-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EqEVKLSn1iE+Mhd09SPy8E70UyQrmBQqu0GVizoylq+bAyB559YVg5HTWe3vdqzF z2ki/EICIvtQA0auII5aIg== 0000894189-05-003275.txt : 20051209 0000894189-05-003275.hdr.sgml : 20051209 20051209131349 ACCESSION NUMBER: 0000894189-05-003275 CONFORMED SUBMISSION TYPE: N-PX/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20051209 DATE AS OF CHANGE: 20051209 EFFECTIVENESS DATE: 20051209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 051254905 BUSINESS ADDRESS: STREET 1: 2025 E FINANCIAL WAY STREET 2: SUITE 101 CITY: GLEDORA STATE: CA ZIP: 91741 BUSINESS PHONE: (626)795-0039 MAIL ADDRESS: STREET 1: 2025 E FINANCIAL WAY STREET 2: SUITE 101 CITY: GLENDORA STATE: CA ZIP: 91741 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 N-PX/A 1 guinnessnpxa.htm AMENDED N-PX Amended N-PX


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-08360


GUINNESS ATKINSON FUNDS
(Exact name of registrant as specified in charter)


21550 Oxnard Street, Suite 750
Woodland Hills, CA 91367
(Address of principal executive offices) (Zip code)


James J. Atkinson Jr.
21550 Oxnard Street, Suite 750
Woodland Hills, CA 91367
(Name and address of agent for service)


Registrant's telephone number, including area code: (800) 915-6566


Date of fiscal year end: December 31


Date of reporting period: June 30, 2005





Item 1. Proxy Voting Record.
 
ASIA FOCUS FUND


Vote Summary Report (Long)
               
01/07/04 to 30/06/05
               
Sorted by Company Name.
               
               
               
               
Advanced Info Service PCL
Shares Voted
155,000
    
Cusip
6412591
Meeting Date
3/30/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Open Meeting
            
2
Approve Minutes of Previous AGM
  
Mgmt
For
For
    
3
Accept Directors' Report
  
Mgmt
For
For
    
4
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
5
Approve PricewaterhouseCoopers ABAS Limited as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
6
Approve Allocation of Income and Final Dividend of Baht 2.60 per Share
  
Mgmt
For
For
    
7
Elect Directors and Fix Their Remuneration
  
Mgmt
For
For
    
8
Approve Issuance of 9.79 Million Units of Warrants to Directors, Employees, and Advisors of the Company
  
Mgmt
For
For
    
9
Approve the Issuance of 9.79 Million Shares Reserved Exclusively for the Conversion of Warrants
  
Mgmt
For
For
    
10
Approve Issuance of Warrants to Directors, Employees and Advisors Exceeding Five Percent of the Total Issuance
  
Mgmt
For
For
    
11
Approve the Issuance of 620,000 Shares Reserved Exclusively for the Conversion of the ESOP Warrants Grant 1, 2, and 3
  
Mgmt
For
For
    
12
Other Business
  
Mgmt
For
For
    
               
               
British American Tobacco Bhd. (formerly Rothmans of Pall Mal
Shares Voted
39,000
    
Cusip
6752349
Meeting Date
4/28/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2004
  
Mgmt
For
For
    
2
Approve Final Dividend for the Financial Year Ended Dec. 31, 2004
  
Mgmt
For
For
    
3
Elect James Richard Suttie as Director
  
Mgmt
For
For
    
4
Elect Andrew Maclachlan Gray as Director
  
Mgmt
For
For
    
5
Elect Robert James Clark as Director
  
Mgmt
For
For
    
6
Elect Kamarul Ariffin bin Mohamed Yassin as Director
  
Mgmt
For
For
    
7
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
8
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital
  
Mgmt
For
For
    
9
Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
  
Mgmt
For
For
    
10
Authorize Repurchase of Up to Ten Percent of Issued Share Capital
  
Mgmt
For
For
    
               
               
Chen Hsong Holdings Ltd.
  
Shares Voted
604,000
    
Cusip
6189646
Meeting Date
8/26/2004
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports for the Year Ended Mar. 31, 2004
  
Mgmt
For
For
    
2
Approve Final Dividend of HK$0.12 Per Share
  
Mgmt
For
For
    
3a1
Reelect Johnson Chin Kwang Tan as Director
  
Mgmt
For
For
    
3a2
Reelect Anish Lalvani as Director
  
Mgmt
For
For
    
3b
Authorize the Board to Fix the Remuneration of Directors at an Aggregate Sum Not Exceeding HK$900,000 for the Year Ending Mar. 31, 2005
  
Mgmt
For
For
    
4
Approve Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
5
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
7
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
8
Amend Bylaws Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Electronic Communication
  
Mgmt
For
For
    
               
               
China Shipping Development Co.
Shares Voted
342,000
    
Cusip
6782045
Meeting Date
3/1/2005
    
Meeting Type
EGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve First Bareboat Chaterparties for the Lease of Four Container Vessels by China Shipping Devt. Co. Ltd. (the Company) to China Shipping Container Lines Co. Ltd., the Continuing Connected Transactions and Annual Cap
  
Mgmt
For
For
    
2
Approve Second Bareboat Charterparty for the Lease of a Container Vessel by Xiang Xiu Shipping S.A. (Xiang Xiu Shipping) to China Shipping Container Lines (Asia) Co. Ltd. (CS Container Lines (Asia)), the Continuing Connected Transactions and Annual Cap
  
Mgmt
For
For
    
3
Approve Third Bareboat Charterparties for the Lease of Container Vessels by Xiang Da Shipping S.A., Xiang Xiu Shipping, Xiang Xin Shipping S.A. and Xiang Wang Shipping S.A. to CS Container Lines (Asia), the Continuing Connected Transactions and Annual Cap
  
Mgmt
For
For
    
4
Approve Fourth Bareboat Charterparty for the Lease of an Oil Tanker by Shanghai Shipping Industrial Co. Ltd. to the Company, the Continuing Connected Transactions and Annual Cap
  
Mgmt
For
For
    
5
Approve Fifth Bareboat Charterparty for the Lease of an Oil Tanker by China Shipping (Hong Kong) Hldgs. Co. Ltd. to the Company, the Continuing Connected Transactions and Annual Cap
  
Mgmt
For
For
    
6
Approve Sale of an Oil Tanker Named Daqing 242 by the Company to China Shipping Industry Co. Ltd. (CS Industry) and the Transactions Contemplated Thereunder
  
Mgmt
For
For
    
7
Approve Sale of an Oil Tanker Named Ning He by the Company to CS Industry and the Transactions Contemplated Thereunder
  
Mgmt
For
For
    
8
Elect Mao Shi Jia as an Executive Director and Authorize Board to Make Amendments to the Articles of Association to Reflect Any Changes Resulting from Such Appointment
  
Mgmt
For
For
    
9
Elect Yan Mingyi as a Supervisor and Authorize Board to Make Amendments to the Articles of Association to Reflect Any Changes Resulting from Such Appointment
  
Mgmt
For
For
    
               
               
China Shipping Development Co.(Formerly Shanghai Hai Xing)
Shares Voted
342,000
    
Cusip
6782045
Meeting Date
5/30/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept 2004 Report of the Board of Directors
  
Mgmt
For
For
    
2
Accept 2004 Report of the Supervisory Committee
  
Mgmt
For
For
    
3
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
4
Approve Profit Distribution Plan for 2004
  
Mgmt
For
For
    
5
Approve Remuneration of Directors and Supervisors
  
Mgmt
For
For
    
6
Reappoint Shanghai Zhonghua Huying C.P.A. and Ernst & Young as Domestic and International Auditors Respectively for 2005 and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
7
Approve Establishment of Remuneration Committee Comprising of Wang Daxiong, an Executive Director, and Xie Rong and Hu Honggao, Independent Directors, and the Adoption of the Implementation Rules for the Remuneration Committee
  
Mgmt
For
For
    
8
Amend Articles Re: Election of Directors, Convening of Board Meetings
  
Mgmt
For
For
    
 
 
            
               
China Steel Corporation
Shares Voted
1,043,616
    
Cusip
6190950
Meeting Date
6/14/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1.1
Receive Report on 2004 Business Operation Results
            
1.2
Receive Supervisors' Report
            
1.3
Receive Report on Status of Endorsements and Guarantees
            
2.1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2.2
Approve Allocation of Income and Cash Dividend of NTD 3.90 per Share and Stock Dividend of 50 per 1000 Shares
  
Mgmt
For
For
    
2.3
Approve Capitalization of 2004 Dividends and Employee Profit Sharing
  
Mgmt
For
For
    
2.4
Amend Articles of Association
  
Mgmt
For
For
    
2.5
Amend Procedures Governing the Acquisition or Disposal of Assets
  
Mgmt
For
For
    
2.6
Approve Release of Restrictions of Competitive Activities of Directors
  
Mgmt
For
For
    
3
Other Business
  
Mgmt
For
For
    
               
               
CHINA TELECOM CORP LTD
Shares Voted
2,076,000
    
Cusip
6559335
Meeting Date
10/20/2004
    
Meeting Type
EGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Elect Yang Jie and Sun Kangmin as Executive Directors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
2
Amend Articles Re: Capital Structure, Board Composition, Material Interest of Directors in Contracts Entered into by the Company
  
Mgmt
For
For
    
               
               
CHINA TELECOM CORP LTD
Shares Voted
2,076,000
    
Cusip
6559335
Meeting Date
12/20/2004
    
Meeting Type
EGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Resignation of Zhou Deqiang as Executive Director
  
Mgmt
For
For
    
2
Approve Resignation of Chang Xiaobing as Executive Director
  
Mgmt
For
For
    
3
Elect Wang Xiaochu as an Executive Director, Authorize Any Director to Sign the Service Contract on Behalf of the Company and Authorize Board to Fix His Remuneration
  
Mgmt
For
For
    
4
Elect Leng Rongquan as an Executive Director, Authorize Any Director to Sign the Service Contract on Behalf of the Company and Authorize Board to Fix His Remuneration
  
Mgmt
For
For
    
5
Elect Li Jinming as a Non-Executive Director and Authorize Any Director to Sign the Service Contract on Behalf of the Company
  
Mgmt
For
For
    
               
               
CHINA TELECOM CORP LTD
Shares Voted
2,076,000
    
Cusip
6559335
Meeting Date
5/25/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Approve Final Dividend
  
Mgmt
For
For
    
3
Reappoint KPMG as International Auditors and KPMG Huazhen as Domestic Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
4
Approve Charter for Supervisory Committee of China Telecom Corporation Limited
  
Mgmt
For
For
    
5
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
6
Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect Such Increase Under the General Mandate
  
Mgmt
For
For
    
               
               
CNOOC LTD
Shares Voted
1,411,000
    
Cusip
6179948
Meeting Date
5/25/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1a
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
1b
Approve Final Dividend
  
Mgmt
For
For
    
1c1
Reelect Luo Han as Director
  
Mgmt
For
For
    
1c2
Reelect Chiu Sung Hong as Director
  
Mgmt
For
For
    
1d
Reappoint Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
2a
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
2b
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
2c
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
               
 
               
Daelim Industrial
Shares Voted
11,500
    
Cusip
6249584
Meeting Date
3/18/2005
    
Meeting Type
AGM
    
     
 
 
 
 
 
Ballot Issues
 
 
Proponent
Mgmt
Vote
    
       
Rec
Cast
    
1
Approve Appropriation of Income and Dividends of KRW 2450 Per Common Share
  
Mgmt
For
For
    
2
Amend Articles of Incorporation Re: Board Composition and Directors' Term in Office
  
Mgmt
For
For
    
3
Elect Directors
  
Mgmt
For
For
    
4
Elect Members of Audit Committee
  
Mgmt
For
For
    
5
Approve Limit on Remuneration of Directors
  
Mgmt
For
For
    
               
               
DYNASTY FINE WINES GROUP LTD
Shares Voted
84,000
    
Cusip
B05M185
Meeting Date
5/27/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2a
Reelect Bai Zhisheng as Director
  
Mgmt
For
For
    
2b
Reelect Zhang Wenlin as Director
  
Mgmt
For
For
    
2c
Reelect Wong Ching Chung as Director
  
Mgmt
For
For
    
2d
Reelect Chau Ka Wah, Arthur as Director
  
Mgmt
For
For
    
3
Authorize Board to Fix the Remuneration of the Directors
  
Mgmt
For
For
    
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
5
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
7
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
               
               
Electricity Generating Public Co Ltd
Shares Voted
247,500
    
Cusip
6304643
Meeting Date
4/25/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Minutes of Previous AGM
  
Mgmt
For
For
    
2
Accept Directors' Report and Acknowledge the Payment of the Interim Dividend
  
Mgmt
For
For
    
3
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
4
Approve Allocation of Income and Final Dividend of Baht 1.50 per Share
  
Mgmt
For
For
    
5
Approve Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
6
Elect Directors
  
Mgmt
For
For
    
7
Approve Remuneration of Directors
  
Mgmt
For
For
    
8
Other Business
  
Mgmt
For
For
    
 
 
            
 
 
            
Esprit Holdings
Shares Voted
257,840
    
Cusip
6321642
Meeting Date
12/3/2004
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports for the Year Ended June 30, 2004
  
Mgmt
For
For
    
2
Approve Final Dividend of HK$0.48 Per Share for the Year Ended June 30, 2004
  
Mgmt
For
For
    
3
Approve Special Dividend of HK$0.50 Per Share for the Year Ended June 30, 2004
  
Mgmt
For
For
    
4a
Reelect John Poon Cho Ming as Director
  
Mgmt
For
For
    
4b
Reelect Alexander Reid Hamilton as Director
  
Mgmt
For
For
    
4c
Reelect Simon Lai Sau Cheong as Director
  
Mgmt
For
For
    
4d
Reelect Jerome Squire Griffith as Director
  
Mgmt
For
For
    
5
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
6
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
7
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
For
    
8
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
9
Amend Bylaws of the Company
  
Mgmt
For
For
    
 
 
            
 
 
            
Giant Wireless technology Ltd
Shares Voted
697,000
    
Cusip
6243649
Meeting Date
7/29/2004
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
 
Ordinary Business
            
1
Accept Financial Statements and Statutory Reports (Voting)
  
Mgmt
For
For
    
2
Approve Directors' Fees of S$150,000 for Year Ended March 31, 2004
  
Mgmt
For
For
    
3
Reelect Tan Kay Hock as Director
  
Mgmt
For
For
    
4
Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
 
Special Business
            
5
Approve Issuance of Shares without Preemptive Rights
  
Mgmt
For
Against
    
6
Approve Mandate for Transactions with Related Parties
  
Mgmt
For
For
    
7
Other Business (Voting)
  
Mgmt
For
For
    
 
 
            
 
 
            
Global Bio-Chem Technology Group Co. Ltd.
Shares Voted
694,000
    
Cusip
6336527
Meeting Date
5/18/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Approve Final Dividend
  
