: ERNST YOUNG HUA MING LLP AS DOMESTIC AUDITOR AND ERNST YOUNG AS INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION Management            
13    ISSUANCE OF WRITE-DOWN UNDATED CAPITAL BONDS Management            
14    ISSUANCE OF WRITE-DOWN ELIGIBLE TIER-2 CAPITAL INSTRUMENTS Management            
15    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MR. TIAN BO AS NON-EXECUTIVE DIRECTOR OF THE BANK Shareholder            
16    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MR. XIA YANG AS NON-EXECUTIVE DIRECTOR OF THE BANK Shareholder            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 201895 DUE TO ADDITION OF- RESOLUTIONS 15 AND 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
CMMT 14 JUNE 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME AND MODIFICATION OF TEXT OF RESOLUTION 15 AND 16. IF YOU HAVE ALREADY-SENT IN YOUR VOTES FOR MID: 253323 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CHINA MERCHANTS BANK CO LTD    
Security Y14896115           Meeting Type Annual General Meeting
Ticker Symbol 3968 HK           Meeting Date 27-Jun-2019  
ISIN CNE1000002M1           Agenda 711308242 - Management
Record Date 27-May-2019           Holding Recon Date 27-May-2019  
City / Country SHENZH EN / China         Vote Deadline Date 21-Jun-2019  
SEDOL(s) B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1       Quick Code    
                             
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0610/LTN20190610461.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0610/LTN20190610445.PDF Non-Voting            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 245639 DUE TO-CANCELLATION OF RESOLUTION 9.4 AND ADDITION OF RESOLUTIONS 13 AND 14. ALL-VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED-TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
1     WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2018 Management            
2     WORK REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2018 Management            
3     ANNUAL REPORT FOR THE YEAR 2018 (INCLUDING THE AUDITED FINANCIAL REPORT) Management            
4     AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2018 Management            
5     PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2018 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) Management            
6     RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2019 Management            
7     RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2018 Management            
8.1   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LI JIANHONG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.2   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. FU GANGFENG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.3   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHOU SONG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.4   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. HONG XIAOYUAN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.5   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHANG JIAN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.6   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MS. SU MIN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.7   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LUO SHENG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.8   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. TIAN HUIYU AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.9   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LIU JIANJUN AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.10 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WANG LIANG AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.11 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LEUNG KAM CHUNG, ANTONY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.12 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.13 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WONG SEE HONG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.14 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LI MENGGANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.15 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LIU QIAO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
9.1   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. PENG BIHONG AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.2   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WU HENG AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.3   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WEN JIANGUO AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.4   RESOLUTION REGARDING THE ELECTION OF EXTERNAL SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. DING HUIPING AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
9.5   RESOLUTION REGARDING THE ELECTION OF EXTERNAL SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. HAN ZIRONG AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
10    PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD Management            
11    PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS Management            
12    PROPOSAL REGARDING THE MID-TERM CAPITAL MANAGEMENT PLAN OF CHINA MERCHANTS BANK (2019-2021) Management            
13.1 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. SUN YUNFEI AS NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.2 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. WANG DAXIONG AS NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.3 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. TIAN HONGQI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.4 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. XU ZHENGJUN AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
14    PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE WRITE-DOWN UNDATED CAPITAL BONDS Management            

 

Form N-PX Proxy Voting Records

Guinness Atkinson China & Hong Kong Fund

Reporting Period: July 1, 2018 through June 30, 2019

 

Vote Summary

 

