Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000005893 | Guinness Atkinson Asia Focus Fund | ||
| Class/Contract C000016117 | Guinness Atkinson Asia Focus Fund | IASMX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000005894 | Guinness Atkinson China & Hong Kong Fund | ||
| Class/Contract C000016118 | Guinness Atkinson China & Hong Kong Fund | ICHKX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000005895 | Guinness Atkinson Global Innovators Fund | ||
| Class/Contract C000016119 | Guinness Atkinson Global Innovators Fund | IWIRX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000005896 | Guinness Atkinson Global Energy Fund | ||
| Class/Contract C000016120 | Guinness Atkinson Global Energy Fund | GAGEX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000009156 | Guinness Atkinson Alternative Energy Fund | ||
| Class/Contract C000024897 | Guinness Atkinson Alternative Energy Fund | GAAEX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000009157 | Guinness Atkinson Asia Pacific Dividend Fund | ||
| Class/Contract C000024898 | Guinness Atkinson Asia Pacific Dividend Fund | GAADX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000032927 | Renminbi Yuan & Bond Fund | ||
| Class/Contract C000101629 | Renminbi Yuan & Bond Fund | GARBX | |
| Status | Name | Ticker Symbol | |
| CIK 0000919160 | |||
| Series S000036495 | Guinness Atkinson Inflation Managed Dividend Fund | ||
| Class/Contract C000111794 | Guinness Atkinson Inflation Managed Dividend Fund | GAINX | |
IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: N-PX/A | Act: 40 | File No.: 811-08360 | Film No.: 121100374