Mgmt
For
For
    
3a
Reelect Kong Zhanpeng as Director
  
Mgmt
For
For
    
3b
Reelect Wang Tieguang as Director
  
Mgmt
For
For
    
3c
Reelect Li Defa as Director
  
Mgmt
For
For
    
3d
Authorize Board to Fix the Remuneration of Directors
  
Mgmt
For
For
    
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
5
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
6
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
7
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
 
 
            
 
 
            
Hana Bank
Shares Voted
22,000
    
Cusip
6076470
Meeting Date
3/28/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Financial Statements
  
Mgmt
For
For
    
2
Approve Appropriation of Income and Dividends of KRW 750 Per Share
  
Mgmt
For
For
    
3
Amend Articles of Incorporation Re: Methods of Notification of Shareholder Meetings, Payment of Quarterly Dividends
  
Mgmt
For
For
    
4.1
Elect Directors
  
Mgmt
For
For
    
4.2
Elect Members of Audit Committee
  
Mgmt
For
For
    
5
Approve Limit on Remuneration of Directors
  
Mgmt
For
For
    
6
Approve Stock Option Grants
  
Mgmt
For
Abstain
    
 
 
            
 
 
            
HIGH TECH COMPUTER CORP
Shares Voted
91,000
    
Cusip
6510536
Meeting Date
6/13/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1.1
Receive Report on Business Operation Results of FY 2004
            
1.2
Receive Supervisors' Report
            
1.3
Receive Report on Indirect Investments in Mainland China
            
2.1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2.2
Approve Allocation of Income and Cash Dividend of NTD 5 per Share and Stock Dividend of 200 Shares per 1000 Shares
  
Mgmt
For
For
    
2.3
Approve Capitalization of 2004 Dividends and Employee Profit Sharing
  
Mgmt
For
For
    
2.4
Amend Articles of Association
  
Mgmt
For
Abstain
    
3
Other Business
  
Mgmt
For
Abstain
    
               
 
 
            
Hon Hai Precision Industry
Shares Voted
126,499
    
Cusip
6438564
Meeting Date
6/14/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1.1
Receive Report on 2004 Business Operation Results
            
1.2
Receive Supervisors' Report
            
1.3
Receive Report on Indirect Investments in Mainland China
            
1.4
Receive Other Reports
            
2.1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2.2
Approve Allocation of Income and Cash Dividend of NTD 2.50 per Share and Stock Dividend of 200 Shares per 1000 Shares
  
Mgmt
For
For
    
2.3
Approve Capitalization of 2004 Dividends and Employee Profit Sharing
  
Mgmt
For
For
    
2.4
Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate the Issuance of Global Depository Receipt
  
Mgmt
For
For
    
2.5
Amend Articles of Association
  
Mgmt
For
Abstain
    
2.6
Amend Procedures Governing Derivative Financial Instruments
  
Mgmt
For
Abstain
    
3
Other Business
            
 
 
            
 
 
            
Honam Petrochemical Corporation
Shares Voted
10,000
    
Cusip
6440020
Meeting Date
3/18/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Appropriation of Income and Dividends of KRW 1000 Per Share
  
Mgmt
For
For
    
2
Amend Articles of Incorporation to Replace Internal Auditor with Audit Committee
  
Mgmt
For
For
    
3
Elect Directors
  
Mgmt
For
For
    
4
Elect Members of Audit Committee
  
Mgmt
For
For
    
5
Approve Limit on Remuneration of Directors
  
Mgmt
For
For
    
 
 
            
 
 
            
HSBC Holdings Plc
Shares Voted
27,863
    
Cusip
6158163
Meeting Date
5/27/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2.a
Re-elect Sir John Bond as Director
  
Mgmt
For
For
    
2.b
Re-elect R Ch'ien as Director
  
Mgmt
For
For
    
2.c
Re-elect J Coombe as Director
  
Mgmt
For
For
    
2.d
Re-elect Baroness Dunn as Director
  
Mgmt
For
For
    
2.e
Re-elect D Flint as Director
  
Mgmt
For
For
    
2.f
Re-elect J Hughes-Hallet as Director
  
Mgmt
For
For
    
2.g
Re-elect Sir Brian Moffat as Director
  
Mgmt
For
For
    
2.h
Re-elect S Newton as Director
  
Mgmt
For
For
    
2.i
Re-elect H Sohmen as Director
  
Mgmt
For
For
    
3
Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration
  
Mgmt
For
For
    
4
Approve Remuneration Report
  
Mgmt
For
For
    
5
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000 (Preference Shares); USD 100,000 (Preference Shares); EUR 100,000 (Preference Shares); and USD 1,119,000,000 (Oridnary Shares)
  
Mgmt
For
For
    
6
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 279,750,000
  
Mgmt
For
For
    
7
Authorise 1,119,000,000 Ordinary Shares for Market Purchase
  
Mgmt
For
For
    
8
Amend HSBC Holdings Savings-Related Share Option Plan
  
Mgmt
For
For
    
9
Amend HSBC Holdings Savings-Related Share Option Plan: International
  
Mgmt
For
For
    
10
Approve the HSBC US Employee Stock Plan
  
Mgmt
For
For
    
11
Approve the HSBC Share Plan
  
Mgmt
For
For
    
12
Amend Articles of Association Re: Statutory and Best Practice Changes
  
Mgmt
For
For
    
 
 
            
 
 
            
Huaneng Power International Inc.
 
Shares Voted
878,000
    
Cusip
6099671
Meeting Date
9/28/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Amend Articles Re: Capital Structure, Composition of the Board and Supervisory Committee, Responsibilities of the Board
  
Mgmt
For
For
    
2a
Elect Huang Yongda as Director
  
Mgmt
For
For
    
2b
Elect Liu Shuyuan as Director
  
Mgmt
For
For
    
2c
Elect Liu Jipeng as Director
  
Mgmt
For
For
    
3a
Approve Overseas Issuance of Bonds in the Principal Amount of Up to $300 Million Convertible to Overseas Listed Foreign Shares within Twelve Months from Approval
  
Mgmt
For
For
    
3b
Authorize Board to Determine the Terms and Conditions of the Convertible Bonds and Relevant Matters Including the Amount of Convertible Bonds and Authorize the Board to Sign All Necessary Legal Documents for Such Purpose
  
Mgmt
For
For
    
3c
Approve Issuance of Such Number of New Overseas Listed Foreign Shares as may be Required to be Issued Pursuant to the Application for Conversion of Shares Made by Bond Holders
  
Mgmt
For
For
    
3d
Approve Increase in Registered Capital
  
Mgmt
For
For
    
 
 
            
 
 
            
Huaneng Power International Inc.
 
Shares Voted
878,000
    
Cusip
6099671
Meeting Date
9/28/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
 
Meeting For Holders of H Shares
            
1a
Approve Overseas Issuance of Bonds in the Principal Amount of Up to $300 Million Convertible to Overseas Listed Foreign Shares within Twelve Months from Approval
  
Mgmt
For
For
    
1b
Authorize Board to Determine the Terms and Conditions of the Convertible Bonds and Relevant Matters Including the Amount of Convertible Bonds and Authorize the Board to Sign All Necessary Legal Documents for Such Purpose
  
Mgmt
For
For
    
1c
Approve Issuance of Such Number of New Overseas Listed Foreign Shares as may be Required to be Issued Pursuant to the Application for Conversion of Shares Made by Bond Holders
  
Mgmt
For
For
    
1d
Approve Increase in Registered Capital
  
Mgmt
For
For
    
 
 
            
 
 
            
Hyundai Mobis
 
Shares Voted
0
    
Cusip
6449544
Meeting Date
3/11/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Appropriation of Income and Dividends of KRW 1500 Per Common Share
  
Mgmt
For
      
2
Elect Director(s)
  
Mgmt
For
      
3
Approve Limit on Remuneration of Directors
  
Mgmt
For
      
 
 
            
 
 
            
INI Steel Co.
 
Shares Voted
38,000
    
Cusip
6461850
Meeting Date
8/20/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Amend Articles of Incorporation
  
Mgmt
For
For
    
2
Approve Acquisition of Hanbo Steel/Dangjin Iron Works
  
Mgmt
For
For
    
 
 
            
 
 
            
INI Steel Co. (frmrly. Inchon Iron Steel)
Shares Voted
0
    
Cusip
6461850
Meeting Date
3/11/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Appropriation of Income and Dividends of KRW 400 Per Share
  
Mgmt
For
      
2
Elect Directors
  
Mgmt
For
      
3
Elect Member of Audit Committee
  
Mgmt
For
      
4
Approve Limit on Remuneration of Directors
  
Mgmt
For
      
5
Approve Reduction in Capital Through Share Repurchase and Cancellation
  
Mgmt
For
      
 
 
            
 
 
            
IOI Corporation Berhad
Shares Voted
280,000
    
Cusip
6464514
Meeting Date
9/1/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Authorize Issuance of Up to $345 Million Nominal Value Five Year Unsecured Guaranteed Exchangeable Bonds
  
Mgmt
For
For
    
 
 
            
 
 
            
IOI Corporation Berhad
Shares Voted
280,000
    
Cusip
6464514
Meeting Date
10/21/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2004
  
Mgmt
For
For
    
2
Elect Lee Yeow Chor as Director
  
Mgmt
For
For
    
3
Elect Khalid B Hj Husin as Director
  
Mgmt
For
For
    
4
Elect Chan Fong Ann as Director
  
Mgmt
For
For
    
5
Approve Remuneration of Directors in the Amount of MYR315,000 for the Financial Year Ended June 30, 2004
  
Mgmt
For
For
    
6
Approve BDO Binder as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
7
Approve Issuance of Shares Pursuant to Executive Share Option Scheme
  
Mgmt
For
For
    
8
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital
  
Mgmt
For
For
    
9
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
  
Mgmt
For
For
    
10
Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
  
Mgmt
For
For
    
 
 
            
 
 
            
Jardine Cycle & Carriage Ltd(formerly Cycle & Carriage Ltd)
Shares Voted
76,669
    
Cusip
6242260
Meeting Date
4/28/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Adopt Financial Statements and Directors' and Auditors' Reports for the Year Ended December 31, 2004
  
Mgmt
For
For
    
2
Declare Final Dividend of $0.08 Per Share
  
Mgmt
For
For
    
3
Approve Directors' Fees of SGD 576,000 for the Year Ending December 31, 2005 (2004: SGD 576,000)
  
Mgmt
For
For
    
4a
Reelect Anthony John Liddell Nightingale as Director
  
Mgmt
For
For
    
4b
Reelect Adam Phillip Charles Keswick as Director
  
Mgmt
For
For
    
4c
Reelect Neville Barry Venter as Director
  
Mgmt
For
For
    
5a
Reelect Datuk Azlan Zainol as Director
  
Mgmt
For
For
    
5b
Reelect Cheah Kim Teck as Director
  
Mgmt
For
For
    
6a
Reelect Alan Yeo Chee Yeow as Director
  
Mgmt
For
For
    
6b
Reelect Boon Yoon Chiang as Director
  
Mgmt
For
For
    
6c
Authorize Owen Phillimore Howell-Price to Continue to Act as an Alternate Director to Anthony John Liddell Nightingale
  
Mgmt
For
For
    
7
Reappoint Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
8
Other Business (Voting)
  
Mgmt
For
For
    
9a
Approve Issuance of Shares without Preemptive Rights
  
Mgmt
For
Against
    
9b
Authorize Share Repurchase Program
  
Mgmt
For
For
    
9c
Approve Mandate for Transactions with Related Parties
  
Mgmt
For
For
    
9d
Approve Issuance of Shares and Grant of Options Pursuant to the CCL Executives Share Option Scheme 2000
  
Mgmt
For
For
    
9e
Approve Allotment and Issuance of Shares Pursuant to the Jardine Cycle & Carriage Limited Scrip Dividend Scheme
  
Mgmt
For
For
    
 
 
 
            
 
 
            
JURONG TECHNO IND
 
Shares Voted
466,000
    
Cusip
6231150
Meeting Date
4/25/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Adopt Financial Statements and Directors' and Auditors' Reports
  
Mgmt
For
For
    
2
Declare Final Dividend of SGD 0.02 Per Share
  
Mgmt
For
For
    
3
Approve Directors' Fees of SGD 161,000 for the Year Ended Dec 31, 2004
  
Mgmt
For
For
    
4
Reelect Lua Cheng Eng as Director
  
Mgmt
For
For
    
5
Reelect Lin Li Fang as Director
  
Mgmt
For
For
    
6
Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
7
Approve Issuance of Shares without Preemptive Rights
  
Mgmt
For
Against
    
8
Authorize Share Repurchase Program
  
Mgmt
For
For
    
 
 
            
 
 
            
Kasikornbank PCL
 
Shares Voted
364,700
    
Cusip
6888794
Meeting Date
11/5/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Minutes of Previous AGM
  
Mgmt
For
For
    
2
Approve Purchase of Shares of Asset Plus Securities Public Company Limited
  
Mgmt
For
For
    
3
Other Business
  
Mgmt
For
Abstain
    
 
 
            
 
 
            
Kingboard Chemical Holdings Ltd
 
Shares Voted
158,000
    
Cusip
6491318
Meeting Date
11/19/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Acquisition of All Issued Shares and Cancellation of Outstanding Options of Elec & Eltek International Hldgs. Ltd. (Elec & Eltek) by Ease Ever Investments Ltd. and Acquisition of All Issued Ordinary Shares of Elec & Eltek by Elitelink Hldgs. Ltd.
  
Mgmt
For
For
    
 
 
            
 
 
            
Kingboard Chemical Holdings Ltd
 
Shares Voted
158,000
    
Cusip
6491318
Meeting Date
12/22/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Revised Shirai Supply Annual Caps
  
Mgmt
For
For
    
 
 
            
 
 
            
Kingboard Chemical Holdings Ltd
 
Shares Voted
158,000
        
Meeting Date
5/18/2005
    
Meeting Type
AGM
Cusip
6491318
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Approve Final Dividend
  
Mgmt
For
For
    
3
Reelect Directors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
5a
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
5b
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
5c
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
6a
Amend Articles Re: Voting by Poll
  
Mgmt
For
For
    
6b
Amend Articles Re: Appointment of Directors
  
Mgmt
For
For
    
6c
Amend Articles Re: Retirement by Rotation of Directors
  
Mgmt
For
For
    
6d
Adopt New Articles of Association
  
Mgmt
For
For
    
 
 
            
 
 
            
KT&G Corp.
 
Shares Voted
23,420
    
Cusip
6175076
Meeting Date
3/18/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Appropriation of Income and Dividends of KRW 1600 Per Share
  
Mgmt
For
For
    
2
Amend Articles of Incorporation to Expand Permitted Business Objectives
  
Mgmt
For
For
    
3.1
Elect Two Executive Directors
  
Mgmt
For
For
    
3.2
Elect Three Outside Directors
  
Mgmt
For
For
    
4
Approve Limit on Remuneration of Directors
  
Mgmt
For
For
    
               
               
LG Electronics Inc.
  