VTECH HOLDINGS LTD    
Security G9400S132           Meeting Type Annual General Meeting
Ticker Symbol 303 HK           Meeting Date 11-Jul-2018  
ISIN BMG9400S1329           Agenda 709593784 - Management
Record Date 05-Jul-2018           Holding Recon Date 05-Jul-2018  
City / Country HONG KONG / Bermuda         Vote Deadline Date 06-Jul-2018  
SEDOL(s) 6928560 - B02V635 - B1BJHN4 - BD8NDC4 - BP3RY44       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0606/LTN20180606753.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0606/LTN20180606724.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (''DIRECTORS'') AND THE AUDITOR OF THE COMPANY (''AUDITOR'') FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
2     TO CONSIDER AND DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2018: US63.0 CENTS PER SHARE Management   For   For    
3.A   TO RE-ELECT DR. WILLIAM FUNG KWOK LUN AS DIRECTOR Management   For   For    
3.B   TO RE-ELECT PROFESSOR KO PING KEUNG AS DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR. WONG KAI MAN AS DIRECTOR Management   For   For    
3.D   TO FIX THE DIRECTORS' FEE (INCLUDING THE ADDITIONAL FEE PAYABLE TO CHAIRMAN AND MEMBERS OF THE AUDIT COMMITTEE, NOMINATION COMMITTEE AND REMUNERATION COMMITTEE) Management   For   For    
4     TO RE-APPOINT KPMG AS THE AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2018 AGM5 Management   For   For    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2018 AGM, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT BE MORE THAN 10% TO THE BENCHMARKED PRICE (AS DEFINED IN THE NOTICE OF THE 2018 AGM)5 Management   For   For    
PACIFIC TEXTILES HOLDINGS LTD    
Security G68612103           Meeting Type Annual General Meeting
Ticker Symbol 1382 HK           Meeting Date 09-Aug-2018  
ISIN KYG686121032           Agenda 709740713 - Management
Record Date 03-Aug-2018           Holding Recon Date 03-Aug-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 06-Aug-2018  
SEDOL(s) B1WMLF2 - B1XK7X5 - BD8NJZ9 - BHYL966 - BP3RWS4       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0710/LTN20180710365.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0710/LTN20180710332.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
2     TO CONSIDER AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
3.A   TO RE-ELECT MR. CHOI KIN CHUNG AS NON- EXECUTIVE DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR. SZE KWOK WING, NIGEL AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.C   TO RE-ELECT DR. CHAN YUE KWONG, MICHAEL AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.D   TO RE-ELECT MR. TOSHIYA ISHII AS EXECUTIVE DIRECTOR Management   For   For    
3.E   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS Management   For   For    
4     TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR Management   For   For    
5     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND OTHERWISE DEAL WITH COMPANY'S SHARES Management   Against   Against    
6     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES Management   For   For    
7     TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH COMPANY'S SHARES Management   Against   Against    
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 548 HK           Meeting Date 10-Aug-2018  
ISIN CNE100000478           Agenda 709682783 - Management
Record Date 10-Jul-2018           Holding Recon Date 10-Jul-2018  
City / Country SHENZH EN / China         Vote Deadline Date 06-Aug-2018  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0625/LTN20180625373.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0625/LTN20180625369.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION CONCERNING THE SELF-INSPECTION REPORT ON THE REAL ESTATE DEVELOPMENT BUSINESS AND RELEVANT UNDERTAKING LETTERS IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY Management   For   For    
CHEN HSONG HOLDINGS LIMITED    
Security G20874106           Meeting Type Annual General Meeting
Ticker Symbol 57 HK           Meeting Date 22-Aug-2018  
ISIN BMG208741063           Agenda 709766363 - Management
Record Date 16-Aug-2018           Holding Recon Date 16-Aug-2018  
City / Country HONG KONG / Bermuda         Vote Deadline Date 17-Aug-2018  
SEDOL(s) 5387690 - 6189646 - B01XWG7       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0718/LTN20180718801.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0718/LTN20180718775.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
2     TO APPROVE THE PAYMENT OF FINAL DIVIDEND RECOMMENDED BY THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 MARCH 2018: FINAL DIVIDEND OF HK5.0 CENTS (2017: A FINAL DIVIDEND OF HK2.6 CENTS AND A SPECIAL FINAL DIVIDEND OF HK3.2 CENTS) PER ORDINARY SHARE Management   For   For    
3.I   TO RE-ELECT MR. ANISH LALVANI AS A DIRECTOR Management   For   For    
3.II TO RE-ELECT MR. BERNARD CHARNWUT CHAN AS A DIRECTOR Management   For   For    
3.III TO RE-ELECT MR. MICHAEL TZE HAU LEE AS A DIRECTOR Management   For   For    
3.IV TO DETERMINE THE DIRECTORS' FEES FOR THE YEAR ENDING 31 MARCH 2019 AT AN AGGREGATE SUM OF NOT EXCEEDING HKD 1,200,000 Management   For   For    
4     TO RE-APPOINT ERNST & YOUNG AS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION Management   For   For    
6     TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
7     THAT CONDITIONAL UPON THE PASSING OF THE ORDINARY RESOLUTIONS NOS. 5 AND 6 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY PURSUANT TO THE ORDINARY RESOLUTION NO. 6 SET OUT IN THE NOTICE CONVENING THIS MEETING BE AND IS HEREBY EXTENDED BY THE ADDITION THERETO OF THE TOTAL NOMINAL AMOUNT OF SHARES IN THE CAPITAL OF THE COMPANY WHICH ARE REPURCHASED BY THE COMPANY PURSUANT TO THE ORDINARY RESOLUTION NO. 5 SET OUT IN THE NOTICE CONVENING THIS MEETING, PROVIDED THAT SUCH EXTENDED AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 04-Sep-2018  
ISIN KYG3777B1032           Agenda 709837352 - Management
Record Date 03-Sep-2018           Holding Recon Date 03-Sep-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 30-Aug-2018  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0815/LTN20180815529.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0815/LTN20180815523.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE DJD ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 16 AUGUST 2018 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
2     TO APPROVE, RATIFY AND CONFIRM THE GY ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
3     TO APPROVE, RATIFY AND CONFIRM THE DMA ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
NETEASE, INC.    
Security 64110W102           Meeting Type Annual  
Ticker Symbol NTES                      Meeting Date 07-Sep-2018  
ISIN US64110W1027           Agenda 934868805 - Management
Record Date 31-Jul-2018           Holding Recon Date 31-Jul-2018  
City / Country   / United States         Vote Deadline Date 04-Sep-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Re-election of director: William Lei Ding Management   For   For    
1b.   Re-election of director: Alice Cheng Management   For   For    
1c.   Re-election of director: Denny Lee Management   For   For    
1d.   Re-election of director: Joseph Tong Management   For   For    
1e.   Re-election of director: Lun Feng Management   For   For    
1f.   Re-election of director: Michael Leung Management   For   For    
1g.   Re-election of director: Michael Tong Management   For   For    
2.    Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2018. Management   For   For    
WEICHAI POWER CO LTD    
Security Y9531A109           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 2338 HK           Meeting Date 14-Sep-2018  
ISIN CNE1000004L9           Agenda 709869133 - Management
Record Date 14-Aug-2018           Holding Recon Date 14-Aug-2018  
City / Country SHANDO NG PROVIN CE / China         Vote Deadline Date 10-Sep-2018  
SEDOL(s) 6743956 - B05PM47 - B066RG6 - BD8GJV4       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0823/LTN20180823745.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0823/LTN20180823753.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0716/LTN20180716800.PDF Non-Voting            
1.I   TO CONSIDER AND APPROVE (BY ITEM) THE RESOLUTION REGARDING THE PROPOSAL FOR THE SPECIFIC APPROVAL TO BE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S A SHARES WITHIN THE MAXIMUM AMOUNT OF RMB500 MILLION: METHOD OF THE SHARE REPURCHASE Management   For   For    
1.II TO CONSIDER AND APPROVE (BY ITEM) THE RESOLUTION REGARDING THE PROPOSAL FOR THE SPECIFIC APPROVAL TO BE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S A SHARES WITHIN THE MAXIMUM AMOUNT OF RMB500 MILLION: PRICE RANGE OF THE SHARE REPURCHASE Management   For   For    
1.III TO CONSIDER AND APPROVE (BY ITEM) THE RESOLUTION REGARDING THE PROPOSAL FOR THE SPECIFIC APPROVAL TO BE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S A SHARES WITHIN THE MAXIMUM AMOUNT OF RMB500 MILLION: TYPE, QUANTITY AND PROPORTION TO THE TOTAL SHARE CAPITAL Management   For   For    
1.IV TO CONSIDER AND APPROVE (BY ITEM) THE RESOLUTION REGARDING THE PROPOSAL FOR THE SPECIFIC APPROVAL TO BE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S A SHARES WITHIN THE MAXIMUM AMOUNT OF RMB500 MILLION: THE TOTAL PROCEEDS OF THE SHARE REPURCHASE AND THE SOURCE OF FUNDING Management   For   For    
1.V   TO CONSIDER AND APPROVE (BY ITEM) THE RESOLUTION REGARDING THE PROPOSAL FOR THE SPECIFIC APPROVAL TO BE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S A SHARES WITHIN THE MAXIMUM AMOUNT OF RMB500 MILLION: THE PERIOD OF SHARE REPURCHASE Management   For   For    
1.VI TO CONSIDER AND APPROVE (BY ITEM) THE RESOLUTION REGARDING THE PROPOSAL FOR THE SPECIFIC APPROVAL TO BE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S A SHARES WITHIN THE MAXIMUM AMOUNT OF RMB500 MILLION: THE VALIDITY PERIOD OF THE RESOLUTION Management   For   For    
2     TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO HANDLE MATTERS IN RELATION TO AND ASSOCIATED WITH THE RESOLUTION OF THE REPURCHASE OF THE COMPANY'S A SHARES Management   For   For    
3     TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI SALE AND PROCESSING SERVICES AGREEMENT DATED 13 JULY 2018 IN RESPECT OF THE SALE OF DIESEL ENGINES, DIESEL ENGINE PARTS AND COMPONENTS, MATERIALS, SEMI-FINISHED PRODUCTS, HYDRAULIC PRODUCTS AND RELATED PRODUCTS AND PROVISION OF PROCESSING SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) TO WEICHAI HOLDINGS (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS Management   For   For    
4     TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HOLDINGS UTILITIES SERVICES AGREEMENT AND CHONGQING WEICHAI UTILITIES SERVICES AGREEMENT DATED 13 JULY 2018 IN RESPECT OF THE SUPPLY AND/OR CONNECTION OF UTILITIES BY WEICHAI HOLDINGS (AND ITS ASSOCIATES) TO THE COMPANY (AND ITS SUBSIDIARIES) AND THE RELEVANT NEW CAPS Management   For   For    
5     TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HEAVY MACHINERY PURCHASE AND PROCESSING SERVICES AGREEMENT DATED 13 JULY 2018 IN RESPECT OF THE PURCHASE OF DIESEL ENGINE PARTS AND COMPONENTS, MATERIALS, STEEL AND SCRAP Management   For   For    
  METAL ETC., DIESEL ENGINES AND RELATED PRODUCTS AND THE PROCESSING AND LABOUR SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) FROM WEICHAI HEAVY MACHINERY (AND ITS SUBSIDIARIES) AND THE RELEVANT NEW CAPS                  
6     TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HEAVY MACHINERY SALE AGREEMENT DATED 13 JULY 2018 IN RESPECT OF THE SALE OF DIESEL ENGINES AND RELATED PRODUCTS BY THE COMPANY (AND ITS SUBSIDIARIES) TO WEICHAI HEAVY MACHINERY (AND ITS SUBSIDIARY) AND THE RELEVANT NEW CAPS Management   For   For    
7     TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HEAVY MACHINERY SUPPLY AGREEMENT DATED 13 JULY 2018 IN RESPECT OF THE SUPPLY OF SEMI-FINISHED DIESEL ENGINE PARTS, DIESEL ENGINE PARTS AND COMPONENTS, RESERVE PARTS AND RELATED PRODUCTS AND PROVISION OF LABOUR SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) TO WEICHAI HEAVY MACHINERY (AND ITS SUBSIDIARIES) AND THE RELEVANT NEW CAPS Management   For   For    
8     TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE FAST TRANSMISSION SALE AGREEMENT DATED 13 JULY 2018 IN RESPECT OF THE SALE OF PARTS AND COMPONENTS OF TRANSMISSIONS AND RELATED PRODUCTS BY SFGC TO FAST TRANSMISSION AND THE RELEVANT NEW CAPS Management   For   For    
9     TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE FAST TRANSMISSION PURCHASE AGREEMENT DATED 13 JULY 2018 IN RESPECT OF THE PURCHASE OF PARTS AND COMPONENTS OF TRANSMISSIONS AND RELATED PRODUCTS AND LABOUR SERVICES BY SFGC FROM FAST TRANSMISSION AND THE RELEVANT NEW CAPS Management   For   For    
10    TO CONSIDER AND APPROVE BAUDOUIN'S ENGAGEMENT IN THE TRADING OF THE RELEVANT FINANCIAL DERIVATIVE PRODUCTS Management   For   For    
11    TO CONSIDER AND APPROVE KION'S ENGAGEMENT IN THE TRADING OF THE RELEVANT FINANCIAL DERIVATIVE PRODUCTS Management   For   For    
12    TO CONSIDER AND APPROVE SHAANXI ZHONGQI'S ENGAGEMENT IN THE SUBSCRIPTION OF THE RELEVANT STRUCTURED DEPOSIT PRODUCTS Management   For   For    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 974617 DUE TO RECEIPT OF- ADDITIONAL RESOLUTIONS 10 TO 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU Non-Voting            
CHINA MERCHANTS BANK CO LTD    
Security Y14896115           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol             Meeting Date 07-Nov-2018  
ISIN CNE1000002M1           Agenda 709956164 - Management
Record Date 05-Oct-2018           Holding Recon Date 05-Oct-2018  
City / Country SHENZH EN / China         Vote Deadline Date 01-Nov-2018  
SEDOL(s) B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0919/LTN20180919990.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0919/LTN201809191002.PDF Non-Voting            
1     CONSIDER AND APPROVE THE ADDITION OF MR. LUO SHENG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 548 HK           Meeting Date 13-Nov-2018  
ISIN CNE100000478           Agenda 710168584 - Management
Record Date 12-Oct-2018           Holding Recon Date 12-Oct-2018  
City / Country SHENZH EN / China         Vote Deadline Date 07-Nov-2018  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 998692 DUE TO DELETION OF- RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1102/LTN201811021588.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/0925/LTN20180925013.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/0925/LTN20180925023.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY Management   For   For    
2     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE WAIVER OF THE RIGHT OF FIRST REFUSAL REGARDING THE CAPITAL INJECTION IN SHENZHEN INTERNATIONAL UNITED LAND CO., LTD Management   For   For    
HAIER ELECTRONICS GROUP CO LTD    
Security G42313125           Meeting Type Special General Meeting
Ticker Symbol 1169 HK           Meeting Date 21-Nov-2018  
ISIN BMG423131256           Agenda 710159965 - Management
Record Date 19-Nov-2018           Holding Recon Date 19-Nov-2018  
City / Country HONG KONG / Bermuda         Vote Deadline Date 16-Nov-2018  
SEDOL(s) B1TL3R8 - B1TR8B5 - B1TWXP9 - BD8NJ82 - BP3RVC1       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1031/LTN20181031732.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1031/LTN20181031724.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM: THE ASSET SWAP AGREEMENT ENTERED INTO BETWEEN HAIER INTERNATIONAL AND GUANMEI, A SUBSIDIARY OF THE COMPANY, IN RELATION TO THE ASSET SWAP IN RESPECT OF WHICH GUANMEI HAS AGREED TO ACQUIRE AND HAIER INTERNATIONAL HAS AGREED TO SELL 51% OF THE EQUITY INTEREST IN QINGDAO HAISHI WATER EQUIPMENT CO., LTD. AT A CONSIDERATION OF RMB1.074 BILLION, WHICH SHALL BE SATISFIED BY GUANMEI BY WAY OF TRANSFER OF 55% OF THE EQUITY INTEREST IN BINGJI (SHANGHAI) ENTERPRISE MANAGEMENT CO., LTD. FROM GUANMEI TO HAIER INTERNATIONAL AT THE SAME CONSIDERATION AS AT THE DATE OF COMPLETION, AND ALL TRANSACTIONS CONTEMPLATED UNDER OR REFERRED TO IN THE ASSET SWAP AGREEMENT AND IN CONNECTION THEREWITH; AND THE AUTHORIZATION OF ANY ONE DIRECTOR OF THE COMPANY FOR AND ON BEHALF OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AS HE MAY IN HIS ABSOLUTE DISCRETION CONSIDER TO BE NECESSARY, DESIRABLE, APPROPRIATE OR EXPEDIENT TO IMPLEMENT OR ASSIST ANY SUBSIDIARY OF THE COMPANY TO IMPLEMENT AND/OR GIVE EFFECT TO THE ASSET SWAP AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND ALL MATTERS INCIDENTAL TO, ANCILLARY TO OR IN CONNECTION WITH THE ASSET SWAP Management   For   For    
  AGREEMENT AND/OR ANY FURTHER AGREEMENT OR DOCUMENT AS MENTIONED IN THIS RESOLUTION AND/OR THE TRANSACTIONS CONTEMPLATED THEREUNDER AND ALL OTHER MATTERS INCIDENTAL THERETO, INCLUDING AGREEING AND MAKING ANY MODIFICATION, AMENDMENTS, WAIVERS, VARIATIONS OR EXTENSIONS OF THE ASSET SWAP AGREEMENT AND/OR ANY FURTHER AGREEMENT OR DOCUMENT AS MENTIONED IN THIS RESOLUTION AND/OR THE TRANSACTIONS CONTEMPLATED THEREUNDER                  
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD    
Security Y3990B112           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1398 HK           Meeting Date 21-Nov-2018  
ISIN CNE1000003G1           Agenda 710160160 - Management
Record Date 19-Oct-2018           Holding Recon Date 19-Oct-2018  
City / Country BEIJING / China         Vote Deadline Date 15-Nov-2018  
SEDOL(s) B1G1QD8 - B1GD009 - B1GT900 - BD8NK12 - BP3RVS7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0927/LTN20180927880.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0927/LTN20180927840.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1030/LTN20181030727.PDF Non-Voting            
1     PROPOSAL ON THE ELECTION OF MR. ZHENG FUQING AS NON-EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
2     PROPOSAL ON THE ELECTION OF MR. FEI ZHOULIN AS NON-EXECUTIVE DIRECTOR OF-INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Non-Voting            
3     PROPOSAL ON THE ELECTION OF MR. NOUT WELLINK AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
4     PROPOSAL ON THE ELECTION OF MR. FRED ZULIU HU AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
5     PROPOSAL ON THE ELECTION OF MR. QU QIANG AS EXTERNAL SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
6     PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO DIRECTORS FOR 2017 Management   For   For    
7     PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO SUPERVISORS FOR 2017 Management   For   For    
8     PROPOSAL TO ISSUE ELIGIBLE TIER 2 CAPITAL INSTRUMENTS Management   For   For    
9     PROPOSAL ON THE GENERAL MANDATE TO ISSUE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   Against   Against    
10.01 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TYPE OF PREFERENCE SHARES TO BE ISSUED Management   For   For    
10.02 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: NUMBER OF PREFERENCE SHARES TO BE ISSUED AND ISSUE SIZE Management   For   For    
10.03 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: METHOD OF ISSUANCE Management   For   For    
10.04 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: PAR VALUE AND ISSUE PRICE Management   For   For    
10.05 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: MATURITY Management   For   For    
10.06 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TARGET INVESTORS Management   For   For    
10.07 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: LOCK-UP PERIOD Management   For   For    
10.08 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF DISTRIBUTION OF DIVIDENDS Management   For   For    
10.09 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF MANDATORY CONVERSION Management   For   For    
10.10 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF CONDITIONAL REDEMPTION Management   For   For    
10.11 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RESTRICTIONS ON VOTING RIGHTS Management   For   For    
10.12 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RESTORATION OF VOTING RIGHTS Management   For   For    
10.13 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION Management   For   For    
10.14 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RATING Management   For   For    
10.15 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: SECURITY Management   For   For    
10.16 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: USE OF PROCEEDS FROM THE ISSUANCE OF THE DOMESTIC PREFERENCE SHARES Management   For   For    
10.17 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TRANSFER Management   For   For    
10.18 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCE Management   For   For    
10.19 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: THE VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF THE DOMESTIC PREFERENCE SHARES Management   For   For    
10.20 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: THE APPLICATION AND APPROVAL PROCEDURES TO BE COMPLETED FOR THE ISSUANCE Management   For   For    
10.21 PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: MATTERS RELATING TO AUTHORISATION Management   For   For    
11.01 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TYPE OF PREFERENCE SHARES TO BE ISSUED Management   For   For    
11.02 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: NUMBER OF PREFERENCE SHARES TO BE ISSUED AND ISSUE SIZE Management   For   For    
11.03 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: METHOD OF ISSUANCE Management   For   For    
11.04 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: PAR VALUE AND ISSUE PRICE Management   For   For    
11.05 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: MATURITY Management   For   For    
11.06 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TARGET INVESTORS Management   For   For    
11.07 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: LOCK-UP PERIOD Management   For   For    
11.08 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF DISTRIBUTION OF DIVIDENDS Management   For   For    
11.09 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF MANDATORY CONVERSION Management   For   For    
11.10 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TERMS OF CONDITIONAL REDEMPTION Management   For   For    
11.11 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RESTRICTIONS ON VOTING RIGHTS Management   For   For    
11.12 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RESTORATION OF VOTING RIGHTS Management   For   For    
11.13 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION Management   For   For    
11.14 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RATING Management   For   For    
11.15 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: SECURITY Management   For   For    
11.16 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: USE OF PROCEEDS FROM THE ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management   For   For    
11.17 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: TRANSFER Management   For   For    
11.18 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: RELATIONSHIP BETWEEN OFFSHORE AND DOMESTIC ISSUANCE Management   For   For    
11.19 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: THE VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management   For   For    
11.20 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: THE APPLICATION AND APPROVAL PROCEDURES TO BE COMPLETED FOR THE ISSUANCE Management   For   For    
11.21 PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED. THE ITEMS TO BE INDIVIDUALLY APPROVED ARE AS FOLLOWS: MATTERS RELATING TO AUTHORISATION Management   For   For    
12    PROPOSAL ON THE IMPACT ON DILUTION OF IMMEDIATE RETURNS OF THE ISSUANCE OF PREFERENCE SHARES AND THE REMEDIAL MEASURES OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
13    PROPOSAL ON FORMULATING THE SHAREHOLDER RETURN PLAN FOR 2018 TO 2020 OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA Management   For   For    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 990401 DUE TO RESOLUTION-2 HAS BEEN WITHDRAWN. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
HAIER ELECTRONICS GROUP CO LTD    
Security G42313125           Meeting Type Special General Meeting
Ticker Symbol 1169 HK           Meeting Date 21-Nov-2018  
ISIN BMG423131256           Agenda 710169928 - Management
Record Date 19-Nov-2018           Holding Recon Date 19-Nov-2018  
City / Country HONG KONG / Bermuda         Vote Deadline Date 16-Nov-2018  
SEDOL(s) B1TL3R8 - B1TR8B5 - B1TWXP9 - BD8NJ82 - BP3RVC1       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1102/LTN201811021886.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1102/LTN201811021894.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM: THE PRODUCTS PROCUREMENT AGREEMENT FOR THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, THE PRODUCTS PROCUREMENT CAP, AND THE CONTINUING CONNECTED TRANSACTIONS (AS DEFINED IN THE LISTING RULES) CONTEMPLATED THEREUNDER; AND THE AUTHORISATION THAT ANY ONE DIRECTOR, OR ANY TWO DIRECTORS OR ONE DIRECTOR AND THE COMPANY SECRETARY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, BE AND/IS HEREBY AUTHORIZED FOR AND ON BEHALF OF THE COMPANY TO EXECUTE THE AFORESAID AGREEMENT AND ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL ACTS OR THINGS DEEMED BY HIM/HER/THEM TO BE NECESSARY OR EXPEDIENCE TO IMPLEMENT AND/OR GIVE EFFECT TO THE AFORESAID AGREEMENT AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER, AND TO AGREE TO ANY AMENDMENT TO ANY OF THE TERMS OF SUCH AGREEMENT WHICH IN THE OPINION OF THE DIRECTOR(S) IS/ ARE IN THE INTERESTS OF THE COMPANY AND IN ACCORDANCE WITH THE LISTING RULES (WHERE RELEVANT) Management   For   For    
2     TO APPROVE, RATIFY AND CONFIRM: THE MATERIALS PROCUREMENT AGREEMENT FOR THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, THE MATERIALS PROCUREMENT CAP, AND THE CONTINUING CONNECTED TRANSACTIONS (AS DEFINED IN THE LISTING RULES) CONTEMPLATED THEREUNDER; AND THE AUTHORISATION THAT ANY ONE DIRECTOR, OR ANY TWO DIRECTORS OR ONE DIRECTOR AND THE COMPANY SECRETARY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, BE AND/IS HEREBY AUTHORIZED FOR AND ON BEHALF OF THE COMPANY TO EXECUTE THE AFORESAID AGREEMENT AND ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL ACTS OR THINGS DEEMED BY HIM/HER/THEM TO BE NECESSARY OR EXPEDIENCE TO IMPLEMENT AND/OR GIVE EFFECT TO THE AFORESAID AGREEMENT AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER, AND TO AGREE TO ANY AMENDMENT TO ANY OF THE TERMS OF SUCH AGREEMENT WHICH IN THE OPINION OF THE DIRECTOR(S) IS/ ARE IN THE INTERESTS OF THE COMPANY AND IN ACCORDANCE WITH THE LISTING RULES (WHERE RELEVANT) Management   For   For    
3     TO APPROVE, RATIFY AND CONFIRM: THE EXPORT AGREEMENT FOR THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, THE EXPORT CAP, AND THE CONTINUING CONNECTED TRANSACTIONS (AS DEFINED IN THE LISTING RULES) CONTEMPLATED THEREUNDER; AND THE AUTHORIZATION THAT ANY ONE DIRECTOR, OR ANY TWO DIRECTORS OR ONE DIRECTOR AND THE COMPANY SECRETARY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, BE AND/IS HEREBY AUTHORIZED FOR AND ON BEHALF OF THE COMPANY TO EXECUTE THE AFORESAID AGREEMENT AND ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL ACTS OR THINGS DEEMED BY HIM/HER/THEM TO BE NECESSARY OR EXPEDIENCE TO IMPLEMENT AND/ OR GIVE EFFECT TO THE AFORESAID AGREEMENT AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER, AND TO AGREE TO ANY AMENDMENT TO ANY OF THE TERMS OF SUCH AGREEMENT WHICH IN THE OPINION OF THE DIRECTOR(S) IS/ARE IN THE INTERESTS OF THE COMPANY AND IN ACCORDANCE WITH THE LISTING RULES (WHERE RELEVANT) Management   For   For    
TONGDA GROUP HOLDINGS LTD    
Security G8917X121           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 698 HK           Meeting Date 26-Nov-2018  
ISIN KYG8917X1218           Agenda 710190252 - Management
Record Date 20-Nov-2018           Holding Recon Date 20-Nov-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 21-Nov-2018  
SEDOL(s) 6410324 - B05PCB4 - B1HJSZ7 - BD8GG46 - BDQPW70       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1108/LTN20181108357.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1108/LTN20181108365.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, CONFIRM AND RATIFY THE ACQUISITION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER (INCLUDING BUT NOT LIMITED TO THE ALLOTMENT AND ISSUE OF THE CONSIDERATION SHARES) Management   For   For    
WEICHAI POWER CO LTD    
Security Y9531A109           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 2338 HK           Meeting Date 03-Dec-2018  
ISIN CNE1000004L9           Agenda 710050941 - Management
Record Date 02-Nov-2018           Holding Recon Date 02-Nov-2018  
City / Country SHANDO NG / China         Vote Deadline Date 28-Nov-2018  
SEDOL(s) 6743956 - B05PM47 - B066RG6 - BD8GJV4       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/1015/LTN20181015803.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/1015/LTN20181015809.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE MERGER AND ABSORPTION OF AS SPECIFIED (WEICHAI POWER (WEIFANG) AFTER-SALES SERVICE CO., LTD.) BY THE COMPANY Management            
2     TO CONSIDER AND APPROVE THE AMENDMENTS TO THE TERMS OF REFERENCE OF THE NOMINATION COMMITTEE AS SET OUT IN THE NOTICE Management            
3     TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE BY THE COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF A LOAN Management            
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 07-Dec-2018  
ISIN KYG3777B1032           Agenda 710213757 - Management
Record Date 06-Dec-2018           Holding Recon Date 06-Dec-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 04-Dec-2018  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1119/LTN20181119356.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1119/LTN20181119374.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE SERVICES AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 20 NOVEMBER 2018 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE SERVICES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021 Management   For   For    
2     TO APPROVE, RATIFY AND CONFIRM THE ELECTRIC VEHICLE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE ELECTRIC VEHICLE AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021 Management   For   For    
3     TO APPROVE, RATIFY AND CONFIRM THE AUTOMOBILE COMPONENTS PROCUREMENT AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE AUTOMOBILE COMPONENTS PROCUREMENT AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021 Management   For   For    
4     TO APPROVE, RATIFY AND CONFIRM THE TZ ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
5     TO APPROVE, RATIFY AND CONFIRM THE GZ ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 07-Dec-2018  
ISIN KYG3777B1032           Agenda 710213769 - Management
Record Date 06-Dec-2018           Holding Recon Date 06-Dec-2018  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 04-Dec-2018  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1119/LTN20181119303.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1119/LTN20181119325.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE RENEWAL OF VOLVO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 20 NOVEMBER 2018 (THE "CIRCULAR")) , INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE VOLVO FINANCE COOPERATION AGREEMENTS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE VOLVO FINANCE COOPERATION AGREEMENTS AND VOLVO FINANCING ARRANGEMENTS Management   For   For    
2     TO APPROVE, RATIFY AND CONFIRM THE EV FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE EV FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO Management   For   For    
  EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE EV FINANCE COOPERATION AGREEMENT AND EV FINANCING ARRANGEMENTS                  
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.    
Security Y69790106           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 2318 HK           Meeting Date 14-Dec-2018  
ISIN CNE1000003X6           Agenda 710152682 - Management
Record Date 13-Nov-2018           Holding Recon Date 13-Nov-2018  
City / Country GUANGD ONG / China         Vote Deadline Date 10-Dec-2018  
SEDOL(s) B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1029/LTN201810291205.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1029/LTN201810291197.PDF Non-Voting            
1.1   TO CONSIDER AND APPROVE THE ELECTION OF MR. NG SING YIP AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For   For    
1.2   TO CONSIDER AND APPROVE THE ELECTION OF MR. CHU YIYUN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For   For    
1.3   TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For   For    
2     TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE IMPLEMENTATION OF THE LONG- TERM SERVICE PLAN Management   For   For    
3     TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUING OF DEBT FINANCING INSTRUMENTS Management   For   For    
4     TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management   For   For    
5     TO CONSIDER AND APPROVE THE PLAN REGARDING SHARE BUY-BACK AND RELEVANT AUTHORIZATION Management   For   For    
AUTOHOME, INC.    
Security 05278C107           Meeting Type Annual  
Ticker Symbol ATHM                      Meeting Date 19-Dec-2018  
ISIN US05278C1071           Agenda 934898896 - Management
Record Date 06-Nov-2018           Holding Recon Date 06-Nov-2018  
City / Country   / United States         Vote Deadline Date 10-Dec-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.    Mr. Dong Liu be re-elected as a director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. Management   For        
2.    Mr. Tianruo Pu be re-elected as an independent director and the chairman of the audit committee of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. Management   For        
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1988 HK           Meeting Date 26-Feb-2019  
ISIN CNE100000HF9           Agenda 710407366 - Management
Record Date 25-Jan-2019           Holding Recon Date 25-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 20-Feb-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT 31 JAN 2019: PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON-THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0111/LTN20190111788.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0131/LTN20190131392.PDF Non-Voting            
1.1   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TYPE AND SCALE OF SECURITIES TO BE ISSUED Management   For   For    
1.2   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MATURITY Management   For   For    
1.3   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE Management   For   For    
1.4   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: PLACEES Management   For   For    
1.5   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE Management   For   For    
1.6   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS Management   For   For    
1.7   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION Management   For   For    
1.8   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MANDATORY CONVERSION PROVISIONS Management   For   For    
1.9   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS Management   For   For    
1.10 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION ON LIQUIDATION AND BASIS FOR LIQUIDATION Management   For   For    
1.11 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS Management   For   For    
1.12 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RATING Management   For   For    
1.13 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: GUARANTEE ARRANGEMENT Management   For   For    
1.14 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY Management   For   For    
1.15 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS Management   For   For    
1.16 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES Management   For   For    
2     THE PROPOSAL TO THE SHAREHOLDERS' GENERAL MEETING ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management   For   For    
3     THE PROPOSAL ON THE CAPITAL MANAGEMENT PLAN FOR 2018 TO 2020 OF CHINA MINSHENG BANKING CORP., LTD Management   For   For    
4     THE PROPOSAL ON EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF THE DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS Management   For   For    
5     THE PROPOSAL ON THE ISSUANCE OF DOMESTIC AND FOREIGN NON-FIXED TERM CAPITAL BONDS OF THE COMPANY IN THE NEXT THREE YEARS Management   For   For    
CMMT 31 JAN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Class Meeting
Ticker Symbol 1988 HK           Meeting Date 26-Feb-2019  
ISIN CNE100000HF9           Agenda 710407380 - Management
Record Date 25-Jan-2019           Holding Recon Date 25-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 20-Feb-2019  
SEDOL(s) B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT 31 JAN 2019: PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON-THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0111/LTN20190111799.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0131/LTN20190131408.PDF Non-Voting            
1.1   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TYPE AND SCALE OF SECURITIES TO BE ISSUED Management            
1.2   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MATURITY Management            
1.3   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE Management            
1.4   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: PLACEES Management            
1.5   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE Management            
1.6   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS Management            
1.7   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION Management            
1.8   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: MANDATORY CONVERSION PROVISIONS Management            
1.9   EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS Management            
1.10 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION ON LIQUIDATION AND BASIS FOR LIQUIDATION Management            
1.11 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS Management            
1.12 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: RATING Management            
1.13 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: GUARANTEE ARRANGEMENT Management            
1.14 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY Management            
1.15 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS Management            
1.16 EACH OF THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF THE PLAN OF THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES Management            
2     THE PROPOSAL TO THE SHAREHOLDERS' GENERAL MEETING ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE NON-PUBLIC ISSUANCE OF THE OFFSHORE PREFERENCE SHARES Management            
3     THE PROPOSAL ON EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF THE DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS Management            
CMMT 31 JAN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type Class Meeting
Ticker Symbol 548 HK           Meeting Date 04-Mar-2019  
ISIN CNE100000478           Agenda 710445239 - Management
Record Date 01-Feb-2019           Holding Recon Date 01-Feb-2019  
City / Country SHENZH EN / China         Vote Deadline Date 27-Feb-2019  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0117/LTN20190117297.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0117/LTN20190117299.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY AND THE AUTHORIZATION TO THE BOARD Management            
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 548 HK           Meeting Date 04-Mar-2019  
ISIN CNE100000478           Agenda 710544328 - Management
Record Date 01-Feb-2019           Holding Recon Date 01-Feb-2019  
City / Country SHENZH EN / China         Vote Deadline Date 27-Feb-2019  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 152312 DUE TO RECEIPT OF- ADDITIONAL SHAREHOLDER RESOLUTION 2 & 3 WITH MANAGEMENT RECOMMENDATION AS-FOR. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU-WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0212/LTN20190212341.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0212/LTN20190212345.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY AND THE AUTHORIZATION TO THE BOARD Management   Against   Against    
2     PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE IMPLEMENTATION OF THE PROFIT INCREMENT BASED INCENTIVE AND RESTRICTION SCHEME BY THE COMPANY Shareholder   For   For    
3     PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WEN LIANG Shareholder   For   For    
QUALCOMM INCORPORATED    
Security 747525103           Meeting Type Annual  
Ticker Symbol QCOM                      Meeting Date 12-Mar-2019  
ISIN US7475251036           Agenda 934921568 - Management
Record Date 14-Jan-2019           Holding Recon Date 14-Jan-2019  
City / Country   / United States         Vote Deadline Date 11-Mar-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a.   Election of Director: Barbara T. Alexander Management            
1b.   Election of Director: Mark Fields Management            
1c.   Election of Director: Jeffrey W. Henderson Management            
1d.   Election of Director: Ann M. Livermore Management            
1e.   Election of Director: Harish Manwani Management            
1f.   Election of Director: Mark D. McLaughlin Management            
1g.   Election of Director: Steve Mollenkopf Management            
1h.   Election of Director: Clark T. Randt, Jr. Management            
1i.   Election of Director: Francisco Ros Management            
1j.   Election of Director: Irene B. Rosenfeld Management            
1k.   Election of Director: Neil Smit Management            
1l.   Election of Director: Anthony J. Vinciquerra Management            
2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2019. Management            
3.    To approve, on an advisory basis, our executive compensation. Management            
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 15-Mar-2019  
ISIN KYG3777B1032           Agenda 710586251 - Management
Record Date 14-Mar-2019           Holding Recon Date 14-Mar-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 12-Mar-2019  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/sehk/2019/ 0225/ltn20190225407.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/sehk/2019/ 0225/ltn20190225422.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE RENEWAL OF VOLVO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 26 FEBRUARY 2019 (THE "CIRCULAR")), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE VOLVO FINANCE COOPERATION AGREEMENTS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2021, AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE VOLVO FINANCE COOPERATION AGREEMENTS AND VOLVO FINANCING ARRANGEMENTS Management   For   For    
CHINA LILANG LTD    
Security G21141109           Meeting Type Annual General Meeting
Ticker Symbol 1234 HK           Meeting Date 23-Apr-2019  
ISIN KYG211411098           Agenda 710778676 - Management
Record Date 15-Apr-2019           Holding Recon Date 15-Apr-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 16-Apr-2019  
SEDOL(s) B4JMX94 - B4NYCX3 - BD8GHR6       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_385951.PDF AND- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_385950.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND AUDITOR (THE "AUDITOR") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HK21 CENTS PER ORDINARY SHARE AND A SPECIAL FINAL DIVIDEND OF HK10 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.I   TO RE-ELECT MR. WANG CONG XING AS EXECUTIVE DIRECTOR Management   For   For    
3.II TO RE-ELECT MR. HU CHENG CHU AS EXECUTIVE DIRECTOR Management   For   For    
3.III TO RE-ELECT MR. LAI SHIXIAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
4     TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
5     TO RE-APPOINT KPMG AS THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2019 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION Management   For   For    
6     TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION Management   Against   Against    
7     TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION Management   For   For    
8     CONDITIONAL UPON RESOLUTIONS 6 AND 7 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY PURSUANT TO RESOLUTION 6 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 7 Management   Against   Against    
CHINA LILANG LTD    
Security G21141109           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1234 HK           Meeting Date 23-Apr-2019  
ISIN KYG211411098           Agenda 710778688 - Management
Record Date 15-Apr-2019           Holding Recon Date 15-Apr-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 16-Apr-2019  
SEDOL(s) B4JMX94 - B4NYCX3 - BD8GHR6       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0319/LTN20190319233.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0319/LTN20190319245.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ONLY RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE AND ADOPT THE NEW SHARE OPTION SCHEME AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO GRANT OPTIONS TO SUBSCRIBE FOR SHARES OF THE COMPANY THEREUNDER, TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY PURSUANT TO THE EXERCISE OF OPTIONS GRANTED UNDER THE NEW SHARE OPTION SCHEME Management   For   For    
CHINA MEDICAL SYSTEM HOLDINGS LTD    
Security G21108124           Meeting Type Annual General Meeting
Ticker Symbol 867 HK           Meeting Date 25-Apr-2019  
ISIN KYG211081248           Agenda 710786940 - Management
Record Date 17-Apr-2019           Holding Recon Date 17-Apr-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 22-Apr-2019  
SEDOL(s) B4L6015 - B6WY993 - B8873L0 - BD8NGR0 - BP3RSB9       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0322/LTN20190322533.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0322/LTN20190322559.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO REVIEW, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER2018 Management   For   For    
2     TO APPROVE THE RECOMMENDED FINAL DIVIDEND OF RMB0.1434 (EQUIVALENT TO HKD0.168)PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.A   TO RE-ELECT MS. CHEN YANLING AS EXECUTIVE DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR. CHEUNG KAM SHING, TERRY AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR. LEUNG CHONG SHUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.D   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For   For    
4     TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH UNISSUED SHARES OF THE COMPANY Management   Against   Against    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY Management   For   For    
7     TO ADD THE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY TO THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO.5 ABOVE Management   Against   Against    
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.    
Security Y69790106           Meeting Type Annual General Meeting
Ticker Symbol 2318 HK           Meeting Date 29-Apr-2019  
ISIN CNE1000003X6           Agenda 710710028 - Management
Record Date 29-Mar-2019           Holding Recon Date 29-Mar-2019  
City / Country SHENZH EN / China         Vote Deadline Date 24-Apr-2019  
SEDOL(s) B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0314/LTN20190314683.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0314/LTN20190314648.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2018 Management   For   For    
2     TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2018 Management   For   For    
3     TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2018 AND ITS SUMMARY Management   For   For    
4     TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2018 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2018 Management   For   For    
5     TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2018 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS Management   For   For    
6     TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2019, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD TO RE-AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION Management   For   For    
7     TO CONSIDER AND APPROVE THE DEVELOPMENT PLAN OF THE COMPANY FOR THE YEAR 2019-2021 Management   For   For    
8     TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION OF THE INDEPENDENT NON- EXECUTIVE DIRECTORS FOR THE YEAR 2018 Management   For   For    
9     TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS Management   For   For    
10.1 TO CONSIDER AND APPROVE THE SHARES REPURCHASE PLAN OF THE COMPANY Management   For   For    
10.2 TO CONSIDER AND APPROVE THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES OF THE COMPANY TO THE BOARD WITH A MAXIMUM AMOUNT OF NO MORE THAN 10% OF THE TOTAL NUMBER SHARES OF THE COMPANY IN ISSUE Management   For   For    
11    TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE H SHARES OF THE COMPANY IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% (RATHER THAN 20% AS LIMITED UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) TO THE BENCHMARK PRICE AND AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES Management   Against   Against    
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.    
Security Y69790106           Meeting Type Class Meeting
Ticker Symbol 2318 HK           Meeting Date 29-Apr-2019  
ISIN CNE1000003X6           Agenda 710710054 - Management
Record Date 29-Mar-2019           Holding Recon Date 29-Mar-2019  
City / Country SHENZH EN / China         Vote Deadline Date 24-Apr-2019  
SEDOL(s) B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0314/LTN20190314669.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0314/LTN20190314697.PDF Non-Voting            
1.1   TO CONSIDER AND APPROVE THE RESOLUTIONS REGARDING THE SHARES REPURCHASE PLAN OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES OF THE COMPANY: TO CONSIDER AND APPROVE THE SHARES REPURCHASE PLAN OF THE COMPANY Management   Abstain   Against    
1.2   TO CONSIDER AND APPROVE THE RESOLUTIONS REGARDING THE SHARES REPURCHASE PLAN OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES OF THE COMPANY: TO CONSIDER AND APPROVE THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES OF THE COMPANY TO THE BOARD WITH A MAXIMUM AMOUNT OF NO MORE THAN 10% OF THE TOTAL NUMBER SHARES OF THE COMPANY IN ISSUE Management   For   For    
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD    
Security Y9728A102           Meeting Type Annual General Meeting
Ticker Symbol YZJSGDS           Meeting Date 30-Apr-2019  
ISIN SG1U76934819           Agenda 710944516 - Management
Record Date             Holding Recon Date 26-Apr-2019  
City / Country SINGAP ORE / Singapore         Vote Deadline Date 23-Apr-2019  
SEDOL(s) B1VT035 - B1W6C40 - B1WG8Z3 - B8FVSL0 - BCRY268       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1     TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND THE DIRECTORS' STATEMENTS AND THE AUDITORS' REPORT THEREON Management   For   For    
2     TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.05 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3     TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 136,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018. (2017: SGD 136,500) Management   For   For    
4     TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO REGULATION 94 OF THE COMPANY'S CONSTITUTION: MR REN YUANLIN Management   For   For    
5     TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO REGULATION 94 OF THE COMPANY'S CONSTITUTION: MR TEO YI-DAR Management   For   For    
6     TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
7     AUTHORITY TO ALLOT AND ISSUE SHARES Management   Against   Against    
8     RENEWAL OF SHARE PURCHASE MANDATE Management   For   For    
TENCENT HOLDINGS LTD    
Security G87572163           Meeting Type Annual General Meeting
Ticker Symbol 700 HK           Meeting Date 15-May-2019  
ISIN KYG875721634           Agenda 710871042 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 08-May-2019  
SEDOL(s) BD8NG70 - BDDXGP3 - BGKG6H8 - BGPHZF7 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012222.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012246.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND: HKD1.00 PER SHARE Management   For   For    
3.A   TO RE-ELECT MR JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR IAN CHARLES STONE AS DIRECTOR Management   For   For    
3.C   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For   For    
4     TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) Management   Against   Against    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) Management   For   For    
7     TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) Management   Against   Against    
TENCENT HOLDINGS LTD    
Security G87572163           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 700 HK           Meeting Date 15-May-2019  
ISIN KYG875721634           Agenda 711051386 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 08-May-2019  
SEDOL(s) BDDXGP3 - BGPHZF7 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0425/LTN201904252117.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0425/LTN201904252125.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE THE REFRESHMENT OF SCHEME MANDATE LIMIT UNDER THE SHARE OPTION PLAN OF TENCENT MUSIC ENTERTAINMENT GROUP Management            
GALAXY ENTERTAINMENT GROUP LTD    
Security Y2679D118           Meeting Type Annual General Meeting
Ticker Symbol 27 HK           Meeting Date 16-May-2019  
ISIN HK0027032686           Agenda 710819989 - Management
Record Date 09-May-2019           Holding Recon Date 09-May-2019  
City / Country HONG KONG / Hong Kong         Vote Deadline Date 08-May-2019  
SEDOL(s) 6465874 - B067CZ3 - B1HHLC9 - BD8NC16 - BP3RQ04 - BRTM812       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0328/LTN20190328668.PDF- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0328/LTN20190328637.PDF Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2.1   TO RE-ELECT MR. JOSEPH CHEE YING KEUNG AS A DIRECTOR Management   For   For    
2.2   TO RE-ELECT MR. JAMES ROSS ANCELL AS A DIRECTOR Management   For   For    
2.3   TO RE-ELECT DR. CHARLES CHEUNG WAI BUN AS A DIRECTOR Management   For   For    
2.4   TO RE-ELECT MR. MICHAEL VICTOR MECCA AS A DIRECTOR Management   For   For    
2.5   TO FIX THE DIRECTORS' REMUNERATION Management   For   For    
3     TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION: PRICEWATERHOUSECOOPERS Management   For   For    
4.1   TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY Management   For   For    
4.2   TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY Management   Against   Against    
4.3   TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 Management   Against   Against    
BOC HONG KONG (HOLDINGS) LIMITED    
Security Y0920U103           Meeting Type Annual General Meeting
Ticker Symbol 2388 HK           Meeting Date 16-May-2019  
ISIN HK2388011192           Agenda 710930404 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country HONG KONG / Hong Kong         Vote Deadline Date 08-May-2019  
SEDOL(s) 6536112 - B01XWZ6 - B06MVT5 - B16MTV0 - BD8NLQ4 - BP3RP41       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0410/LTN20190410312.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0410/LTN20190410328.PDF Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HKD 0.923 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.A   TO RE-ELECT MR LIU LIANGE AS A DIRECTOR OF THE COMPANY Management   For   For    
3.B   TO RE-ELECT MR LIN JINGZHEN AS A DIRECTOR OF THE COMPANY Management   For   For    
3.C   TO RE-ELECT MDM CHENG EVA AS A DIRECTOR OF THE COMPANY Management   For   For    
3.D   TO RE-ELECT DR CHOI KOON SHUM AS A DIRECTOR OF THE COMPANY Management   For   For    
3.E   TO RE-ELECT MR LAW YEE KWAN QUINN AS A DIRECTOR OF THE COMPANY Management   For   For    
4     TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION Management   For   For    
6     TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION Management   For   For    
7     CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 Management   Against   Against    
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD    
Security Y3990B112           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 1398 HK           Meeting Date 20-May-2019  
ISIN CNE1000003G1           Agenda 711105913 - Management
Record Date 15-Jan-2019           Holding Recon Date 15-Jan-2019  
City / Country BEIJING / China         Vote Deadline Date 15-May-2019  
SEDOL(s) B1G1QD8 - B1GD009 - BD8NK12 - BGPHZQ8 - BP3RVS7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1227/LTN20181227714.PDF, Non-Voting            
1     PROPOSAL ON THE ELECTION OF MR. HU HAO AS EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
2     PROPOSAL ON THE ELECTION OF MR. TAN JIONG AS EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management   For   For    
3     PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL ON THE ISSUANCE OF UNDATED ADDITIONAL TIER 1 CAPITAL BONDS Shareholder   For   For    
4     PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL ON THE ELECTION OF MR. CHEN SIQING AS EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Shareholder   For   For    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 210083 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting            
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type Annual General Meeting
Ticker Symbol 548 HK           Meeting Date 22-May-2019  
ISIN CNE100000478           Agenda 710856317 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country SHENZH EN / China         Vote Deadline Date 16-May-2019  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012161.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012047.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2018 Management   For   For    
2     TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2018 Management   For   For    
3     TO CONSIDER AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR 2018 Management   For   For    
4     TO CONSIDER AND APPROVE THE PROPOSED DISTRIBUTION SCHEME OF PROFITS FOR THE YEAR 2018 (INCLUDING DECLARATION OF FINAL DIVIDEND): DIVIDEND OF RMB0.71 (TAX INCLUDED) PER SHARE Management   For   For    
5     TO CONSIDER AND APPROVE THE BUDGET REPORT FOR THE YEAR 2019 Management   For   For    
6     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF AUDITORS FOR 2019 Management   For   For    
7     TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO PROVIDING GUARANTEES FOR SUBSIDIARIES Management   For   For    
8.1   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): ISSUE SIZE AND METHOD Management   For   For    
8.2   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): TYPE OF THE DEBENTURES Management   For   For    
8.3   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): MATURITY OF THE DEBENTURES Management   For   For    
8.4   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): TARGET SUBSCRIBERS AND ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS Management   For   For    
8.5   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): INTEREST RATE Management   For   For    
8.6   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): USE OF PROCEEDS Management   For   For    
8.7   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): LISTING Management   For   For    
8.8   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): GUARANTEE Management   For   For    
8.9   TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): VALIDITY OF THE RESOLUTION Management   For   For    
8.10 TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): AUTHORISATION ARRANGEMENT Management   For   For    
9     TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO ISSUE ADDITIONAL A SHARES AND/OR H SHARES Management   Against   Against    
10    TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES Management   For   For    
CMMT 12 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 19 APR 2019 TO 18 APR 2019. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
SHENZHEN EXPRESSWAY COMPANY LIMITED    
Security Y7741B107           Meeting Type Class Meeting
Ticker Symbol 548 HK           Meeting Date 22-May-2019  
ISIN CNE100000478           Agenda 710856329 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country SHENZH EN / China         Vote Deadline Date 16-May-2019  
SEDOL(s) 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012210.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012091.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES Management   For   For    
CMMT 12 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 19 APR 2019 TO 18 APR 2019. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
CNOOC LTD    
Security Y1662W117           Meeting Type Annual General Meeting
Ticker Symbol 883 HK           Meeting Date 23-May-2019  
ISIN HK0883013259           Agenda 711185985 - Management
Record Date 17-May-2019           Holding Recon Date 17-May-2019  
City / Country HONG KONG / Hong Kong         Vote Deadline Date 17-May-2019  
SEDOL(s) B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0507/LTN201905071256.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0507/LTN201905071226.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0507/LTN201905071250.PDF Non-Voting            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 210077 DUE TO ADDITION OF- RESOLUTION A.6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. Non-Voting            
A.1   TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
A.2   TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
A.3   TO RE-ELECT MR. WANG DONGJIN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
A.4   TO RE-ELECT MR. XU KEQIANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
A.5   TO RE-ELECT MR. CHIU SUNG HONG, WHO HAS ALREADY SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
A.6   TO RE-ELECT MR. QIU ZHI ZHONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
A.7   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS Management   For   For    
A.8   TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
B.1   TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   For   For    
B.2   TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
B.3   TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
TONGDA GROUP HOLDINGS LTD    
Security G8917X121           Meeting Type Annual General Meeting
Ticker Symbol 698 HK           Meeting Date 24-May-2019  
ISIN KYG8917X1218           Agenda 710936773 - Management
Record Date 20-May-2019           Holding Recon Date 20-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 17-May-2019  
SEDOL(s) 6410324 - B1HJSZ7 - BD8GG46 - BDQPW70       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN201904111058.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN201904111090.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
2.A   TO RE-ELECT MR. WONG AH YU AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
2.B   TO RE-ELECT MR. WONG AH YEUNG AS EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
2.C   TO RE-ELECT MS. CHAN SZE MAN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
2.D   TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THE REMUNERATION OF THE DIRECTORS OF THE COMPANY Management   For   For    
3     TO RE-APPOINT THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THEIR REMUNERATION Management   For   For    
4     TO DECLARE AND APPROVE A FINAL DIVIDEND OF HK0.8 CENTS PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
5.A   TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARES OF THE COMPANY Management   Against   Against    
5.B   TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARES OF THE COMPANY Management   For   For    
5.C   THAT CONDITIONAL UPON RESOLUTIONS NO. 5(A) AND 5(B) AS SET OUT IN THE NOTICE CONVENING THIS MEETING BEING PASSED, THE GENERAL MANDATE GRANTED TO THE DIRECTORS AND FOR THE TIME BEING IN FORCE TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH UNISSUED SHARES PURSUANT TO RESOLUTION NO. 5(A) AS SET OUT IN THE NOTICE CONVENING THIS MEETING BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE NUMBER OF SHARES WHICH MAY BE ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE OF A NUMBER REPRESENTING THE AGGREGATE NUMBER OF SHARES OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION NO. 5(B) AS SET OUT IN THE NOTICE CONVENING THIS MEETING, PROVIDED THAT SUCH EXTENDED NUMBER OF SHARES SHALL NOT EXCEED 10% OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION Management   Against   Against    
CMMT 03 MAY 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 2.A. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
AAC TECHNOLOGIES HOLDINGS INC    
Security G2953R114           Meeting Type Annual General Meeting
Ticker Symbol 2018 HK           Meeting Date 24-May-2019  
ISIN KYG2953R1149           Agenda 710999422 - Management
Record Date 20-May-2019           Holding Recon Date 20-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 17-May-2019  
SEDOL(s) B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN201904181143.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN201904181112.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HKD 1.03 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
3.A   TO RE-ELECT MR. PAN BENJAMIN ZHENGMIN AS EXECUTIVE DIRECTOR Management   For   For    
3.B   TO RE-ELECT MS. WU INGRID CHUN YUAN AS NON- EXECUTIVE DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR. PENG ZHIYUAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.D   TO RE-ELECT MR. ZHANG HONGJIANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.E   TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDING 31ST DECEMBER, 2019 Management   For   For    
4     TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   For   For    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   For   For    
7     TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   Against   Against    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type Annual General Meeting
Ticker Symbol 175 HK           Meeting Date 27-May-2019  
ISIN KYG3777B1032           Agenda 710930187 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 21-May-2019  
SEDOL(s) 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BGPHZG8 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0410/LTN20190410449.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0410/LTN20190410511.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018: FINAL DIVIDEND OF HKD 0.35 (2017: HKD 0.29) PER SHARE FOR 2018 Management   For   For    
3     TO RE-ELECT MR. YANG JIAN AS AN EXECUTIVE DIRECTOR Management   For   For    
4     TO RE-ELECT MR. ANG SIU LUN, LAWRENCE AS AN EXECUTIVE DIRECTOR Management   For   For    
5     TO RE-ELECT MR. CARL PETER EDMUND MORIZ FORSTER AS A NON-EXECUTIVE DIRECTOR Management   For   For    
6     TO RE-ELECT MR. YEUNG SAU HUNG, ALEX AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
7     TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
8     TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION Management   For   For    
9     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES Management   For   For    
10    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES Management   Against   Against    
11    THAT CONDITIONAL UPON THE PASSING OF RESOLUTION NUMBERS 9 AND 10 AS SET OUT IN THE NOTICE CONVENING THE ANNUAL GENERAL MEETING OF WHICH THIS RESOLUTION FORMS PART, THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY PURSUANT TO RESOLUTION NUMBER 10 AS SET OUT IN THE NOTICE CONVENING THE ANNUAL GENERAL MEETING OF WHICH THIS RESOLUTION FORMS PART BE AND IS HEREBY EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO THE RESOLUTION NUMBER 9 AS SET OUT IN THE NOTICE CONVENING THE ANNUAL GENERAL MEETING OF WHICH THIS RESOLUTION FORMS PART, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
CHINA LESSO GROUP HOLDINGS LTD    
Security G2157Q102           Meeting Type Annual General Meeting
Ticker Symbol 2128 HK           Meeting Date 27-May-2019  
ISIN KYG2157Q1029           Agenda 711026282 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 21-May-2019  
SEDOL(s) BCDBKF8 - BCDNX11 - BCDNYZ2 - BD8NL20 - BP3RS64       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0423/LTN20190423353.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0423/LTN20190423349.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HK20 CENTS PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3.A   TO RE-ELECT MR. WONG LUEN HEI AS DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR. KONG ZHAOCONG AS DIRECTOR Management   For   For    
3.C   TO RE-ELECT DR. LIN SHAOQUAN AS DIRECTOR Management   For   For    
3.D   TO RE-ELECT MR. WONG KWOK HO JONATHAN AS DIRECTOR Management   For   For    
3.E   TO RE-ELECT MR. CHENG DICKSON AS DIRECTOR Management   For   For    
4     TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
5     TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION Management   Against   Against    
6.A   "THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF THE SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL Management   For   For    
  GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG)."                  
6.B   "THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE CODE ON SHARE BUY-BACKS, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NUMBER OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE Management   For   For    
  EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING."                  
6.C   "THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 6A AND 6B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 6A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF SHARES OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 6B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION." Management   Against   Against    
DALI FOODS GROUP CO LTD    
Security G2743Y106           Meeting Type Annual General Meeting
Ticker Symbol 3799 HK           Meeting Date 29-May-2019  
ISIN KYG2743Y1061           Agenda 711032805 - Management
Record Date 23-May-2019           Holding Recon Date 23-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 22-May-2019  
SEDOL(s) BD3N404 - BD8NMP0 - BYQ9796 - BYTQ8X5 - BYZJT91       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0424/LTN201904241398.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0424/LTN201904241388.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2018 Management   For   For    
2     TO DECLARE A FINAL DIVIDEND OF HKD 0.075 PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2018 Management   For   For    
3.A   TO RE-ELECT MR. XU SHIHUI AS AN EXECUTIVE DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR. ZHUANG WEIQIANG AS AN EXECUTIVE DIRECTOR Management   For   For    
3.C   TO RE-ELECT MS. XU YANGYANG AS AN EXECUTIVE DIRECTOR Management   For   For    
3.D   TO RE-ELECT MS. XU BIYING AS A NON-EXECUTIVE DIRECTOR Management   For   For    
3.E   TO RE-ELECT MS. HU XIAOLING AS A NON- EXECUTIVE DIRECTOR Management   For   For    
3.F   TO RE-ELECT MR. CHENG HANCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.G   TO RE-ELECT MR. LIU XIAOBIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.H   TO RE-ELECT DR. LIN ZHIJUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
4     TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For   For    
5     TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   For   For    
7     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
8     TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY Management   Against   Against    
ANHUI CONCH CEMENT COMPANY LIMITED    
Security Y01373102           Meeting Type Annual General Meeting
Ticker Symbol 914 HK           Meeting Date 30-May-2019  
ISIN CNE1000001W2           Agenda 710942144 - Management
Record Date 29-Apr-2019           Holding Recon Date 29-Apr-2019  
City / Country WUHU / China         Vote Deadline Date 24-May-2019  
SEDOL(s) 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411376.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411360.PDF Non-Voting            
1     AS ORDINARY RESOLUTION, TO APPROVE THE REPORT OF THE BOARD ("BOARD") OF DIRECTORS ("DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     AS ORDINARY RESOLUTION, TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE ("SUPERVISORY COMMITTEE") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3     AS ORDINARY RESOLUTION, TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
4     AS ORDINARY RESOLUTION, TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL FINANCIAL AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY Management   For   For    
5     AS ORDINARY RESOLUTION, TO APPROVE THE COMPANY'S 2018 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND): RMB1.69 PER SHARE Management   For   For    
6     AS ORDINARY RESOLUTION, TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OR TRADE FINANCE CREDIT OF 9 SUBSIDIARIES AND JOINT VENTURE ENTITIES Management   For   For    
7     AS ORDINARY RESOLUTION, TO APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE SHAREHOLDERS' MEETINGS Management   For   For    
8     AS ORDINARY RESOLUTION, TO APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF DIRECTOR Management   For   For    
9     AS SPECIAL RESOLUTION, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLES: 16, 33, 101, 102, 106 Management   For   For    
10    AS SPECIAL RESOLUTION, TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES Management   For   For    
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 11.A THROUGH 11.E WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET Non-Voting            
11.A TO ELECT AND APPOINT MR. GAO DENGBANG AS AN EXECUTIVE DIRECTOR Management   For   For    
11.B TO ELECT AND APPOINT MR. WANG JIANCHAO AS AN EXECUTIVE DIRECTOR Management   For   For    
11.C TO ELECT AND APPOINT MR. WU BIN AS AN EXECUTIVE DIRECTOR Management   For   For    
11.D TO ELECT AND APPOINT MR. LI QUNFENG AS AN EXECUTIVE DIRECTOR Management   For   For    
11.E TO ELECT AND APPOINT MR. DING FENG AS A NON- EXECUTIVE DIRECTOR Management   For   For    
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 12.A THROUGH 12.C WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET Non-Voting            
12.A TO ELECT AND APPOINT MR. YANG MIANZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
12.B TO ELECT AND APPOINT MR. LEUNG TAT KWONG SIMON AS AN INDEPENDENT NONEXECUTIVE DIRECTOR Management   For   For    
12.C TO ELECT AND APPOINT MS. ZHANG YUNYAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 13.A THROUGH 13.B WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET Non-Voting            
13.A TO ELECT AND APPOINT MR. WU XIAOMING AS A SUPERVISOR Management   For   For    
13.B TO ELECT AND APPOINT MR. WANG PENGFEI AS A SUPERVISOR Management   For   For    
SINO BIOPHARMACEUTICAL LTD    
Security G8167W138           Meeting Type Annual General Meeting
Ticker Symbol 1177 HK           Meeting Date 05-Jun-2019  
ISIN KYG8167W1380           Agenda 711075893 - Management
Record Date 30-May-2019           Holding Recon Date 30-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 29-May-2019  
SEDOL(s) B00XSF9 - B0105K3 - B07C0H5 - BD8NJB5 - BP3RXM5       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904291729.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904291745.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3     TO RE-ELECT MISS TSE, THERESA Y Y AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
4     TO RE-ELECT MR. TSE HSIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
5     TO RE-ELECT MS. LU HONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
6     TO RE-ELECT MR. ZHANG LU FU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
7     TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
8     TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2019 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
9.A   TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY Management   Against   Against    
9.B   TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY Management   For   For    
9.C   TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 9(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 9(B) Management   Against   Against    
GEELY AUTOMOBILE HOLDINGS LTD    
Security G3777B103           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 175 HK           Meeting Date 10-Jun-2019  
ISIN KYG3777B1032           Agenda 711224181 - Management
Record Date 05-Jun-2019           Holding Recon Date 05-Jun-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 03-Jun-2019  
SEDOL(s) 6531827 - B06GCL6 - BDDXGN1 - BGPHZG8 - BP3RTZ0       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0521/LTN20190521362.PDF-&- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0521/LTN20190521354.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM THE YW ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 22 MAY 2019 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER Management   For   For    
CMMT 23 MAY 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CHINA OVERSEAS LAND & INVESTMENT LIMITED    
Security Y15004107           Meeting Type Annual General Meeting
Ticker Symbol 688 HK           Meeting Date 14-Jun-2019  
ISIN HK0688002218           Agenda 711026028 - Management
Record Date 10-Jun-2019           Holding Recon Date 10-Jun-2019  
City / Country HONG KONG / Hong Kong         Vote Deadline Date 07-Jun-2019  
SEDOL(s) 5387731 - 6192150 - B01XX64 - BD8NG47 - BP3RPG3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0423/LTN20190423970.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0423/LTN20190423922.pdf Non-Voting            
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE Non-Voting            
1     TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018 OF HK50 CENTS PER SHARE Management   For   For    
3.A   TO RE-ELECT MR. YAN JIANGUO AS DIRECTOR Management   For   For    
3.B   TO RE-ELECT MR. LUO LIANG AS DIRECTOR Management   For   For    
3.C   TO RE-ELECT MR. GUO GUANGHUI AS DIRECTOR Management   For   For    
3.D   TO RE-ELECT MR. CHANG YING AS DIRECTOR Management   For   For    
4     TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
5     TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION Management   For   For    
6     TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO BUY BACK SHARES UP TO 10% OF THE NUMBER OF SHARES IN ISSUE Management   For   For    
7     TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE NUMBER OF SHARES Management   Against   Against    
8     TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 7 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 6 ABOVE Management   Against   Against    
9     TO APPROVE, RATIFY AND CONFIRM THE 2019 MASTER ENGAGEMENT AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 24 APRIL 2019, THE "CIRCULAR") AND THE CONTINUING CONNECTED TRANSACTIONS (AS DEFINED IN THE CIRCULAR), AND THE IMPLEMENTATION THEREOF, AND TO APPROVE THE CAP (AS DEFINED IN THE CIRCULAR) Management   For   For    
WEICHAI POWER CO LTD    
Security Y9531A109           Meeting Type Annual General Meeting
Ticker Symbol 2338 HK           Meeting Date 20-Jun-2019  
ISIN CNE1000004L9           Agenda 711121525 - Management
Record Date 20-May-2019           Holding Recon Date 20-May-2019  
City / Country WEIFAN G / China         Vote Deadline Date 14-Jun-2019  
SEDOL(s) 6743956 - B05PM47 - B066RG6 - BD8GJV4       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0502/LTN201905022217.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0502/LTN201905022226.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE ANNUAL REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2     TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3     TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
4     TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
5     TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
6     TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2019 Management   For   For    
7     TO CONSIDER AND APPROVE THE DISTRIBUTION OF PROFIT TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
8     TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2019 Management   For   For    
9     TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 3 MAY 2019 Management   For   For    
10    TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF (AS SPECIFIED) (SHANGDONG HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2019 Management   For   For    
11    TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTION BETWEEN THE COMPANY AND (AS SPECIFIED) (SHANTUI CONSTRUCTION MACHINERY CO. LTD.) Management   For   For    
12    TO CONSIDER AND APPROVE THE NEW FINANCIAL SERVICES AGREEMENT DATED 25 MARCH 2019 IN RESPECT OF THE PROVISION OF CERTAIN FINANCIAL SERVICES TO THE GROUP BY SHANDONG FINANCE AND THE RELEVANT NEW CAPS Management   For   For    
13    TO CONSIDER AND APPROVE THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP (AS SPECIFIED) AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2019 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION Management   For   For    
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD    
Security Y3990B112           Meeting Type Annual General Meeting
Ticker Symbol 1398 HK           Meeting Date 20-Jun-2019  
ISIN CNE1000003G1           Agenda 711286612 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country BEIJING / China         Vote Deadline Date 14-Jun-2019  
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0430/LTN201904301703.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0430/LTN201904301663.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0603/LTN201906032698.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0603/LTN201906032662.PDF Non-Voting            
1     TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
2     TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
3     TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 AUDITED ACCOUNTS Management            
4     TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 PROFIT DISTRIBUTION PLAN: CASH DIVIDEND OF RMB2.506 PER 10 SHARES Management            
5     TO CONSIDER AND APPROVE THE PROPOSAL ON FIXED ASSET INVESTMENT BUDGET FOR 2019 Management            
6     TO CONSIDER AND APPROVE THE PROPOSAL ON THE ENGAGEMENT OF AUDITORS FOR 2019: KPMG HUAZHEN LLP AND KPMG AS EXTERNAL AUDITORS AND KPMG HUAZHEN LLP AS INTERNAL CONTROL AUDITORS Management            
7     TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. YANG SIU SHUN AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
8     TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. ZHANG WEI AS SHAREHOLDER SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
9     TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. SHEN BINGXI AS EXTERNAL SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
10    TO CONSIDER AND APPROVE THE PROPOSAL ON THE GENERAL MANDATE TO ISSUE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Management            
11    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL SUBMITTED BY CENTRAL HUIJIN INVESTMENT LTD: TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. LU YONGZHEN AS NON-EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Shareholder            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 203514 DUE TO ADDITION OF- RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU Non-Voting            
CMMT 07 JUN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 256312-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Annual General Meeting
Ticker Symbol 1988 HK           Meeting Date 21-Jun-2019  
ISIN CNE100000HF9           Agenda 711094069 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country BEIJING / China         Vote Deadline Date 17-Jun-2019  
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293134.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293184.PDF Non-Voting            
1     THE RESOLUTION REGARDING THE ANNUAL REPORT FOR 2018 OF THE COMPANY Management   For   For    
2     THE RESOLUTION REGARDING THE FINAL FINANCIAL REPORT FOR 2018 OF THE COMPANY Management   For   For    
3     THE RESOLUTION REGARDING THE PROPOSED PROFIT DISTRIBUTION PLAN FOR 2018 OF THE COMPANY Management   For   For    
4     THE RESOLUTION REGARDING THE ANNUAL BUDGETS FOR 2019 OF THE COMPANY Management   For   For    
5     THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD FOR 2018 OF THE COMPANY Management   For   For    
6     THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD OF SUPERVISORS FOR 2018 OF THE COMPANY Management   For   For    
7     THE RESOLUTION REGARDING THE APPOINTMENT AND REMUNERATION OF AUDITING FIRMS FOR 2019: PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE DOMESTIC AND OVERSEAS EXTERNAL AUDITORS OF THE COMPANY FOR 2019 Management   For   For    
8     THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHAO FUGAO AS EXTERNAL SUPERVISOR Management   For   For    
9     THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE Management   For   For    
10    THE RESOLUTION REGARDING THE IMPACTS ON DILUTION OF CURRENT RETURNS OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE REMEDIAL MEASURES Management   For   For    
11    THE RESOLUTION REGARDING THE REPORT ON UTILIZATION OF PROCEEDS FROM THE PREVIOUS ISSUANCE Management   For   For    
12    THE RESOLUTION REGARDING THE GRANTING OF GENERAL MANDATE FOR THE ISSUANCE OF SHARES TO THE BOARD Management   For   For    
CHINA MINSHENG BANKING CORPORATION    
Security Y1495M112           Meeting Type Class Meeting
Ticker Symbol 1988 HK           Meeting Date 21-Jun-2019  
ISIN CNE100000HF9           Agenda 711094071 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country BEIJING / China         Vote Deadline Date 17-Jun-2019  
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293200.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0429/LTN201904293148.PDF Non-Voting            
1     THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE Management   For   For    
CHINA CONSTRUCTION BANK CORPORATION    
Security Y1397N101           Meeting Type Annual General Meeting
Ticker Symbol 939 HK           Meeting Date 21-Jun-2019  
ISIN CNE1000002H1           Agenda 711251190 - Management
Record Date 21-May-2019           Holding Recon Date 21-May-2019  
City / Country KOWLO ON / China         Vote Deadline Date 17-Jun-2019  
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0528/LTN20190528457.PDF, Non-Voting            
1     2018 REPORT OF THE BOARD OF DIRECTORS Management            
2     2018 REPORT OF THE BOARD OF SUPERVISORS Management            
3     2018 FINAL FINANCIAL ACCOUNTS Management            
4     2018 PROFIT DISTRIBUTION PLAN Management            
5     2019 BUDGET FOR FIXED ASSETS INVESTMENT Management            
6     REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2017 Management            
7     REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2017 Management            
8     ELECTION OF MR. LIU GUIPING AS EXECUTIVE DIRECTOR OF THE BANK Management            
9     ELECTION OF MR. MURRAY HORN TO BE RE- APPOINTED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK Management            
10    ELECTION OF MR. GRAEME WHEELER AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK Management            
11    ELECTION OF MR. ZHAO XIJUN AS EXTERNAL SUPERVISOR OF THE BANK Management            
12    APPOINTMENT OF EXTERNAL AUDITORS FOR 2019: ERNST YOUNG HUA MING LLP AS DOMESTIC AUDITOR AND ERNST YOUNG AS INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION Management            
13    ISSUANCE OF WRITE-DOWN UNDATED CAPITAL BONDS Management            
14    ISSUANCE OF WRITE-DOWN ELIGIBLE TIER-2 CAPITAL INSTRUMENTS Management            
15    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MR. TIAN BO AS NON-EXECUTIVE DIRECTOR OF THE BANK Shareholder            
16    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MR. XIA YANG AS NON-EXECUTIVE DIRECTOR OF THE BANK Shareholder            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 201895 DUE TO ADDITION OF- RESOLUTIONS 15 AND 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
CMMT 14 JUNE 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME AND MODIFICATION OF TEXT OF RESOLUTION 15 AND 16. IF YOU HAVE ALREADY-SENT IN YOUR VOTES FOR MID: 253323 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
HAIER ELECTRONICS GROUP CO LTD    
Security G42313125           Meeting Type Annual General Meeting
Ticker Symbol 1169 HK           Meeting Date 27-Jun-2019  
ISIN BMG423131256           Agenda 711237304 - Management
Record Date 21-Jun-2019           Holding Recon Date 21-Jun-2019  
City / Country HONG KONG / Bermuda         Vote Deadline Date 20-Jun-2019  
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Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0524/LTN20190524352.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0524/LTN20190524368.PDF Non-Voting            
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE. Non-Voting            
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (THE ''DIRECTORS'') AND AUDITORS (THE ''AUDITORS'') OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2.A   TO RE-ELECT MR. LIANG HAI SHAN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
2.B   TO RE-ELECT MR. XIE JU ZHI AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
2.C   TO RE-ELECT MR. LI HUA GANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
2.D   TO AUTHORISE THE BOARD (THE ''BOARD'') OF THE DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
3     TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE AUDITORS: ERNST YOUNG Management   For   For    
4     TO APPROVE THE DECLARATION OF A FINAL DIVIDEND OF HK38 CENTS PER SHARE OF THE COMPANY IN CASH FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
5     TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY Management   For   For    
6     TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SECURITIES OF THE COMPANY OF UP TO 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AND AT DISCOUNT RATES CAPPED AT 15% OF THE BENCHMARKED PRICE OF THE SHARES AS DEFINED IN RULE 13.36(5) OF THE LISTING RULES Management   Against   Against    
7     TO EXTEND THE GENERAL MANDATE TO ISSUE ADDITIONAL SECURITIES OF THE COMPANY UP TO THE NUMBER OF SHARES REPURCHASED BY THE COMPANY AND AT DISCOUNT RATES CAPPED AT 15% OF THE BENCHMARKED PRICE OF THE SHARES AS DEFINED IN RULE 13.36(5) OF THE LISTING RULES Management   Against   Against    
8     TO GRANT A SPECIFIC MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE UP TO 9,000,000 NEW SHARES FOR GRANTING RESTRICTED SHARES IN THE SIXTH YEAR OF THE ENTIRE TRUST PERIOD FOR THE TRUSTEE TO HOLD ON TRUST FOR EMPLOYEES (NOT DIRECTORS OR CHIEF EXECUTIVES) OF THE COMPANY AND ITS SUBSIDIARIES UNDER THE RESTRICTED SHARE AWARD SCHEME RENEWED BY THE COMPANY ON 15 APRIL 2019 Management   For   For    
CMMT 30 MAY 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
HAIER ELECTRONICS GROUP CO LTD    
Security G42313125           Meeting Type Special General Meeting
Ticker Symbol 1169 HK           Meeting Date 27-Jun-2019  
ISIN BMG423131256           Agenda 711263498 - Management
Record Date 21-Jun-2019           Holding Recon Date 21-Jun-2019  
City / Country HONG KONG / Bermuda         Vote Deadline Date 20-Jun-2019  
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0530/LTN20190530537.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0530/LTN20190530555.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1     TO APPROVE, RATIFY AND CONFIRM: THE FINANCIAL SERVICES AGREEMENT DATED 17 APRIL 2019 (THE ''NEW FINANCIAL SERVICES AGREEMENT'') ENTERED INTO BETWEEN THE COMPANY, HAIER GROUP FINANCE CO., LTD. (AS SPECIFIED) AND HAIER GROUP CORPORATION (AS SPECIFIED) FOR THE THREE-YEAR PERIOD COMMENCING FROM THE DATE OF PASSING OF THIS RESOLUTION AND THE CONTINUING CONNECTED TRANSACTIONS (AS DEFINED IN THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE ''LISTING RULES'')) CONTEMPLATED THEREUNDER IN SO FAR AS THE PROVISION OF DEPOSIT SERVICES (AS DEFINED IN THE COMPANY'S CIRCULAR DATED 31 MAY 2019 (THE ''CIRCULAR'')) IS CONCERNED, AND THE REVISED DEPOSIT CAP (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE-YEAR PERIOD COMMENCING FROM THE DATE OF PASSING OF THIS RESOLUTION, AND ANY ONE DIRECTOR, OR ANY TWO DIRECTORS OR ONE DIRECTOR AND THE COMPANY SECRETARY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, BE AND IS/ARE HEREBY AUTHORIZED FOR AND ON BEHALF OF THE COMPANY TO EXECUTE ALL DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL ACTS OR THINGS DEEMED BY HIM/HER/ THEM TO BE NECESSARY OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF THE NEW Management            
  FINANCIAL SERVICES AGREEMENT RELATING TO THE PROVISION OF DEPOSIT SERVICES AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER RELATING TO THE PROVISION OF DEPOSIT SERVICES SUBJECT TO THE REVISED DEPOSIT CAP, AND TO AGREE TO ANY AMENDMENT TO ANY OF THE TERMS OF SUCH AGREEMENTS, DOCUMENTS OR INSTRUMENTS WHICH IN THE OPINION OF THE DIRECTOR(S) IS/ARE IN THE INTERESTS OF THE COMPANY AND IN ACCORDANCE WITH THE LISTING RULES (WHERE RELEVANT)                  
CHINA MERCHANTS BANK CO LTD    
Security Y14896115           Meeting Type Annual General Meeting
Ticker Symbol 3968 HK           Meeting Date 27-Jun-2019  
ISIN CNE1000002M1           Agenda 711308242 - Management
Record Date 27-May-2019           Holding Recon Date 27-May-2019  
City / Country SHENZH EN / China         Vote Deadline Date 21-Jun-2019  
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CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0610/LTN20190610461.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0610/LTN20190610445.PDF Non-Voting            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 245639 DUE TO-CANCELLATION OF RESOLUTION 9.4 AND ADDITION OF RESOLUTIONS 13 AND 14. ALL-VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED-TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
1     WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2018 Management            
2     WORK REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2018 Management            
3     ANNUAL REPORT FOR THE YEAR 2018 (INCLUDING THE AUDITED FINANCIAL REPORT) Management            
4     AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2018 Management            
5     PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2018 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) Management            
6     RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2019 Management            
7     RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2018 Management            
8.1   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LI JIANHONG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.2   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. FU GANGFENG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.3   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHOU SONG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.4   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. HONG XIAOYUAN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.5   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHANG JIAN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.6   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MS. SU MIN AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.7   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LUO SHENG AS NON- EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.8   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. TIAN HUIYU AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.9   RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LIU JIANJUN AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.10 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WANG LIANG AS EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.11 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LEUNG KAM CHUNG, ANTONY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.12 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.13 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WONG SEE HONG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.14 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LI MENGGANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8.15 RESOLUTION REGARDING THE ELECTION OF MEMBER OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MERCHANTS BANK: ELECTION OF MR. LIU QIAO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
9.1   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. PENG BIHONG AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.2   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WU HENG AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.3   RESOLUTION REGARDING THE ELECTION OF SHAREHOLDER SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. WEN JIANGUO AS SHAREHOLDER SUPERVISOR OF THE COMPANY Management            
9.4   RESOLUTION REGARDING THE ELECTION OF EXTERNAL SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. DING HUIPING AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
9.5   RESOLUTION REGARDING THE ELECTION OF EXTERNAL SUPERVISOR FOR THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS OF CHINA MERCHANTS BANK: ELECTION OF MR. HAN ZIRONG AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
10    PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD Management            
11    PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS Management            
12    PROPOSAL REGARDING THE MID-TERM CAPITAL MANAGEMENT PLAN OF CHINA MERCHANTS BANK (2019-2021) Management            
13.1 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. SUN YUNFEI AS NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.2 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. WANG DAXIONG AS NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.3 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. TIAN HONGQI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
13.4 PROPOSAL REGARDING THE ADDITION OF DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD OF DIRECTORS AND SUPERVISOR OF THE ELEVENTH SESSION OF THE BOARD OF SUPERVISORS: ELECTION OF MR. XU ZHENGJUN AS EXTERNAL SUPERVISOR OF THE COMPANY Management            
14    PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE WRITE-DOWN UNDATED CAPITAL BONDS Management            

 

 

 

Form N-PX Proxy Voting Records

Guinness Atkinson Dividend Builder Fund

Reporting Period: July 1, 2018 through June 30, 2019

 

Vote Summary

 

NEX GROUP PLC    
Security G6528A100           Meeting Type Annual General Meeting
Ticker Symbol NXG LN           Meeting Date 11-Jul-2018  
ISIN GB00BZ02MH16           Agenda 709616051 - Management
Record Date             Holding Recon Date 09-Jul-2018  
City / Country LONDON / United Kingdom         Vote Deadline Date 05-Jul-2018  
SEDOL(s) BYW12F7 - BYYRZQ5 - BZ02MH1       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 RECEIVE THE ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2018 Management   For   For    
2 DECLARE A FINAL DIVIDEND OF 7.65P PER ORDINARY SHARE Management   For   For    
3 RE-ELECT CHARLES GREGSON AS A DIRECTOR Management   For   For    
4 RE-ELECT MICHAEL SPENCER AS A DIRECTOR Management   For   For    
5 RE-ELECT KEN PIGAGA AS A DIRECTOR Management   For   For    
6 RE-ELECT SAMANTHA WREN AS A DIRECTOR Management   For   For    
7 RE-ELECT JOHN SIEVWRIGHT AS A DIRECTOR Management   For   For    
8 RE-ELECT ANNA EWING AS A DIRECTOR Management   For   For    
9 RE-ELECT IVAN RITOSSA AS A DIRECTOR Management   For   For    
10 RE-ELECT ROBERT STANDING AS A DIRECTOR Management   For   For    
11 RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY Management   For   For    
12 AUTHORISE THE AUDIT COMMITTEE TO SET THE REMUNERATION OF THE AUDITOR OF THE COMPANY Management   For   For    
13 APPROVE THE REMUNERATION REPORT Management   For   For    
14 APPROVE THE DIRECTORS' REMUNERATION POLICY Management   For   For    
15 AUTHORISE THE DIRECTORS TO ALLOT SHARES Management   For   For    
16 AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS Management   For   For    
17 AUTHORISE THE DIRECTORS TO FURTHER DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS Management   For   For    
18 AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF THE COMPANY'S SHARES Management   For   For    
VODACOM GROUP LIMITED    
Security S9453B108           Meeting Type Annual General Meeting
Ticker Symbol VOD SJ           Meeting Date 17-Jul-2018  
ISIN ZAE000132577           Agenda 709639047 - Management
Record Date 06-Jul-2018           Holding Recon Date 06-Jul-2018  
City / Country JOHANN ESBURG / South Africa         Vote Deadline Date 10-Jul-2018  
SEDOL(s) B6161Y9 - B65B4D0 - B8DQFM7       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.O.1 ADOPTION OF THE AUDITED CONSOLIDATED ANNUAL FINANCIAL STATEMENTS Management   For   For    
2.O.2 ELECTION OF MR SJ MACOZOMA AS A DIRECTOR Management   For   For    
3.O.3 RE-ELECTION OF MS BP MABELANE AS A DIRECTOR Management   For   For    
4.O.4 RE-ELECTION OF MR DH BROWN AS A DIRECTOR Management   For   For    
5.O.5 RE-ELECTION OF MR M JOSEPH AS A DIRECTOR Management   For   For    
6.O.6 APPOINTMENT OF PRICEWATERHOUSECOOPERS INC. AS AUDITORS OF THE COMPANY Management   For   For    
7.O.7 APPROVAL OF THE REMUNERATION POLICY Management   For   For    
8.O.8 APPROVAL FOR THE IMPLEMENTATION OF THE REMUNERATION POLICY Management   For   For    
9.O.9 RE-ELECTION OF MR DH BROWN AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE COMPANY Management   For   For    
10O10 ELECTION OF MR SJ MACOZOMA AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE COMPANY Management   For   For    
11O11 RE-ELECTION OF MS BP MABELANE AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE COMPANY Management   For   For    
12S.1 GENERAL AUTHORITY TO REPURCHASE SHARES IN THE COMPANY Management   For   For    
13S.2 INCREASE IN NON-EXECUTIVE DIRECTORS' FEES Management   For   For    
CMMT 20 JUNE 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CA, INC.    
Security 12673P105           Meeting Type Annual
Ticker Symbol CA           Meeting Date 08-Aug-2018  
ISIN US12673P1057           Agenda 934850973 - Management
Record Date 11-Jun-2018           Holding Recon Date 11-Jun-2018  
City / Country   / United States         Vote Deadline Date 07-Aug-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1A. Election of Director: Jens Alder Management   For   For    
1B. Election of Director: Nancy A. Altobello Management   For   For    
1C. Election of Director: Raymond J. Bromark Management   For   For    
1D. Election of Director: Michael P. Gregoire Management   For   For    
1E. Election of Director: Jean M. Hobby Management   For   For    
1F. Election of Director: Rohit Kapoor Management   For   For    
1G. Election of Director: Jeffrey G. Katz Management   For   For    
1H. Election of Director: Kay Koplovitz Management   For   For    
1I. Election of Director: Christopher B. Lofgren Management   For   For    
1J. Election of Director: Richard Sulpizio Management   For   For    
2. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2019. Management   For   For    
3. To approve, on an advisory basis, the compensation of our Named Executive Officers. Management   For   For    
VODACOM GROUP LIMITED    
Security S9453B108           Meeting Type Ordinary General Meeting
Ticker Symbol VOD SJ           Meeting Date 16-Aug-2018  
ISIN ZAE000132577           Agenda 709758897 - Management
Record Date 10-Aug-2018           Holding Recon Date 10-Aug-2018  
City / Country JOHANN ESBURG / South Africa         Vote Deadline Date 09-Aug-2018  
SEDOL(s) B6161Y9 - B65B4D0 - B8DQFM7       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.O.1 APPROVAL OF THE SPECIFIC ISSUE OF SHARES FOR CASH Management   Abstain   Against    
2.O.2 APPROVING THE ISSUE OF THE NEW VODACOM GROUP SHARES IN TERMS OF THE MOI Management   Abstain   Against    
3.O.3 AUTHORITY Management   Abstain   Against    
4.S.1 APPROVAL OF FINANCIAL ASSISTANCE PROVIDED BY THE COMPANY FOR THE BEE TRANSACTION Management   Abstain   Against    
THE PROCTER & GAMBLE COMPANY    
Security 742718109           Meeting Type Annual
Ticker Symbol PG           Meeting Date 09-Oct-2018  
ISIN US7427181091           Agenda 934870115 - Management
Record Date 10-Aug-2018           Holding Recon Date 10-Aug-2018  
City / Country   / United States         Vote Deadline Date 08-Oct-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Francis S. Blake Management   For   For    
1b. Election of Director: Angela F. Braly Management   For   For    
1c. Election of Director: Amy L. Chang Management   For   For    
1d. Election of Director: Kenneth I. Chenault Management   For   For    
1e. Election of Director: Scott D. Cook Management   For   For    
1f. Election of Director: Joseph Jimenez Management   For   For    
1g. Election of Director: Terry J. Lundgren Management   For   For    
1h. Election of Director: W. James McNerney, Jr. Management   For   For    
1i. Election of Director: Nelson Peltz Management   For   For    
1j. Election of Director: David S. Taylor Management   For   For    
1k. Election of Director: Margaret C. Whitman Management   For   For    
1l. Election of Director: Patricia A. Woertz Management   For   For    
1m. Election of Director: Ernesto Zedillo Management   For   For    
2. Ratify Appointment of the Independent Registered Public Accounting Firm Management   For   For    
3. Advisory Vote on the Company's Executive Compensation (the "Say on Pay" vote) Management   For   For    
SONIC HEALTHCARE LIMITED    
Security Q8563C107           Meeting Type Annual General Meeting
Ticker Symbol SHL AU           Meeting Date 21-Nov-2018  
ISIN AU000000SHL7           Agenda 710115278 - Management
Record Date 19-Nov-2018           Holding Recon Date 19-Nov-2018  
City / Country SYDNEY / Australia         Vote Deadline Date 15-Nov-2018  
SEDOL(s) 5975589 - 6821120 - B3BJRY9 - BJ05375       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION Non-Voting            
1 RE-ELECTION OF MS KATE SPARGO AS A DIRECTOR OF THE COMPANY Management   For   For    
2 RE-ELECTION OF MR LOU PANACCIO AS A DIRECTOR OF THE COMPANY Management   For   For    
3 ADOPTION OF THE REMUNERATION REPORT Management   For   For    
4 APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER Management   For   For    
5 APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER Management   For   For    
MICROSOFT CORPORATION    
Security 594918104           Meeting Type Annual
Ticker Symbol MSFT           Meeting Date 28-Nov-2018  
ISIN US5949181045           Agenda 934884544 - Management
Record Date 26-Sep-2018           Holding Recon Date 26-Sep-2018  
City / Country   / United States         Vote Deadline Date 27-Nov-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: William H. Gates lll Management   For   For    
1b. Election of Director: Reid G. Hoffman Management   For   For    
1c. Election of Director: Hugh F. Johnston Management   For   For    
1d. Election of Director: Teri L. List-Stoll Management   For   For    
1e. Election of Director: Satya Nadella Management   For   For    
1f. Election of Director: Charles H. Noski Management   For   For    
1g. Election of Director: Helmut Panke Management   For   For    
1h. Election of Director: Sandra E. Peterson Management   For   For    
1i. Election of Director: Penny S. Pritzker Management   For   For    
1j. Election of Director: Charles W. Scharf Management   For   For    
1k. Election of Director: Arne M. Sorenson Management   For   For    
1l. Election of Director: John W. Stanton Management   For   For    
1m. Election of Director: John W. Thompson Management   For   For    
1n. Election of Director: Padmasree Warrior Management   For   For    
2. Advisory vote to approve named executive officer compensation Management   For   For    
3. Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 Management   For   For    
CME GROUP INC.    
Security 12572Q105           Meeting Type Special
Ticker Symbol CME           Meeting Date 29-Nov-2018  
ISIN US12572Q1058           Agenda 934879909 - Management
Record Date 06-Sep-2018           Holding Recon Date 06-Sep-2018  
City / Country   / United States         Vote Deadline Date 28-Nov-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. Approve an amendment and restatement of our certificate of incorporation to eliminate all or some of the Class B Election Rights. Management   Abstain   Against    
CISCO SYSTEMS, INC.    
Security 17275R102           Meeting Type Annual
Ticker Symbol CSCO           Meeting Date 12-Dec-2018  
ISIN US17275R1023           Agenda 934891614 - Management
Record Date 15-Oct-2018           Holding Recon Date 15-Oct-2018  
City / Country   / United States         Vote Deadline Date 11-Dec-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: M. Michele Burns Management            
1b. Election of Director: Michael D. Capellas Management            
1c. Election of Director: Mark Garrett Management            
1d. Election of Director: Dr. Kristina M. Johnson Management            
1e. Election of Director: Roderick C. McGeary Management            
1f. Election of Director: Charles H. Robbins Management            
1g. Election of Director: Arun Sarin Management            
1h. Election of Director: Brenton L. Saunders Management            
1i. Election of Director: Steven M. West Management            
2. Approval of amendment and restatement of the Employee Stock Purchase Plan. Management            
3. Approval, on an advisory basis, of executive compensation. Management            
4. Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. Management            
5. Approval to have Cisco's Board adopt a policy to have an independent Board chairman. Shareholder            
6. Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. Shareholder            
IMPERIAL BRANDS PLC    
Security G4720C107           Meeting Type Annual General Meeting
Ticker Symbol IMB LN           Meeting Date 06-Feb-2019  
ISIN GB0004544929           Agenda 710394379 - Management
Record Date             Holding Recon Date 04-Feb-2019  
City / Country BRISTOL / United Kingdom         Vote Deadline Date 31-Jan-2019  
SEDOL(s) 0454492 - 5919974 - B02SW50 - BGLNNR7 - BRTM7M6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1 ANNUAL REPORT AND ACCOUNTS Management   For   For    
2 DIRECTORS REMUNERATION REPORT Management   For   For    
3 TO DECLARE A FINAL DIVIDEND Management   For   For    
4 TO ELECT MS S M CLARK Management   For   For    
5 TO RE-ELECT MRS A J COOPER Management   For   For    
6 TO RE-ELECT MRS T M ESPERDY Management   For   For    
7 TO RE-ELECT MR S A C LANGELIER Management   For   For    
8 TO RE-ELECT MR M R PHILLIPS Management   For   For    
9 TO RE-ELECT MR S P STANBROOK Management   For   For    
10 TO RE-ELECT MR O R TANT Management   For   For    
11 TO RE-ELECT MR M D WILLIAMSON Management   For   For    
12 TO RE-ELECT MRS K WITTS Management   For   For    
13 TO RE-ELECT MR M I WYMAN Management   For   For    
14 REAPPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS LLP Management   For   For    
15 REMUNERATION OF AUDITORS Management   For   For    
16 POLITICAL DONATIONS AND EXPENDITURE Management   For   For    
17 AUTHORITY TO ALLOT SECURITIES Management   For   For    
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Management   For   For    
19 PURCHASE OWN SHARES Management   For   For    
20 NOTICE PERIOD FOR GENERAL MEETINGS Management   For   For    
CMMT 04 JAN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
ANTA SPORTS PRODUCTS LTD    
Security G04011105           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 2020 HK           Meeting Date 22-Feb-2019  
ISIN KYG040111059           Agenda 710509590 - Management
Record Date 18-Feb-2019           Holding Recon Date 18-Feb-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 19-Feb-2019  
SEDOL(s) B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3 - BYWLB61       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0204/LTN20190204729.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0204/LTN20190204735.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1 TO APPROVE, RATIFY, CONFIRM AND AUTHORIZE THE ACQUISITION AND ALL THE TRANSACTIONS CONTEMPLATED UNDER, INCIDENTAL TO, ANCILLARY TO, IN CONNECTION WITH OR FOR THE ULTIMATE PURPOSE OF THE ACQUISITION ENTERED AND/OR TO BE ENTERED INTO BY THE GROUP AND ANY DIRECTOR TO BE AND IS AUTHORIZED TO DO ALL THINGS TO GIVE EFFECT TO THE SAME Management            
JAPAN TOBACCO INC.    
Security J27869106           Meeting Type Annual General Meeting
Ticker Symbol 2914 JP           Meeting Date 20-Mar-2019  
ISIN JP3726800000           Agenda 710591733 - Management
Record Date 31-Dec-2018           Holding Recon Date 31-Dec-2018  
City / Country TOKYO / Japan         Vote Deadline Date 18-Mar-2019  
SEDOL(s) 5754357 - 6474535 - B02H525       Quick Code 29140  
                             