Shares Voted
0
    
Cusip
6520739
Meeting Date
3/11/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Appropriation of Income and Dividends of KRW 1500 Per Ordinary Share
  
Mgmt
For
      
2
Amend Articles of Incorporation Re: Issuance of Stock Options
  
Mgmt
For
      
3
Elect Director
  
Mgmt
For
      
4
Approve Limit on Remuneration of Directors
  
Mgmt
For
      
 
 
            
 
 
            
Midland Holdings Ltd (formerly Midland Realty Holdings Ltd)
Shares Voted
540,000
    
Cusip
6597700
Meeting Date
6/6/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Amend Bylaws Re: Retirement by Rotation of Directors
  
Mgmt
For
For
    
2
Approve New EVI Share Option Scheme
  
Mgmt
For
For
    
 
 
            
 
 
            
Midland Realty Holdings Ltd
 
Shares Voted
540,000
        
Meeting Date
4/15/2005
    
Meeting Type
AGM
Cusip
6597700
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Approve Final Dividend of HK$0.123 Per Share
  
Mgmt
For
For
    
3a
Reelect Cheung Kam Shing as Director
  
Mgmt
For
For
    
3b
Reelect Lam Fung Fong as Director
  
Mgmt
For
For
    
3c
Reelect Chan Kwan Hing as Director
  
Mgmt
For
For
    
3d
Reelect Kwok Ying Lung as Director
  
Mgmt
For
For
    
3e
Reelect Koo Fook Sun, Louis as Director
  
Mgmt
For
For
    
3f
Reelect Sun Tak Chiu as Director
  
Mgmt
For
For
    
3g
Reelect Wang Ching Miao, Wilson as Director
  
Mgmt
For
For
    
3h
Authorize Board to Fix the Remuneration of Directors
  
Mgmt
For
For
    
4
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
 
 
            
 
 
            
Midland Realty Holdings Ltd
 
Shares Voted
540,000
    
Cusip
6597700
Meeting Date
4/15/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1a
Change Company Name to Midland Holdings Ltd.
  
Mgmt
For
For
    
1b
Adopt the Chinese Name
  
Mgmt
For
For
    
1c
Authorize Board to Do All Acts Necessary to Implement the Change in Company Name
  
Mgmt
For
For
    
2
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
3
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
4
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
 
 
            
 
 
            
Neptune Orient Lines
 
Shares Voted
478,000
    
Cusip
6628859
Meeting Date
4/26/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Adopt Financial Statements and Directors' and Auditors' Reports for the Year Ended December 31, 2004
  
Mgmt
For
For
    
2
Approve Non-Executive Directors' Fees of SGD 913,768 (2003: SGD 1.3 Million)
  
Mgmt
For
For
    
3
Declare Final Dividend of SGD 0.1469 Per Share and Special Dividend of SGD 0.2169 Per Share
  
Mgmt
For
For
    
4
Reelect Friedbert Malt as Director
  
Mgmt
For
For
    
5
Reelect James Connal Scotland Rankin as Director
  
Mgmt
For
For
    
6
Reelect Christopher Lau Loke Sam as Director
  
Mgmt
For
For
    
7
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
8
Approve Issuance of Shares without Preemptive Rights
  
Mgmt
For
Against
    
9
Authorize Share Repurchase Program
  
Mgmt
For
For
    
10
Approve Mandate for Transactions with Related Parties
  
Mgmt
For
For
    
 
 
            
 
 
            
NOVATEK MICROELECT TWD10
 
Shares Voted
100,960
    
Cusip
6346333
Meeting Date
6/13/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1.1
Receive Report on 2004 Business Operation Results
            
1.2
Receive Supervisors' Report
            
2.1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2.2
Approve Allocation of Income and Cash Dividend of NTD 5.4 per Share and Stock Dividend of 135 Shares per 1000 Shares
  
Mgmt
For
For
    
3.1
Approve Capitalization of 2004 Dividends and Employee Profit Sharing
  
Mgmt
For
For
    
3.2
Amend Articles of Association
  
Mgmt
For
Abstain
    
4
Other Business
            
 
 
            
 
 
            
Petrochina Co. Ltd.
 
Shares Voted
1,288,000
    
Cusip
6226576
Meeting Date
5/26/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Report of the Board of Directors
  
Mgmt
For
For
    
2
Accept Report of the Supervisory Committee
  
Mgmt
For
For
    
3
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
4
Approve Final Dividend
  
Mgmt
For
For
    
5
Authorize Board to Determine the Distribution of Interim Dividend for 2005
  
Mgmt
For
For
    
6
Appoint PricewaterhouseCoopers, Certified Public Accountants as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
7
Amend Articles Re: Editing Changes, Reports Available to Shareholders, Voting at Meetings, Nomination of Directors, Releasing of Notices of Meetings, Material Interest of Directors in Contracts Entered into by the Company
  
Mgmt
For
For
    
8
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
9
Other Business (Voting)
  
Mgmt
For
For
    
 
 
            
 
 
            
POSCO (formerly Pohang Iron & Steel)
 
Shares Voted
7,700
    
Cusip
6693233
Meeting Date
2/25/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Appropriation of Income, with a Final Dividend of KRW 6500 Per Share
  
Mgmt
For
For
    
2.1
Elect Outside Director
  
Mgmt
For
For
    
2.2.1
Elect Member of Audit Committee
  
Mgmt
For
For
    
2.2.2
Elect Member of Audit Committee
  
Mgmt
For
For
    
2.3
Elect Executive Director
  
Mgmt
For
For
    
3
Approve Limit on Remuneration of Directors
  
Mgmt
For
For
    
 
 
            
 
 
 
            
PT Bank Danamon Indonesia Tbk
 
Shares Voted
676,000
    
Cusip
6580034
Meeting Date
5/9/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Approve Allocation of Income
  
Mgmt
For
For
    
3
Elect Directors and Commissioners
  
Mgmt
For
For
    
4
Approve Delegation of Duties and Remuneration of Directors
  
Mgmt
For
For
    
5
Approve Remuneration of Commissioners
  
Mgmt
For
For
    
6
Approve Haryanto Sahari & Rekan as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
 
 
            
               
PTT Exploration & Production
 
Shares Voted
94,000
    
Cusip
6290333
Meeting Date
4/5/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Minutes of Previous AGM
  
Mgmt
For
For
    
2
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
3
Approve Allocation of Income and Dividend of Baht 9 per Share
  
Mgmt
For
For
    
4
Elect Directors
  
Mgmt
For
For
    
5
Approve Remuneration of Directors
  
Mgmt
For
For
    
6
Approve Auditor General as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
7
Approve the Principle for the Company to Provide Directors Protection Against Liability Claim
  
Mgmt
For
For
    
8
Approve Issuance of 2.8 Million Units of Warrants to Directors, Employees, and Advisors of the Company
  
Mgmt
For
For
    
9
Approve the Issuance of 2.8 Million Shares Reserved Exclusively for the Conversion of Warrants
  
Mgmt
For
For
    
10
Other Business
  
Mgmt
For
For
    
 
 
            
 
 
            
Samsung Electronics Co. Ltd.
 
Shares Voted
6,360
    
Cusip
6771720
Meeting Date
2/28/2005
    
Meeting Type
AGM
    
               
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share
  
Mgmt
For
For
    
2
Elect One Director
  
Mgmt
For
For
    
3
Approve Limit on Remuneration of Directors
  
Mgmt
For
For
    
 
 
            
 
 
            
Siam Cement Co. Ltd.
 
Shares Voted
99,000
    
Cusip
6609906
Meeting Date
3/23/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Minutes of Previous AGM
  
Mgmt
For
For
    
2
Accept Directors' Report
  
Mgmt
For
For
    
3
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
4
Approve Allocation of Income and Dividends
  
Mgmt
For
For
    
5
Elect Directors
  
Mgmt
For
For
    
6
Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
7
Amend Articles of Association Re: Acquisition and Disposition of Assets of the Listed Companies
  
Mgmt
For
For
    
8
Approve Remuneration of Directors
  
Mgmt
For
For
    
9
Other Business
  
Mgmt
For
For
    
 
 
            
 
 
            
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc
Shares Voted
1,420,000
    
Cusip
6797458
Meeting Date
6/28/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept 2004 Report of the Directors
  
Mgmt
For
For
    
2
Accept 2004 Report of the Supervisory Committee
  
Mgmt
For
For
    
3
Accept 2004 Financial Statements and 2005 Budget
  
Mgmt
For
For
    
4
Approve 2004 Allocation of Income
  
Mgmt
For
For
    
5
Reappoint KPMG Huazhen and KPMG as Domestic and International Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
6a1
Elect Rong Guangdao as Director
  
Mgmt
For
For
    
6a2
Elect Du Chongjun as Director
  
Mgmt
For
For
    
6a3
Elect Han Zhihao as Director
  
Mgmt
For
For
    
6a4
Elect Wu Haijun as Director
  
Mgmt
For
For
    
6a5
Elect Gao Jinping as Director
  
Mgmt
For
For
    
6a6
Elect Shi Wei as Director
  
Mgmt
For
For
    
6a7
Elect Lei Dianwu as Director
  
Mgmt
For
For
    
6a8
Elect Xiang Hanyin as Director
  
Mgmt
For
For
    
6a9
Elect Chen Xinyuan as Independent Non-Executive Director
  
Mgmt
For
For
    
6a10
Elect Sun Chiping as Independent Non-Executive Director
  
Mgmt
For
For
    
6a11
Elect Jiang Zhiquan as Independent Non-Executive Director
  
Mgmt
For
For
    
6a12
Elect Zhou Yunnong as Independent Non-Executive Director
  
Mgmt
For
For
    
6b1
Elect Yin Yongli as Supervisor
  
Mgmt
For
For
    
6b2
Elect Liu Xiangdong as Supervisor
  
Mgmt
For
For
    
6b3
Elect Lu Xiangyang as Supervisor
  
Mgmt
For
For
    
6b4
Elect Gen Limin as Supervisor
  
Mgmt
For
For
    
7a
Amend Articles of Association
  
Mgmt
For
For
    
7b
Amend Rules of Procedures for Shareholders General Meetings
  
Mgmt
For
For
    
7c
Amend Rules of Procedures for Board of Directors Meetings
  
Mgmt
For
For
    
 
 
            
 
 
            
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc
Shares Voted
1,420,000
    
Cusip
6797458
Meeting Date
6/28/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Sales and Purchases Framework Agreement
  
Mgmt
For
For
    
2
Approve Comprehensive Services Framework Agreement
  
Mgmt
For
For
    
3
Approve Caps for Continuing Connected Transactions
  
Mgmt
For
For
    
 
 
            
               
Skyworth Digital
 
Shares Voted
1,792,000
    
Cusip
6228828
Meeting Date
9/1/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Approve Final Dividend
  
Mgmt
For
For
    
3
Reelect Director
  
Mgmt
For
For
    
4
Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
5
Reappoint Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
6
Amend Bylaws Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Distribution of Summary Financial Reports, Electronic Communication
  
Mgmt
For
For
    
7
Approve Issuance of Shares Pursuant to the Share Option Scheme
  
Mgmt
For
For
    
8
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
9
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
10
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
11
Elect Cheng Kin Chung as an Executive Director
  
Mgmt
For
For
    
12
Elect Xie Zhengcai as an Independent Non-Executive Director
  
Mgmt
For
For
    
 
 
            
 
 
            
SURFACE MOUNT TECH
 
Shares Voted
422,000
    
Cusip
6352824
Meeting Date
7/21/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Adopt Financial Statements and Directors' and Auditors' Reports
  
Mgmt
For
For
    
2
Declare Final Dividend of HK$0.10 Per Share
  
Mgmt
For
For
    
3
Approve Directors' Fees of SGD 175,875 Payable to Daniel Cuthbert Ee Hock Huat, Lim Jiew Keng and Antonio Chan for the Year Ending Mar. 31, 2005
  
Mgmt
For
For
    
4
Reelect Daniel Cuthbert Ee Hock Huat as Director
  
Mgmt
For
For
    
5
Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
6
Approve Issuance of Shares without Preemptive Rights
  
Mgmt
For
Against
    
7
Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Schemes I and II
  
Mgmt
For
For
    
8
Authorize Share Repurchase Program
  
Mgmt
For
For
    
 
 
            
               
TAISHIN FINANCIAL HOLDINGS CO LTD
 
Shares Voted
0
    
Cusip
6451680
Meeting Date
12/3/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Elect Directors and Supervisors
  
Mgmt
For
      
2
Other Business
  
Mgmt
For
      
 
 
            
 
 
            
TAISHIN FINANCIAL HOLDINGS CO LTD
 
Shares Voted
591,844
    
Cusip
6451680
Meeting Date
6/10/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1.1
Receive Report on 2004 Business Operating Results
            
1.2
Receive Supervisors' Report
            
1.3
Receive Report on the Issuance of Corporate Debt
            
1.4
Receive Report on the Amendment of Board Procedures
            
2.1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2.2
Approve Allocation of Income and Cash Dividend of NTD 1.3 per Share and Stock Dividend of 145 Shares per 1000 Shares
  
Mgmt
For
For
    
3.1
Approve Capitalization of 2004 Dividends and Employee Profit Sharing
  
Mgmt
For
For
    
3.2
Amend Procedures Governing the Acquisition and Disposal of Assets
  
Mgmt
For
Abstain
    
3.3
Cancel Procedures for Loan of Funds to Other Parties, and Endorsement and Guarantee
  
Mgmt
For
Abstain
    
3.4
Approve Release of Restrictions of Competitive Activities of Directors
  
Mgmt
For
Abstain
    
3.5
Amend Articles of Association
  
Mgmt
For
Abstain
    
4
Other Business
            
 
 
            
 
 
            
Taiwan Semiconductor Manufacturing Co.
 
Shares Voted
728,329
    
Cusip
6889106
Meeting Date
12/21/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Amend Articles of Association Re: Dividend Policy
  
Mgmt
For
For
    
2
Other Business
            
 
 
            
 
 
            
Taiwan Semiconductor Manufacturing Co.
 