Item Proposal   Proposed by   Vote For/Against Management    
  Please reference meeting materials. Non-Voting            
1 Approve Appropriation of Surplus Management            
2 Amend Articles to: Increase the Board of Corporate Auditors Size to 5 Management            
3.1 Appoint a Director Yamashita, Kazuhito Management            
3.2 Appoint a Director Nagashima, Yukiko Management            
4.1 Appoint a Corporate Auditor Nagata, Ryoko Management            
4.2 Appoint a Corporate Auditor Yamamoto, Hiroshi Management            
4.3 Appoint a Corporate Auditor Mimura, Toru Management            
4.4 Appoint a Corporate Auditor Obayashi, Hiroshi Management            
4.5 Appoint a Corporate Auditor Yoshikuni, Koji Management            
5 Approve Details of the Compensation to be received by Directors Management            
6 Approve Details of Compensation as Stock Options for Directors Management            
7 Approve Details of the Compensation to be received by Corporate Auditors Management            
NOVO NORDISK A/S    
Security K72807132           Meeting Type Annual General Meeting
Ticker Symbol NOVOBDC           Meeting Date 21-Mar-2019  
ISIN DK0060534915           Agenda 710584803 - Management
Record Date 14-Mar-2019           Holding Recon Date 14-Mar-2019  
City / Country COPENH AGEN / Denmark         Vote Deadline Date 13-Mar-2019  
SEDOL(s) BD9MGW1 - BHC8X90 - BHK3FW4 - BHWQM42 - BHWQMV9 - BHY3360       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU Non-Voting            
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. Non-Voting            
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting            
2 ADOPTION OF THE STATUTORY ANNUAL REPORT 2018 Management            
3.1 APPROVAL OF ACTUAL REMUNERATION OF THE BOARD OF DIRECTORS FOR 2018 Management            
3.2 APPROVAL OF THE REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2019 Management            
4 RESOLUTION TO DISTRIBUTE THE PROFIT: THE BOARD OF DIRECTORS PROPOSES THAT THE FINAL DIVIDEND FOR 2018 IS DKK 5.15 FOR EACH NOVO NORDISK A OR B SHARE OF DKK 0.20. THE TOTAL DIVIDEND FOR 2018 OF DKK 8.15 INCLUDES BOTH THE INTERIM DIVIDEND OF DKK 3.00 FOR EACH NOVO NORDISK A AND B SHARE OF DKK 0.20 WHICH WAS PAID IN AUGUST 2018 AND THE FINAL DIVIDEND OF DKK 5.15 FOR EACH NOVO NORDISK A AND B SHARE OF DKK 0.20 TO BE PAID IN MARCH 2019. THE TOTAL DIVIDEND INCREASED BY 4% COMPARED TO THE 2017 TOTAL DIVIDEND OF DKK 7.85 FOR EACH NOVO NORDISK A AND B SHARE OF DKK 0.20. THE TOTAL DIVIDEND FOR 2018 CORRESPONDS TO A PAY-OUT RATIO OF 50.6% Management            
5.1 ELECTION OF HELGE LUND AS CHAIRMAN Management            
5.2 ELECTION OF JEPPE CHRISTIANSEN AS VICE CHAIRMAN Management            
5.3.A ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: BRIAN DANIELS Management            
5.3.B ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LAURENCE DEBROUX Management            
5.3.C ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: ANDREAS FIBIG Management            
5.3.D ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: SYLVIE GREGOIRE Management            
5.3.E ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LIZ HEWITT Management            
5.3.F ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KASIM KUTAY Management            
5.3.G ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARTIN MACKAY Management            
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITOR Management            
7.1 PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL FROM DKK 382,512,800 TO DKK 372,512,800 Management            
7.2 PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES Management            
7.3.A PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL: WITHOUT PRE- EMPTIVE RIGHTS FOR THE BENEFIT OF EMPLOYEES Management            
7.3.B PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL: WITH PRE- EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS Management            
7.3.C PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL: WITHOUT PRE- EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS Management            
7.4 PROPOSALS FROM THE BOARD OF DIRECTORS: APPROVAL OF CHANGES TO THE REMUNERATION PRINCIPLES Management            
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REDUCTION OF PRICE OF INSULIN AND OTHER PRODUCTS IF RETURN ON EQUITY EXCEEDS 7 Shareholder            
CMMT 26 FEB 2019: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR-'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 5.1, 5.2, 5.3.A TO 5.3.G AND 6. THANK-YOU Non-Voting            
CMMT 26 FEB 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
RANDSTAD NV    
Security N7291Y137           Meeting Type Annual General Meeting
Ticker Symbol RAND NA           Meeting Date 26-Mar-2019  
ISIN NL0000379121           Agenda 710545887 - Management
Record Date 26-Feb-2019           Holding Recon Date 26-Feb-2019  
City / Country DIEMEN / Netherlands         Vote Deadline Date 19-Mar-2019  
SEDOL(s) 5228658 - 5360334 - B02P0H9 - B4L9757 - BF44767 - BHZLQM0 - BYSCB02       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1 OPENING Non-Voting            
2A REPORT OF THE EXECUTIVE BOARD AND REPORT OF THE SUPERVISORY BOARD FOR THE-FINANCIAL YEAR 2018 Non-Voting            
2B ACCOUNT FOR APPLICATION OF THE REMUNERATION POLICY IN 2018 Non-Voting            
2C PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS 2018 Management            
2D EXPLANATION OF THE POLICY ON RESERVES AND DIVIDENDS Non-Voting            
2E PROPOSAL TO DETERMINE THE REGULAR DIVIDEND OVER THE FINANCIAL YEAR 2018: EUR 2.27 PER SHARE Management            
2F PROPOSAL TO DETERMINE A SPECIAL DIVIDEND OVER THE FINANCIAL YEAR 2018: EUR 1.11 PER SHARE Management            
3A DISCHARGE OF LIABILITY OF THE MEMBERS OF THE EXECUTIVE BOARD FOR THE MANAGEMENT Management            
3B DISCHARGE OF LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE SUPERVISION OF THE MANAGEMENT Management            
4A PROPOSAL TO APPOINT REBECCA HENDERSON AS MEMBER OF THE EXECUTIVE BOARD Management            
4B PROPOSAL TO APPOINT KAREN FICHUK AS MEMBER OF THE EXECUTIVE BOARD Management            
5A PROPOSAL TO REAPPOINT JAAP WINTER AS MEMBER OF THE SUPERVISORY BOARD Management            
5B PROPOSAL TO REAPPOINT BARBARA BORRA AS MEMBER OF THE SUPERVISORY BOARD Management            
5C PROPOSAL TO REAPPOINT RUDY PROVOOST AS MEMBER OF THE SUPERVISORY BOARD Management            
6A PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO ISSUE SHARES AND TO RESTRICT OR EXCLUDE THE PREEMPTIVE RIGHT TO ANY ISSUE OF SHARES Management            
6B PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD TO REPURCHASE SHARES Management            
6C PROPOSAL TO CANCEL REPURCHASED SHARES Management            
7 PROPOSAL TO REAPPOINT STEPAN BREEDVELD AS BOARD MEMBER OF STICHTING ADMINISTRATIEKANTOOR PREFERENTE AANDELEN RANDSTAD Management            
8 PROPOSAL TO REAPPOINT DELOITTE ACCOUNTANTS BV AS EXTERNAL AUDITOR FOR THE FINANCIAL YEAR 2020 Management            
9 ANY OTHER BUSINESS Non-Voting            
10 CLOSING Non-Voting            
BROADCOM INC    
Security 11135F101           Meeting Type Annual
Ticker Symbol AVGO           Meeting Date 01-Apr-2019  
ISIN US11135F1012           Agenda 934928598 - Management
Record Date 11-Feb-2019           Holding Recon Date 11-Feb-2019  
City / Country   / United States         Vote Deadline Date 29-Mar-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Mr. Hock E. Tan Management            
1b. Election of Director: Dr. Henry Samueli Management            
1c. Election of Director: Mr. Eddy W. Hartenstein Management            
1d. Election of Director: Ms. Diane M. Bryant Management            
1e. Election of Director: Ms. Gayla J. Delly Management            
1f. Election of Director: Mr. Check Kian Low Management            
1g. Election of Director: Mr. Peter J. Marks Management            
1h. Election of Director: Mr. Harry L. You Management            
2. Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. Management            
3. To approve amendments to Broadcom's Second Amended and Restated Employee Share Purchase Plan. Management            
4. Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. Management            
ANTA SPORTS PRODUCTS LTD    
Security G04011105           Meeting Type Annual General Meeting
Ticker Symbol 2020 HK           Meeting Date 09-Apr-2019  
ISIN KYG040111059           Agenda 710674587 - Management
Record Date 02-Apr-2019           Holding Recon Date 02-Apr-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 03-Apr-2019  
SEDOL(s) B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3 - BYWLB61       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0308/LTN20190308681.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0308/LTN20190308701.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1 TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management            
2 TO DECLARE A FINAL DIVIDEND OF HK28 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2018 Management            
3 TO RE-ELECT MR. DING SHIZHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management            
4 TO RE-ELECT MR. ZHENG JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management            
5 TO RE-ELECT MR. DAI ZHONGCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
6 TO RE-ELECT MR. YIU KIN WAH STEPHEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
7 TO RE-ELECT MR. MEI MING ZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8 TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS Management            
9 TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION Management            
10 TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES Management            
11 TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES Management            
12 TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 10 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 11 Management            
NESTLE S.A.    
Security H57312649           Meeting Type Annual General Meeting
Ticker Symbol NESN SW           Meeting Date 11-Apr-2019  
ISIN CH0038863350           Agenda 710701031 - Management
Record Date 04-Apr-2019           Holding Recon Date 04-Apr-2019  
City / Country LAUSAN NE / Switzerland         Vote Deadline Date 03-Apr-2019  
SEDOL(s) 7123870 - 7125274 - B01F348 - B0ZGHZ6 - BG43QP3 - BH7KD02 - BH89D42       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE Non-Voting            
1.1 APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2018 Management            
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2018 (ADVISORY VOTE) Management            
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT Management            
3 APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2018: CHF 2.45 PER SHARE Management            
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR PAUL BULCKE Management            
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR ULF MARK SCHNEIDER Management            
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES Management            
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR BEAT W. HESS Management            
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR RENATO FASSBIND Management            
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS ANN M. VENEMAN Management            
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS EVA CHENG Management            
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER Management            
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS URSULA M. BURNS Management            
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR KASPER RORSTED Management            
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR PABLO ISLA Management            
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS KIMBERLY A. ROSS Management            
4.2.1 ELECTION TO THE BOARD OF DIRECTORS: MR DICK BOER Management            
4.2.2 ELECTION TO THE BOARD OF DIRECTORS: MR DINESH PALIWAL Management            
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS Management            
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER Management            
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MS URSULA M. BURNS Management            
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR PABLO ISLA Management            
4.4 ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH Management            
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW Management            
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS Management            
5.2 APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD Management            
6 CAPITAL REDUCTION (BY CANCELLATION OF SHARES) Management            
7 IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL Shareholder            
CMMT 22 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
EATON CORPORATION PLC    
Security G29183103           Meeting Type Annual
Ticker Symbol ETN           Meeting Date 24-Apr-2019  
ISIN IE00B8KQN827           Agenda 934942079 - Management
Record Date 25-Feb-2019           Holding Recon Date 25-Feb-2019  
City / Country   / United States         Vote Deadline Date 23-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Craig Arnold Management            
1b. Election of Director: Todd M. Bluedorn Management            
1c. Election of Director: Christopher M. Connor Management            
1d. Election of Director: Michael J. Critelli Management            
1e. Election of Director: Richard H. Fearon Management            
1f. Election of Director: Arthur E. Johnson Management            
1g. Election of Director: Olivier Leonetti Management            
1h. Election of Director: Deborah L. McCoy Management            
1i. Election of Director: Gregory R. Page Management            
1j. Election of Director: Sandra Pianalto Management            
1k. Election of Director: Gerald B. Smith Management            
1l. Election of Director: Dorothy C. Thompson Management            
2. Approving the appointment of Ernst & Young as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration. Management            
3. Advisory approval of the Company's executive compensation. Management            
4. Approving a proposal to grant the Board authority to issue shares. Management            
5. Approving a proposal to grant the Board authority to opt out of pre-emption rights. Management            
6. Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. Management            
DANONE SA    
Security F12033134           Meeting Type MIX
Ticker Symbol BN FP           Meeting Date 25-Apr-2019  
ISIN FR0000120644           Agenda 710593989 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country PARIS / France         Vote Deadline Date 17-Apr-2019  
SEDOL(s) B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 - BF445H4 - BH7KCW7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. Non-Voting            
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE Non-Voting            
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Non-Voting            
O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND SETTING OF THE DIVIDEND AT 1.94 EURO PER SHARE Management   For   For    
O.4 RENEWAL OF THE TERM OF OFFICE OF MR. FRANCK RIBOUD AS DIRECTOR Management   For   For    
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. EMMANUEL FABER AS DIRECTOR Management   For   For    
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. CLARA GAYMARD AS DIRECTOR Management   For   For    
O.7 APPROVAL OF THE AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE ENTERED INTO BETWEEN THE COMPANY AND J.P. MORGAN GROUP Management   For   For    
O.8 APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER Management   For   For    
O.9 APPROVAL OF THE COMPENSATION POLICY OF EXECUTIVE CORPORATE OFFICERS Management   For   For    
O.10 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER SHARES OF THE COMPANY Management   For   For    
E.11 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Management   For   For    
E.12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH OBLIGATION TO GRANT A PRIORITY RIGHT Management   For   For    
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED Management   For   For    
E.14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY Management   For   For    
E.15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL Management   For   For    
E.16 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY BY CAPITALIZATION OF RESERVES, PROFITS, PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION WOULD BE ALLOWED Management   For   For    
E.17 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES BELONGING TO A COMPANY SAVINGS PLAN AND/OR RESERVED DISPOSALS OF SECURITIES, WITHOUT THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT Management   For   For    
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR SOME CATEGORIES OF BENEFICIARIES, MADE UP OF EMPLOYEES OF DANONE GROUP'S FOREIGN COMPANIES, UNDER THE EMPLOYEE SHAREHOLDING OPERATIONS Management   For   For    
E.19 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Management   For   For    
E.20 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES Management   For   For    
E.21 POWERS TO CARRY OUT FORMALITIES Management   For   For    
CMMT 03 APR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0227/20190227 1-900371.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0403/20190403 1-900814.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN COMMENT AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting            
SCHNEIDER ELECTRIC SE    
Security F86921107           Meeting Type MIX
Ticker Symbol SU FP           Meeting Date 25-Apr-2019  
ISIN FR0000121972           Agenda 710612486 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country PARIS / France         Vote Deadline Date 17-Apr-2019  
SEDOL(s) 4834108 - 5395875 - B030QQ4 - B11BPS1 - B8455F6 - BF447N4 - BRTM6T6 - BWYBMC8       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE Non-Voting            
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Non-Voting            
CMMT 29 MAR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0304/20190304 1-900416.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0329/20190329 1-900829.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 22 APR 2019 TO 18 APR 2019 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 Management            
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 Management            
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND: EUR 2.35 PER SHARE Management            
O.4 INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE IN PREVIOUS YEARS Management            
O.5 APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID, DUE OR AWARDED TO MR. JEAN-PASCAL TRICOIRE, FOR THE FINANCIAL YEAR 2018 Management            
O.6 APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID, DUE OR AWARDED TO MR. EMMANUEL BABEAU, FOR THE FINANCIAL YEAR 2018 Management            
O.7 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2019 Management            
O.8 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2019 Management            
O.9 RENEWAL OF THE TERM OF OFFICE OF MR. GREG SPIERKEL AS DIRECTOR Management            
O.10 APPOINTMENT OF MRS. CAROLINA DYBECK HAPPE AS DIRECTOR Management            
O.11 APPOINTMENT OF MRS. XUEZHENG MA AS DIRECTOR Management            
O.12 APPOINTMENT OF MR. LIP-BU TAN AS DIRECTOR Management            
O.13 SETTING OF THE ATTENDANCE FEES TO BE ALLOCATED TO THE BOARD OF DIRECTORS Management            
O.14 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - MAXIMUM PURCHASE PRICE OF 90 EUROS PER SHARE Management            
E.15 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 800 MILLION EUROS NOMINAL VALUE, REPRESENTING APPROXIMATELY 34.53% OF THE CAPITAL AT 31 DECEMBER 2018, BY ISSUING COMMON SHARES OR OF ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Management            
E.16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED Management            
E.17 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 230 MILLION EUROS NOMINAL VALUE, REPRESENTING APPROXIMATELY 9.93% OF THE CAPITAL AT 31 DECEMBER 2018 BY ISSUING COMMON SHARES OR OF ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC OFFERING. THIS DELEGATION MAY BE USED TO REMUNERATE CONTRIBUTIONS OF SECURITIES IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY Management            
E.18 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF AN INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, DECIDED PURSUANT TO THE FIFTEENTH AND SEVENTEENTH RESOLUTIONS Management            
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMIT OF 9.93% OF THE SHARE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND Management            
E.20 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT AND IN THE CONTEXT OF AN OFFER REFERRED TO IN SECTION II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMIT OF 115 MILLION EUROS NOMINAL VALUE - REPRESENTING APPROXIMATELY 4.96% OF THE CAPITAL, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL OR ONE OF ITS SUBSIDIARIES, WHOSE ISSUE PRICE WILL BE DETERMINED BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET BY THE GENERAL MEETING Management            
E.21 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ALLOTMENT OF FREE SHARES (ON THE BASIS OF EXISTING SHARES OR SHARES TO BE ISSUED) SUBJECT, IF APPLICABLE, TO PERFORMANCE CONDITIONS, TO CORPORATE OFFICERS AND EMPLOYEES OF THE COMPANY AND COMPANIES RELATED TO IT, WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, ENTAILING WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT Management            
E.22 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Management            
E.23 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: FOR THE BENEFIT OF EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY OR THROUGH ENTITIES ACTING ON THEIR BEHALF OR ENTITIES INVOLVED TO PROVIDE EMPLOYEES OF THE GROUP'S FOREIGN COMPANIES WITH BENEFITS COMPARABLE TO THOSE OFFERED TO MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT Management            
E.24 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL, IF APPLICABLE, THE SHARES OF THE COMPANY PURCHASED UNDER THE CONDITIONS SET BY THE GENERAL MEETING, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL Management            
O.25 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management            
BRITISH AMERICAN TOBACCO PLC    
Security G1510J102           Meeting Type Annual General Meeting
Ticker Symbol             Meeting Date 25-Apr-2019  
ISIN GB0002875804           Agenda 710783742 - Management
Record Date             Holding Recon Date 23-Apr-2019  
City / Country LONDON / United Kingdom         Vote Deadline Date 17-Apr-2019  
SEDOL(s) 0287580 - 5617278 - B02S755 - B3DCKS1 - B3F9DG9       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1 RECEIPT OF THE 2018 ANNUAL REPORT AND ACCOUNTS Management            
2 APPROVAL OF THE DIRECTORS' REMUNERATION POLICY Management            
3 APPROVAL OF THE 2018 DIRECTORS' REMUNERATION REPORT, OTHER THAN THE DIRECTORS' REMUNERATION POLICY Management            
4 REAPPOINTMENT OF THE AUDITOR: KPMG LLP Management            
5 AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE THE AUDITORS' REMUNERATION Management            
6 RE-ELECTION OF RICHARD BURROWS AS A DIRECTOR (N) Management            
7 RE-ELECTION OF SUE FARR AS A DIRECTOR (N, R) Management            
8 RE-ELECTION OF DR MARION HELMES AS A DIRECTOR (N, R) Management            
9 RE-ELECTION OF LUC JOBIN AS A DIRECTOR (A, N) Management            
10 RE-ELECTION OF HOLLY KELLER KOEPPEL AS A DIRECTOR (A, N) Management            
11 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (N, R) Management            
12 RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A DIRECTOR (N, R) Management            
13 RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR (A, N) Management            
14 RE-ELECTION OF BEN STEVENS AS A DIRECTOR Management            
15 ELECTION OF JACK BOWLES AS A DIRECTOR WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING Management            
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO ALLOT SHARES Management            
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management            
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES Management            
19 AUTHORITY TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE Management            
20 NOTICE PERIOD FOR GENERAL MEETINGS Management            
JOHNSON & JOHNSON    
Security 478160104           Meeting Type Annual
Ticker Symbol JNJ           Meeting Date 25-Apr-2019  
ISIN US4781601046           Agenda 934938638 - Management
Record Date 26-Feb-2019           Holding Recon Date 26-Feb-2019  
City / Country   / United States         Vote Deadline Date 24-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Mary C. Beckerle Management            
1b. Election of Director: D. Scott Davis Management            
1c. Election of Director: Ian E. L. Davis Management            
1d. Election of Director: Jennifer A. Doudna Management            
1e. Election of Director: Alex Gorsky Management            
1f. Election of Director: Marillyn A. Hewson Management            
1g. Election of Director: Mark B. McClellan Management            
1h. Election of Director: Anne M. Mulcahy Management            
1i. Election of Director: William D. Perez Management            
1j. Election of Director: Charles Prince Management            
1k. Election of Director: A. Eugene Washington Management            
1l. Election of Director: Ronald A. Williams Management            
2. Advisory Vote to Approve Named Executive Officer Compensation. Management            
3. Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. Management            
4. Shareholder Proposal - Clawback Disclosure Shareholder            
5. Shareholder Proposal - Executive Compensation and Drug Pricing Risks. Shareholder            
UNITED TECHNOLOGIES CORPORATION    
Security 913017109           Meeting Type Annual
Ticker Symbol UTX           Meeting Date 29-Apr-2019  
ISIN US9130171096           Agenda 934941724 - Management
Record Date 28-Feb-2019           Holding Recon Date 28-Feb-2019  
City / Country   / United States         Vote Deadline Date 26-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Lloyd J. Austin III Management            
1b. Election of Director: Diane M. Bryant Management            
1c. Election of Director: John V. Faraci Management            
1d. Election of Director: Jean-Pierre Garnier Management            
1e. Election of Director: Gregory J. Hayes Management            
1f. Election of Director: Christopher J. Kearney Management            
1g. Election of Director: Ellen J. Kullman Management            
1h. Election of Director: Marshall O. Larsen Management            
1i. Election of Director: Harold W. McGraw III Management            
1j. Election of Director: Margaret L. O'Sullivan Management            
1k. Election of Director: Denise L. Ramos Management            
1l. Election of Director: Fredric G. Reynolds Management            
1m. Election of Director: Brian C. Rogers Management            
2. Advisory Vote to Approve Executive Compensation. Management            
3. Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2019. Management            
4. Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. Management            
5. Ratify the 15% Special Meeting Ownership Threshold in the Company's Bylaws. Management            
UNILEVER PLC    
Security G92087165           Meeting Type Annual General Meeting
Ticker Symbol ULVR LN           Meeting Date 02-May-2019  
ISIN GB00B10RZP78           Agenda 710784732 - Management
Record Date             Holding Recon Date 30-Apr-2019  
City / Country LEATHE RHEAD / United Kingdom         Vote Deadline Date 26-Apr-2019  
SEDOL(s) B10RZP7 - B156Y63 - B15F6K8 - BZ15D54       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2018 Management            
2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management            
3 TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR Management            
4 TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR Management            
5 TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR Management            
6 TO RE-ELECT DR M DEKKERS AS A NON- EXECUTIVE DIRECTOR Management            
7 TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR Management            
8 TO RE-ELECT MS A JUNG AS A NON-EXECUTIVE DIRECTOR Management            
9 TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR Management            
10 TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR Management            
11 TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR Management            
12 TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR Management            
13 TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR Management            
14 TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR Management            
15 TO ELECT MR A JOPE AS AN EXECUTIVE DIRECTOR Management            
16 TO ELECT MRS S KILSBY AS A NON-EXECUTIVE DIRECTOR Management            
17 TO REAPPOINT KPMG LLP AS AUDITOR OF THE COMPANY Management            
18 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR Management            
19 TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE Management            
20 TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES Management            
CMMT PLEASE NOTE THAT RESOLUTIONS 21 AND 22 ARE SUBJECT TO THE PASSING OF-RESOLUTION 20. THANK YOU Non-Voting            
21 TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS Management            
22 TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS Management            
23 TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES Management            
24 TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS Management            
ABBVIE INC.    
Security 00287Y109           Meeting Type Annual
Ticker Symbol ABBV           Meeting Date 03-May-2019  
ISIN US00287Y1091           Agenda 934949162 - Management
Record Date 08-Mar-2019           Holding Recon Date 08-Mar-2019  
City / Country   / United States         Vote Deadline Date 02-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR Management            
  1 William H.L. Burnside                
  2 Brett J. Hart                
  3 Edward J. Rapp                
2. Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2019 Management            
3. Say on Pay - An advisory vote on the approval of executive compensation Management            
4. Approval of a management proposal regarding amendment of the certificate of incorporation for a simple majority vote Management            
5. Stockholder Proposal - to Issue an Annual Report on Lobbying Shareholder            
6. Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing Shareholder            
7. Stockholder Proposal - to Adopt a Policy to Require Independent Chairman Shareholder            
ILLINOIS TOOL WORKS INC.    
Security 452308109           Meeting Type Annual
Ticker Symbol ITW           Meeting Date 03-May-2019  
ISIN US4523081093           Agenda 934949314 - Management
Record Date 04-Mar-2019           Holding Recon Date 04-Mar-2019  
City / Country   / United States         Vote Deadline Date 02-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Daniel J. Brutto Management            
1b. Election of Director: Susan Crown Management            
1c. Election of Director: James W. Griffith Management            
1d. Election of Director: Jay L. Henderson Management            
1e. Election of Director: Richard H. Lenny Management            
1f. Election of Director: E. Scott Santi Management            
1g. Election of Director: James A. Skinner Management            
1h. Election of Director: David B. Smith, Jr. Management            
1i. Election of Director: Pamela B. Strobel Management            
1j. Election of Director: Kevin M. Warren Management            
1k. Election of Director: Anre D. Williams Management            
2. Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2019. Management            
3. Advisory vote to approve compensation of ITW's named executive officers. Management            
4. A non-binding stockholder proposal, if presented at the meeting, to permit stockholders to act by written consent. Shareholder            
5. A non-binding stockholder proposal, if presented at the meeting, to set Company-wide greenhouse gas emissions targets. Shareholder            
AFLAC INCORPORATED    
Security 001055102           Meeting Type Annual
Ticker Symbol AFL           Meeting Date 06-May-2019  
ISIN US0010551028           Agenda 934949201 - Management
Record Date 27-Feb-2019           Holding Recon Date 27-Feb-2019  
City / Country   / United States         Vote Deadline Date 03-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Daniel P. Amos Management            
1b. Election of Director: W. Paul Bowers Management            
1c. Election of Director: Toshihiko Fukuzawa Management            
1d. Election of Director: Robert B. Johnson Management            
1e. Election of Director: Thomas J. Kenny Management            
1f. Election of Director: Georgette D. Kiser Management            
1g. Election of Director: Karole F. Lloyd Management            
1h. Election of Director: Joseph L. Moskowitz Management            
1i. Election of Director: Barbara K. Rimer, DrPH Management            
1j. Election of Director: Katherine T. Rohrer Management            
1k. Election of Director: Melvin T. Stith Management            
2. To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2019 Annual Meeting of Shareholders and Proxy Statement" Management            
3. To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2019 Management            
DEUTSCHE BOERSE AG    
Security D1882G119           Meeting Type Annual General Meeting
Ticker Symbol DB1 GR           Meeting Date 08-May-2019  
ISIN DE0005810055           Agenda 710797563 - Management
Record Date 01-May-2019           Holding Recon Date 01-May-2019  
City / Country FRANKF URT AM MAIN / Germany         Vote Deadline Date 29-Apr-2019  
SEDOL(s) 7021963 - B01DFR9 - B0ZGJP0 - B5SMM84 - BF0Z720 - BHZLDG3 - BRK05V4 - BYL6SN3       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. Non-Voting            
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE Non-Voting            
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD Non-Voting            
  PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU                  
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23.04.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE Non-Voting            
1 PRESENTATION OF THE ADOPTED AND APPROVED ANNUAL FINANCIAL STATEMENTS AND- CONSOLIDATED FINANCIAL STATEMENTS AS WELL AS THE COMBINED MANAGEMENT REPORT-OF DEUTSCHE BORSE AKTIENGESELLSCHAFT AND THE GROUP AS AT 31 DECEMBER 2018,-THE REPORT OF THE SUPERVISORY BOARD, THE PROPOSAL FOR THE APPROPRIATION OF-THE UNAPPROPRIATED SURPLUS AND THE EXPLANATORY REPORT ON DISCLOSURES PURSUANT-TO SECTIONS 289A (1) AND 315A (1) OF THE GERMAN COMMERCIAL CODE- (HANDELSGESETZBUCH - HGB) Non-Voting            
2 RESOLUTION ON THE APPROPRIATION OF UNAPPROPRIATED SURPLUS: EUR 2.70 FOR EACH NO-PAR VALUE SHARE Management   For   For    
3 RESOLUTION ON THE RATIFICATION OF THE ACTS OF THE MEMBERS OF THE EXECUTIVE BOARD Management   For   For    
4 RESOLUTION ON THE RATIFICATION OF THE ACTS OF THE MEMBERS OF THE SUPERVISORY BOARD Management   For   For    
5.1 RESOLUTION ON THE ELECTION OF MEMBER TO THE SUPERVISORY BOARD: CLARA-CHRISTINA STREIT, INDEPENDENT MANAGEMENT CONSULTANT, BIELEFELD Management   For   For    
5.2 RESOLUTION ON THE ELECTION OF MEMBER TO THE SUPERVISORY BOARD: CHARLES G. T. STONEHILL, INDEPENDENT MANAGEMENT CONSULTANT, NEW YORK, USA Management   For   For    
6 RESOLUTION ON THE RESCISSION OF THE EXISTING AND THE GRANT OF A NEW AUTHORISATION TO ACQUIRE AND USE TREASURY SHARES IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF THE AKTG AND TO EXCLUDE SUBSCRIPTION RIGHTS AND RIGHTS OF TENDER Management   Abstain   Against    
7 RESOLUTION ON THE AUTHORISATION TO USE DERIVATIVES TO ACQUIRE TREASURY SHARES IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF THE AKTG AND TO EXCLUDE SUBSCRIPTION RIGHTS AND RIGHTS OF TENDER Management   Abstain   Against    
8 RESOLUTION ON THE RESCISSION OF THE EXISTING AUTHORISATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS AND THE ASSOCIATED CONTINGENT CAPITAL 2014, ON THE GRANT OF A NEW AUTHORISATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, TO EXCLUDE SUBSCRIPTION RIGHTS AND ON THE CREATION OF CONTINGENT CAPITAL AND THE CORRESPONDING AMENDMENTS TO THE ARTICLES OF INCORPORATION Management   Abstain   Against    
9 RESOLUTION ON THE APPROVAL OF A PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN DEUTSCHE BORSE AKTIENGESELLSCHAFT AND CLEARSTREAM BETEILIGUNGS AG Management   Abstain   Against    
10 RESOLUTION ON THE ELECTION OF THE AUDITOR AND GROUP AUDITOR FOR FINANCIAL YEAR 2019 AS WELL AS THE AUDITOR FOR THE REVIEW OF THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT FOR THE FIRST HALF OF FINANCIAL YEAR 2019: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN, Management   For   For    
CME GROUP INC.    
Security 12572Q105           Meeting Type Annual
Ticker Symbol CME           Meeting Date 08-May-2019  
ISIN US12572Q1058           Agenda 934959480 - Management
Record Date 11-Mar-2019           Holding Recon Date 11-Mar-2019  
City / Country   / United States         Vote Deadline Date 07-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Equity Director: Terrence A. Duffy Management   For   For    
1b. Election of Equity Director: Timothy S. Bitsberger Management   For   For    
1c. Election of Equity Director: Charles P. Carey Management   For   For    
1d. Election of Equity Director: Dennis H. Chookaszian Management   For   For    
1e. Election of Equity Director: Ana Dutra Management   For   For    
1f. Election of Equity Director: Martin J. Gepsman Management   For   For    
1g. Election of Equity Director: Larry G. Gerdes Management   For   For    
1h. Election of Equity Director: Daniel R. Glickman Management   For   For    
1i. Election of Equity Director: Daniel G. Kaye Management   For   For    
1j. Election of Equity Director: Phyllis M. Lockett Management   For   For    
1k. Election of Equity Director: Deborah J. Lucas Management   For   For    
1l. Election of Equity Director: Alex J. Pollock Management   For   For    
1m. Election of Equity Director: Terry L. Savage Management   For   For    
1n. Election of Equity Director: William R. Shepard Management   For   For    
1o. Election of Equity Director: Howard J. Siegel Management   For   For    
1p. Election of Equity Director: Michael A. Spencer Management   For   For    
1q. Election of Equity Director: Dennis A. Suskind Management   For   For    
2. Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2019. Management   For   For    
3. Advisory vote on the compensation of our named executive officers. Management   Abstain   Against    
BAE SYSTEMS PLC    
Security G06940103           Meeting Type Annual General Meeting
Ticker Symbol BA/ LN           Meeting Date 09-May-2019  
ISIN GB0002634946           Agenda 710815741 - Management
Record Date             Holding Recon Date 11-Apr-2019  
City / Country HAMPSH IRE / United Kingdom         Vote Deadline Date 02-May-2019  
SEDOL(s) 0263494 - 5473759 - B02S669       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 REPORT AND ACCOUNTS Management   For   For    
2 REMUNERATION REPORT Management   Abstain   Against    
3 FINAL DIVIDEND Management   For   For    
4 RE-ELECT: REVATHI ADVAITHI AS DIRECTOR Management   For   For    
5 RE-ELECT: SIR ROGER CARR AS DIRECTOR Management   For   For    
6 RE-ELECT: ELIZABETH CORLEY AS DIRECTOR Management   For   For    
7 RE-ELECT: JERRY DEMURO AS DIRECTOR Management   For   For    
8 RE-ELECT: HARRIET GREEN AS DIRECTOR Management   For   For    
9 RE-ELECT: CHRISTOPHER GRIGG AS DIRECTOR Management   For   For    
10 RE-ELECT: PETER LYNAS AS DIRECTOR Management   For   For    
11 RE-ELECT: PAULA ROSPUT REYNOLDS AS DIRECTOR Management   For   For    
12 RE-ELECT: NICHOLAS ROSE AS DIRECTOR Management   For   For    
13 RE-ELECT: IAN TYLER AS DIRECTOR Management   For   For    
14 RE-ELECT: CHARLES WOODBURN AS DIRECTOR Management   For   For    
15 RE-APPOINTMENT OF AUDITORS: DELOITTE LLP Management   For   For    
16 REMUNERATION OF AUDITORS Management   For   For    
17 POLITICAL DONATIONS UP TO SPECIFIED LIMITS Management   Abstain   Against    
18 AUTHORITY TO ALLOT NEW SHARES Management   For   For    
19 DISAPPLICATION OF PRE EMPTION RIGHTS 5 PERCENT Management   Abstain   Against    
20 PURCHASE OWN SHARES Management   For   For    
21 AMEND ARTICLES OF ASSOCIATION Management   Abstain   Against    
22 NOTICE OF GENERAL MEETINGS Management   For   For    
CMMT 29 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-RESOLUTION 15, 4 TO 14 . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. Non-Voting            
RECKITT BENCKISER GROUP PLC    
Security G74079107           Meeting Type Annual General Meeting
Ticker Symbol RB/ LN           Meeting Date 09-May-2019  
ISIN GB00B24CGK77           Agenda 710874086 - Management
Record Date             Holding Recon Date 11-Apr-2019  
City / Country HAYES / United Kingdom         Vote Deadline Date 02-May-2019  
SEDOL(s) B24CGK7 - B28STJ1 - BRTM7X7       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE THE 2018 ANNUAL REPORT AND FINANCIAL STATEMENTS Management   For   For    
2 TO APPROVE THE DIRECTORS' REMUNERATION POLICY Management   Abstain   Against    
3 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management   Abstain   Against    
4 TO DECLARE A FINAL DIVIDEND Management   For   For    
5 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Management   For   For    
6 TO RE-ELECT MARY HARRIS AS A DIRECTOR Management   For   For    
7 TO RE-ELECT ADRIAN HENNAH AS A DIRECTOR Management   For   For    
8 TO RE-ELECT RAKESH KAPOOR AS A DIRECTOR Management   For   For    
9 TO RE-ELECT PAM KIRBY AS A DIRECTOR Management   For   For    
10 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Management   For   For    
11 TO RE-ELECT WARREN TUCKER AS A DIRECTOR Management   For   For    
12 TO ELECT ANDREW BONFIELD AS A DIRECTOR Management   For   For    
13 TO ELECT MEHMOOD KHAN AS A DIRECTOR Management   For   For    
14 TO ELECT ELANE STOCK AS A DIRECTOR Management   For   For    
15 TO RE-APPOINT KPMG LLP AS EXTERNAL AUDITOR Management   For   For    
16 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE EXTERNAL AUDITOR'S REMUNERATION Management   For   For    
17 TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS Management   Abstain   Against    
18 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES Management   For   For    
19 TO APPROVE THE RULES OF THE RECKITT BENCKISER GROUP DEFERRED BONUS PLAN Management   Abstain   Against    
20 TO RENEW THE DIRECTORS' POWER TO DISAPPLY PREEMPTION RIGHTS IN RESPECT OF UP TO 5 PER CENT OF ISSUED SHARE CAPITAL Management   Abstain   Against    
21 TO AUTHORISE THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5 PER CENT OF ISSUED SHARE CAPITAL Management   Abstain   Against    
22 TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES Management   For   For    
23 TO APPROVE THE CALLING OF GENERAL MEETINGS ON 14 CLEAR DAYS' NOTICE Management   For   For    
ARTHUR J. GALLAGHER & CO.    
Security 363576109           Meeting Type Annual
Ticker Symbol AJG           Meeting Date 14-May-2019  
ISIN US3635761097           Agenda 934959226 - Management
Record Date 20-Mar-2019           Holding Recon Date 20-Mar-2019  
City / Country   / United States         Vote Deadline Date 13-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Sherry S. Barrat Management   For   For    
1b. Election of Director: William L. Bax Management   For   For    
1c. Election of Director: D. John Coldman Management   For   For    
1d. Election of Director: Frank E. English, Jr. Management   For   For    
1e. Election of Director: J. Patrick Gallagher, Jr. Management   For   For    
1f. Election of Director: David S. Johnson Management   For   For    
1g. Election of Director: Kay W. McCurdy Management   For   For    
1h. Election of Director: Ralph J. Nicoletti Management   For   For    
1i. Election of Director: Norman L. Rosenthal Management   For   For    
2. Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for the fiscal year ending December 31, 2019. Management   For   For    
3. Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers. Management   Abstain   Against    
HENGAN INTERNATIONAL GROUP CO LTD    
Security G4402L151           Meeting Type Annual General Meeting
Ticker Symbol 1044 HK           Meeting Date 17-May-2019  
ISIN KYG4402L1510           Agenda 710942966 - Management
Record Date 10-May-2019           Holding Recon Date 10-May-2019  
City / Country HONG KONG / Cayman Islands         Vote Deadline Date 09-May-2019  
SEDOL(s) 5754045 - 6136233 - B02V840 - BD8NHL1 - BP3RVH6       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0412/LTN20190412245.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0412/LTN20190412157.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1 TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3 TO RE-ELECT MR. SZE MAN BOK AS AN EXECUTIVE DIRECTOR Management   For   For    
4 TO RE-ELECT MR. LI WAI LEUNG AS AN EXECUTIVE DIRECTOR Management   For   For    
5 TO RE-ELECT MR. ZHOU FANG SHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
6 TO RE-ELECT MR. HO KWAI CHING MARK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
7 TO ELECT MR. THEIL PAUL MARIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
8 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS Management   For   For    
9 TO RE-APPOINT AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
10 TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT AND ISSUE SHARES Management   Abstain   Against    
11 TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO EXERCISE ALL POWERS OF THE COMPANY TO PURCHASE ITS OWN SECURITIES Management   For   For    
12 THAT THE GENERAL MANDATE REFERRED TO IN RESOLUTION NO. 10 ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL WHICH MAY BE ALLOTTED AND ISSUED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED AND ISSUED BY THE DIRECTORS OF THE COMPANY PURSUANT TO SUCH GENERAL MANDATE OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL OF THE COMPANY PURCHASED BY THE COMPANY SINCE THE GRANTING OF THE GENERAL MANDATE REFERRED TO IN RESOLUTION NO. 11 ABOVE AND PURSUANT TO THE EXERCISE BY THE DIRECTORS OF THE POWERS OF THE COMPANY TO PURCHASE SUCH SHARES PROVIDED THAT SUCH EXTENDED AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE ON THE DATE OF THE PASSING OF THIS RESOLUTION Management   Against   Against    
ROYAL DUTCH SHELL PLC    
Security G7690A100           Meeting Type Annual General Meeting
Ticker Symbol RDSA NA           Meeting Date 21-May-2019  
ISIN GB00B03MLX29           Agenda 710940099 - Management
Record Date             Holding Recon Date 17-May-2019  
City / Country THE HAGUE / United Kingdom         Vote Deadline Date 14-May-2019  
SEDOL(s) B03MLX2 - B09CBL4 - B0DV8Y9 - B0XPJL5 - BF448N1 - BZ15DS7       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1 THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2018, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED Management   For   For    
2 THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 119 TO 147 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2018, BE APPROVED Management   For   For    
3 THAT NEIL CARSON BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM JUNE 1, 2019 Management   For   For    
4 THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
5 THAT ANN GODBEHERE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
6 THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
7 THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
8 THAT CATHERINE HUGHES BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
9 THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
10 THAT ROBERTO SETUBAL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
11 THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
12 THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
13 THAT JESSICA UHL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
14 THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
15 THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY Management   For   For    
16 THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2019 ON BEHALF OF THE BOARD Management   For   For    
17 THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 190.3 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED Management   For   For    
18 THAT IF RESOLUTION 17 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR Management   For   For    
  LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 28.6 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 BUT, IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED                  
19 THAT, WITH EFFECT FROM THE CONCLUSION OF THE MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING, AND INITIALLED BY THE CHAIR OF THE MEETING FOR THE PURPOSE OF IDENTIFICATION, BE ADOPTED AS THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION Management   For   For    
20 THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH AUTHORITY TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 815 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE Management   For   For    
  ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED                  
21 THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE UK COMPANIES ACT 2006 AND IN SUBSTITUTION FOR ANY PREVIOUS AUTHORITIES GIVEN TO THE COMPANY (AND ITS SUBSIDIARIES), THE COMPANY (AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT) BE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM; AND (B) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM (IN EACH CASE, SUCH TERMS HAVE THE MEANINGS GIVEN IN SECTIONS 363 TO 365 OF THE COMPANIES ACT 2006). IN THE PERIOD FOR WHICH THIS AUTHORITY HAS EFFECT, IT SHALL PERMIT DONATIONS AND EXPENDITURE BY THE COMPANY AND ITS SUBSIDIARIES TO A MAXIMUM AMOUNT OF GBP 1,600,000; HOWEVER, USE OF THE AUTHORITY SHALL ALWAYS BE LIMITED AS ABOVE. THIS AUTHORITY SHALL CONTINUE FOR THE PERIOD ENDING ON MAY 20, 2023 OR THE DATE OF THE COMPANY'S AGM IN 2023, WHICHEVER IS EARLIER Management   For   For    
22 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2019 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE 6 Shareholder   For   Against    
MERCK & CO., INC.    
Security 58933Y105           Meeting Type Annual
Ticker Symbol MRK           Meeting Date 28-May-2019  
ISIN US58933Y1055           Agenda 934988328 - Management
Record Date 29-Mar-2019           Holding Recon Date 29-Mar-2019  
City / Country   / United States         Vote Deadline Date 24-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Leslie A. Brun Management            
1b. Election of Director: Thomas R. Cech Management            
1c. Election of Director: Mary Ellen Coe Management            
1d. Election of Director: Pamela J. Craig Management            
1e. Election of Director: Kenneth C. Frazier Management            
1f. Election of Director: Thomas H. Glocer Management            
1g. Election of Director: Rochelle B. Lazarus Management            
1h. Election of Director: Paul B. Rothman Management            
1i. Election of Director: Patricia F. Russo Management            
1j. Election of Director: Inge G. Thulin Management            
1k. Election of Director: Wendell P. Weeks Management            
1l. Election of Director: Peter C. Wendell Management            
2. Non-binding advisory vote to approve the compensation of our named executive officers. Management            
3. Proposal to adopt the 2019 Incentive Stock Plan. Management            
4. Ratification of the appointment of the Company's independent registered public accounting firm for 2019. Management            
5. Shareholder proposal concerning an independent board chairman. Shareholder            
6. Shareholder proposal concerning executive incentives and stock buybacks. Shareholder            
7. Shareholder proposal concerning drug pricing. Shareholder            
TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LIMITED    
Security Y84629107           Meeting Type Annual General Meeting
Ticker Symbol 2330 TT           Meeting Date 05-Jun-2019  
ISIN TW0002330008           Agenda 711131057 - Management
Record Date 03-Apr-2019           Holding Recon Date 03-Apr-2019  
City / Country HSINCH U / Taiwan, Province of China         Vote Deadline Date 28-May-2019  
SEDOL(s) 6889106 - B16TKV8       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO ACCEPT 2018 BUSINESS REPORT AND FINANCIAL STATEMENTS Management   For   For    
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 EARNINGS. EACH COMMON SHARE HOLDER WILL BE ENTITLED TO RECEIVE A CASH DIVIDEND OF NT8 PER SHARE. Management   For   For    
3 TO REVISE THE ARTICLES OF INCORPORATION Management   For   For    
4 TO REVISE THE FOLLOWING TSMC POLICIES: (1) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. (2) PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS Management   For   For    
5.1 THE ELECTION OF THE INDEPENDENT DIRECTOR:MOSHE N. GAVRIELOV,SHAREHOLDER NO.505930XXX Management   For   For    
WPP PLC    
Security G9788D103           Meeting Type Annual General Meeting
Ticker Symbol WPP LN           Meeting Date 12-Jun-2019  
ISIN JE00B8KF9B49           Agenda 711029606 - Management
Record Date             Holding Recon Date 10-Jun-2019  
City / Country LONDON / Jersey         Vote Deadline Date 06-Jun-2019  
SEDOL(s) B8KF9B4 - B9GRCY5 - B9GRDH5 - BD1MS89       Quick Code    
                             