Shares Voted
728,329
    
Cusip
6889106
Meeting Date
5/10/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1.1
Receive Report on Business Operation Results for Fiscal Year 2004
            
1.2
Receive Supervisors' Report
            
1.3
Receive Report on the Acquisition or Disposal of Assets with Related Parties for 2004
            
1.4
Receive Report on the Status of Guarantees Provided by the Company as of the End of 2004
            
1.5
Receive Report on the Execution of Treasury Stock Buyback
            
2.1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2.2
Approve Allocation of Income and Cash Dividend of NTD 2.00 per Share and Stock Dividend of 50 Shares per 1000 Shares Held
  
Mgmt
For
For
    
2.3
Approve Capitalization of 2004 Dividends and Employee Profit Sharing
  
Mgmt
For
For
    
2.4
Amend Articles of Association
  
Mgmt
For
For
    
3
Other Business
            
               
 
 
            
Techtronic Industries
 
Shares Voted
713,000
    
Cusip
6879776
Meeting Date
1/3/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Conditional Stock Purchase by Techtronic Industries Co. Ltd., Ryobi Technologies GmbH and Techtronic Industries North America, Inc. from Atlas Copco AB, Atlas Copco North America Inc. and Atlas Copco Hldg. GmbH
  
Mgmt
For
For
    
 
 
            
 
 
            
Techtronic Industries
 
Shares Voted
713,000
    
Cusip
6879776
Meeting Date
5/30/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Approve Final Dividend of HK$0.125 Per Share
  
Mgmt
For
For
    
3a
Reelect Horst Julius Pudwill as Group Executive Director
  
Mgmt
For
For
    
3b
Reelect Vincent Ting Kau Cheung as Non-Executive Director
  
Mgmt
For
For
    
3c
Reelect Christopher Patrick Langley as Independent Non-Executive Director
  
Mgmt
For
For
    
3d
Reelect Manfred Kuhlmann as Independent Non-Executive Director
  
Mgmt
For
For
    
3e
Authorize Board to Fix the Remuneration of Directors for 2005
  
Mgmt
For
For
    
4
Appoint Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
5
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
For
    
6
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
7
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
8
Approve Issuance of Shares Pursuant to the Share Option Scheme
  
Mgmt
For
For
    
 
 
            
 
 
 
            
VICTORY CITY INTERNATIONAL HOLDINGS LTD
Shares Voted
1,503,905
    
Cusip
6179614
Meeting Date
8/18/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1a
Approve Grant of Options to Subscribe for a Total of 55 Million Shares at a Subscription Price of HK$3.15 per Share Beyond the 10 Percent General Scheme Limit Pursuant to the Share Option Scheme
  
Mgmt
For
For
    
1b
Authorize Board to Take Necessary Steps in Connection with the Grant of Options in Item 1a
  
Mgmt
For
For
    
2a1
Approve Grant of Options to So Kam Wah to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a2
Approve Grant of Options to Lee Yuen Chiu, Andy to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a3
Approve Grant of Options to Choi Lin Hung to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a4
Approve Grant of Options to Lee Chung Shing to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a5
Approve Grant of Options to Wong Kam Hoi to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a6
Approve Grant of Options to Sy Wing Shuen to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a7
Approve Grant of Options to Wong Bing Koi to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a8
Approve Grant of Options to Ku Wai Sun, Cupid to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a9
Approve Grant of Options to Ng Ming Wah to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2a10
Approve Grant of Options to Ng Tsze Lun to Subscribe for Four Million Shares
  
Mgmt
For
For
    
2b
Authorize Board to Take Necessary Steps in Connection with the Grant of Each of the Options
  
Mgmt
For
For
    
3
Approve Issuance of Shares Pursuant to the Share Option Scheme
  
Mgmt
For
For
    
4
Amend Bylaws Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Destruction of Corporate Documents, Distribution of Summary Financial Reports, Use of Electronic Communication
  
Mgmt
For
For
    
 
 
            
 
 
            
VICTORY CITY INTERNATIONALHOLDINGS LTD
Shares Voted
1,503,905
    
Cusip
6179614
Meeting Date
9/15/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Approve Final Dividend of HK$0.045 Per Share by Way of a Scrip Dividend
  
Mgmt
For
For
    
3a
Reelect Lee Yuen Chiu, Andy as Executive Director
  
Mgmt
For
For
    
3b
Reelect Kan Ka Hon as Independent Non-Executive Director
  
Mgmt
For
For
    
3c
Authorize Board to Fix Directors' Remuneration
  
Mgmt
For
For
    
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
5a
Approve Corporate Guarantee for an Amount of Up to $5 Million in Favour of Citibank N.A. in Respect of Facilities of Up to $5 Million to be Granted to Ford Glory International Limited (Ford Glory)
  
Mgmt
For
For
    
5b
Approve Corporate Guarantee for an Unlimited Amount in Favour of East Asia Heller Limited in Respect of Facilities of Up to $4 Million to be Granted to Ford Glory
  
Mgmt
For
For
    
5c
Approve Corporate Guarantee for an Amount of Up to $10 Million in Favour of Bank of America N.A. in Respect of Facilities of Up to $10 Million to be Granted to Ford Glory Which are Jointly Available to Ford Glory and Victory City Co. Ltd.
  
Mgmt
For
For
    
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
  
Mgmt
For
Against
    
7
Approve Repurchase of Up to 10 Percent of Issued Capital
  
Mgmt
For
For
    
8
Authorize Reissuance of Repurchased Shares
  
Mgmt
For
Against
    
 
 
            
 
 
            
Yanzhou Coal Mining Company Limited
 
Shares Voted
918,000
    
Cusip
6109893
Meeting Date
6/28/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Working Report of the Board of Directors
  
Mgmt
For
For
    
2
Accept Working Report of the Supervisory Committee
  
Mgmt
For
For
    
3
Accept Financial Statements
  
Mgmt
For
For
    
4
Approve Remuneration of Directors and Supervisors for 2005
  
Mgmt
For
For
    
5
Approve Anticipated Amount of Sale of Products and Commodities of the Company for 2005
  
Mgmt
For
For
    
6
Approve Proposed Profit Distribution Plan Including the Final Dividend Distribution Plan and Issue of Bonus Shares on the Basis of Six Bonus Shares for Every 10 Existing Shares
  
Mgmt
For
For
    
7
Amend Articles of Association
  
Mgmt
For
For
    
8
Ratify and Confirm the Directors of the Second Session of the Board and Supervisors of the Second Session of the Supervisory Committee to Continue Carrying Out Their Duties as Directors and Supervisors
  
Mgmt
For
For
    
9a
Elect Wang Xin as Director
  
Mgmt
For
For
    
9b
Elect Geng Jiahuai as Director
  
Mgmt
For
For
    
9c
Elect Yang Deyu as Director
  
Mgmt
For
For
    
9d
Elect Shi Xuerang as Director
  
Mgmt
For
For
    
9e
Elect Chen Changchun as Director
  
Mgmt
For
For
    
9f
Elect Wu Yuxiang as Director
  
Mgmt
For
For
    
9g
Elect Wang Xinkun as Director
  
Mgmt
For
For
    
9h
Elect Chen Guangshi as Director
  
Mgmt
For
For
    
9i
Elect Dong Yunqing as Director
  
Mgmt
For
For
    
10a
Elect Pu Hongjiu as Independent Non-Executive Director
  
Mgmt
For
For
    
10b
Elect Cui Jianmin as Independent Non-Executive Director
  
Mgmt
For
For
    
10c
Elect Wang Xiaojun as Independent Non-Executive Director
  
Mgmt
For
For
    
10d
Elect Wang Quanxi as Independent Non-Executive Director
  
Mgmt
For
For
    
11a
Elect Meng Xianchang as Supervisor (Not Representing Employees)
  
Mgmt
For
For
    
11b
Elect Song Guo as Supervisor (Not Representing Employees)
  
Mgmt
For
For
    
11c
Elect Zhang Shengdong as Supervisor (Not Representing Employees)
  
Mgmt
For
For
    
11d
Elect Liu Weixin as Supervisor (Not Representing Employees)
  
Mgmt
For
For
    
12
Adopt the Rules of Procedure for Shareholders Meeting of Yanzhou Coal Mining Co. Ltd.
  
Mgmt
For
For
    
13
Adopt the Rules of Procedure for Board of Directors of Yanzhou Coal Mining Co. Ltd.
  
Mgmt
For
For
    
14
Adopt the Rules of Procedure for Supervisory Committee of Yanzhou Coal Mining Co. Ltd.
  
Mgmt
For
For
    
15
Adopt the Management Measures for the Directors Decision Making Risk Fund of Yanzhou Coal Mining Co. Ltd.
  
Mgmt
For
For
    
16
Approve Deloitte Touche Tohmatsu (CPAs in Hong Kong) and Deloitte Touche Tohmatsu CPAs Ltd. (CPAs in PRC) as International and Domestic Auditors Respectively and Fix Their Remuneration
  
Mgmt
For
For
    
17
Approve Issuance of Additional H Shares without Preemptive Rights
  
Mgmt
For
Against
    
 
 
            
 
 
            
Zhenhai Refining & Chemical Co Ltd
 
Shares Voted
310,000
    
Cusip
6991818
Meeting Date
2/18/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Approve Continuing Connected Transactions with a Related Party
  
Mgmt
For
For
    
2
Authorize the Executive Directors to Sign and Prepare All Necessary Documents and Take All Necessary Actions to Fulfill Obligations in Relation to the Connected Transactions Proposed Above
  
Mgmt
For
For
    
 
 
            
 
 
            
Zhenhai Refining & Chemical Co Ltd
 
Shares Voted
460,000
    
Cusip
6991818
Meeting Date
6/17/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
    
1
Accept Financial Statements and Statutory Reports
  
Mgmt
For
For
    
2
Accept Report of the Supervisory Committee
  
Mgmt
For
For
    
3
Approve Profit Appropriation Proposal for 2004
  
Mgmt
For
For
    
4
Approve Resignation of Zhao Jinxuan as Executive Director of the Fourth Board of Directors
  
Mgmt
For
For
    
5
Approve Remuneration of Directors and Supervisors Representing Shareholders for the Year 2005
  
Mgmt
For
For
    
6
Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration
  
Mgmt
For
For
    
 
 
  
 
 
 
    
 
CHINA & HONG KONG FUND


Vote Summary Report (Long)
               
01/07/04 to 30/06/05
               
Sorted by Company Name.
               
 
            
               
               
               
Beijing Yanhua Petrochemical
  
Shares Voted
3,840,000
    
Cusip
6011415
Meeting Date
3/4/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
 
Special Business
 
 
 
 
 
 
1
Approve Merger Agreement and Related Amendment Agreement Between Sinopec Beijing Yanhua Petrochemical Co. Ltd. and Beijing Feitian Petrochemical Co. Ltd., Execution of the Merger and Related Amendment Agreement and Transactions Contemplated Thereunder
 
Mgmt
For
For
    
 
 
            
 
 
            
Chen Hsong Holdings Ltd.
 
Shares Voted
3,510,000
    
Cusip
6189646
Meeting Date
8/26/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports for the Year Ended Mar. 31, 2004
 
Mgmt
For
For
 
 
2
Approve Final Dividend of HK$0.12 Per Share
 
Mgmt
For
For
 
 
3a1
Reelect Johnson Chin Kwang Tan as Director
 
Mgmt
For
For
 
 
3a2
Reelect Anish Lalvani as Director
 
Mgmt
For
For
 
 
3b
Authorize the Board to Fix the Remuneration of Directors at an Aggregate Sum Not Exceeding HK$900,000 for the Year Ending Mar. 31, 2005
 
Mgmt
For
For
 
 
4
Approve Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
7
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
8
Amend Bylaws Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Electronic Communication
 
Mgmt
For
For
    
 
 
            
 
 
            
Cheung Kong Holdings
 
Shares Voted
270,000
    
Cusip
6190273
Meeting Date
5/19/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
 
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Reelect Li Ka-shing as Director
 
Mgmt
For
For
 
 
3b
Reelect Li Tzar Kuoi, Victor as Director
 
Mgmt
For
For
 
 
3c
Reelect Pau Yee Wan, Ezra as Director
 
Mgmt
For
For
 
 
3d
Reelect Woo Chia Ching, Grace as Director
 
Mgmt
For
For
 
 
3e
Reelect Leung Siu Hon as Director
 
Mgmt
For
For
 
 
3f
Reelect Simon Murray as Director
 
Mgmt
For
For
 
 
3g
Reelect Chow Nin Mow, Albert as Director
 
Mgmt
For
For
 
 
3h
Reelect Kwan Chiu Yin, Robert as Director
 
Mgmt
For
For
 
 
3i
Reelect Cheong Ying Chew, Henry as Director
 
Mgmt
For
For
 
 
4
Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5a
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
5b
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
 
 
 
          
 
 
            
China Merchants Holdings (International) Ltd.
 
Shares Voted
1,288,000
    
Cusip
6416139
Meeting Date
10/4/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Sale of the Entire Issued Capital of Ming Wah Universal (Bermuda) Co., Ltd. by Market Ocean Hldgs. Ltd. to China Merchants Energy Transport Investment Co. Ltd.
 
Mgmt
For
For
    
 
 
            
 
 
            
China Merchants Holdings (International) Ltd.
 
Shares Voted
1,288,000
    
Cusip
6416139
Meeting Date
5/10/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
 
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3
Reelect Directors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5a
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
5b
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
6
Amend Articles Re: Retirement by Rotation of Directors
 
Mgmt
For
For
    
 
 
            
 
 
            
China Mobile (Hong Kong) Limited
 
Shares Voted
1,335,000
    
Cusip
6073556
Meeting Date
5/12/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend of HK$0.46 Per Share
 
Mgmt
For
For
 
 
3a
Reelect Wang Jianzhou as Director
 
Mgmt
For
For
 
 
3b
Reelect Zhang Chenshuang as Director
 
Mgmt
For
For
 
 
3c
Reelect Li Mofang as Director
 
Mgmt
For
For
 
 
3d
Reelect Julian Michael Horn-Smith as Director
 
Mgmt
For
For
 
 
3e
Reelect Li Yue as Director
 
Mgmt
For
For
 
 
3f
Reelect He Ning as Director
 
Mgmt
For
For
 
 
3g
Reelect Frank Wong Kwong Shing as Director
 
Mgmt
For
For
 
 
4
Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
7
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
China Petroleum & Chemical Corp.
 
Shares Voted
3,570,000
    
Cusip
6291819
Meeting Date
12/21/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Acquisition of Certain Petrochemical Assets from China Petrochemical Corp. (Sinopec Group Co.)
 
Mgmt
For
For
 
 
2
Approve Acquisition of Certain Catalyst Assets from Sinopec Group Co.
 
Mgmt
For
For
 
 
3
Approve Acquisition of Certain Gas Station Assets from Sinopec Group Co.
 
Mgmt
For
For
 
 
4
Approve Disposal of Certain Downhole Operation Assets to Sinopec Group Co.
 
Mgmt
For
For
 
 
5
Authorize Board to Perform All Relevant Matters in Relation to the Acquisition and Disposition
 
Mgmt
For
For
 
 
6
Approve Proposal Regarding the Adjustment to the Capital Expenditure Plan for the Year 2004
 
Mgmt
For
Abstain
    
 
 
            
 
 
            
China Petroleum & Chemical Corp.
 