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management            
2 TO DECLARE A FINAL DIVIDEND OF 37.3 PENCE PER ORDINARY SHARE TO BE PAYABLE TO THE SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 14 JUNE 2019 AS RECOMMENDED BY THE DIRECTORS FOR THE YEAR ENDED 31 DECEMBER 2018 Management            
3 TO RECEIVE AND APPROVE THE COMPENSATION COMMITTEE REPORT CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management            
4 TO ELECT MARK READ AS A DIRECTOR Management            
5 TO ELECT CINDY ROSE AS A DIRECTOR Management            
6 TO RE-ELECT ROBERTO QUARTA AS A DIRECTOR Management            
7 TO RE-ELECT DR JACQUES AIGRAIN AS A DIRECTOR Management            
8 TO RE-ELECT TAREK FARAHAT AS A DIRECTOR Management            
9 TO RE-ELECT SIR JOHN HOOD AS A DIRECTOR Management            
10 TO RE-ELECT DANIELA RICCARDI AS A DIRECTOR Management            
11 TO RE-ELECT PAUL RICHARDSON AS A DIRECTOR Management            
12 TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR Management            
13 TO RE-ELECT SALLY SUSMAN AS A DIRECTOR Management            
14 TO RE-ELECT SOLOMON TRUJILLO AS A DIRECTOR Management            
15 TO RE-APPOINT DELOITTE LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING Management            
16 TO AUTHORISE THE AUDIT COMMITTEE FOR AND ON BEHALF OF THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION Management            
17 IN ACCORDANCE WITH ARTICLE 6 OF THE COMPANY'S ARTICLES OF ASSOCIATION, TO AUTHORISE THE BOARD OF DIRECTORS TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 42,020,728, FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY IN 2020 OR ON 1 SEPTEMBER 2020, WHICHEVER IS THE EARLIER Management            
18 TO AUTHORISE THE COMPANY GENERALLY AND UNCONDITIONALLY: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE COMPANY ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY FROM TIME TO TIME DETERMINE, PROVIDED THAT: (I) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 126,188,373; (II) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 10 PENCE EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY THE COMPANY); (III) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NOT MORE THAN THE HIGHER OF AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS OF AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS CONTRACTED TO BE PURCHASED AND AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT AS STIPULATED BY COMMISSION ADOPTED REGULATORY TECHNICAL STANDARDS PURSUANT TO ARTICLE 5(6) OF THE MARKET ABUSE REGULATION (596/2014/EU) (EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY THE COMPANY); AND (IV) THIS AUTHORITY, UNLESS PREVIOUSLY REVOKED OR VARIED, SHALL EXPIRE ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 AND 1 SEPTEMBER 2020, SAVE THAT A CONTRACT OF PURCHASE MAY BE CONCLUDED BY THE COMPANY BEFORE SUCH EXPIRY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY, AND THE PURCHASE OF SHARES MAY BE MADE IN PURSUANCE OF ANY SUCH CONTRACT; AND (B) PURSUANT TO ARTICLE 58A OF THE COMPANIES (JERSEY) LAW 1991, AND IF APPROVED BY THE DIRECTORS, TO HOLD AS TREASURY SHARES ANY ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 18(A) Management            
19 IN ACCORDANCE WITH ARTICLE 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION THAT IF RESOLUTION 17 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH (A) IN CONNECTION WITH A RIGHTS ISSUE; AND (B) OTHERWISE THAN IN CONNECTION WITH A RIGHTS ISSUE UP TO AN AGGREGATE NOMINAL AMOUNT NOT EXCEEDING GBP 6,309,418, SUCH AUTHORITY TO EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 OR 1 SEPTEMBER 2020, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED Management            

 

 

Form N-PX Proxy Voting Records

Guinness Atkinson Global Innovators Fund

Reporting Period: July 1, 2018 through June 30, 2019

 

Vote Summary

 