Shares Voted
3,570,000
    
Cusip
6291819
Meeting Date
5/18/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Report of the Board of Directors
 
Mgmt
For
For
 
 
2
Accept Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
4
Approve Final Dividend
 
Mgmt
For
For
 
 
5
Appoint PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Approve Feasibility Study Report of Tianjin One Million Tonnes Per Annum Ethylene and Auxiliary Facilities Project
 
Mgmt
For
Abstain
    
 
 
            
 
 
            
CHINA SHIPPING CONTAINER LINES CO LTD
Shares Voted
921,000
    
Cusip
B018L76
Meeting Date
2/18/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Amend Articles Re: Board Composition
 
Mgmt
For
For
 
 
2
Elect Yan Mingyi as a Non-Executive Director
 
Mgmt
For
For
 
 
3
Elect Huang Xiaowen as an Executive Director
 
Mgmt
For
For
 
 
4
Elect Zhao Hongzhou as an Executive Director
 
Mgmt
For
For
 
 
5
Elect Zhang Guofa as a Non-Executive Director
 
Mgmt
For
For
 
 
6
Elect Huang Xinming as a Supervisor
 
Mgmt
For
For
 
 
7
Approve Change in Use of the Listing Proceeds
 
Mgmt
For
For
 
 
8
Approve Issuance of H Shares without Preemptive Rights
 
Mgmt
For
Against
    
 
 
            
 
 
 
            
CHINA SHIPPING CONTAINER LINES CO LTD
Shares Voted
2,621,000
    
Cusip
B018L76
Meeting Date
5/26/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve the Report of the Board of Directors
 
Mgmt
For
For
 
 
2
Approve the Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
4
Approve Allocation of Income and Final Dividend of RMB 0.2 Per Share
 
Mgmt
For
For
 
 
5
Approve Remuneration of Directors and Supervisors
 
Mgmt
For
For
 
 
6
Approve PricewaterhouseCoopers Hong Kong, Certified Public Accountants and BDO Zhong Hua Certified Public Accountants as International and PRC Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
7
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
8
Other Business (Voting)
 
Mgmt
For
For
    
 
 
            
 
 
            
China Shipping Development
 
Shares Voted
1,876,000
    
Cusip
6782045
Meeting Date
8/17/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Elect Wong Kunhe as Executive Director and Authorize Board to Amend the Articles of Association to Reflect any Consequential Changes Resulting from His Appointment
 
Mgmt
For
For
 
 
2
Approve Issuance of Bonds in the Principal Amount of RMB2.0 Billion Convertible into A Shares with a Nominal Value of RMB1.0 Each; Increase in Registered Capital; Issuance of New A Shares Pursuant to the Exercise of Conversion Rights
 
Mgmt
For
For
    
 
 
            
 
 
            
China Shipping Development Co.
 
Shares Voted
2,276,000
    
Cusip
6782045
Meeting Date
3/1/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve First Bareboat Chaterparties for the Lease of Four Container Vessels by China Shipping Devt. Co. Ltd. (the Company) to China Shipping Container Lines Co. Ltd., the Continuing Connected Transactions and Annual Cap
 
Mgmt
For
For
 
 
2
Approve Second Bareboat Charterparty for the Lease of a Container Vessel by Xiang Xiu Shipping S.A. (Xiang Xiu Shipping) to China Shipping Container Lines (Asia) Co. Ltd. (CS Container Lines (Asia)), the Continuing Connected Transactions and Annual Cap
 
Mgmt
For
For
 
 
3
Approve Third Bareboat Charterparties for the Lease of Container Vessels by Xiang Da Shipping S.A., Xiang Xiu Shipping, Xiang Xin Shipping S.A. and Xiang Wang Shipping S.A. to CS Container Lines (Asia), the Continuing Connected Transactions and Annual Cap
 
Mgmt
For
For
 
 
4
Approve Fourth Bareboat Charterparty for the Lease of an Oil Tanker by Shanghai Shipping Industrial Co. Ltd. to the Company, the Continuing Connected Transactions and Annual Cap
 
Mgmt
For
For
 
 
5
Approve Fifth Bareboat Charterparty for the Lease of an Oil Tanker by China Shipping (Hong Kong) Hldgs. Co. Ltd. to the Company, the Continuing Connected Transactions and Annual Cap
 
Mgmt
For
For
 
 
6
Approve Sale of an Oil Tanker Named Daqing 242 by the Company to China Shipping Industry Co. Ltd. (CS Industry) and the Transactions Contemplated Thereunder
 
Mgmt
For
For
 
 
7
Approve Sale of an Oil Tanker Named Ning He by the Company to CS Industry and the Transactions Contemplated Thereunder
 
Mgmt
For
For
 
 
8
Elect Mao Shi Jia as an Executive Director and Authorize Board to Make Amendments to the Articles of Association to Reflect Any Changes Resulting from Such Appointment
 
Mgmt
For
For
 
 
9
Elect Yan Mingyi as a Supervisor and Authorize Board to Make Amendments to the Articles of Association to Reflect Any Changes Resulting from Such Appointment
 
Mgmt
For
For
    
 
 
            
 
 
            
China Shipping Development Co.(Formerly Shanghai Hai Xing)
Shares Voted
2,276,000
    
Cusip
6782045
Meeting Date
5/30/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept 2004 Report of the Board of Directors
 
Mgmt
For
For
 
 
2
Accept 2004 Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
4
Approve Profit Distribution Plan for 2004
 
Mgmt
For
For
 
 
5
Approve Remuneration of Directors and Supervisors
 
Mgmt
For
For
 
 
6
Reappoint Shanghai Zhonghua Huying C.P.A. and Ernst & Young as Domestic and International Auditors Respectively for 2005 and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
7
Approve Establishment of Remuneration Committee Comprising of Wang Daxiong, an Executive Director, and Xie Rong and Hu Honggao, Independent Directors, and the Adoption of the Implementation Rules for the Remuneration Committee
 
Mgmt
For
For
 
 
8
Amend Articles Re: Election of Directors, Convening of Board Meetings
 
Mgmt
For
For
    
 
 
            
               
China Southern Airlines Ltd
  
Shares Voted
560,000
    
Cusip
6013693
Meeting Date
11/29/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Resignation of Yan Zhi Qing as Director
 
Mgmt
For
For
 
 
2
Elect Liu Shao Yong as Director
 
Mgmt
For
For
    
 
 
            
 
 
            
China Southern Airlines Ltd
 
Shares Voted
560,000
    
Cusip
6013693
Meeting Date
12/31/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Acquisition of Certain Airline Operations, Assets, Properties and Debts from China Southern Air Hldg. Co. (CSAHC), China Northern Airlines Co. (Northern Airlines) and Xinjiang Airlines Co. (Xinjiang Airlines)
 
Mgmt
For
For
 
 
2
Approve Lease Agreement Between China Southern Airlines Co. Ltd. (the Company), CSAHC and Northern Airlines
 
Mgmt
For
For
 
 
3
Approve Lease Agreement Between the Company, CSAHC and Xinjiang Airlines
 
Mgmt
For
For
 
 
4
Approve Lease Agreement Between the Company and CSAHC
 
Mgmt
For
For
 
 
5
Approve Catering Agreement Between the Company and China Southern Airlines Group Air Catering Co. Ltd.
 
Mgmt
For
For
 
 
6
Approve Financial Services Agreement Between the Company and Southern Airlines Group Finance Co. Ltd.
 
Mgmt
For
For
 
 
7
Approve Resignation of Wang Chang Shun as Director
 
Mgmt
For
For
 
 
8
Elect Si Xian Min as Director
 
Mgmt
For
For
    
 
 
            
 
 
            
China Southern Airlines Ltd
 
Shares Voted
2,140,000
    
Cusip
6013693
Meeting Date
6/15/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Report of the Directors
 
Mgmt
For
For
 
 
2
Accept Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
4
Approve Profit Distribution Budget for the Year 2004
 
Mgmt
For
For
 
 
5
Appoint KPMG as International Auditors and KPMG Huazhen as the PRC Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Approve Operating Lease of Five Boeing B737-700, Five Boeing B737-800, Five Airbus A320-000 and 10 Airbus A321-200
 
Mgmt
For
For
 
 
7
Approve Amendments to the Rules of Procedures for Shareholders General Meetings
 
Mgmt
For
For
 
 
8
Approve Amendments to the Rules of Procedures for Board of Directors
 
Mgmt
For
For
 
 
 
Additional Ordinary Resolutions
 
 
 
 
 
 
9
Approve Airbus Aircraft Acquisition Agreement Between Airbus SNC, Southern Airlines (Group) Import and Export Trading Co., and China Southern Airlines Co. Ltd. (Company) for the Acquisition of Five A380 Aircraft from Airbus SNC
 
Mgmt
For
For
 
 
10
Approve Boeing Aircraft Acquisition Agreement for the Acquisition of 12 B737-700 Aircraft and 18 B737-800 Aircraft by the Company and 15 B737-800 Aircraft by Xiamen Airlines Co. Ltd. from The Boeing Co.
 
Mgmt
For
For
 
 
 
Special Business
 
 
 
 
 
 
1
Amend Articles Re: Rights, Obligations, and General Meetings of Shareholders, Board of Directors
 
Mgmt
For
For
 
 
 
Additional Special Resolution
 
 
 
 
 
 
2
Amend Articles Re: Election of Directors and Supervisors
 
ShrHoldr
For
For
    
 
 
            
 
 
 
            
CHINA TELECOM CORP LTD
 
Shares Voted
9,200,000
    
Cusip
6559335
Meeting Date
10/20/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Elect Yang Jie and Sun Kangmin as Executive Directors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
2
Amend Articles Re: Capital Structure, Board Composition, Material Interest of Directors in Contracts Entered into by the Company
 
Mgmt
For
For
    
 
 
            
 
 
            
CHINA TELECOM CORP LTD
 
Shares Voted
9,200,000
    
Cusip
  
Meeting Date
12/20/2004
    
Meeting Type
EGM
6559335
  
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Resignation of Zhou Deqiang as Executive Director
 
Mgmt
For
For
 
 
2
Approve Resignation of Chang Xiaobing as Executive Director
 
Mgmt
For
For
 
 
3
Elect Wang Xiaochu as an Executive Director, Authorize Any Director to Sign the Service Contract on Behalf of the Company and Authorize Board to Fix His Remuneration
 
Mgmt
For
For
 
 
4
Elect Leng Rongquan as an Executive Director, Authorize Any Director to Sign the Service Contract on Behalf of the Company and Authorize Board to Fix His Remuneration
 
Mgmt
For
For
 
 
5
Elect Li Jinming as a Non-Executive Director and Authorize Any Director to Sign the Service Contract on Behalf of the Company
 
Mgmt
For
For
    
 
 
            
 
 
            
CHINA TELECOM CORP LTD
 
Shares Voted
9,200,000
    
Cusip
6559335
Meeting Date
5/25/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3
Reappoint KPMG as International Auditors and KPMG Huazhen as Domestic Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
4
Approve Charter for Supervisory Committee of China Telecom Corporation Limited
 
Mgmt
For
For
 
 
5
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
6
Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect Such Increase Under the General Mandate
 
Mgmt
For
For
    
 
 
            
 
 
            
Clp Holdings (Formerly China Light & Power)
 
Shares Voted
886,000
    
Cusip
6097017
Meeting Date
4/28/2005
    
Meeting Type
AGM
    
               
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2a
Approve Final Dividend of HK$0.73 Per Share
 
Mgmt
For
For
 
 
2b
Approve Special Final Dividend of HK$0.15 Per Share
 
Mgmt
For
For
 
 
3a
Reelect Andrew Clifford Winawer Brandler as Director
 
Mgmt
For
For
 
 
3b
Reelect Michael David Kadoorie as Director
 
Mgmt
For
For
 
 
3c
Reelect Chung Sze Yuen as Director
 
Mgmt
For
For
 
 
3d
Reelect John Andrew Harry Leigh as Director
 
Mgmt
For
For
 
 
3e
Reelect Kan Man Lok Paul as Director
 
Mgmt
For
For
 
 
4
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Term of Appointment for Non-Executive Directors
 
Mgmt
For
For
 
 
6
Amend Articles Re: Editing Change
 
Mgmt
For
For
 
 
7
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
For
 
 
8
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
9
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
CNOOC LTD
 
Shares Voted
10,957,000
    
Cusip
6179948
Meeting Date
5/25/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
 
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1a
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
1b
Approve Final Dividend
 
Mgmt
For
For
 
 
1c1
Reelect Luo Han as Director
 
Mgmt
For
For
 
 
1c2
Reelect Chiu Sung Hong as Director
 
Mgmt
For
For
 
 
1d
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
2a
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
2b
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
2c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Cosco Pacific Limited
 
Shares Voted
1,531,000
    
Cusip
6354251
Meeting Date
10/5/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Acquisition of Approximately 163.7 Million Non-Publicly Tradeable State-Owned Legal Person Shares in the Capital of China Intl. Marine Containers (Group) Co. Ltd. by COSCO Container Industries Ltd. from China Ocean Shipping (Group) Co. Ltd.
 
Mgmt
For
For
    
 
 
            
               
Cosco Pacific Limited
 
Shares Voted
1,531,000
    
Cusip
6354251
Meeting Date
5/20/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a1
Reelect XU Lirong as Director
 
Mgmt
For
For
 
 
3a2
Reelect WONG Tin Yau, Kelvin as Director
 
Mgmt
For
For
 
 
3a3
Reelect LIU Lit Man as Director
 
Mgmt
For
For
 
 
3a4
Reelect KWONG Che Keung, Gordon as Director
 
Mgmt
For
For
 
 
3b
Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
4
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5a
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
5b
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
6
Amend Bylaws Re: Use by Directors of Conference Telephone, Electronic or Other Communications Equipment at General Meetings, Retirement by Rotation of Directors
 
Mgmt
For
For
    
 
 
            
 
 
            
Dah Sing Banking Group Ltd
 
Shares Voted
50,770
    
Cusip
B01G0P1
Meeting Date
4/28/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Elect David Shou-Yeh Wong as Director
 
Mgmt
For
For
 
 
3b
Elect John William Simpson as Director
 
Mgmt
For
For
 
 
3c
Elect David Richard Hinde as Director
 
Mgmt
For
For
 
 
3d
Elect Robert Tsai-To Sze as Director
 
Mgmt
For
For
 
 
3e
Elect Andrew Kwan-Yuen Leung as Director
 
Mgmt
For
For
 
 
3f
Elect Takashi Muraoka as Director
 
Mgmt
For
For
 
 
3g
Elect Lung-Man Chiu (John Chiu) as Director
 
Mgmt
For
For
 
 
3h
Elect Gary Pak-Ling Wang as Director
 
Mgmt
For
For
 
 
3i
Elect Harold Tsu-Hing Wong as Director
 
Mgmt
For
For
 
 
3j
Elect Dennis Tat-Wang Yau as Director
 
Mgmt
For
For
 
 
4
Approve Remuneration of Directors
 
Mgmt
For
For
 
 
5
Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
    
 
 
            
 
               
Dah Sing Financial Holdings Ltd.
 