CHECK POINT SOFTWARE TECHNOLOGIES LTD.    
Security M22465104           Meeting Type Annual
Ticker Symbol CHKP             Meeting Date 20-Aug-2018  
ISIN IL0010824113           Agenda 934859589 - Management
Record Date 16-Jul-2018           Holding Recon Date 16-Jul-2018  
City / Country     / United States         Vote Deadline Date 17-Aug-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of director: Gil Shwed Management   For   For    
1b. Election of director: Marius Nacht Management   For   For    
1c. Election of director: Jerry Ungerman Management   For   For    
1d. Election of director: Dan Propper Management   For   For    
1e. Election of director: David Rubner Management   For   For    
1f. Election of director: Dr. Tal Shavit Management   For   For    
2a. To elect Yoav Chelouche as outside director for an additional three-year term. Management   For   For    
2b. To elect Guy Gecht as outside director for an additional three-year term. Management   For   For    
3. To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2018. Management   For   For    
4. Approve compensation to Check Point's Chief Executive Officer. Management   For   For    
5a. The undersigned is a controlling shareholder or has a personal interest in Item 2. Mark "for" = yes or "against" = no. Management   No Action        
5b. The undersigned is a controlling shareholder or has a personal interest in Item 4. Mark "for" = yes or "against" = no. Management   No Action        
NIKE, INC.    
Security 654106103           Meeting Type Annual
Ticker Symbol NKE             Meeting Date 20-Sep-2018  
ISIN US6541061031           Agenda 934864237 - Management
Record Date 20-Jul-2018           Holding Recon Date 20-Jul-2018  
City / Country     / United States         Vote Deadline Date 19-Sep-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR              
    1 Alan B. Graf, Jr. Management   For   For    
    2 John C. Lechleiter Management   For   For    
    3 Michelle A. Peluso Management   For   For    
2. To approve executive compensation by an advisory vote. Management   For   For    
3. To consider a shareholder proposal regarding political contributions disclosure. Shareholder   Abstain   Against    
4. To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. Management   For   For    
LAM RESEARCH CORPORATION    
Security 512807108           Meeting Type Annual
Ticker Symbol LRCX             Meeting Date 06-Nov-2018  
ISIN US5128071082           Agenda 934879098 - Management
Record Date 07-Sep-2018           Holding Recon Date 07-Sep-2018  
City / Country     / United States         Vote Deadline Date 05-Nov-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR              
    1 Martin B. Anstice Management   For   For    
    2 Eric K. Brandt Management   For   For    
    3 Michael R. Cannon Management   For   For    
    4 Youssef A. El-Mansy Management   For   For    
    5 Christine A. Heckart Management   For   For    
    6 Catherine P. Lego Management   For   For    
    7 Stephen G. Newberry Management   For   For    
    8 Abhijit Y. Talwalkar Management   For   For    
    9 Lih Shyng Tsai Management   For   For    
2. Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." Management   For   For    
3. Approval of the adoption of the Lam Research Corporation 1999 Employee Stock Purchase Plan, as amended and restated. Management   For   For    
4. Ratification of the appointment of the independent registered public accounting firm for fiscal year 2019. Management   For   For    
KLA-TENCOR CORPORATION    
Security 482480100           Meeting Type Annual
Ticker Symbol KLAC             Meeting Date 07-Nov-2018  
ISIN US4824801009           Agenda 934879593 - Management
Record Date 13-Sep-2018           Holding Recon Date 13-Sep-2018  
City / Country     / United States         Vote Deadline Date 06-Nov-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Edward W. Barnholt Management   For   For    
1b. Election of Director: Robert M. Calderoni Management   For   For    
1c. Election of Director: John T. Dickson Management   For   For    
1d. Election of Director: Emiko Higashi Management   For   For    
1e. Election of Director: Kevin J. Kennedy Management   For   For    
1f. Election of Director: Gary B. Moore Management   For   For    
1g. Election of Director: Kiran M. Patel Management   For   For    
1h. Election of Director: Ana G. Pinczuk Management   For   For    
1i. Election of Director: Robert A. Rango Management   For   For    
1j. Election of Director: Richard P. Wallace Management   For   For    
2. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. Management   For   For    
3. Approval on a non-binding, advisory basis of our named executive officer compensation. Management   For   For    
4. Adoption of our Amended and Restated 2004 Equity Incentive Plan. Management   Abstain   Against    
CISCO SYSTEMS, INC.    
Security 17275R102           Meeting Type Annual
Ticker Symbol CSCO             Meeting Date 12-Dec-2018  
ISIN US17275R1023           Agenda 934891614 - Management
Record Date 15-Oct-2018           Holding Recon Date 15-Oct-2018  
City / Country     / United States         Vote Deadline Date 11-Dec-2018  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: M. Michele Burns Management            
1b. Election of Director: Michael D. Capellas Management            
1c. Election of Director: Mark Garrett Management            
1d. Election of Director: Dr. Kristina M. Johnson Management            
1e. Election of Director: Roderick C. McGeary Management            
1f. Election of Director: Charles H. Robbins Management            
1g. Election of Director: Arun Sarin Management            
1h. Election of Director: Brenton L. Saunders Management            
1i. Election of Director: Steven M. West Management            
2. Approval of amendment and restatement of the Employee Stock Purchase Plan. Management            
3. Approval, on an advisory basis, of executive compensation. Management            
4. Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. Management            
5. Approval to have Cisco's Board adopt a policy to have an independent Board chairman. Shareholder            
6. Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. Shareholder            
SIEMENS AG    
Security D69671218           Meeting Type Annual General Meeting
Ticker Symbol SIE GR           Meeting Date 30-Jan-2019  
ISIN DE0007236101           Agenda 710322645 - Management
Record Date 23-Jan-2019           Holding Recon Date 23-Jan-2019  
City / Country   MUENCH EN / Germany         Vote Deadline Date 22-Jan-2019  
SEDOL(s) 0798725 - 5727973 - 5735233 - B0395G4 - B19GK05 - B5NMZR9 - BF0Z8C7 - BN7ZCD5 - BYL6SL1       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 137545 DUE TO SPLITTING-OF RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting            
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL Non-Voting            
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE Non-Voting            
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR Non-Voting            
  MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU                  
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15.01.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE Non-Voting            
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2017/18 Non-Voting            
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.80 PER SHARE Management   For   For    
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOE KAESER FOR FISCAL 2017/18 Management   For   For    
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ROLAND BUSCH FOR FISCAL 2017/18 Management   For   For    
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER LISA DAVIS FOR FISCAL 2017/18 Management   For   For    
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KLAUS HELMRICH FOR FISCAL 2017/18 Management   For   For    
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JANINA KUGEL FOR FISCAL 2017/18 Management   For   For    
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CEDRIK NEIKE FOR FISCAL 2017/18 Management   For   For    
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MICHAEL SEN FOR FISCAL2017/18 Management   For   For    
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER RALF P. THOMAS FOR FISCAL 2017/18 Management   For   For    
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JIM HAGEMANN SNABE FOR FISCAL 2017/18 Management   For   For    
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BIRGIT STEINBORN FOR FISCAL 2017/18 Management   For   For    
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER WENNING FOR FISCAL 2017/18 Management   For   For    
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER OLAF BOLDUAN (UNTIL JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER BRANDT (SINCE JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GERHARD CROMME (UNTIL JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL DIEKMANN FOR FISCAL 2017/18 Management   For   For    
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREA FEHRMANN (SINCE JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HANS MICHAEL GAUL (UNTIL JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER REINHARD HAHN FOR FISCAL 2017/18 Management   For   For    
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BETTINA HALLER FOR FISCAL 2017/18 Management   For   For    
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROBERT KENSBOCK FOR FISCAL 2017/18 Management   For   For    
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARALD KERN FOR FISCAL 2017/18 Management   For   For    
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JUERGEN KERNER FOR FISCAL 2017/18 Management   For   For    
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NICOLA LEIBINGER-KAMMUELLER FOR FISCAL 2017/18 Management   For   For    
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GERARD MESTRALLET (UNTIL JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BENOIT POTIER (SINCE JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER.NORBERT REITHOFER FOR FISCAL 2017/18 Management   For   For    
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUELER SABANCI (UNTIL JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DAME NEMAT TALAAT SHAFIK (SINCE JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NATHALIE VON SIEMENS FOR FISCAL 2017/18 Management   For   For    
4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL SIGMUND FOR FISCAL 2017/18 Management   For   For    
4.23 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DOROTHEA SIMON.FOR FISCAL 2017/18 Management   For   For    
4.24 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SIBYLLE WANKEL (UNTIL JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.25 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MATTHIAS ZACHERT (SINCE JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
4.26 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUNNAR ZUKUNFT (SINCE JANUARY 31, 2018) FOR FISCAL 2017/18 Management   For   For    
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL 2018/19 Management   For   For    
6 APPROVE CREATION OF EUR 510 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS Management   For   For    
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 15 BILLION APPROVE CREATION OF EUR 240 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS Management   For   For    
8 APPROVE AFFILIATION AGREEMENT WITH SUBSIDIARY KYROS 58 GMBH Management   For   For    
INFINEON TECHNOLOGIES AG    
Security D35415104           Meeting Type Annual General Meeting
Ticker Symbol IFX GR           Meeting Date 21-Feb-2019  
ISIN DE0006231004           Agenda 710406833 - Management
Record Date 14-Feb-2019           Holding Recon Date 14-Feb-2019  
City / Country   MUENCH EN / Germany         Vote Deadline Date 13-Feb-2019  
SEDOL(s) 5889505 - B01DKJ6 - B0CRGY4 - B108X56 - B7N2TT3 - B814K62 - BF0Z753 - BYL6SV1 - BYXQQV5       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL Non-Voting            
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE Non-Voting            
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD Non-Voting            
  PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU                  
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06.02.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE Non-Voting            
1 PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS-289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE, AS WELL AS THE PROPOSAL OF-THE BOARD OF MDS ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT Non-Voting            
2 RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 491,188,499.62 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.27 PER NO-PAR SHARE EUR 185,819,624.44 SHALL BE ALLOCATED TO THE OTHER REVENUE RESERVES EX-DIVIDEND DATE: FEBRUARY 22, 2019 PAYABLE DATE: FEBRUARY 26, 2019 Management            
3 RATIFICATION OF THE ACTS OF THE BOARD OF MDS Management            
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management            
5 APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019 FINANCIAL YEAR AND FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS: KPMG AG, MUNICHATEST Management            
ANTA SPORTS PRODUCTS LTD    
Security G04011105           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 2020 HK           Meeting Date 22-Feb-2019  
ISIN KYG040111059           Agenda 710509590 - Management
Record Date 18-Feb-2019           Holding Recon Date 18-Feb-2019  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date 19-Feb-2019  
SEDOL(s) B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3 - BYWLB61       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0204/LTN20190204729.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0204/LTN20190204735.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1 TO APPROVE, RATIFY, CONFIRM AND AUTHORIZE THE ACQUISITION AND ALL THE TRANSACTIONS CONTEMPLATED UNDER, INCIDENTAL TO, ANCILLARY TO, IN CONNECTION WITH OR FOR THE ULTIMATE PURPOSE OF THE ACQUISITION ENTERED AND/OR TO BE ENTERED INTO BY THE GROUP AND ANY DIRECTOR TO BE AND IS AUTHORIZED TO DO ALL THINGS TO GIVE EFFECT TO THE SAME Management            
APPLIED MATERIALS, INC.    
Security 038222105           Meeting Type Annual
Ticker Symbol AMAT             Meeting Date 07-Mar-2019  
ISIN US0382221051           Agenda 934921873 - Management
Record Date 10-Jan-2019           Holding Recon Date 10-Jan-2019  
City / Country     / United States         Vote Deadline Date 06-Mar-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Judy Bruner Management            
1b. Election of Director: Xun (Eric) Chen Management            
1c. Election of Director: Aart J. de Geus Management            
1d. Election of Director: Gary E. Dickerson Management            
1e. Election of Director: Stephen R. Forrest Management            
1f. Election of Director: Thomas J. Iannotti Management            
1g. Election of Director: Alexander A. Karsner Management            
1h. Election of Director: Adrianna C. Ma Management            
1i. Election of Director: Scott A. McGregor Management            
1j. Election of Director: Dennis D. Powell Management            
2. Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2018. Management            
3. Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2019. Management            
4. Shareholder proposal to provide for right to act by written consent. Shareholder            
SAMSUNG ELECTRONICS CO LTD    
Security 796050888           Meeting Type Annual General Meeting
Ticker Symbol SMSN LI           Meeting Date 20-Mar-2019  
ISIN US7960508882           Agenda 710602308 - Management
Record Date 31-Dec-2018           Holding Recon Date 31-Dec-2018  
City / Country   SEOUL / Korea, Republic Of         Vote Deadline Date 12-Mar-2019  
SEDOL(s) 2763152 - 4942818 - 5263518 - B01D632 - B7PXVM1 - BHZL0Q2       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 APPROVAL OF AUDITED FINANCIAL STATEMENTS AND ANNUAL DIVIDENDS (FY2018) AS SPECIFIED IN THE NOTICE Management   For   For    
2.1.1 APPOINTMENT OF INDEPENDENT DIRECTOR: JAE- WAN BAHK, PHD Management   For   For    
2.1.2 APPOINTMENT OF INDEPENDENT DIRECTOR: HAN- JO KIM Management   For   For    
2.1.3 APPOINTMENT OF INDEPENDENT DIRECTOR: CURIE AHN, PHD Management   For   For    
2.2.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: JAE-WAN BAHK, PHD Management   For   For    
2.2.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: HAN-JO KIM Management   For   For    
3 APPROVAL OF REMUNERATION LIMITS FOR DIRECTORS (FY2019) Management   For   For    
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
ANTA SPORTS PRODUCTS LTD    
Security G04011105           Meeting Type Annual General Meeting
Ticker Symbol 2020 HK           Meeting Date 09-Apr-2019  
ISIN KYG040111059           Agenda 710674587 - Management
Record Date 02-Apr-2019           Holding Recon Date 02-Apr-2019  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date 03-Apr-2019  
SEDOL(s) B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3 - BYWLB61       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0308/LTN20190308681.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0308/LTN20190308701.pdf Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1 TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management            
2 TO DECLARE A FINAL DIVIDEND OF HK28 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2018 Management            
3 TO RE-ELECT MR. DING SHIZHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management            
4 TO RE-ELECT MR. ZHENG JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management            
5 TO RE-ELECT MR. DAI ZHONGCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
6 TO RE-ELECT MR. YIU KIN WAH STEPHEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
7 TO RE-ELECT MR. MEI MING ZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management            
8 TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS Management            
9 TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION Management            
10 TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES Management            
11 TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES Management            
12 TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 10 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 11 Management            
EATON CORPORATION PLC    
Security G29183103           Meeting Type Annual
Ticker Symbol ETN             Meeting Date 24-Apr-2019  
ISIN IE00B8KQN827           Agenda 934942079 - Management
Record Date 25-Feb-2019           Holding Recon Date 25-Feb-2019  
City / Country     / United States         Vote Deadline Date 23-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Craig Arnold Management            
1b. Election of Director: Todd M. Bluedorn Management            
1c. Election of Director: Christopher M. Connor Management            
1d. Election of Director: Michael J. Critelli Management            
1e. Election of Director: Richard H. Fearon Management            
1f. Election of Director: Arthur E. Johnson Management            
1g. Election of Director: Olivier Leonetti Management            
1h. Election of Director: Deborah L. McCoy Management            
1i. Election of Director: Gregory R. Page Management            
1j. Election of Director: Sandra Pianalto Management            
1k. Election of Director: Gerald B. Smith Management            
1l. Election of Director: Dorothy C. Thompson Management            
2. Approving the appointment of Ernst & Young as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration. Management            
3. Advisory approval of the Company's executive compensation. Management            
4. Approving a proposal to grant the Board authority to issue shares. Management            
5. Approving a proposal to grant the Board authority to opt out of pre-emption rights. Management            
6. Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. Management            
SCHNEIDER ELECTRIC SE    
Security F86921107           Meeting Type MIX
Ticker Symbol SU FP           Meeting Date 25-Apr-2019  
ISIN FR0000121972           Agenda 710612486 - Management
Record Date 18-Apr-2019           Holding Recon Date 18-Apr-2019  
City / Country   PARIS / France         Vote Deadline Date 17-Apr-2019  
SEDOL(s) 4834108 - 5395875 - B030QQ4 - B11BPS1 - B8455F6 - BF447N4 - BRTM6T6 - BWYBMC8       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE Non-Voting            
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Non-Voting            
CMMT 29 MAR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0304/20190304 1-900416.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0329/20190329 1-900829.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 22 APR 2019 TO 18 APR 2019 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 Management            
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 Management            
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND: EUR 2.35 PER SHARE Management            
O.4 INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE IN PREVIOUS YEARS Management            
O.5 APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID, DUE OR AWARDED TO MR. JEAN-PASCAL TRICOIRE, FOR THE FINANCIAL YEAR 2018 Management            
O.6 APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID, DUE OR AWARDED TO MR. EMMANUEL BABEAU, FOR THE FINANCIAL YEAR 2018 Management            
O.7 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2019 Management            
O.8 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2019 Management            
O.9 RENEWAL OF THE TERM OF OFFICE OF MR. GREG SPIERKEL AS DIRECTOR Management            
O.10 APPOINTMENT OF MRS. CAROLINA DYBECK HAPPE AS DIRECTOR Management            
O.11 APPOINTMENT OF MRS. XUEZHENG MA AS DIRECTOR Management            
O.12 APPOINTMENT OF MR. LIP-BU TAN AS DIRECTOR Management            
O.13 SETTING OF THE ATTENDANCE FEES TO BE ALLOCATED TO THE BOARD OF DIRECTORS Management            
O.14 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - MAXIMUM PURCHASE PRICE OF 90 EUROS PER SHARE Management            
E.15 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 800 MILLION EUROS NOMINAL VALUE, REPRESENTING APPROXIMATELY 34.53% OF THE CAPITAL AT 31 DECEMBER 2018, BY ISSUING COMMON SHARES OR OF ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Management            
E.16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED Management            
E.17 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 230 MILLION EUROS NOMINAL VALUE, REPRESENTING APPROXIMATELY 9.93% OF THE CAPITAL AT 31 DECEMBER 2018 BY ISSUING COMMON SHARES OR OF ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC OFFERING. THIS DELEGATION MAY BE USED TO REMUNERATE CONTRIBUTIONS OF SECURITIES IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY Management            
E.18 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF AN INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, DECIDED PURSUANT TO THE FIFTEENTH AND SEVENTEENTH RESOLUTIONS Management            
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMIT OF 9.93% OF THE SHARE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND Management            
E.20 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT AND IN THE CONTEXT OF AN OFFER REFERRED TO IN SECTION II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMIT OF 115 MILLION EUROS NOMINAL VALUE - REPRESENTING APPROXIMATELY 4.96% OF THE CAPITAL, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL OR ONE OF ITS SUBSIDIARIES, WHOSE ISSUE PRICE WILL BE DETERMINED BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET BY THE GENERAL MEETING Management            
E.21 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ALLOTMENT OF FREE SHARES (ON THE BASIS OF EXISTING SHARES OR SHARES TO BE ISSUED) SUBJECT, IF APPLICABLE, TO PERFORMANCE CONDITIONS, TO CORPORATE OFFICERS AND EMPLOYEES OF THE COMPANY AND COMPANIES RELATED TO IT, WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, ENTAILING WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT Management            
E.22 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Management            
E.23 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: FOR THE BENEFIT OF EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY OR THROUGH ENTITIES ACTING ON THEIR BEHALF OR ENTITIES INVOLVED TO PROVIDE EMPLOYEES OF THE GROUP'S FOREIGN COMPANIES WITH BENEFITS COMPARABLE TO THOSE OFFERED TO MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT Management            
E.24 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL, IF APPLICABLE, THE SHARES OF THE COMPANY PURCHASED UNDER THE CONDITIONS SET BY THE GENERAL MEETING, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL Management            
O.25 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management            
CONTINENTAL AG    
Security D16212140           Meeting Type Annual General Meeting
Ticker Symbol             Meeting Date 26-Apr-2019  
ISIN DE0005439004           Agenda 710784340 - Management
Record Date 04-Apr-2019           Holding Recon Date 04-Apr-2019  
City / Country   HANNOV ER / Germany         Vote Deadline Date 17-Apr-2019  
SEDOL(s) 4598589 - B28GLD3 - BF0Z6W3 - BHZLCV1 - BTDY3S0       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. Non-Voting            
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 05 APR 19, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. Non-Voting            
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. Non-Voting            
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2018 Non-Voting            
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.75 PER SHARE Management   For   For    
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ELMAR DEGENHART FOR FISCAL 2018 Management   For   For    
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOSE AVILA FOR FISCAL 2018 Management   For   For    
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HANS JUERGEN DUENSING FOR FISCAL 2018 Management   For   For    
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER FRANK JOURDAN FOR FISCAL 2018 Management   For   For    
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HELMUT MATSCHI FOR FISCAL 2018 Management   For   For    
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ARIANE REINHART FOR FISCAL 2018 Management   For   For    
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER WOLFGANG SCHAEFER FOR FISCAL 2018 Management   For   For    
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER NIKOLAI SETZER FOR FISCAL 2018 Management   For   For    
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WOLFGANG REITZLE FOR FISCAL 2018 Management   For   For    
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER CHRISTIANE BENNER FOR FISCAL 2018 Management   For   For    
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUNTER DUNKEL FOR FISCAL 2018 Management   For   For    
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRANCESCO GRIOLI FOR FISCAL 2018 Management   For   For    
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER GUTZMER FOR FISCAL 2018 Management   For   For    
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER HAUSMANN FOR FISCAL 2018 Management   For   For    
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL IGLHAUT FOR FISCAL 2018 Management   For   For    
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KLAUS MANGOLD FOR FISCAL 2018 Management   For   For    
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARTMUT MEINE FOR FISCAL 2018 Management   For   For    
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SABINE NEUSS FOR FISCAL 2018 Management   For   For    
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROLF NONNENMACHER FOR FISCAL 2018 Management   For   For    
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DIRK NORDMANN FOR FISCAL 2018 Management   For   For    
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KLAUS ROSENFELD FOR FISCAL 2018 Management   For   For    
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GEORG SCHAEFFLER FOR FISCAL 2018 Management   For   For    
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARIA ELISABETH SCHAEFFLER- THUMANN FOR FISCAL 2018 Management   For   For    
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOERG SCHOENFELDER FOR FISCAL 2018 Management   For   For    
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER STEFAN SCHOLZ FOR FISCAL 2018 Management   For   For    
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUDRUN VALTEN FOR FISCAL 2018 Management   For   For    
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KIRSTEN VOERKEL FOR FISCAL 2018 Management   For   For    
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ELKE VOLKMANN FOR FISCAL 2018 Management   For   For    
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ERWIN WOERLE FOR FISCAL 2018 Management   For   For    
4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SIEGFRIED WOLF FOR FISCAL 2018 Management   For   For    
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2019 Management   For   For    
6.1 ELECT GUNTER DUNKEL TO THE SUPERVISORY BOARD Management   For   For    
6.2 ELECT SATISH KHATU TO THE SUPERVISORY BOARD Management   For   For    
6.3 ELECT ISABEL KNAUF TO THE SUPERVISORY BOARD Management   For   For    
6.4 ELECT SABINE NEUSS TO THE SUPERVISORY BOARD Management   For   For    
6.5 ELECT ROLF NONNENMACHER TO THE SUPERVISORY BOARD Management   For   For    
6.6 ELECT WOLFGANG REITZLE TO THE SUPERVISORY BOARD Management   For   For    
6.7 ELECT KLAUS ROSENFELD TO THE SUPERVISORY BOARD Management   For   For    
6.8 ELECT GEORG SCHAEFFLER TO THE SUPERVISORY BOARD Management   For   For    
6.9 ELECT MARIA-ELISABETH SCHAEFFLER-THUMANN TO THE SUPERVISORY BOARD Management   For   For    
6.10 ELECT SIEGFRIED WOLF TO THE SUPERVISORY BOARD Management   For   For    
ABB LTD    
Security H0010V101           Meeting Type Annual General Meeting
Ticker Symbol ABBN SW           Meeting Date 02-May-2019  
ISIN CH0012221716           Agenda 710825172 - Management
Record Date 24-Apr-2019           Holding Recon Date 24-Apr-2019  
City / Country   ZURICH / Switzerland         Vote Deadline Date 23-Apr-2019  
SEDOL(s) 7108899 - 7113815 - 7144053 - B02V7Z4 - B0YBLH2 - B89LKD2       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE Non-Voting            
1 APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2018 Management            
2 CONSULTATIVE VOTE ON THE 2018 COMPENSATION REPORT Management            
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT Management            
4 APPROPRIATION OF EARNINGS: CHF 0.80 PER SHARE Management            
5 RENEWAL OF AUTHORIZED SHARE CAPITAL .BINDING VOTES ON THE COMPENSATION OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE Management            
6.1 BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2019 ANNUAL GENERAL MEETING TO THE 2020 ANNUAL GENERAL MEETING Management            
6.2 BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2020 Management            
7.1 ELECTION TO THE BOARD OF DIRECTOR: MATTI ALAHUHTA AS DIRECTOR Management            
7.2 ELECTION TO THE BOARD OF DIRECTOR: GUNNAR BROCK AS DIRECTOR Management            
7.3 ELECTION TO THE BOARD OF DIRECTOR: DAVID CONSTABLE AS DIRECTOR Management            
7.4 ELECTION TO THE BOARD OF DIRECTOR: FREDERICO FLEURY CURADO AS DIRECTOR Management            
7.5 ELECTION TO THE BOARD OF DIRECTOR: LARS FOERBERG AS DIRECTOR Management            
7.6 ELECTION TO THE BOARD OF DIRECTOR: JENNIFER XIN-ZHE LI AS DIRECTOR Management            
7.7 ELECTION TO THE BOARD OF DIRECTOR: GERALDINE MATCHETT AS DIRECTOR Management            
7.8 ELECTION TO THE BOARD OF DIRECTOR: DAVID MELINE AS DIRECTOR Management            
7.9 ELECTION TO THE BOARD OF DIRECTOR: SATISH PAI AS DIRECTOR Management            
7.10 ELECTION TO THE BOARD OF DIRECTOR: JACOB WALLENBERG AS DIRECTOR Management            
7.11 ELECTION TO THE BOARD OF DIRECTOR: PETER VOSER AS DIRECTOR AND CHAIRMAN Management            
8.1 ELECTION TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE Management            
8.2 ELECTION TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO Management            
8.3 ELECTION TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI Management            
9 ELECTION OF THE INDEPENDENT PROXY: DR. HANS ZEHNDER, BADEN Management            
10 ELECTION OF THE AUDITORS: KMPG AG, ZURICH Management            
CMMT 08 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT FOR RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. Non-Voting            
DANAHER CORPORATION    
Security 235851102           Meeting Type Annual
Ticker Symbol DHR             Meeting Date 07-May-2019  
ISIN US2358511028           Agenda 934957347 - Management
Record Date 11-Mar-2019           Holding Recon Date 11-Mar-2019  
City / Country     / United States         Vote Deadline Date 06-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1A. Election of Director: Donald J. Ehrlich Management            
1B. Election of Director: Linda Hefner Filler Management            
1C. Election of Director: Thomas P. Joyce, Jr. Management            
1D. Election of Director: Teri List-Stoll Management            
1E. Election of Director: Walter G. Lohr, Jr. Management            
1F. Election of Director: Mitchell P. Rales Management            
1G. Election of Director: Steven M. Rales Management            
1H. Election of Director: John T. Schwieters Management            
1I. Election of Director: Alan G. Spoon Management            
1J. Election of Director: Raymond C. Stevens, Ph.D. Management            
1K. Election of Director: Elias A. Zerhouni, M.D. Management            
2. To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2019. Management            
3. To approve on an advisory basis the Company's named executive officer compensation. Management            
4. To act upon a shareholder proposal requesting adoption of a policy requiring an independent Board Chair whenever possible. Shareholder            
TENCENT HOLDINGS LTD    
Security G87572163           Meeting Type Annual General Meeting
Ticker Symbol 700 HK           Meeting Date 15-May-2019  
ISIN KYG875721634           Agenda 710871042 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date 08-May-2019  
SEDOL(s) BD8NG70 - BDDXGP3 - BGKG6H8 - BGPHZF7 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012222.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0401/LTN201904012246.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2 TO DECLARE A FINAL DIVIDEND: HKD1.00 PER SHARE Management   For   For    
3.A TO RE-ELECT MR JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR Management   For   For    
3.B TO RE-ELECT MR IAN CHARLES STONE AS DIRECTOR Management   For   For    
3.C TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For   For    
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) Management   Against   Against    
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) Management   For   For    
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) Management   Against   Against    
SAP SE    
Security D66992104           Meeting Type Annual General Meeting
Ticker Symbol SAP GR           Meeting Date 15-May-2019  
ISIN DE0007164600           Agenda 710918953 - Management
Record Date 23-Apr-2019           Holding Recon Date 23-Apr-2019  
City / Country   MANNHE IM / Germany         Vote Deadline Date 07-May-2019  
SEDOL(s) 4846288 - 4882185 - B115107 - B4KJM86 - BF0Z8B6 - BGRHNY0       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. Non-Voting            
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 24.APR.19. WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. Non-Voting            
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30.04.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. Non-Voting            
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2018 Non-Voting            
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.50 PER SHARE Management   For   For    
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2018 Management   For   For    
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2018 Management   For   For    
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2019 Management   For   For    
6.1 ELECT HASSO PLATTNER TO THE SUPERVISORY BOARD Management   For   For    
6.2 ELECT PEKKA ALA-PIETILA TO THE SUPERVISORY BOARD Management   For   For    
6.3 ELECT AICHA EVANS TO THE SUPERVISORY BOARD Management   For   For    
6.4 ELECT DIANE GREENE TO THE SUPERVISORY BOARD Management   For   For    
6.5 ELECT GESCHE JOOST TO THE SUPERVISORY BOARD Management   For   For    
6.6 ELECT BERNARD LIAUTAUD TO THE SUPERVISORY BOARD Management   For   For    
6.7 ELECT GERHARD OSWALD TO THE SUPERVISORY BOARD Management   For   For    
6.8 ELECT FRIEDERIKE ROTSCH TO THE SUPERVISORY BOARD Management   For   For    
6.9 ELECT GUNNAR WIEDENFELS TO THE SUPERVISORY BOARD Management   For   For    
TENCENT HOLDINGS LTD    
Security G87572163           Meeting Type ExtraOrdinary General Meeting
Ticker Symbol 700 HK           Meeting Date 15-May-2019  
ISIN KYG875721634           Agenda 711051386 - Management
Record Date 08-May-2019           Holding Recon Date 08-May-2019  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date 08-May-2019  
SEDOL(s) BDDXGP3 - BGPHZF7 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0425/LTN201904252117.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0425/LTN201904252125.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1 TO APPROVE THE REFRESHMENT OF SCHEME MANDATE LIMIT UNDER THE SHARE OPTION PLAN OF TENCENT MUSIC ENTERTAINMENT GROUP Management            
INTERCONTINENTAL EXCHANGE, INC.    
Security 45866F104           Meeting Type Annual
Ticker Symbol ICE             Meeting Date 17-May-2019  
ISIN US45866F1049           Agenda 934964380 - Management
Record Date 19-Mar-2019           Holding Recon Date 19-Mar-2019  
City / Country     / United States         Vote Deadline Date 16-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director for term expiring in 2020: Hon. Sharon Y. Bowen Management   For   For    
1b. Election of Director for term expiring in 2020: Charles R. Crisp Management   For   For    
1c. Election of Director for term expiring in 2020: Duriya M. Farooqui Management   For   For    
1d. Election of Director for term expiring in 2020: Jean-Marc Forneri Management   For   For    
1e. Election of Director for term expiring in 2020: The Rt. Hon. the Lord Hague of Richmond Management   For   For    
1f. Election of Director for term expiring in 2020: Hon. Frederick W. Hatfield Management   For   For    
1g. Election of Director for term expiring in 2020: Thomas E. Noonan Management   For   For    
1h. Election of Director for term expiring in 2020: Frederic V. Salerno Management   For   For    
1i. Election of Director for term expiring in 2020: Jeffrey C. Sprecher Management   For   For    
1j. Election of Director for term expiring in 2020: Judith A. Sprieser Management   For   For    
1k. Election of Director for term expiring in 2020: Vincent Tese Management   For   For    
2. To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. Management   Abstain   Against    
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. Management   For   For    
NVIDIA CORPORATION    
Security 67066G104           Meeting Type Annual
Ticker Symbol NVDA             Meeting Date 22-May-2019  
ISIN US67066G1040           Agenda 934982807 - Management
Record Date 25-Mar-2019           Holding Recon Date 25-Mar-2019  
City / Country     / United States         Vote Deadline Date 21-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a Election of Director: Robert K. Burgess Management   For   For    
1b. Election of Director: Tench Coxe Management   For   For    
1c. Election of Director: Persis S. Drell Management   For   For    
1d. Election of Director: James C. Gaither Management   For   For    
1e. Election of Director: Jen-Hsun Huang Management   For   For    
1f. Election of Director: Dawn Hudson Management   For   For    
1g. Election of Director: Harvey C. Jones Management   For   For    
1h. Election of Director: Michael G. McCaffery Management   For   For    
1i. Election of Director: Stephen C. Neal Management   For   For    
1j. Election of Director: Mark L. Perry Management   For   For    
1k. Election of Director: A. Brooke Seawell Management   For   For    
1l. Election of Director: Mark A. Stevens Management   For   For    
2. Approval of our executive compensation. Management   For   For    
3. Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. Management   For   For    
4. Approval of an amendment and restatement of our Certificate of Incorporation to eliminate supermajority voting to remove a director without cause. Management   Abstain   Against    
PAYPAL HOLDINGS, INC.    
Security 70450Y103           Meeting Type Annual
Ticker Symbol PYPL             Meeting Date 22-May-2019  
ISIN US70450Y1038           Agenda 934983316 - Management
Record Date 29-Mar-2019           Holding Recon Date 29-Mar-2019  
City / Country     / United States         Vote Deadline Date 21-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Rodney C. Adkins Management   For   For    
1b. Election of Director: Wences Casares Management   For   For    
1c. Election of Director: Jonathan Christodoro Management   For   For    
1d. Election of Director: John J. Donahoe Management   For   For    
1e. Election of Director: David W. Dorman Management   For   For    
1f. Election of Director: Belinda J. Johnson Management   For   For    
1g. Election of Director: Gail J. McGovern Management   For   For    
1h. Election of Director: Deborah M. Messemer Management   For   For    
1i. Election of Director: David M. Moffett Management   For   For    
1j. Election of Director: Ann M. Sarnoff Management   For   For    
1k. Election of Director: Daniel H. Schulman Management   For   For    
1l. Election of Director: Frank D. Yeary Management   For   For    
2. Advisory vote to approve named executive officer compensation. Management   For   For    
3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2019. Management   For   For    
4. Stockholder proposal regarding political disclosure. Shareholder   Against   For    
5. Stockholder proposal regarding human and indigenous peoples' rights. Shareholder   Abstain   Against    
AAC TECHNOLOGIES HOLDINGS INC    
Security G2953R114           Meeting Type Annual General Meeting
Ticker Symbol 2018 HK           Meeting Date 24-May-2019  
ISIN KYG2953R1149           Agenda 710999422 - Management
Record Date 20-May-2019           Holding Recon Date 20-May-2019  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date 17-May-2019  
SEDOL(s) B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN201904181143.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN201904181112.PDF Non-Voting            
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting            
1 TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
2 TO DECLARE A FINAL DIVIDEND OF HKD 1.03 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2018 Management   For   For    
3.A TO RE-ELECT MR. PAN BENJAMIN ZHENGMIN AS EXECUTIVE DIRECTOR Management   For   For    
3.B TO RE-ELECT MS. WU INGRID CHUN YUAN AS NON- EXECUTIVE DIRECTOR Management   For   For    
3.C TO RE-ELECT MR. PENG ZHIYUAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.D TO RE-ELECT MR. ZHANG HONGJIANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR Management   For   For    
3.E TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDING 31ST DECEMBER, 2019 Management   For   For    
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   For   For    
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   For   For    
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) Management   Against   Against    
FACEBOOK, INC.    
Security 30303M102           Meeting Type Annual
Ticker Symbol FB             Meeting Date 30-May-2019  
ISIN US30303M1027           Agenda 934995082 - Management
Record Date 05-Apr-2019           Holding Recon Date 05-Apr-2019  
City / Country     / United States         Vote Deadline Date 29-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR              
    1 Peggy Alford Management   For   For    
    2 Marc L. Andreessen Management   For   For    
    3 Kenneth I. Chenault Management   For   For    
    4 S. D. Desmond-Hellmann Management   For   For    
    5 Sheryl K. Sandberg Management   For   For    
    6 Peter A. Thiel Management   For   For    
    7 Jeffrey D. Zients Management   For   For    
    8 Mark Zuckerberg Management   For   For    
2. To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. Management   For   For    
3. To approve, on a non-binding advisory basis, the compensation program for Facebook, Inc.'s named executive officers as disclosed in Facebook, Inc.'s proxy statement. Management   For   For    
4. To vote, on a non-binding advisory basis, whether a non- binding advisory vote on the compensation program for Facebook, Inc.'s named executive officers should be held every one, two or three years. Management   1 Year   Against    
5. A stockholder proposal regarding change in stockholder voting. Shareholder   Against   For    
6. A stockholder proposal regarding an independent chair. Shareholder   For   Against    
7. A stockholder proposal regarding majority voting for directors. Shareholder   For   Against    
8. A stockholder proposal regarding true diversity board policy. Shareholder   Abstain   Against    
9. A stockholder proposal regarding a content governance report. Shareholder   Abstain   Against    
10. A stockholder proposal regarding median gender pay gap. Shareholder   For   Against    
11. A stockholder proposal regarding workforce diversity. Shareholder   For   Against    
12. A stockholder proposal regarding strategic alternatives. Shareholder   Against   For    
COGNIZANT TECHNOLOGY SOLUTIONS CORP.    
Security 192446102           Meeting Type Annual
Ticker Symbol CTSH             Meeting Date 04-Jun-2019  
ISIN US1924461023           Agenda 934997214 - Management
Record Date 08-Apr-2019           Holding Recon Date 08-Apr-2019  
City / Country     / United States         Vote Deadline Date 03-Jun-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of director to serve until the 2020 annual meeting: Zein Abdalla Management   For   For    
1b. Election of director to serve until the 2020 annual meeting: Maureen Breakiron-Evans Management   For   For    
1c. Election of director to serve until the 2020 annual meeting: Jonathan Chadwick Management   For   For    
1d. Election of director to serve until the 2020 annual meeting: John M. Dineen Management   For   For    
1e. Election of director to serve until the 2020 annual meeting: Francisco D'Souza Management   For   For    
1f. Election of director to serve until the 2020 annual meeting: John N. Fox, Jr. Management   For   For    
1g. Election of director to serve until the 2020 annual meeting: Brian Humphries Management   For   For    
1h. Election of director to serve until the 2020 annual meeting: John E. Klein Management   For   For    
1i. Election of director to serve until the 2020 annual meeting: Leo S. Mackay, Jr. Management   For   For    
1j. Election of director to serve until the 2020 annual meeting: Michael Patsalos-Fox Management   For   For    
1k. Election of director to serve until the 2020 annual meeting: Joseph M. Velli Management   For   For    
2. Approve, on an advisory (non-binding) basis, the compensation of the company's named executive officers. Management   For   For    
3. Ratify the appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2019. Management   For   For    
4. Shareholder proposal requesting that the company provide a report disclosing its political spending and related company policies. Shareholder   Abstain   Against    
5. Shareholder proposal requesting that the board of directors adopt a policy and amend the company's governing documents to require that the chairman of the board be an independent director. Shareholder   For   Against    
COMCAST CORPORATION    
Security 20030N101           Meeting Type Annual
Ticker Symbol CMCSA             Meeting Date 05-Jun-2019  
ISIN US20030N1019           Agenda 935008284 - Management
Record Date 05-Apr-2019           Holding Recon Date 05-Apr-2019  
City / Country     / United States         Vote Deadline Date 04-Jun-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR              
    1 Kenneth J. Bacon Management            
    2 Madeline S. Bell Management            
    3 Sheldon M. Bonovitz Management            
    4 Edward D. Breen Management            
    5 Gerald L. Hassell Management            
    6 Jeffrey A. Honickman Management            
    7 Maritza G. Montiel Management            
    8 Asuka Nakahara Management            
    9 David C. Novak Management            
    10 Brian L. Roberts Management            
2. Ratification of the appointment of our independent auditors Management            
3. Approval of Comcast Corporation 2019 Omnibus Sharesave Plan Management            
4. Advisory vote on executive compensation Management            
5. To require an independent board chairman Shareholder            
6. To provide a lobbying report Shareholder            
ROPER TECHNOLOGIES, INC.    
Security 776696106           Meeting Type Annual
Ticker Symbol ROP             Meeting Date 10-Jun-2019  
ISIN US7766961061           Agenda 935013792 - Management
Record Date 15-Apr-2019           Holding Recon Date 15-Apr-2019  
City / Country     / United States         Vote Deadline Date 07-Jun-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR              
    1 Shellye L. Archambeau Management            
    2 Amy Woods Brinkley Management            
    3 John F. Fort, III Management            
    4 L. Neil Hunn Management            
    5 Robert D. Johnson Management            
    6 Robert E. Knowling, Jr. Management            
    7 Wilbur J. Prezzano Management            
    8 Laura G. Thatcher Management            
    9 Richard F. Wallman Management            
    10 Christopher Wright Management            
2. To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. Management            
3. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2019. Management            
4. To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting. Shareholder            
CATCHER TECHNOLOGY CO., LTD.    
Security Y1148A101           Meeting Type Annual General Meeting
Ticker Symbol 2474 TT           Meeting Date 12-Jun-2019  
ISIN TW0002474004           Agenda 711197473 - Management
Record Date 12-Apr-2019           Holding Recon Date 12-Apr-2019  
City / Country   TAINAN / Taiwan, Province of China         Vote Deadline Date 03-Jun-2019  
SEDOL(s) 6186669 - B02W2D0       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO ACCEPT 2018 BUSINESS REPORTS AND FINANCIAL STATEMENTS. Management            
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2018 PROFITS.PROPOSED CASH DIVIDEND:TWD 12 PER SHARE. Management            
3 TO AMEND THE ARTICLES OF INCORPORATION. Management            
4 TO AMEND THE RULES AND PROCEDURES OF SHAREHOLDERS' MEETING. Management            
5 TO AMEND THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. Management            
6 TO AMEND THE PROCEDURES FOR ENDORSEMENTS AND GUARANTEES. Management            
7 TO AMEND THE GUIDELINES FOR LENDING OF CAPITAL. Management            
8 TO RAISE FUNDS THROUGH ISSUING NEW SHARES OR GDR. Management            
9.1 THE ELECTION OF THE DIRECTORS.:SHUI-SHU HUNG,SHAREHOLDER NO.3 Management            
9.2 THE ELECTION OF THE DIRECTORS.:TIEN-SZU HUNG,SHAREHOLDER NO.5 Management            
9.3 THE ELECTION OF THE DIRECTORS.:SHUI SUNG HUNG,SHAREHOLDER NO.4 Management            
9.4 THE ELECTION OF THE DIRECTORS.:MENG HUAN LEI,SHAREHOLDER NO.E121040XXX Management            
9.5 THE ELECTION OF THE INDEPENDENT DIRECTORS.:WEN-CHE TSENG,SHAREHOLDER NO.S100450XXX Management            
9.6 THE ELECTION OF THE INDEPENDENT DIRECTORS.:TSORNG JUU LIANG,SHAREHOLDER NO.S120639XXX Management            
9.7 THE ELECTION OF THE INDEPENDENT DIRECTORS.:MENG-YANG CHENG,SHAREHOLDER NO.R120715XXX Management            
10 TO CANCEL THE PROHIBITION ON COMPETITIVE ACTIVITIES OF NEW DIRECTORS AND REPRESENTATIVES. Management            
ALPHABET INC.    
Security 02079K305           Meeting Type Annual
Ticker Symbol GOOGL             Meeting Date 19-Jun-2019  
ISIN US02079K3059           Agenda 935018956 - Management
Record Date 22-Apr-2019           Holding Recon Date 22-Apr-2019  
City / Country     / United States         Vote Deadline Date 18-Jun-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR              
    1 Larry Page Management            
    2 Sergey Brin Management            
    3 John L. Hennessy Management            
    4 L. John Doerr Management            
    5 Roger W. Ferguson, Jr. Management            
    6 Ann Mather Management            
    7 Alan R. Mulally Management            
    8 Sundar Pichai Management            
    9 K. Ram Shriram Management            
    10 Robin L. Washington Management            
2. Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2019. Management            
3. The amendment and restatement of Alphabet's 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock. Management            
4. A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. Shareholder            
5. A stockholder proposal regarding inequitable employment practices, if properly presented at the meeting. Shareholder            
6. A stockholder proposal regarding the establishment of a societal risk oversight committee, if properly presented at the meeting. Shareholder            
7. A stockholder proposal regarding a report on sexual harassment risk management, if properly presented at the meeting. Shareholder            
8. A stockholder proposal regarding majority vote for the election of directors, if properly presented at the meeting. Shareholder            
9. A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. Shareholder            
10. A stockholder proposal regarding strategic alternatives, if properly presented at the meeting. Shareholder            
11. A stockholder proposal regarding the nomination of an employee representative director, if properly presented at the meeting. Shareholder            
12. A stockholder proposal regarding simple majority vote, if properly presented at the meeting. Shareholder            
13. A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. Shareholder            
14. A stockholder proposal regarding Google Search in China, if properly presented at the meeting. Shareholder            
15. A stockholder proposal regarding a clawback policy, if properly presented at the meeting. Shareholder            
16. A stockholder proposal regarding a report on content governance, if properly presented at the meeting. Shareholder            
CHECK POINT SOFTWARE TECHNOLOGIES LTD.    
Security M22465104           Meeting Type Annual
Ticker Symbol CHKP             Meeting Date 19-Jun-2019  
ISIN IL0010824113           Agenda 935034607 - Management
Record Date 10-May-2019           Holding Recon Date 10-May-2019  
City / Country     / United States         Vote Deadline Date 18-Jun-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Gil Shwed Management            
1b. Election of Director: Marius Nacht Management            
1c. Election of Director: Jerry Ungerman Management            
1d. Election of Director: Dan Propper Management            
1e. Election of Director: Dr. Tal Shavit Management            
1f. Election of Director: Shai Weiss Management            
2. To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2019. Management            
3. Approve compensation to Check Point's Chief Executive Officer. Management            
4. Readopt Check Point's executive compensation policy. Management            
5. To amend the Company's Employee Stock Purchase Plan. Management            
6a. The undersigned is a controlling shareholder or has a personal interest in Item 3. Mark "for" = yes or "against" = no. Management            
6b. The undersigned is a controlling shareholder or has a personal interest in Item 4. Mark "for" = yes or "against" = no. Management            
FANUC CORPORATION    
Security J13440102           Meeting Type Annual General Meeting
Ticker Symbol 6954 JP           Meeting Date 27-Jun-2019  
ISIN JP3802400006           Agenda 711256671 - Management
Record Date 31-Mar-2019           Holding Recon Date 31-Mar-2019  
City / Country   YAMANA SHI / Japan         Vote Deadline Date 25-Jun-2019  
SEDOL(s) 5477557 - 6356934 - B022218 - B16TB93 - BFNBJB8 - BHZL4G0       Quick Code 69540  
                                 