Shares Voted
253,850
    
Cusip
B01G0P1
Meeting Date
4/28/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Reelect Peter G. Birch as Director
 
Mgmt
For
For
 
 
3b
Reelect Tai-Lun Sun (Dennis Sun) as Director
 
Mgmt
For
For
 
 
3c
Reelect Gary Pak-Ling Wang as Director
 
Mgmt
For
For
 
 
3d
Elect Nicholas John Mayhew as Director
 
Mgmt
For
For
 
 
3e
Elect Sohei Sasaki as Director
 
Mgmt
For
For
 
 
3f
Elect Kosuke Furukawa as Director
 
Mgmt
For
For
 
 
4
Approve Remuneration of Directors
 
Mgmt
For
For
 
 
5
Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Approve New Share Option Scheme and Termination of Existing Share Option Scheme
 
Mgmt
For
For
 
 
7
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
8
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
9
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Datang International Power Generation Company Limited(former
Shares Voted
2,000,000
    
Cusip
6080716
Meeting Date
6/21/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
 
Class Meeting for H Shareholders
 
 
 
 
 
 
1
Approve Refreshment of the Validity Period of the A Shares Issue
 
Mgmt
For
Against
    
 
 
            
 
 
            
Datang International Power Generation Company Limited(former
Shares Voted
2,000,000
    
Cusip
6080716
Meeting Date
6/21/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Report of the Board of Directors
 
Mgmt
For
For
 
 
2
Accept Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
4
Approve Budget for the Year 2005
 
Mgmt
For
For
 
 
5
Approve Profit Distribution Plan
 
Mgmt
For
For
 
 
6
Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountants Co. Ltd. and PricewaterhouseCoopers as Domestic and International Auditors Respectively and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
7
Approve Investment Plans
 
Mgmt
For
For
 
 
8
Approve Remuneration Scheme for Directors and Supervisors
 
Mgmt
For
For
 
 
9
Other Business (Voting)
 
Mgmt
For
For
 
 
 
Special Business
 
 
 
 
 
 
1
Amend Articles Re: Transfer of 13 Percent Stake in the Company
 
Mgmt
For
Against
 
 
2
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
3a
Approve Refreshment of the Validity Period of the A Shares Issue
 
Mgmt
For
Against
 
 
3b
Approve Refreshment of the Validity Period of the Private Placement Arrangements
 
Mgmt
For
Against
 
 
4
Other Business (Voting)
 
Mgmt
For
For
    
 
 
            
 
 
            
Denway Motors Ltd.
  
Shares Voted
10,214,000
    
Cusip
6263766
Meeting Date
2/4/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Acquisition by Denway Motors Ltd. from City Achieve Investments Ltd. of the One Share in the Issued Capital of Smartstate Investments Ltd. and the Amount of HK$56.3 Million Outstanding for a Total Consideration of Approximately HK$996.2 Million
 
Mgmt
For
For
 
 
2
Approve Any One Director or Any One Person Authorized by the Board to Do All Acts Necessary in Carrying Out the Transactions Contemplated Under the Acquisition Agreement
 
Mgmt
For
For
    
 
 
            
 
 
            
Denway Motors Ltd. (formerly Denway Investment)
Shares Voted
10,214,000
    
Cusip
6263766
Meeting Date
5/30/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Reelect ZHANG Baoqing as Director
 
Mgmt
For
For
 
 
3b
Reelect LEE Ka Lun as Director
 
Mgmt
For
For
 
 
3c
Reelect CHEUNG Doi Shu as Director
 
Mgmt
For
For
 
 
3d
Reelect FUNG Ka Pun as Director
 
Mgmt
For
For
 
 
3e
Authorize Board to Fix the Remuneration of the Directors
 
Mgmt
For
For
 
 
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
7
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
8
Amend Articles Re: Retirement by Rotation of Directors
 
Mgmt
For
For
    
 
 
            
 
 
            
DYNASTY FINE WINES GROUP LTD
 
Shares Voted
266,000
    
Cusip
B05M185
Meeting Date
5/27/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2a
Reelect Bai Zhisheng as Director
 
Mgmt
For
For
 
 
2b
Reelect Zhang Wenlin as Director
 
Mgmt
For
For
 
 
2c
Reelect Wong Ching Chung as Director
 
Mgmt
For
For
 
 
2d
Reelect Chau Ka Wah, Arthur as Director
 
Mgmt
For
For
 
 
3
Authorize Board to Fix the Remuneration of the Directors
 
Mgmt
For
For
 
 
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
7
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Esprit Holdings
 
Shares Voted
1,342,071
    
Cusip
6321642
Meeting Date
12/3/2004
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports for the Year Ended June 30, 2004
 
Mgmt
For
For
 
 
2
Approve Final Dividend of HK$0.48 Per Share for the Year Ended June 30, 2004
 
Mgmt
For
For
 
 
3
Approve Special Dividend of HK$0.50 Per Share for the Year Ended June 30, 2004
 
Mgmt
For
For
 
 
4a
Reelect John Poon Cho Ming as Director
 
Mgmt
For
For
 
 
4b
Reelect Alexander Reid Hamilton as Director
 
Mgmt
For
For
 
 
4c
Reelect Simon Lai Sau Cheong as Director
 
Mgmt
For
For
 
 
4d
Reelect Jerome Squire Griffith as Director
 
Mgmt
For
For
 
 
5
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
7
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
For
 
 
8
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
9
Amend Bylaws of the Company
 
Mgmt
For
For
    
 
 
            
 
 
 
            
Giant Wireless technology Ltd
 
Shares Voted
5,072,000
    
Cusip
6243649
Meeting Date
7/29/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
 
Ordinary Business
 
 
 
 
 
 
1
Accept Financial Statements and Statutory Reports (Voting)
 
Mgmt
For
For
 
 
2
Approve Directors' Fees of S$150,000 for Year Ended March 31, 2004
 
Mgmt
For
For
 
 
3
Reelect Tan Kay Hock as Director
 
Mgmt
For
For
 
 
4
Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
 
Special Business
 
 
 
 
 
 
5
Approve Issuance of Shares without Preemptive Rights
 
Mgmt
For
Against
 
 
6
Approve Mandate for Transactions with Related Parties
 
Mgmt
For
For
 
 
7
Other Business (Voting)
 
Mgmt
For
For
    
 
 
            
 
 
            
Global Bio-Chem Technology Group Co. Ltd.
 
Shares Voted
2,700,000
    
Cusip
6336527
Meeting Date
5/18/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Reelect Kong Zhanpeng as Director
 
Mgmt
For
For
 
 
3b
Reelect Wang Tieguang as Director
 
Mgmt
For
For
 
 
3c
Reelect Li Defa as Director
 
Mgmt
For
For
 
 
3d
Authorize Board to Fix the Remuneration of Directors
 
Mgmt
For
For
 
 
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
6
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
7
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Glorious Sun Enterprises
 
Shares Voted
820,000
    
Cusip
6361756
Meeting Date
5/13/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a1
Elect Chung Shui Ming, Timpson as Director
 
Mgmt
For
For
 
 
3a2
Elect Lam Lee G. as Director
 
Mgmt
For
For
 
 
3a3
Elect Lau Hon Chuen, Ambrose as Director
 
Mgmt
For
For
 
 
3a4
Elect Pau Sze Kee, Jackson as Director
 
Mgmt
For
For
 
 
3b
Fix Remuneration of Directors
 
Mgmt
For
For
 
 
4
Approve Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5a
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
5b
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (formerly CHINA EAGL
Shares Voted
300,000
    
Cusip
B01Z8S7
Meeting Date
4/15/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports for the Nine-Month Period Ended December 31, 2004
 
Mgmt
For
For
 
 
2
Reelect Directors, Elect a New Independent Non-Executive Director, and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
3
Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
4
Approve Share Option Scheme
 
Mgmt
For
For
 
 
5
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
7
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (formerly CHINA EAGL
Shares Voted
300,000
    
Cusip
B01Z8S7
Meeting Date
4/15/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Connected Transaction with a Related Party and Annual Caps
 
Mgmt
For
For
 
 
2
Approve Connected Transaction with a Related Party and Annual Caps
 
Mgmt
For
For
 
 
3
Approve Final Dividend of HK$0.025 Per Share for the Nine-Month Period Ended Dec. 31, 2004
 
Mgmt
For
For
    
 
 
            
 
 
            
Group Sense (International)
 
Shares Voted
7,500,000
    
Cusip
6392864
Meeting Date
8/18/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports for the Year Ended Mar. 31, 2004
 
Mgmt
For
For
 
 
2
Approve Final Dividend of HK$0.03 Per Share for the Year Ended Mar. 31, 2004
 
Mgmt
For
For
 
 
3a
Reelect Yung Wing Ki, Samuel as Director
 
Mgmt
For
For
 
 
3b
Reelect Ho Kwok Shing, Harris as Director
 
Mgmt
For
For
 
 
3c
Authorize Board to Fix Directors' Remuneration
 
Mgmt
For
For
 
 
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
Abstain
 
 
5a
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5b
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
5c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
6
Amend Bylaws Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company, Nomination of Directors, Destruction of Microfilmed or Electronically Stored Documents, Electronic Communication
 
Mgmt
For
For
    
 
 
            
 
 
            
Hongkong Electric Holdings Ltd.
 
Shares Voted
299,000
    
Cusip
6435327
Meeting Date
12/14/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Acquisition of the Entire Issued Capital of Alpha Central Profits Ltd. and Ancillary Transactions
 
Mgmt
For
For
    
 
 
            
 
 
            
Hongkong Electric Holdings Ltd.
 
Shares Voted
299,000
    
Cusip
6435327
Meeting Date
5/12/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Elect George C. Magnus as Director
 
Mgmt
For
For
 
 
3b
Elect Canning Fok Kin-ning as Director
 
Mgmt
For
For
 
 
3c
Elect Tso Kai-sum as Director
 
Mgmt
For
For
 
 
3d
Elect Ronald J. Arculli as Director
 
Mgmt
For
For
 
 
3e
Elect Susan M.F. Chow as Director
 
Mgmt
For
For
 
 
3f
Elect Andrew Hunter as Director
 
Mgmt
For
For
 
 
3g
Elect Kam Hing-lam as Director
 
Mgmt
For
For
 
 
3h
Elect Holger Kluge as Director
 
Mgmt
For
For
 
 
3i
Elect Victor Li Tzar-kuoi as Director
 
Mgmt
For
For
 
 
3j
Elect Ewan Yee Lup-yuen as Director
 
Mgmt
For
For
 
 
4
Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
6
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
7
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Hopewell Holdings Ltd.
 
Shares Voted
200,000
    
Cusip
6140290
Meeting Date
9/6/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Conditional Agreements Relating to Amendments of the Sino-foreign Co-operative Joint Venture Contract and Amendments of the Articles of Association of Guangdong Guangzhou-Zhuhai West Superhighway Co. Ltd. (West Route JV)
 
Mgmt
For
For
 
 
2
Approve Entry of West Route JV and Hopewell Highway Infrastructure Ltd. into an Agreement with Guangdong Provincial Highway Construction Co. Ltd. Relating to a Proposed Network of Dual Three Lane Toll-Expressways Linking Guangzhou, Zhongshan and Zhuhai
 
Mgmt
For
For
    
 
 
            
 
 
            
Hopewell Holdings Ltd.
 
Shares Voted
200,000
    
Cusip
6140290
Meeting Date
10/18/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports for the Year Ended June 30, 2004
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a1
Reelect Gordon Ying Sheung Wu as Director
 
Mgmt
For
For
 
 
3a2
Reelect Thomas Jefferson Wu as Director
 
Mgmt
For
For
 
 
3a3
Reelect Henry Hin Moh Lee as Director
 
Mgmt
For
For
 
 
3a4
Reelect Robert Van Jin Nien as Director
 
Mgmt
For
For
 
 
3a5
Reelect Carmelo Ka Sze Lee as Director
 
Mgmt
For
For
 
 
3a6
Reelect Lee Yick Nam as Director
 
Mgmt
For
For
 
 
3b
Fix Directors' Remuneration
 
Mgmt
For
For
 
 
4
Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5a
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5b
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
5c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
6
Adopt New Articles of Association
 
Mgmt
For
For
    
 
 
            
 
 
            
HSBC Holdings Plc
 
Shares Voted
485,477
    
Cusip
6158163
Meeting Date
5/27/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2.a
Re-elect Sir John Bond as Director
 
Mgmt
For
For
 
 
2.b
Re-elect R Ch'ien as Director
 
Mgmt
For
For
 
 
2.c
Re-elect J Coombe as Director
 
Mgmt
For
For
 
 
2.d
Re-elect Baroness Dunn as Director
 
Mgmt
For
For
 
 
2.e
Re-elect D Flint as Director
 
Mgmt
For
For
 
 
2.f
Re-elect J Hughes-Hallet as Director
 
Mgmt
For
For
 
 
2.g
Re-elect Sir Brian Moffat as Director
 
Mgmt
For
For
 
 
2.h
Re-elect S Newton as Director
 
Mgmt
For
For
 
 
2.i
Re-elect H Sohmen as Director
 
Mgmt
For
For
 
 
3
Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration
 
Mgmt
For
For
 
 
4
Approve Remuneration Report
 
Mgmt
For
For
 
 
5
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000 (Preference Shares); USD 100,000 (Preference Shares); EUR 100,000 (Preference Shares); and USD 1,119,000,000 (Oridnary Shares)
 
Mgmt
For
For
 
 
6
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 279,750,000
 
Mgmt
For
For
 
 
7
Authorise 1,119,000,000 Ordinary Shares for Market Purchase
 
Mgmt
For
For
 
 
8
Amend HSBC Holdings Savings-Related Share Option Plan
 
Mgmt
For
For
 
 
9
Amend HSBC Holdings Savings-Related Share Option Plan: International
 
Mgmt
For
For
 
 
10
Approve the HSBC US Employee Stock Plan
 
Mgmt
For
For
 
 
11
Approve the HSBC Share Plan
 
Mgmt
For
For
 
 
12
Amend Articles of Association Re: Statutory and Best Practice Changes
 
Mgmt
For
For
    
 
 
            
 
 
 
            
Huaneng Power International Inc.
 
Shares Voted
3,370,000
    
Cusip
6099671
Meeting Date
9/28/2004
    
Meeting Type
EGM
    
               
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Amend Articles Re: Capital Structure, Composition of the Board and Supervisory Committee, Responsibilities of the Board
 
Mgmt
For
For
 
 
2a
Elect Huang Yongda as Director
 
Mgmt
For
For
 
 
2b
Elect Liu Shuyuan as Director
 
Mgmt
For
For
 
 
2c
Elect Liu Jipeng as Director
 
Mgmt
For
For
 
 
3a
Approve Overseas Issuance of Bonds in the Principal Amount of Up to $300 Million Convertible to Overseas Listed Foreign Shares within Twelve Months from Approval
 
Mgmt
For
For
 
 
3b
Authorize Board to Determine the Terms and Conditions of the Convertible Bonds and Relevant Matters Including the Amount of Convertible Bonds and Authorize the Board to Sign All Necessary Legal Documents for Such Purpose
 
Mgmt
For
For
 
 
3c
Approve Issuance of Such Number of New Overseas Listed Foreign Shares as may be Required to be Issued Pursuant to the Application for Conversion of Shares Made by Bond Holders
 
Mgmt
For
For
 
 
3d
Approve Increase in Registered Capital
 
Mgmt
For
For
    
 
 
            
 
 
            
Huaneng Power International Inc.
 