Item Proposal   Proposed by   Vote For/Against Management    
  Please reference meeting materials. Non-Voting            
1 Approve Appropriation of Surplus Management   Abstain   Against    
2.1 Appoint a Director Inaba, Yoshiharu Management   For   For    
2.2 Appoint a Director Yamaguchi, Kenji Management   For   For    
2.3 Appoint a Director Uchida, Hiroyuki Management   For   For    
2.4 Appoint a Director Gonda, Yoshihiro Management   For   For    
2.5 Appoint a Director Saito, Yutaka Management   For   For    
2.6 Appoint a Director Inaba, Kiyonori Management   For   For    
2.7 Appoint a Director Noda, Hiroshi Management   For   For    
2.8 Appoint a Director Richard E. Schneider Management   For   For    
2.9 Appoint a Director Tsukuda, Kazuo Management   For   For    
2.10 Appoint a Director Imai, Yasuo Management   For   For    
2.11 Appoint a Director Ono, Masato Management   For   For    
3.1 Appoint a Corporate Auditor Kohari, Katsuo Management   For   For    
3.2 Appoint a Corporate Auditor Mitsumura, Katsuya Management   For   For    
3.3 Appoint a Corporate Auditor Yokoi, Hidetoshi Management   For   For    

 

 

Form N-PX Proxy Voting Record

Fund Name: Guinness Atkinson Renminbi Yuan & Bond Fund

Reporting Period: 07/01/2018 through 06/30/2019

 

The Fund invests in securities that do not have voting rights. No votes have been cast on securities by Fund during the reporting period.

 

Form N-PX Proxy Voting Records

Guinness Atkinson Global Energy Fund

Reporting Period: July 1, 2018 through June 30, 2019

 

Vote Summary

 

SINO GAS & ENERGY HOLDINGS LIMITED    
Security Q85024109           Meeting Type Scheme Meeting
Ticker Symbol SEH AU           Meeting Date 05-Sep-2018  
ISIN AU000000SEH2           Agenda 709793877 - Management
Record Date 03-Sep-2018           Holding Recon Date 03-Sep-2018  
City / Country   SYDNEY / Australia         Vote Deadline Date 30-Aug-2018  
SEDOL(s) B42JLG5 - B4KRPM5 - B6WWGZ2       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 THAT, PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH), THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN SINO GAS AND THE HOLDERS OF ITS FULLY PAID ORDINARY SHARES, THE TERMS OF WHICH ARE CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THE SCHEME MEETING FORMS PART, IS APPROVED (WITH OR WITHOUT ALTERATIONS OR CONDITIONS AS APPROVED BY THE FEDERAL COURT OF AUSTRALIA) AND, SUBJECT TO APPROVAL OF THE SCHEME BY THE COURT, THE SINO GAS BOARD IS AUTHORISED TO IMPLEMENT THE SCHEME WITH ANY SUCH ALTERATIONS OR CONDITIONS Management   For   For    
ENQUEST PLC    
Security G3159S104           Meeting Type Ordinary General Meeting
Ticker Symbol ENQ LN           Meeting Date 01-Oct-2018  
ISIN GB00B635TG28           Agenda 709934005 - Management
Record Date             Holding Recon Date 27-Sep-2018  
City / Country   LONDON / United Kingdom         Vote Deadline Date 25-Sep-2018  
SEDOL(s) B3K6VK5 - B3SZDK8 - B635TG2 - B63Q8X5       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 TO APPROVE THE MAGILL TRANSACTION (AS DEFINED IN THE COMBINED CIRCULAR AND PROSPECTUS DATED ON OR AROUND 7 SEPTEMBER 2018) Management   For   For    
2 TO APPROVE THE THISTLE TRANSACTION (AS DEFINED IN THE COMBINED CIRCULAR AND PROSPECTUS DATED ON OR AROUND 7 SEPTEMBER 2018) Management   For   For    
3 TO GRANT AUTHORITY TO THE DIRECTORS TO ALLOT SHARES Management   For   For    
4 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES OTHERWISE THAN TO EXISTING SHAREHOLDERS PRO RATA TO THEIR HOLDINGS Management   For   For    
5 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES OTHERWISE THAN TO EXISTING SHAREHOLDERS PRO RATA TO THEIR HOLDINGS FOR THE PURPOSES OF FINANCING AN ACQUISITION OR CAPITAL INVESTMENT Management   For   For    
REABOLD RESOURCES PLC    
Security G7398R108           Meeting Type Annual General Meeting
Ticker Symbol             Meeting Date 11-Dec-2018  
ISIN GB00B95L0551           Agenda 710212060 - Management
Record Date             Holding Recon Date 07-Dec-2018  
City / Country   LONDON / United Kingdom         Vote Deadline Date 05-Dec-2018  
SEDOL(s) B95L055       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management   For   For    
2 TO RE-ELECT SACHIN OZA AS A DIRECTOR OF THE COMPANY Management   For   For    
3 TO RE-ELECT STEPHEN WILLIAMS AS A DIRECTOR OF THE COMPANY Management   For   For    
4 TO RE-APPOINT MARCOS MOZETIC AS A DIRECTOR OF THE COMPANY Management   For   For    
5 TO RE-APPOINT MICHAEL FELTON AS A DIRECTOR OF THE COMPANY Management   For   For    
6 TO RE-APPOINT MAZARS LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION Management   For   For    
7 TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES Management   For   For    
8 TO DIS-APPLY THE PRE-EMPTION RIGHTS Management   Against   Against    
OPHIR ENERGY PLC    
Security G6768E101           Meeting Type Court Meeting
Ticker Symbol OPHR LN           Meeting Date 25-Mar-2019  
ISIN GB00B24CT194           Agenda 710627780 - Management
Record Date             Holding Recon Date 21-Mar-2019  
City / Country   LONDON / United Kingdom         Vote Deadline Date 19-Mar-2019  
SEDOL(s) B24CT19 - B4TN988 - B76VWK9       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT Non-Voting            
1 FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATIONS) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE " SCHEME") PROPOSED TO BE MADE BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME) Management   For   For    
OPHIR ENERGY PLC    
Security G6768E101           Meeting Type Ordinary General Meeting
Ticker Symbol OPHR LN           Meeting Date 25-Mar-2019  
ISIN GB00B24CT194           Agenda 710627792 - Management
Record Date             Holding Recon Date 21-Mar-2019  
City / Country   LONDON / United Kingdom         Vote Deadline Date 19-Mar-2019  
SEDOL(s) B24CT19 - B4TN988 - B76VWK9       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 APPROVAL OF THE PROPOSALS TO IMPLEMENT THE SCHEME, INCLUDING THE ADOPTION OF THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE OF GENERAL MEETING Management   For   For    
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)    
Security 806857108           Meeting Type Annual
Ticker Symbol SLB             Meeting Date 03-Apr-2019  
ISIN AN8068571086           Agenda 934929324 - Management
Record Date 13-Feb-2019           Holding Recon Date 13-Feb-2019  
City / Country     / United States         Vote Deadline Date 02-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Peter L.S. Currie Management   For   For    
1b. Election of Director: Miguel M. Galuccio Management   For   For    
1c. Election of Director: Paal Kibsgaard Management   For   For    
1d. Election of Director: Nikolay Kudryavtsev Management   For   For    
1e. Election of Director: Tatiana A. Mitrova Management   For   For    
1f. Election of Director: Indra K. Nooyi Management   For   For    
1g. Election of Director: Lubna S. Olayan Management   For   For    
1h. Election of Director: Mark G. Papa Management   For   For    
1i. Election of Director: Leo Rafael Reif Management   For   For    
1j. Election of Director: Henri Seydoux Management   For   For    
2. Approval of the advisory resolution to approve our executive compensation. Management   Abstain   Against    
3. Approval of our consolidated balance sheet as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors' declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. Management   For   For    
4. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2019. Management   For   For    
5. Approval of an amended and restated 2004 Stock and Deferral Plan for Non-Employee Directors. Management   For   For    
NOBLE ENERGY, INC.    
Security 655044105           Meeting Type Annual
Ticker Symbol NBL             Meeting Date 23-Apr-2019  
ISIN US6550441058           Agenda 934933892 - Management
Record Date 22-Feb-2019           Holding Recon Date 22-Feb-2019  
City / Country     / United States         Vote Deadline Date 22-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Jeffrey L. Berenson Management   For   For    
1b. Election of Director: Michael A. Cawley Management   For   For    
1c. Election of Director: James E. Craddock Management   For   For    
1d. Election of Director: Barbara J. Duganier Management   For   For    
1e. Election of Director: Thomas J. Edelman Management   For   For    
1f. Election of Director: Holli C. Ladhani Management   For   For    
1g. Election of Director: David L. Stover Management   For   For    
1h. Election of Director: Scott D. Urban Management   For   For    
1i. Election of Director: William T. Van Kleef Management   For   For    
2. To ratify the appointment of the independent auditor by the Company's Audit Committee. Management   For   For    
3. To approve, in an advisory vote, executive compensation. Management   For   For    
4. To approve an amendment and restatement of the Company's 2017 Long-Term Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan from 29 million to 44 million shares. Management   For   For    
TULLOW OIL PLC    
Security G91235104           Meeting Type Annual General Meeting
Ticker Symbol TLW LN           Meeting Date 25-Apr-2019  
ISIN GB0001500809           Agenda 710673371 - Management
Record Date             Holding Recon Date 23-Apr-2019  
City / Country   LONDON / United Kingdom         Vote Deadline Date 17-Apr-2019  
SEDOL(s) 0150080 - B00JYX7 - B0LMDM7 - B4TLY98       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS AND ASSOCIATED REPORTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2 TO DECLARE A FINAL DIVIDEND OF 4.8 CENTS PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3 TO APPROVE THE ANNUAL STATEMENT BY THE CHAIRMAN OF THE REMUNERATION COMMITTEE AND THE ANNUAL REPORT ON REMUNERATION Management   For   For    
4 TO RE-ELECT MIKE DALY AS A DIRECTOR Management   For   For    
5 TO RE-ELECT STEVE LUCAS AS A DIRECTOR Management   For   For    
6 TO RE-ELECT ANGUS MCCOSS AS A DIRECTOR Management   For   For    
7 TO RE-ELECT PAUL MCDADE AS A DIRECTOR Management   For   For    
8 TO ELECT DOROTHY THOMPSON AS A DIRECTOR Management   For   For    
9 TO RE-ELECT JEREMY WILSON AS A DIRECTOR Management   For   For    
10 TO RE-ELECT LES WOOD AS A DIRECTOR Management   For   For    
11 TO RE-APPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY Management   For   For    
12 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF DELOITTE LLP Management   For   For    
13 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES Management   For   For    
14 TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS FOR GENERAL PURPOSES, FOR AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT Management   For   For    
15 TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS ON NO LESS THAN 14 CLEAR DAYS' NOTICE Management   For   For    
16 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Management   For   For    
IMPERIAL OIL LTD    
Security 453038408           Meeting Type Annual General Meeting
Ticker Symbol IMB LN           Meeting Date 26-Apr-2019  
ISIN CA4530384086           Agenda 710754296 - Management
Record Date 04-Mar-2019           Holding Recon Date 04-Mar-2019  
City / Country   CALGAR Y / Canada         Vote Deadline Date 22-Apr-2019  
SEDOL(s) 2454241 - 2454252 - 4455866       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1 AND 2.1 TO 2.7. THANK YOU Non-Voting            
1 PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY Management   For   For    
2.1 ELECTION OF DIRECTOR: D.C. (DAVID) BROWNELL Management   For   For    
2.2 ELECTION OF DIRECTOR: D.W. (DAVID) CORNHILL Management   For   For    
2.3 ELECTION OF DIRECTOR: K.T. (KRYSTYNA) HOEG Management   For   For    
2.4 ELECTION OF DIRECTOR: M.C. (MIRANDA) HUBBS Management   For   For    
2.5 ELECTION OF DIRECTOR: R.M. (RICHARD) KRUGER Management   For   For    
2.6 ELECTION OF DIRECTOR: J.M. (JACK) MINTZ Management   For   For    
2.7 ELECTION OF DIRECTOR: D.S. (DAVID) SUTHERLAND Management   For   For    
3 PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE BY SHAREHOLDERS ON EXECUTIVE COMPENSATION Shareholder   For   Against    
VALERO ENERGY CORPORATION    
Security 91913Y100           Meeting Type Annual
Ticker Symbol VLO             Meeting Date 30-Apr-2019  
ISIN US91913Y1001           Agenda 934945948 - Management
Record Date 05-Mar-2019           Holding Recon Date 05-Mar-2019  
City / Country     / United States         Vote Deadline Date 29-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1A. Election of Director: H. Paulett Eberhart Management   For   For    
1B. Election of Director: Joseph W. Gorder Management   For   For    
1C. Election of Director: Kimberly S. Greene Management   For   For    
1D. Election of Director: Deborah P. Majoras Management   For   For    
1E. Election of Director: Donald L. Nickles Management   For   For    
1F. Election of Director: Philip J. Pfeiffer Management   For   For    
1G. Election of Director: Robert A. Profusek Management   For   For    
1H. Election of Director: Stephen M. Waters Management   For   For    
1I. Election of Director: Randall J. Weisenburger Management   For   For    
1J. Election of Director: Rayford Wilkins, Jr. Management   For   For    
2. Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2019. Management   For   For    
3. Approve, by non-binding vote, the 2018 compensation of our named executive officers. Management   For   For    
OASIS PETROLEUM INC    
Security 674215108           Meeting Type Annual
Ticker Symbol OAS             Meeting Date 30-Apr-2019  
ISIN US6742151086           Agenda 934949439 - Management
Record Date 05-Mar-2019           Holding Recon Date 05-Mar-2019  
City / Country     / United States         Vote Deadline Date 29-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR Management            
    1 Michael McShane       For   For    
    2 Thomas B. Nusz       For   For    
2. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. Management   For   For    
3. To approve, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to Item 402 of Regulation S-K promulgated by the Securities and Exchange Commission. Management   For   For    
4. To approve the First Amendment to the Amended and Restated 2010 Long-Term Incentive Plan (the "LTIP") to increase the maximum number of shares that may be issued under the LTIP by 1,300,000 shares. Management   For   For    
ENCANA CORPORATION    
Security 292505104           Meeting Type Annual
Ticker Symbol ECA             Meeting Date 30-Apr-2019  
ISIN CA2925051047           Agenda 934957652 - Management
Record Date 06-Mar-2019           Holding Recon Date 06-Mar-2019  
City / Country     / Canada         Vote Deadline Date 25-Apr-2019  
SEDOL(s)         Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 DIRECTOR Management            
    1 Peter A. Dea       For   For    
    2 Fred J. Fowler       For   For    
    3 Howard J. Mayson       For   For    
    4 Lee A. McIntire       For   For    
    5 Margaret A. McKenzie       For   For    
    6 Steven W. Nance       For   For    
    7 Suzanne P. Nimocks       For   For    
    8 Thomas G. Ricks       For   For    
    9 Brian G. Shaw       For   For    
    10 Douglas J. Suttles       For   For    
    11 Bruce G. Waterman       For   For    
    12 Clayton H. Woitas       For   For    
2 APPOINT PRICEWATERHOUSECOOPERS LLP as Independent Auditors at a remuneration to be fixed by the Board of Directors Management   For   For    
3 AMEND AND RECONFIRM THE CORPORATION'S SHAREHOLDER RIGHTS PLAN Management   For   For    
4 APPROVE A NEW OMNIBUS INCENTIVE PLAN Management   For   For    
5 ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS Management   For   For    
UNIT CORPORATION    
Security 909218109           Meeting Type Annual
Ticker Symbol UNT             Meeting Date 01-May-2019  
ISIN US9092181091           Agenda 934958919 - Management
Record Date 04-Mar-2019           Holding Recon Date 04-Mar-2019  
City / Country     / United States         Vote Deadline Date 30-Apr-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1.1 Election of Director: William B. Morgan Management   For   For    
1.2 Election of Director: Larry D. Pinkston Management   For   For    
1.3 Election of Director: Carla S. Mashinski Management   For   For    
2. Approve, on an advisory basis, our named executive officers' compensation. Management   For   For    
3. Ratify the selection of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for fiscal year 2019. Management   For   For    
SUNCOR ENERGY INC    
Security 867224107           Meeting Type Annual General Meeting
Ticker Symbol SU CN           Meeting Date 02-May-2019  
ISIN CA8672241079           Agenda 710600796 - Management
Record Date 11-Mar-2019           Holding Recon Date 11-Mar-2019  
City / Country   CALGAR Y / Canada         Vote Deadline Date 26-Apr-2019  
SEDOL(s) B3NB0P5 - B3NB1P2 - B3Y1BQ2 - BJ054K5 - BJF8NW4       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND 2. THANK YOU Non-Voting            
1.1 ELECTION OF DIRECTOR: PATRICIA M. BEDIENT Management   For   For    
1.2 ELECTION OF DIRECTOR: MEL E. BENSON Management   For   For    
1.3 ELECTION OF DIRECTOR: JOHN D. GASS Management   For   For    
1.4 ELECTION OF DIRECTOR: DENNIS M. HOUSTON Management   For   For    
1.5 ELECTION OF DIRECTOR: MARK S. LITTLE Management   For   For    
1.6 ELECTION OF DIRECTOR: BRIAN P. MACDONALD Management   For   For    
1.7 ELECTION OF DIRECTOR: MAUREEN MCCAW Management   For   For    
1.8 ELECTION OF DIRECTOR: EIRA M. THOMAS Management   For   For    
1.9 ELECTION OF DIRECTOR: MICHAEL M. WILSON Management   For   For    
2 APPOINTMENT OF KPMG LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR Management   For   For    
3 TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED FEBRUARY 28, 2019 Management   For   For    
ENBRIDGE INC.    
Security 29250N105           Meeting Type Annual
Ticker Symbol ENB             Meeting Date 08-May-2019  
ISIN CA29250N1050           Agenda 934959911 - Management
Record Date 11-Mar-2019           Holding Recon Date 11-Mar-2019  
City / Country     / Canada         Vote Deadline Date 06-May-2019  
SEDOL(s)         Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Pamela L. Carter Management   For   For    
1b. Election of Director: Marcel R. Coutu Management   For   For    
1c. Election of Director: Susan M. Cunningham Management   For   For    
1d. Election of Director: Gregory L. Ebel Management   For   For    
1e. Election of Director: J. Herb England Management   For   For    
1f. Election of Director: Charles W. Fischer Management   For   For    
1g. Election of Director: V. Maureen Kempston Darkes Management   For   For    
1h. Election of Director: Teresa S. Madden Management   For   For    
1i. Election of Director: Al Monaco Management   For   For    
1j. Election of Director: Michael E.J. Phelps Management   For   For    
1k. Election of Director: Dan C. Tutcher Management   For   For    
1l Election of Director: Catherine L. Williams Management   For   For    
2. Appoint the auditors: Appoint PricewaterhouseCoopers LLP as auditors at remuneration to be fixed by the Board of Directors. Management   For   For    
3. Approve the Enbridge Inc. 2019 Long Term Incentive Plan and ratify the grants of stock options thereunder. Management   For   For    
4. Advisory vote to approve compensation of Named Executive Officers. Management   For   For    
CANADIAN NATURAL RESOURCES LTD    
Security 136385101           Meeting Type MIX
Ticker Symbol CNQ CN           Meeting Date 09-May-2019  
ISIN CA1363851017           Agenda 710810323 - Management
Record Date 20-Mar-2019           Holding Recon Date 20-Mar-2019  
City / Country   CALGAR Y / Canada         Vote Deadline Date 03-May-2019  
SEDOL(s) 2125202 - 2171573 - 5313673       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.11 AND 2. THANK YOU Non-Voting            
1.1 ELECTION OF DIRECTOR: CATHERINE M. BEST Management   For   For    
1.2 ELECTION OF DIRECTOR: N. MURRAY EDWARDS Management   For   For    
1.3 ELECTION OF DIRECTOR: TIMOTHY W. FAITHFULL Management   For   For    
1.4 ELECTION OF DIRECTOR: CHRISTOPHER L. FONG Management   For   For    
1.5 ELECTION OF DIRECTOR: AMBASSADOR GORDON D. GIFFIN Management   For   For    
1.6 ELECTION OF DIRECTOR: WILFRED A. GOBERT Management   For   For    
1.7 ELECTION OF DIRECTOR: STEVE W. LAUT Management   For   For    
1.8 ELECTION OF DIRECTOR: TIM S. MCKAY Management   For   For    
1.9 ELECTION OF DIRECTOR: HONOURABLE FRANK J. MCKENNA Management   For   For    
1.10 ELECTION OF DIRECTOR: DAVID A. TUER Management   For   For    
1.11 ELECTION OF DIRECTOR: ANNETTE M. VERSCHUREN Management   For   For    
2 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION Management   For   For    
3 TO VOTE ON APPROVING ALL UNALLOCATED STOCK OPTIONS PURSUANT TO THE AMENDED, COMPILED AND RESTRICTED EMPLOYEE STOCK OPTION PLAN OF THE CORPORATION AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR Management   For   For    
4 ON AN ADVISORY BASIS, ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE INFORMATION CIRCULAR Management   For   For    
OCCIDENTAL PETROLEUM CORPORATION    
Security 674599105           Meeting Type Annual
Ticker Symbol OXY             Meeting Date 10-May-2019  
ISIN US6745991058           Agenda 934959733 - Management
Record Date 15-Mar-2019           Holding Recon Date 15-Mar-2019  
City / Country     / United States         Vote Deadline Date 09-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Spencer Abraham Management   For   For    
1b. Election of Director: Eugene L. Batchelder Management   For   For    
1c. Election of Director: Margaret M. Foran Management   For   For    
1d. Election of Director: Carlos M. Gutierrez Management   For   For    
1e. Election of Director: Vicki Hollub Management   For   For    
1f. Election of Director: William R. Klesse Management   For   For    
1g. Election of Director: Jack B. Moore Management   For   For    
1h. Election of Director: Avedick B. Poladian Management   For   For    
1i. Election of Director: Elisse B. Walter Management   For   For    
2. Advisory Vote to Approve Named Executive Officer Compensation Management   For   For    
3. Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 Management   For   For    
4. Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings Shareholder   For   Against    
ENI S.P.A.    
Security T3643A145           Meeting Type Ordinary General Meeting
Ticker Symbol ENI IM           Meeting Date 14-May-2019  
ISIN IT0003132476           Agenda 710898187 - Management
Record Date 03-May-2019           Holding Recon Date 03-May-2019  
City / Country   ROME / Italy         Vote Deadline Date 06-May-2019  
SEDOL(s) 7145056 - B07LWK9 - B0ZNKV4 - BF445R4       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Management   For   For    
2 APPROVE ALLOCATION OF INCOME Management   For   For    
3 AUTHORIZE SHARE REPURCHASE PROGRAM Management   For   For    
4 APPROVE REMUNERATION POLICY Management   For   For    
CMMT 25 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting            
CONOCOPHILLIPS    
Security 20825C104           Meeting Type Annual
Ticker Symbol COP             Meeting Date 14-May-2019  
ISIN US20825C1045           Agenda 934959492 - Management
Record Date 18-Mar-2019           Holding Recon Date 18-Mar-2019  
City / Country     / United States         Vote Deadline Date 13-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Charles E. Bunch Management   For   For    
1b. Election of Director: Caroline Maury Devine Management   For   For    
1c. Election of Director: John V. Faraci Management   For   For    
1d. Election of Director: Jody Freeman Management   For   For    
1e. Election of Director: Gay Huey Evans Management   For   For    
1f. Election of Director: Jeffrey A. Joerres Management   For   For    
1g. Election of Director: Ryan M. Lance Management   For   For    
1h. Election of Director: William H. McRaven Management   For   For    
1i. Election of Director: Sharmila Mulligan Management   For   For    
1j. Election of Director: Arjun N. Murti Management   For   For    
1k. Election of Director: Robert A. Niblock Management   For   For    
2. Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2019. Management   For   For    
3. Advisory Approval of Executive Compensation. Management   For   For    
ANADARKO PETROLEUM CORPORATION    
Security 032511107           Meeting Type Annual
Ticker Symbol APC             Meeting Date 14-May-2019  
ISIN US0325111070           Agenda 934966524 - Management
Record Date 19-Mar-2019           Holding Recon Date 19-Mar-2019  
City / Country     / United States         Vote Deadline Date 13-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. In light of Anadarko Petroleum Corporation's pending merger with Chevron Corporation, Anadarko has indefinitely postponed its 2019 annual meeting of stockholders, which had previously been scheduled for May 14, 2019 and with respect to which Anadarko had previously filed a definitive proxy statement with the Securities and Exchange Commission on March 29, 2019. Management   For        
EQUINOR ASA    
Security R2R90P103           Meeting Type Annual General Meeting
Ticker Symbol EQNR NO           Meeting Date 15-May-2019  
ISIN NO0010096985           Agenda 711032247 - Management
Record Date 14-May-2019           Holding Recon Date 14-May-2019  
City / Country   STAVAN GER / Norway Blocking       Vote Deadline Date 08-May-2019  
SEDOL(s) 7133608 - B0334H0 - B042034 - B0CRGF5 - B28MNJ1       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. Non-Voting            
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting            
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED Non-Voting            
3 ELECTION OF CHAIR FOR THE MEETING: TONE LUNDE BAKKER Management   For   For    
4 APPROVAL OF THE NOTICE AND THE AGENDA Management   For   For    
5 ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING Management   For   For    
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR EQUINOR ASA AND THE EQUINOR GROUP FOR 2018, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF FOURTH QUARTER 2018 DIVIDEND: ("USD") 0.26 PER SHARE Management   For   For    
7 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2018 Management   For   For    
8 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDERS TO REFRAIN FROM OIL AND GAS EXPLORATION AND PRODUCTION ACTIVITIES IN CERTAIN AREAS Shareholder   For   Against    
9 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER REGARDING SETTING MEDIUM AND LONG-TERM QUANTITATIVE TARGETS THAT INCLUDE SCOPE 1, 2 AND 3 GREENHOUSE GAS EMISSIONS Shareholder   For   Against    
10 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER REGARDING NEW DIRECTION FOR THE COMPANY, INCLUDING PHASING OUT OF ALL EXPLORATION ACTIVITIES WITHIN TWO YEARS Shareholder   For   Against    
11 THE BOARD OF DIRECTORS' REPORT ON CORPORATE GOVERNANCE Management   For   For    
12.1 THE BOARD OF DIRECTORS' DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT: ADVISORY VOTE RELATED TO THE BOARD OF DIRECTORS' GUIDELINES ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT Management   For   For    
12.2 THE BOARD OF DIRECTORS' DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT: APPROVAL OF THE BOARD OF DIRECTORS' GUIDELINES ON REMUNERATION LINKED TO THE DEVELOPMENT OF THE COMPANY'S SHARE PRICE Management   For   For    
13 APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2018 Management   For   For    
14 ELECTION OF EXTERNAL AUDITOR: ERNST & YOUNG AS Management   For   For    
CMMT PLEASE NOTE THAT RESOLUTIONS 15 AND 16 ARE PROPOSED BY NOMINATION COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING Non-Voting            
15 DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY MEMBERS Management   For        
16 DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE MEMBERS Management   For        
17 AUTHORISATION TO ACQUIRE EQUINOR ASA SHARES IN THE MARKET TO CONTINUE OPERATION OF THE SHARE SAVINGS PLAN FOR EMPLOYEES Management   For   For    
18 AUTHORISATION TO ACQUIRE EQUINOR ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT Management   For   For    
19 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM A SHAREHOLDER TO STOP CO2 CAPTURE AND STORAGE Shareholder   Against   For    
HALLIBURTON COMPANY    
Security 406216101           Meeting Type Annual
Ticker Symbol HAL             Meeting Date 15-May-2019  
ISIN US4062161017           Agenda 934966651 - Management
Record Date 18-Mar-2019           Holding Recon Date 18-Mar-2019  
City / Country     / United States         Vote Deadline Date 14-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: Abdulaziz F. Al Khayyal Management   For   For    
1b. Election of Director: William E. Albrecht Management   For   For    
1c. Election of Director: M. Katherine Banks Management   For   For    
1d. Election of Director: Alan M. Bennett Management   For   For    
1e. Election of Director: Milton Carroll Management   For   For    
1f. Election of Director: Nance K. Dicciani Management   For   For    
1g. Election of Director: Murry S. Gerber Management   For   For    
1h. Election of Director: Patricia Hemingway Hall Management   For   For    
1i. Election of Director: Robert A. Malone Management   For   For    
1j. Election of Director: Jeffrey A. Miller Management   For   For    
2. Ratification of Selection of Principal Independent Public Accountants. Management   For   For    
3. Advisory Approval of Executive Compensation. Management   For   For    
4. Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. Management   For   For    
HELIX ENERGY SOLUTIONS GROUP, INC.    
Security 42330P107           Meeting Type Annual
Ticker Symbol HLX             Meeting Date 15-May-2019  
ISIN US42330P1075           Agenda 934969380 - Management
Record Date 18-Mar-2019           Holding Recon Date 18-Mar-2019  
City / Country     / United States         Vote Deadline Date 14-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR Management            
    1 Amerino Gatti       For   For    
    2 John V. Lovoi       For   For    
    3 Jan Rask       For   For    
2. Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year 2019. Management   For   For    
3. Approval, on a non-binding advisory basis, of the 2018 compensation of our named executive officers. Management   For   For    
4. Approval of the amendment and restatement of the Helix Energy Solutions Group, Inc. 2005 Long Term Incentive Plan. Management   For   For    
5. Approval of the amendment and restatement of the Helix Energy Solutions Group, Inc. Employee Stock Purchase Plan. Management   For   For    
SUNPOWER CORPORATION    
Security 867652406           Meeting Type Annual
Ticker Symbol SPWR             Meeting Date 16-May-2019  
ISIN US8676524064           Agenda 934961384 - Management
Record Date 21-Mar-2019           Holding Recon Date 21-Mar-2019  
City / Country     / United States         Vote Deadline Date 15-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR Management            
    1 Catherine Lesjak       For   For    
    2 Ladislas Paszkiewicz       For   For    
    3 Julien Pouget       For   For    
2. The approval, in an advisory vote, of the compensation of our named executive officers. Management   For   For    
3. The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2019. Management   For   For    
BP PLC    
Security G12793108           Meeting Type Annual General Meeting
Ticker Symbol BP/LN           Meeting Date 21-May-2019  
ISIN GB0007980591           Agenda 710937333 - Management
Record Date             Holding Recon Date 17-May-2019  
City / Country   ABERDE EN / United Kingdom         Vote Deadline Date 15-May-2019  
SEDOL(s) 0798059 - 5789401 - 7110786       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT CONTAINED ON PAGES 87-109 (EXCLUDING THE DIRECTOR'S REMUNERATION POLICY) OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR Management   For   For    
4 TO RE-ELECT MR B GILVARY AS A DIRECTOR Management   For   For    
5 TO RE-ELECT MR N S ANDERSEN AS A DIRECTOR Management   For   For    
6 TO RE-ELECT DAME A CARNWATH AS A DIRECTOR Management   For   For    
7 TO ELECT MISS P DALEY AS A DIRECTOR Management   For   For    
8 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR Management   For   For    
9 TO RE-ELECT PROFESSOR DAME A DOWLING AS A DIRECTOR Management   For   For    
10 TO ELECT MR H LUND AS A DIRECTOR Management   For   For    
11 TO RE-ELECT MRS M B MEYER AS A DIRECTOR Management   For   For    
12 TO RE-ELECT MR B R NELSON AS A DIRECTOR Management   For   For    
13 TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR Management   For   For    
14 TO RE-ELECT SIR J SAWERS AS A DIRECTOR Management   For   For    
15 TO REAPPOINT DELOITTE LLP AS AUDITOR FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING BEFORE WHICH ACCOUNTS ARE LAID AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION Management   For   For    
16 POLITICAL DONATIONS AND POLITICAL EXPENDITURE Management   For   For    
17 DIRECTORS' AUTHORITY TO ALLOT SHARES (SECTION 551) Management   For   For    
18 AUTHORITY FOR DISAPPLICATION OF PRE- EMPTION RIGHTS (SECTION 561) Management   Against   Against    
19 ADDITIONAL AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS (SECTION 561) Management   Against   Against    
20 SHARE BUYBACK Management   For   For    
21 TO AUTHORIZE THE CALLING OF GENERAL MEETINGS OF THE COMPANY (NOT BEING AN ANNUAL GENERAL MEETING) BY NOTICE OF AT LEAST 14 CLEAR DAYS Management   For   For    
22 PLEASE NOTE THAT THIS IS SHAREHOLDER PROPOSAL: CLIMATE ACTION 100+ SHAREHOLDER RESOLUTION ON CLIMATE CHANGE DISCLOSURES Shareholder   For   For    
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hareholder   Abstain   Against    
ROYAL DUTCH SHELL PLC    
Security G7690A100           Meeting Type Annual General Meeting
Ticker Symbol RDSA NA           Meeting Date 21-May-2019  
ISIN GB00B03MLX29           Agenda 710940099 - Management
Record Date             Holding Recon Date 17-May-2019  
City / Country   THE HAGUE / United Kingdom         Vote Deadline Date 14-May-2019  
SEDOL(s) B03MLX2 - B09CBL4 - B0DV8Y9 - B0XPJL5 - BF448N1 - BZ15DS7       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2018, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED Management   For   For    
2 THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 119 TO 147 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2018, BE APPROVED Management   For   For    
3 THAT NEIL CARSON BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM JUNE 1, 2019 Management   For   For    
4 THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
5 THAT ANN GODBEHERE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
6 THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
7 THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
8 THAT CATHERINE HUGHES BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
9 THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
10 THAT ROBERTO SETUBAL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
11 THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
12 THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
13 THAT JESSICA UHL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
14 THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY Management   For   For    
15 THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY Management   For   For    
16 THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2019 ON BEHALF OF THE BOARD Management   For   For    
17 THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 190.3 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED Management   For   For    
18 THAT IF RESOLUTION 17 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR Management   For   For    
  LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 28.6 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 BUT, IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED                  
19 THAT, WITH EFFECT FROM THE CONCLUSION OF THE MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING, AND INITIALLED BY THE CHAIR OF THE MEETING FOR THE PURPOSE OF IDENTIFICATION, BE ADOPTED AS THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION Management   For   For    
20 THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH AUTHORITY TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 815 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE Management   For   For    
  ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED                  
21 THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE UK COMPANIES ACT 2006 AND IN SUBSTITUTION FOR ANY PREVIOUS AUTHORITIES GIVEN TO THE COMPANY (AND ITS SUBSIDIARIES), THE COMPANY (AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT) BE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM; AND (B) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM (IN EACH CASE, SUCH TERMS HAVE THE MEANINGS GIVEN IN SECTIONS 363 TO 365 OF THE COMPANIES ACT 2006). IN THE PERIOD FOR WHICH THIS AUTHORITY HAS EFFECT, IT SHALL PERMIT DONATIONS AND EXPENDITURE BY THE COMPANY AND ITS SUBSIDIARIES TO A MAXIMUM AMOUNT OF GBP 1,600,000; HOWEVER, USE OF THE AUTHORITY SHALL ALWAYS BE LIMITED AS ABOVE. THIS AUTHORITY SHALL CONTINUE FOR THE PERIOD ENDING ON MAY 20, 2023 OR THE DATE OF THE COMPANY'S AGM IN 2023, WHICHEVER IS EARLIER Management   For   For    
22 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2019 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE 6 Shareholder   For   Against    
CLUFF NATURAL RESOURCES PLC    
Security G2339Z103           Meeting Type Annual General Meeting
Ticker Symbol             Meeting Date 22-May-2019  
ISIN GB00B6SYKF01           Agenda 711096176 - Management
Record Date             Holding Recon Date 20-May-2019  
City / Country   TBD / United Kingdom         Vote Deadline Date 16-May-2019  
SEDOL(s) B6SYKF0 - BDZSR53       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS THEREON Management   For   For    
2 TO RE-ELECT PETER NIGEL COWLEY AS A DIRECTOR OF THE COMPANY Management   For   For    
3 TO APPOINT BDO LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
4 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Management   For   For    
5 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS Management   Against   Against    
SOCO INTERNATIONAL PLC    
Security G8248C127           Meeting Type Annual General Meeting
Ticker Symbol SIA LN           Meeting Date 23-May-2019  
ISIN GB00B572ZV91           Agenda 710892200 - Management
Record Date             Holding Recon Date 21-May-2019  
City / Country   LONDON / United Kingdom         Vote Deadline Date 17-May-2019  
SEDOL(s) B572ZV9 - B60MYS3 - B64H893       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2 TO DECLARE A FINAL DIVIDEND OF 5.5 PENCE PER SHARE Management   For   For    
3 TO APPROVE THE DIRECTORS' REMUNERATION REPORT INCLUDED IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
4 TO REAPPOINT RUI C DE SOUSA, WHO IS THE CHAIR OF THE NOMINATIONS COMMITTEE, AS A DIRECTOR Management   For   For    
5 TO REAPPOINT EDWARD T STORY, WHO IS A MEMBER OF THE NOMINATIONS COMMITTEE, AS A DIRECTOR Management   For   For    
6 TO REAPPOINT JANICE M BROWN AS A DIRECTOR Management   For   For    
7 TO REAPPOINT MICHAEL J WATTS AS A DIRECTOR Management   For   For    
8 TO REAPPOINT ROBERT G GRAY, WHO IS A MEMBER OF THE AUDIT AND RISK, REMUNERATION AND NOMINATIONS COMMITTEES, AS A DIRECTOR Management   For   For    
9 TO REAPPOINT ETTORE P M CONTINI AS A DIRECTOR Management   For   For    
10 TO REAPPOINT JOHN MARTIN, WHO IS CHAIR OF THE AUDIT AND RISK COMMITTEE AND A MEMBER OF THE REMUNERATION AND NOMINATIONS COMMITTEES AS A DIRECTOR Management   For   For    
11 TO REAPPOINT MARIANNE DARYABEGUI, WHO IS A MEMBER OF THE AUDIT AND RISK, REMUNERATION AND NOMINATIONS COMMITTEES AS A DIRECTOR Management   For   For    
12 TO REAPPOINT DELOITTE LLP AS AUDITOR Management   For   For    
13 TO AUTHORISE THE AUDIT AND RISK COMMITTEE, FOR AND ON BEHALF OF THE DIRECTORS, TO AGREE THE AUDITOR'S REMUNERATION Management   For   For    
14 TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES (S.551 OF THE COMPANIES ACT 2006) Management   For   For    
15 TO DISAPPLY PRE-EMPTION RIGHTS (S.570 AND S.573 OF THE COMPANIES ACT 2006) Management   Against   Against    
16 TO DISAPPLY PRE-EMPTION RIGHTS (S.570 AND S.573 OF THE COMPANIES ACT 2006) UP TO A FURTHER 5% FOR ACQUISITIONS OR SPECIFIED CAPITAL INVESTMENTS Management   Against   Against    
17 TO AUTHORISE THE COMPANY TO REPURCHASE ITS OWN SHARES (S.701 OF THE COMPANIES ACT 2006) Management   For   For    
18 TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OF THE COMPANY (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Management   For   For    
ENQUEST PLC    
Security G3159S104           Meeting Type Annual General Meeting
Ticker Symbol ENQ LN           Meeting Date 23-May-2019  
ISIN GB00B635TG28           Agenda 711000050 - Management
Record Date             Holding Recon Date 21-May-2019  
City / Country   LONDON / United Kingdom         Vote Deadline Date 17-May-2019  
SEDOL(s) B3K6VK5 - B3SZDK8 - B635TG2 - B63Q8X5       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE AND ADOPT THE ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON Management   For   For    
2 TO RE-ELECT MR AMJAD BSEISU AS A DIRECTOR OF THE COMPANY Management   For   For    
3 TO RE-ELECT MR JONATHAN SWINNEY AS A DIRECTOR OF THE COMPANY Management   For   For    
4 TO RE-ELECT MR JOCK LENNOX AS A DIRECTOR OF THE COMPANY Management   For   For    
5 TO RE-ELECT MR HELMUT LANGANGER AS A DIRECTOR OF THE COMPANY Management   For   For    
6 TO RE-ELECT MS LAURIE FITCH AS A DIRECTOR OF THE COMPANY Management   For   For    
7 TO RE-ELECT MR PHILIP HOLLAND AS A DIRECTOR OF THE COMPANY Management   For   For    
8 TO RE-ELECT MR CARL HUGHES AS A DIRECTOR OF THE COMPANY Management   For   For    
9 TO RE-ELECT MR JOHN WINTERMAN AS A DIRECTOR OF THE COMPANY Management   For   For    
10 TO ELECT MR HOWARD PAVER AS A DIRECTOR OF THE COMPANY Management   For   For    
11 TO REAPPOINT ERNST AND YOUNG LLP AS AUDITOR OF THE COMPANY Management   For   For    
12 TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR Management   For   For    
13 TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) Management   For   For    
14 THAT THE COMPANY AND ITS SUBSIDIARIES ARE AUTHORISED TO MAKE POLITICAL DONATIONS Management   For   For    
15 AUTHORITY TO ALLOT SHARES Management   For   For    
16 AUTHORITY TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS Management   Against   Against    
17 TO APPROVE FURTHER DISAPPLICATION OF PRE- EMPTION RIGHTS Management   Against   Against    
18 AUTHORITY TO PURCHASE OWN SHARES Management   For   For    
JKX OIL & GAS PLC    
Security G5140Z105           Meeting Type Annual General Meeting
Ticker Symbol JKX LN           Meeting Date 23-May-2019  
ISIN GB0004697420           Agenda 711072354 - Management
Record Date             Holding Recon Date 20-May-2019  
City / Country   TBD / United Kingdom         Vote Deadline Date 17-May-2019  
SEDOL(s) 0469742 - 5892859       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3 TO RE-ELECT HANS JOCHUM HORN AS A DIRECTOR OF THE COMPANY Management   For   For    
4 TO RE-ELECT MICHAEL BAKUNENKO AS A DIRECTOR OF THE COMPANY Management   For   For    
5 TO RE-ELECT CHRISTIAN BUKOVICS AS A DIRECTOR OF THE COMPANY Management   For   For    
6 TO RE-ELECT ADRIAN COATES AS A DIRECTOR OF THE COMPANY Management   For   For    
7 TO RE-ELECT ANDREY SHTYRBA AS A DIRECTOR OF THE COMPANY Management   For   For    
8 TO ELECT VICTOR GLADUN AS A DIRECTOR OF THE COMPANY Management   For   For    
9 TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS OF THE COMPANY ARE LAID BEFORE THE MEMBERS Management   For   For    
10 TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS Management   For   For    
11 THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Management   For   For    
CNOOC LTD    
Security Y1662W117           Meeting Type Annual General Meeting
Ticker Symbol 883 HK           Meeting Date 23-May-2019  
ISIN HK0883013259           Agenda 711185985 - Management
Record Date 17-May-2019           Holding Recon Date 17-May-2019  
City / Country   HONG KONG / Hong Kong         Vote Deadline Date 17-May-2019  
SEDOL(s) B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. Non-Voting            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0507/LTN201905071256.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0507/LTN201905071226.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0507/LTN201905071250.PDF Non-Voting            
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 210077 DUE TO ADDITION OF- RESOLUTION A.6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. Non-Voting            
A.1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
A.2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
A.3 TO RE-ELECT MR. WANG DONGJIN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
A.4 TO RE-ELECT MR. XU KEQIANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
A.5 TO RE-ELECT MR. CHIU SUNG HONG, WHO HAS ALREADY SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
A.6 TO RE-ELECT MR. QIU ZHI ZHONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For   For    
A.7 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS Management   For   For    
A.8 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Management   For   For    
B.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   For   For    
B.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
B.3 TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Management   Against   Against    
APACHE CORPORATION    
Security 037411105           Meeting Type Annual
Ticker Symbol APA             Meeting Date 23-May-2019  
ISIN US0374111054           Agenda 934965851 - Management
Record Date 25-Mar-2019           Holding Recon Date 25-Mar-2019  
City / Country     / United States         Vote Deadline Date 22-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. Election of Director: Annell R. Bay Management   For   For    
2. Election of Director: John J. Christmann IV Management   For   For    
3. Election of Director: Juliet S. Ellis Management   For   For    
4. Election of Director: Chansoo Joung Management   For   For    
5. Election of Director: Rene R. Joyce Management   For   For    
6. Election of Director: John E. Lowe Management   For   For    
7. Election of Director: William C. Montgomery Management   For   For    
8. Election of Director: Amy H. Nelson Management   For   For    
9. Election of Director: Daniel W. Rabun Management   For   For    
10. Election of Director: Peter A. Ragauss Management   For   For    
11. Ratification of Ernst & Young LLP as Apache's Independent Auditors Management   For   For    
12. Advisory Vote to Approve Compensation of Apache's Named Executive Officers Management   For   For    
TOTAL SA    
Security F92124100           Meeting Type Ordinary General Meeting
Ticker Symbol FP FP           Meeting Date 29-May-2019  
ISIN FR0000120271           Agenda 711224826 - Management
Record Date 24-May-2019           Holding Recon Date 24-May-2019  
City / Country   PARIS / France         Vote Deadline Date 22-May-2019  
SEDOL(s) B128WJ1 - B15C557 - B15C5P7 - BF44831       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. Non-Voting            
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE Non-Voting            
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Non-Voting            
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0503/20190503 1-901255.pdf Non-Voting            
1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3 ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 Management   For   For    
4 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO TRADE IN THE COMPANY'S SHARES Management   For   For    
5 AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE Management   For   For    
6 RENEWAL OF THE TERM OF OFFICE OF MRS. MARIA VAN DER HOEVEN AS DIRECTOR Management   For   For    
7 RENEWAL OF THE TERM OF OFFICE OF MR. JEAN LEMIERRE AS DIRECTOR Management   For   For    
8 APPOINTMENT OF MRS. LISE CROTEAU AS DIRECTOR Management   For   For    
9 APPOINTMENT OF MRS. VALERIE DELLA PUPPA TIBI AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BYLAWS Management   For   For    
A PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS. RENATA PERYCZ AS A DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BYLAWS Shareholder   Abstain   Against    
B PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF MR. OLIVER WERNECKE AS A DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BYLAWS Shareholder   Abstain   Against    
10 APPROVAL OF THE FIXED AND VARIABLE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER Management   For   For    
11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER Management   For   For    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 238636 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE Non-Voting            
  CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU                  
CHEVRON CORPORATION    
Security 166764100           Meeting Type Annual
Ticker Symbol CVX             Meeting Date 29-May-2019  
ISIN US1667641005           Agenda 934993088 - Management
Record Date 01-Apr-2019           Holding Recon Date 01-Apr-2019  
City / Country     / United States         Vote Deadline Date 28-May-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1a. Election of Director: W. M. Austin Management   For   For    
1b. Election of Director: J. B. Frank Management   For   For    
1c. Election of Director: A. P. Gast Management   For   For    
1d. Election of Director: E. Hernandez, Jr. Management   For   For    
1e. Election of Director: C. W. Moorman IV Management   For   For    
1f. Election of Director: D. F. Moyo Management   For   For    
1g. Election of Director: D. Reed-Klages Management   For   For    
1h. Election of Director: R. D. Sugar Management   For   For    
1i. Election of Director: I. G. Thulin Management   For   For    
1j. Election of Director: D. J. Umpleby III Management   For   For    
1k. Election of Director: M. K. Wirth Management   For   For    
2. Ratification of Appointment of PwC as Independent Registered Public Accounting Firm Management   For   For    
3. Advisory Vote to Approve Named Executive Officer Compensation Management   For   For    
4. Report on Human Right to Water Shareholder   For   Against    
5. Report on Reducing Carbon Footprint Shareholder   For   Against    
6. Create a Board Committee on Climate Change Shareholder   For   Against    
7. Adopt Policy for an Independent Chairman Shareholder   Abstain   Against    
8. Set Special Meeting Threshold at 10% Shareholder   Abstain   Against    
DEVON ENERGY CORPORATION    
Security 25179M103           Meeting Type Annual
Ticker Symbol DVN             Meeting Date 05-Jun-2019  
ISIN US25179M1036           Agenda 935003169 - Management
Record Date 08-Apr-2019           Holding Recon Date 08-Apr-2019  
City / Country     / United States         Vote Deadline Date 04-Jun-2019  
SEDOL(s)         Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1. DIRECTOR Management            
    1 Barbara M. Baumann       For   For    
    2 John E. Bethancourt       For   For    
    3 Ann G. Fox       For   For    
    4 David A. Hager       For   For    
    5 Robert H. Henry       For   For    
    6 Michael M. Kanovsky       For   For    
    7 John Krenicki Jr.       For   For    
    8 Robert A. Mosbacher Jr.       For   For    
    9 Duane C. Radtke       For   For    
    10 Keith O. Rattie       For   For    
    11 Mary P. Ricciardello       For   For    
2. Ratify the appointment of the Company's Independent Auditors for 2019. Management   For   For    
3. Advisory Vote to Approve Executive Compensation. Management   For   For    
PETROCHINA COMPANY LIMITED    
Security Y6883Q104           Meeting Type Annual General Meeting
Ticker Symbol 857 HK           Meeting Date 13-Jun-2019  
ISIN CNE1000003W8           Agenda 711061779 - Management
Record Date 10-May-2019           Holding Recon Date 10-May-2019  
City / Country   BEIJING / China         Vote Deadline Date 07-Jun-2019  
SEDOL(s) 5939507 - 6226576 - B01DNL9 - B17H0R7 - BD8NGP8 - BP3RWW8       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
1 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR 2018 Management   For   For    
2 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2018 Management   For   For    
3 TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2018 Management   For   For    
4 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2018 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD: FINAL CASH DIVIDEND OF RMB0.09 YUAN (INCLUSIVE OF APPLICABLE TAX) PER SHARE Management   For   For    
5 TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2019 Management   For   For    
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2019 AND TO AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATION Management   For   For    
7 TO CONSIDER AND APPROVE THE GUARANTEES TO BE PROVIDED TO THE SUBSIDIARIES AND AFFILIATED COMPANIES OF THE COMPANY AND RELEVANT AUTHORIZATION TO THE BOARD Management   For   For    
8 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO UNCONDITIONALLY GRANT A GENERAL MANDATE TO THE BOARD TO DETERMINE AND DEAL WITH THE ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITH AN OUTSTANDING BALANCE AMOUNT OF UP TO RMB150 BILLION (THE FOREIGN CURRENCY EQUIVALENT CALCULATED BY USING THE MIDDLE EXCHANGE RATE ANNOUNCED BY THE PEOPLE'S BANK OF CHINA ON THE DATE OF ISSUE) AND DETERMINE THE TERMS AND CONDITIONS OF SUCH ISSUE Management   For   For    
9 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE AND DEAL WITH DOMESTIC SHARES (A SHARES) AND/OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY OF NOT MORE THAN 20% OF EACH OF ITS EXISTING DOMESTIC SHARES (A SHARES) OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION AT THE AGM AND DETERMINE THE TERMS AND CONDITIONS OF SUCH ISSUE Management   For   For    
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 10.1 THROUGH 10.2 WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET Non-Voting            
10.1 TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING PERSON NOMINATED AS DIRECTOR OF THE COMPANY: MR. ZHANG WEI Management   For   For    
10.2 TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING PERSON NOMINATED AS DIRECTOR OF THE COMPANY: MR. JIAO FANGZHENG Management   For   For    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0426/LTN20190426915.PDF-AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0426/LTN20190426791-.PDF Non-Voting            
SHANDONG MOLONG PETROLEUM MACHINERY CO LTD    
Security Y76819112           Meeting Type Annual General Meeting
Ticker Symbol 568 HK           Meeting Date 21-Jun-2019  
ISIN CNE1000001N1           Agenda 711105014 - Management
Record Date 22-May-2019           Holding Recon Date 22-May-2019  
City / Country   SHOUGU ANG / China         Vote Deadline Date 17-Jun-2019  
SEDOL(s) B00LNZ8 - B00S8K9 - B0KD280 - BD8GK77       Quick Code    
                                 
Item Proposal   Proposed by   Vote For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0430/LTN201904301513.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0430/LTN201904301565.PDF Non-Voting            
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE Non-Voting            
1 TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
2 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
3 TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE ANNUAL REPORT AND ITS ABSTRACT FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
4 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THAT THE COMPANY WILL NOT DECLARE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018 Management   For   For    
5 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE REMUNERATION OF THE DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT OF THE COMPANY FOR THE YEAR OF 2018 Management   For   For    
6 TO CONSIDER AND APPROVE THE APPLICATION TO THE PRC BANKS (ALL OF WHICH SHALL BE INDEPENDENT THIRD PARTIES) FOR INTEGRATED BANKING CREDIT FACILITY LINE OF NOT EXCEEDING RMB4.35 BILLION IN THE YEAR OF 2019, AND TO AUTHORIZE ANY LEGAL REPRESENTATIVE OF THE COMPANY ("LEGAL REPRESENTATIVE") OR Management   For   For    
  ANY PERSON AUTHORISED BY THE LEGAL REPRESENTATIVE TO SIGN ON, EXECUTE AND DELIVER ALL FACILITY AGREEMENTS, FINANCING AGREEMENTS AND OTHER RELEVANT DOCUMENTS IN RELATION TO SUCH INTEGRATED BANKING CREDIT FACILITY                  
7 TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE UTILISATION OF IDLE PROPRIETARY CAPITAL OF THE COMPANY TO PURCHASE WEALTH MANAGEMENT PRODUCTS FROM BANKS Management   For   For    
8 TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE RE-APPOINTMENT OF SHINEWING CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS THE COMPANY'S AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION Management   For   For    
9 TO CONSIDER AND, IF THOUGHT FIT, APPROVE TO PURCHASE LIABILITY INSURANCE FOR DIRECTORS AND SUPERVISORS OF THE COMPANY Management   For   For    
CLUFF NATURAL RESOURCES PLC    
Security G2339Z103           Meeting Type Ordinary General Meeting
Ticker Symbol CLNR LN           Meeting Date 25-Jun-2019  
ISIN GB00B6SYKF01           Agenda 711307416 - Management
Record Date             Holding Recon Date 21-Jun-2019  
City / Country   LONDON / United Kingdom         Vote Deadline Date 19-Jun-2019  
SEDOL(s) B6SYKF0 - BDZSR53       Quick Code    
Item Proposal   Proposed by   Vote For/Against Management    
1 TO AUTHORISE THE ALLOTMENT OF, AND TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF, THE PLACING SHARES AND THE SUBSCRIPTION SHARES Management   Against   Against    
2 TO AUTHORISE THE DIRECTORS TO ALLOT FURTHER EQUITY SECURITIES Management   For   For    
3 TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS OVER EQUITY SECURITIES AUTHORISED PURSUANT TO RESOLUTION 2 Management   Against   Against    

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

  

(Registrant) Guinness Atkinson Funds  
     
By: /s/ James J. Atkinson  
  James J. Atkinson Jr., President  
     
Date August 27, 2019