Shares Voted
3,370,000
    
Cusip
6099671
Meeting Date
9/28/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
 
Meeting For Holders of H Shares
 
 
 
 
 
 
1a
Approve Overseas Issuance of Bonds in the Principal Amount of Up to $300 Million Convertible to Overseas Listed Foreign Shares within Twelve Months from Approval
 
Mgmt
For
For
 
 
1b
Authorize Board to Determine the Terms and Conditions of the Convertible Bonds and Relevant Matters Including the Amount of Convertible Bonds and Authorize the Board to Sign All Necessary Legal Documents for Such Purpose
 
Mgmt
For
For
 
 
1c
Approve Issuance of Such Number of New Overseas Listed Foreign Shares as may be Required to be Issued Pursuant to the Application for Conversion of Shares Made by Bond Holders
 
Mgmt
For
For
 
 
1d
Approve Increase in Registered Capital
 
Mgmt
For
For
    
 
 
            
 
 
            
Hutchison Whampoa Limited
 
Shares Voted
252,000
    
Cusip
6448068
Meeting Date
5/19/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Share Option Scheme of Hutchison Telecommunications International Ltd. (HTIL Share Option Scheme) and Authorize Directors to Approve Any Amendments to the Rules of the HTIL Share Option Scheme
 
Mgmt
For
For
    
               
               
Hutchison Whampoa Limited
  
Shares Voted
252,000
    
Cusip
6448068
Meeting Date
5/19/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Elect LI Tzar Kuoi, Victor as Director
 
Mgmt
For
For
 
 
3b
Elect FOK Kin-ning, Canning as Director
 
Mgmt
For
For
 
 
3c
Elect KAM Hing Lam as Director
 
Mgmt
For
For
 
 
3d
Elect Holger KLUGE as Director
 
Mgmt
For
For
 
 
3e
Elect WONG Chung Hin as Director
 
Mgmt
For
For
 
 
4
Approve Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5a
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
5b
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Kingboard Chemical Holdings Ltd
 
Shares Voted
950,000
    
Cusip
6491318
Meeting Date
11/19/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Acquisition of All Issued Shares and Cancellation of Outstanding Options of Elec & Eltek International Hldgs. Ltd. (Elec & Eltek) by Ease Ever Investments Ltd. and Acquisition of All Issued Ordinary Shares of Elec & Eltek by Elitelink Hldgs. Ltd.
 
Mgmt
For
For
    
 
 
            
 
 
            
Kingboard Chemical Holdings Ltd
 
Shares Voted
950,000
    
Cusip
6491318
Meeting Date
12/22/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Revised Shirai Supply Annual Caps
 
Mgmt
For
For
    
               
 
 
            
Kingboard Chemical Holdings Ltd
 
Shares Voted
950,000
    
Cusip
6491318
Meeting Date
5/18/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3
Reelect Directors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5a
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
5b
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5c
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
6a
Amend Articles Re: Voting by Poll
 
Mgmt
For
For
 
 
6b
Amend Articles Re: Appointment of Directors
 
Mgmt
For
For
 
 
6c
Amend Articles Re: Retirement by Rotation of Directors
 
Mgmt
For
For
 
 
6d
Adopt New Articles of Association
 
Mgmt
For
For
    
               
               
Maanshan Iron & Steel Company Ltd.
  
Shares Voted
4,880,000
    
Cusip
6600879
Meeting Date
6/14/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Working Report of the Board of Directors for the Year 2004
 
Mgmt
For
For
 
 
2
Accept Working Report of the Supervisory Committee for the Year 2004
 
Mgmt
For
For
 
 
3
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
4
Approve Proposed Profit Appropriation for the Year 2004
 
Mgmt
For
For
 
 
5
Appoint Ernst & Young Hua Ming and Ernst & Young as Auditors for the Year 2005 and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Approve Technological Revamping and Structural Adjustment Master Plan for the Eleventh Five-Year Plan
 
Mgmt
For
For
    
               
               
Midland Holdings Ltd (formerly Midland Realty Holdings Ltd)
Shares Voted
2,000,000
    
Cusip
6597700
Meeting Date
6/6/2005
    
Meeting Type
EGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Amend Bylaws Re: Retirement by Rotation of Directors
 
Mgmt
For
For
 
 
2
Approve New EVI Share Option Scheme
 
Mgmt
For
For
    
               
               
Midland Realty Holdings Ltd
  
Shares Voted
2,000,000
    
Cusip
6597700
Meeting Date
4/15/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend of HK$0.123 Per Share
 
Mgmt
For
For
 
 
3a
Reelect Cheung Kam Shing as Director
 
Mgmt
For
For
 
 
3b
Reelect Lam Fung Fong as Director
 
Mgmt
For
For
 
 
3c
Reelect Chan Kwan Hing as Director
 
Mgmt
For
For
 
 
3d
Reelect Kwok Ying Lung as Director
 
Mgmt
For
For
 
 
3e
Reelect Koo Fook Sun, Louis as Director
 
Mgmt
For
For
 
 
3f
Reelect Sun Tak Chiu as Director
 
Mgmt
For
For
 
 
3g
Reelect Wang Ching Miao, Wilson as Director
 
Mgmt
For
For
 
 
3h
Authorize Board to Fix the Remuneration of Directors
 
Mgmt
For
For
 
 
4
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
    
               
               
Midland Realty Holdings Ltd
  
Shares Voted
2,000,000
    
Cusip
6597700
Meeting Date
4/15/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1a
Change Company Name to Midland Holdings Ltd.
 
Mgmt
For
For
 
 
1b
Adopt the Chinese Name
 
Mgmt
For
For
 
 
1c
Authorize Board to Do All Acts Necessary to Implement the Change in Company Name
 
Mgmt
For
For
 
 
2
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
3
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
4
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Petrochina Co. Ltd.
 
Shares Voted
8,256,000
    
Cusip
6226576
Meeting Date
5/26/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Report of the Board of Directors
 
Mgmt
For
For
 
 
2
Accept Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
4
Approve Final Dividend
 
Mgmt
For
For
 
 
5
Authorize Board to Determine the Distribution of Interim Dividend for 2005
 
Mgmt
For
For
 
 
6
Appoint PricewaterhouseCoopers, Certified Public Accountants as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
7
Amend Articles Re: Editing Changes, Reports Available to Shareholders, Voting at Meetings, Nomination of Directors, Releasing of Notices of Meetings, Material Interest of Directors in Contracts Entered into by the Company
 
Mgmt
For
For
 
 
8
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
9
Other Business (Voting)
 
Mgmt
For
For
    
 
 
            
 
 
 
            
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc
Shares Voted
4,204,000
    
Cusip
6797458
Meeting Date
6/28/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept 2004 Report of the Directors
 
Mgmt
For
For
 
 
2
Accept 2004 Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Accept 2004 Financial Statements and 2005 Budget
 
Mgmt
For
For
 
 
4
Approve 2004 Allocation of Income
 
Mgmt
For
For
 
 
5
Reappoint KPMG Huazhen and KPMG as Domestic and International Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6a1
Elect Rong Guangdao as Director
 
Mgmt
For
For
 
 
6a2
Elect Du Chongjun as Director
 
Mgmt
For
For
 
 
6a3
Elect Han Zhihao as Director
 
Mgmt
For
For
 
 
6a4
Elect Wu Haijun as Director
 
Mgmt
For
For
 
 
6a5
Elect Gao Jinping as Director
 
Mgmt
For
For
 
 
6a6
Elect Shi Wei as Director
 
Mgmt
For
For
 
 
6a7
Elect Lei Dianwu as Director
 
Mgmt
For
For
 
 
6a8
Elect Xiang Hanyin as Director
 
Mgmt
For
For
 
 
6a9
Elect Chen Xinyuan as Independent Non-Executive Director
 
Mgmt
For
For
 
 
6a10
Elect Sun Chiping as Independent Non-Executive Director
 
Mgmt
For
For
 
 
6a11
Elect Jiang Zhiquan as Independent Non-Executive Director
 
Mgmt
For
For
 
 
6a12
Elect Zhou Yunnong as Independent Non-Executive Director
 
Mgmt
For
For
 
 
6b1
Elect Yin Yongli as Supervisor
 
Mgmt
For
For
 
 
6b2
Elect Liu Xiangdong as Supervisor
 
Mgmt
For
For
 
 
6b3
Elect Lu Xiangyang as Supervisor
 
Mgmt
For
For
 
 
6b4
Elect Gen Limin as Supervisor
 
Mgmt
For
For
 
 
7a
Amend Articles of Association
 
Mgmt
For
For
 
 
7b
Amend Rules of Procedures for Shareholders General Meetings
 
Mgmt
For
For
 
 
7c
Amend Rules of Procedures for Board of Directors Meetings
 
Mgmt
For
For
    
 
 
            
 
 
            
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc
Shares Voted
4,204,000
    
Cusip
6797458
Meeting Date
6/28/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Sales and Purchases Framework Agreement
 
Mgmt
For
For
 
 
2
Approve Comprehensive Services Framework Agreement
 
Mgmt
For
For
 
 
3
Approve Caps for Continuing Connected Transactions
 
Mgmt
For
For
    
 
 
            
 
 
            
Skyworth Digital
 
Shares Voted
8,400,000
    
Cusip
6228828
Meeting Date
9/1/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3
Reelect Director
 
Mgmt
For
For
 
 
4
Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Amend Bylaws Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Distribution of Summary Financial Reports, Electronic Communication
 
Mgmt
For
For
 
 
7
Approve Issuance of Shares Pursuant to the Share Option Scheme
 
Mgmt
For
For
 
 
8
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
9
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
10
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
11
Elect Cheng Kin Chung as an Executive Director
 
Mgmt
For
For
 
 
12
Elect Xie Zhengcai as an Independent Non-Executive Director
 
Mgmt
For
For
    
 
 
            
               
SURFACE MOUNT TECH
 
Shares Voted
2,502,000
    
Cusip
6352824
Meeting Date
7/21/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Adopt Financial Statements and Directors' and Auditors' Reports
 
Mgmt
For
For
 
 
2
Declare Final Dividend of HK$0.10 Per Share
 
Mgmt
For
For
 
 
3
Approve Directors' Fees of SGD 175,875 Payable to Daniel Cuthbert Ee Hock Huat, Lim Jiew Keng and Antonio Chan for the Year Ending Mar. 31, 2005
 
Mgmt
For
For
 
 
4
Reelect Daniel Cuthbert Ee Hock Huat as Director
 
Mgmt
For
For
 
 
5
Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Approve Issuance of Shares without Preemptive Rights
 
Mgmt
For
Against
 
 
7
Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Schemes I and II
 
Mgmt
For
For
 
 
8
Authorize Share Repurchase Program
 
Mgmt
For
For
    
 
 
            
 
 
            
Swire Pacific
 
Shares Voted
536,500
    
Cusip
6867748
Meeting Date
5/12/2005
    
Meeting Type
AGM
    
               
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Final Dividends
 
Mgmt
For
For
 
 
2a
Reelect M Cubbon as Director
 
Mgmt
For
For
 
 
2b
Reelect Baroness Dunn as Director
 
Mgmt
For
For
 
 
2c
Reelect C Lee as Director
 
Mgmt
For
For
 
 
2d
Elect M C C Sze as Director
 
Mgmt
For
For
 
 
2e
Elect V H C Cheng as Director
 
Mgmt
For
For
 
 
3
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
4
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
5
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
6
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Techtronic Industries
 
Shares Voted
3,636,000
    
Cusip
6879776
Meeting Date
1/3/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Conditional Stock Purchase by Techtronic Industries Co. Ltd., Ryobi Technologies GmbH and Techtronic Industries North America, Inc. from Atlas Copco AB, Atlas Copco North America Inc. and Atlas Copco Hldg. GmbH
 
Mgmt
For
For
    
 
 
            
 
 
            
Techtronic Industries
 
Shares Voted
3,636,000
    
Cusip
6879776
Meeting Date
5/30/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend of HK$0.125 Per Share
 
Mgmt
For
For
 
 
3a
Reelect Horst Julius Pudwill as Group Executive Director
 
Mgmt
For
For
 
 
3b
Reelect Vincent Ting Kau Cheung as Non-Executive Director
 
Mgmt
For
For
 
 
3c
Reelect Christopher Patrick Langley as Independent Non-Executive Director
 
Mgmt
For
For
 
 
3d
Reelect Manfred Kuhlmann as Independent Non-Executive Director
 
Mgmt
For
For
 
 
3e
Authorize Board to Fix the Remuneration of Directors for 2005
 
Mgmt
For
For
 
 
4
Appoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
For
 
 
6
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
7
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
 
 
8
Approve Issuance of Shares Pursuant to the Share Option Scheme
 
Mgmt
For
For
    
 
 
            
 
 
            
VICTORY CITY INTERNATIONALHOLDINGS LTD
Shares Voted
5,111,090
    
Cusip
6179614
Meeting Date
8/18/2004
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1a
Approve Grant of Options to Subscribe for a Total of 55 Million Shares at a Subscription Price of HK$3.15 per Share Beyond the 10 Percent General Scheme Limit Pursuant to the Share Option Scheme
 
Mgmt
For
For
 
 
1b
Authorize Board to Take Necessary Steps in Connection with the Grant of Options in Item 1a
 
Mgmt
For
For
 
 
2a1
Approve Grant of Options to So Kam Wah to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a2
Approve Grant of Options to Lee Yuen Chiu, Andy to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a3
Approve Grant of Options to Choi Lin Hung to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a4
Approve Grant of Options to Lee Chung Shing to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a5
Approve Grant of Options to Wong Kam Hoi to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a6
Approve Grant of Options to Sy Wing Shuen to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a7
Approve Grant of Options to Wong Bing Koi to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a8
Approve Grant of Options to Ku Wai Sun, Cupid to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a9
Approve Grant of Options to Ng Ming Wah to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2a10
Approve Grant of Options to Ng Tsze Lun to Subscribe for Four Million Shares
 
Mgmt
For
For
 
 
2b
Authorize Board to Take Necessary Steps in Connection with the Grant of Each of the Options
 
Mgmt
For
For
 
 
3
Approve Issuance of Shares Pursuant to the Share Option Scheme
 
Mgmt
For
For
 
 
4
Amend Bylaws Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Destruction of Corporate Documents, Distribution of Summary Financial Reports, Use of Electronic Communication
 
Mgmt
For
For
    
 
 
            
 
 
            
VICTORY CITY INTERNATIONALHOLDINGS LTD
Shares Voted
5,111,090
    
Cusip
6179614
Meeting Date
9/15/2004
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend of HK$0.045 Per Share by Way of a Scrip Dividend
 
Mgmt
For
For
 
 
3a
Reelect Lee Yuen Chiu, Andy as Executive Director
 
Mgmt
For
For
 
 
3b
Reelect Kan Ka Hon as Independent Non-Executive Director
 
Mgmt
For
For
 
 
3c
Authorize Board to Fix Directors' Remuneration
 
Mgmt
For
For
 
 
4
Reappoint Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5a
Approve Corporate Guarantee for an Amount of Up to $5 Million in Favour of Citibank N.A. in Respect of Facilities of Up to $5 Million to be Granted to Ford Glory International Limited (Ford Glory)
 
Mgmt
For
For
 
 
5b
Approve Corporate Guarantee for an Unlimited Amount in Favour of East Asia Heller Limited in Respect of Facilities of Up to $4 Million to be Granted to Ford Glory
 
Mgmt
For
For
 
 
5c
Approve Corporate Guarantee for an Amount of Up to $10 Million in Favour of Bank of America N.A. in Respect of Facilities of Up to $10 Million to be Granted to Ford Glory Which are Jointly Available to Ford Glory and Victory City Co. Ltd.
 
Mgmt
For
For
 
 
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
7
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
8
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
               
               
Wharf (Holdings) Ltd.
  
Shares Voted
579,000
    
Cusip
6435576
Meeting Date
5/18/2005
    
Meeting Type
AGM
    
               
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Reelect Paul M.P. Chan as Director
 
Mgmt
For
For
 
 
3b
Reelect Edward K.Y. Chen as Director
 
Mgmt
For
For
 
 
3c
Reelect Raymond K.F. Ch'ien as Director
 
Mgmt
For
For
 
 
3d
Reelect Vincent K. Fang as Director
 
Mgmt
For
For
 
 
4
Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
5
Approve Increase in Fees Payable to Each Director From HK$35,000 Per Annum to HK$50,000 Per Annum and Extra Remuneration of HK$15,000 Per Annum for Each Member of the Audit Committee
 
Mgmt
For
For
 
 
6
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
7
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
8
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
 
            
Wing Hang Bank Ltd
 
Shares Voted
379,400
    
Cusip
6972374
Meeting Date
4/21/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Approve Final Dividend
 
Mgmt
For
For
 
 
3a
Reelect Cheng Hon Kwan as Director
 
Mgmt
For
For
 
 
3b
Reelect Kenneth A Lopian as Director
 
Mgmt
For
For
 
 
3c
Reelect Louis C W Ho as Director
 
Mgmt
For
For
 
 
3d
Reelect Aloysius H Y Tse as Director
 
Mgmt
For
For
 
 
4
Authorize Board to Fix the Remuneration of Directors
 
Mgmt
For
For
 
 
5
Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
 
 
6
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
 
Mgmt
For
Against
 
 
7
Approve Repurchase of Up to 10 Percent of Issued Capital
 
Mgmt
For
For
 
 
8
Authorize Reissuance of Repurchased Shares
 
Mgmt
For
Against
    
 
 
            
 
 
            
Yanzhou Coal Mining Company Limited
 
Shares Voted
3,222,000
    
Cusip
6109893
Meeting Date
6/28/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
    
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Working Report of the Board of Directors
 
Mgmt
For
For
 
 
2
Accept Working Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Accept Financial Statements
 
Mgmt
For
For
 
 
4
Approve Remuneration of Directors and Supervisors for 2005
 
Mgmt
For
For
 
 
5
Approve Anticipated Amount of Sale of Products and Commodities of the Company for 2005
 
Mgmt
For
For
 
 
6
Approve Proposed Profit Distribution Plan Including the Final Dividend Distribution Plan and Issue of Bonus Shares on the Basis of Six Bonus Shares for Every 10 Existing Shares
 
Mgmt
For
For
 
 
7
Amend Articles of Association
 
Mgmt
For
For
 
 
8
Ratify and Confirm the Directors of the Second Session of the Board and Supervisors of the Second Session of the Supervisory Committee to Continue Carrying Out Their Duties as Directors and Supervisors
 
Mgmt
For
For
 
 
9a
Elect Wang Xin as Director
 
Mgmt
For
For
 
 
9b
Elect Geng Jiahuai as Director
 
Mgmt
For
For
 
 
9c
Elect Yang Deyu as Director
 
Mgmt
For
For
 
 
9d
Elect Shi Xuerang as Director
 
Mgmt
For
For
 
 
9e
Elect Chen Changchun as Director
 
Mgmt
For
For
 
 
9f
Elect Wu Yuxiang as Director
 
Mgmt
For
For
 
 
9g
Elect Wang Xinkun as Director
 
Mgmt
For
For
 
 
9h
Elect Chen Guangshi as Director
 
Mgmt
For
For
 
 
9i
Elect Dong Yunqing as Director
 
Mgmt
For
For
 
 
10a
Elect Pu Hongjiu as Independent Non-Executive Director
 
Mgmt
For
For
 
 
10b
Elect Cui Jianmin as Independent Non-Executive Director
 
Mgmt
For
For
 
 
10c
Elect Wang Xiaojun as Independent Non-Executive Director
 
Mgmt
For
For
 
 
10d
Elect Wang Quanxi as Independent Non-Executive Director
 
Mgmt
For
For
 
 
11a
Elect Meng Xianchang as Supervisor (Not Representing Employees)
 
Mgmt
For
For
 
 
11b
Elect Song Guo as Supervisor (Not Representing Employees)
 
Mgmt
For
For
 
 
11c
Elect Zhang Shengdong as Supervisor (Not Representing Employees)
 
Mgmt
For
For
 
 
11d
Elect Liu Weixin as Supervisor (Not Representing Employees)
 
Mgmt
For
For
 
 
12
Adopt the Rules of Procedure for Shareholders Meeting of Yanzhou Coal Mining Co. Ltd.
 
Mgmt
For
For
 
 
13
Adopt the Rules of Procedure for Board of Directors of Yanzhou Coal Mining Co. Ltd.
 
Mgmt
For
For
 
 
14
Adopt the Rules of Procedure for Supervisory Committee of Yanzhou Coal Mining Co. Ltd.
 
Mgmt
For
For
 
 
15
Adopt the Management Measures for the Directors Decision Making Risk Fund of Yanzhou Coal Mining Co. Ltd.
 
Mgmt
For
For
 
 
16
Approve Deloitte Touche Tohmatsu (CPAs in Hong Kong) and Deloitte Touche Tohmatsu CPAs Ltd. (CPAs in PRC) as International and Domestic Auditors Respectively and Fix Their Remuneration
 
Mgmt
For
For
 
 
17
Approve Issuance of Additional H Shares without Preemptive Rights
 
Mgmt
For
Against
    
 
 
            
 
 
            
Zhenhai Refining & Chemical Co Ltd
 
Shares Voted
3,326,000
    
Cusip
6991818
Meeting Date
2/18/2005
    
Meeting Type
EGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Approve Continuing Connected Transactions with a Related Party
 
Mgmt
For
For
 
 
2
Authorize the Executive Directors to Sign and Prepare All Necessary Documents and Take All Necessary Actions to Fulfill Obligations in Relation to the Connected Transactions Proposed Above
 
Mgmt
For
For
    
 
 
            
 
 
            
Zhenhai Refining & Chemical Co Ltd
 
Shares Voted
3,326,000
    
Cusip
6991818
Meeting Date
6/17/2005
    
Meeting Type
AGM
    
 
 
            
Ballot Issues
 
  
Proponent
Mgmt
Vote
 
 
 
 
 
 
Rec
Cast
 
 
1
Accept Financial Statements and Statutory Reports
 
Mgmt
For
For
 
 
2
Accept Report of the Supervisory Committee
 
Mgmt
For
For
 
 
3
Approve Profit Appropriation Proposal for 2004
 
Mgmt
For
For
 
 
4
Approve Resignation of Zhao Jinxuan as Executive Director of the Fourth Board of Directors
 
Mgmt
For
For
 
 
5
Approve Remuneration of Directors and Supervisors Representing Shareholders for the Year 2005
 
Mgmt
For
For
 
 
6
Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration
 
Mgmt
For
For
    


 
 
GLOBAL INNOVATORS FUND


Guinness Atkinson Global Innovators Fund Proxy Voting Record 01/07/04 - 30/06/05
           
     
PROXY VOTING RECORD
    
           
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Dell
24702R101
16-Jul-04
45700
  
DELL
           
Vote
  
MRV
Proposal
   
           
for
  
for
Election of 10 directors
Issuer
  
           
for
  
for
Ratification of independent auditors
Issuer
  
           
for
  
for
Stockholder proposal relating to expensing stock options
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Vodafone
92857W100
27-Jul-04
63648
  
VOD
           
Vote
  
MRV
Proposal
   
           
for
 
for
receive the report of the directors and financial statements
Issuer
  
           
for
 
for
approve the remuneration report
Issuer
  
           
for
 
for
reelect 4 directors
Issuer
  
           
for
 
for
approve final dividend of 1.07899 pence per ordinary share
Issuer
  
           
for
 
for
reappoint Deloitte and Touche LLP as auditors
Issuer
  
           
for
 
for
authorize audit committee to determine auditors' remuneration
Issuer
  
           
for
 
for
authorize donations under the political parties, elections and
Issuer
  
     
referendums Act 2000
    
           
for
 
for
renew authority to allot shares
Issuer
  
           
for
 
for
renew authority to disapply preemption rights
Issuer
  
           
for
 
for
authorize company's purchase of its own shares
Issuer
  
           
for
 
for
authorize company's purchase of its own shares pursuant to
Issuer
  
     
contingent purchase contracts and off-market purchases
    
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Acxiom
051251009
4-Aug-04
59400
  
ACXM
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
elect four directors
Issuer
  
           
DID NOT VOTE
  
for
approve an increase in number of shares available
Issuer
  
           
DID NOT VOTE
  
for
transact any other business that properly comes before the meeting
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Nvidia
67066G104
19-Aug-04
68200
  
NVDA
           
Vote
  
MRV
Proposal
   
           
for
  
for
elect 3 directors
Issuer
  
           
for
  
for
ratify the selection of Price Waterhouse Coopers LLP
Issuer
  
     
as Nvidia's independent auditors for the fiscal year
   
     
ending January 30, 2005
    
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
News Corporation
652487703
26-Oct-04
43342
  
NCP AU
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
reelection of two directors
Issuer
  
           
DID NOT VOTE
  
for
election of four directors
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Oracle
68389X105
29-Oct-04
131930
  
ORCL
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
elect a board of directors to serve for ensuing year
Issuer
  
           
DID NOT VOTE
  
for
approve the adoption of Fiscal Year 2005 Executive bonus plan
Issuer
  
           
DID NOT VOTE
  
for
ratify selection of Ernst & Young LLP as accountants
Issuer
  
           
DID NOT VOTE
  
for
approve amended and restated 2000 long-term equity incentive plan
Issuer
  
           
DID NOT VOTE
  
for
consider a stockholder proposal
Issuer
  
           
DID NOT VOTE
  
for
transact such other business as may properly come before the meeting
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Microsoft
594918104
09-Nov-04
54028
  
MSFT
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
elect directors
Issuer
  
           
DID NOT VOTE
  
for
consider and vote upon proposed amendments to 2001 stock plan
Issuer
  
           
DID NOT VOTE
  
for
consider and vote upon proposed amendments to 1999 stock plan
Issuer
  
           
DID NOT VOTE
  
for
consider and vote upon material terms of performance criteria
Issuer
  
           
DID NOT VOTE
  
for
ratify seleection of Deloitte & Touche LLP as auditors
Issuer
  
           
DID NOT VOTE
  
for
transact such other business as may arise
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Sun Microsystems
866810104
10-Nov-04
368090
  
SUNW
           
Vote
  
MRV
Proposal
   
           
for
  
for
elect nine directors
Issuer
  
           
for
  
for
ratify appointment of independent accountants
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Costco
22160K105
27-Jan-05
35300
  
COST
           
Vote
  
MRV
Proposal
   
           
for
  
for
elect four directors
Issuer
  
           
for
  
for
amend 2002 stock incentive plan
Issuer
  
           
against
  
against
adopt a vendor code of conduct
Security Holder Proposal
  
           
for
  
against
develop a policy for land procurement and use
Security Holder Proposal
  
           
for
  
for
ratify selection of independent auditors
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Samsung Electronics
994942811
28-Feb-05
7900
  
005930 KS
           
Vote
  
MRV
Proposal
   
           
for
  
for
approve balance sheet and income statement
Issuer
  
           
for
  
for
approve appointment of In-Joo Kim as executive director
Issuer
  
           
for
  
for
approve compensation ceiling for directors
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Nokia
654902204
07-Apr-05
91742
  
NOK
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
elect ten directors
Issuer
  
           
DID NOT VOTE
  
for
approve dividend proposal
Issuer
  
           
DID NOT VOTE
  
for
discharge chairman, board and president form liability
Issuer
  
           
DID NOT VOTE
  
for
deal with proposal on board composition
Issuer
  
           
DID NOT VOTE
  
for
approve auditors' remuneration
Issuer
  
           
DID NOT VOTE
  
for
approve reelection of PricewaterhouseCoopers as auditors
Issuer
  
           
DID NOT VOTE
  
for
approve proposal to grant stock options to company members
Issuer
  
           
DID NOT VOTE
  
for
approve proposal to reduce share capital
Issuer
  
           
DID NOT VOTE
  
for
authorize board to increase share capital
Issuer
  
           
DID NOT VOTE
  
for
authorize board to repurchase Nokia shares
Issuer
  
           
DID NOT VOTE
  
for
authorize board to dispose Nokia shares held by the company
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Citigroup
172967101
19-Apr-05
29,800
 
C
           
Vote
  
MRV
Proposal
   
for
  
for
all nominees
Issuer
  
           
for
 
for
auditors
Issuer
  
           
for
  
for
ammended and restated citi stock incentive plan
Issuer
  
           
against
  
against
curb on executive compensation
Security Holder Proposal
  
           
against
  
against
reporting political contributions
Security Holder Proposal
  
           
against
  
against
limiting chairman's responsibilities
Security Holder Proposal
  
           
against
  
against
limit ceo compensation to 100X
Security Holder Proposal
  
           
for
  
against
election of directors by majority
Security Holder Proposal
  
           
against
  
against
prohibiting payment of non deductable comp to any officer
Security Holder Proposal
  
           
for
  
against
majority voting
Security Holder Proposal
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
State Street
857477103
20-Apr-05
32,374
 
STT
           
Vote
  
MRV
Proposal
   
           
For
 
For
all directors
Issuer
  
           
for
 
for
ernst and young as independent auditors
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
L-3 Communications
502424104
26-Apr-05
20,000
 
LLL
           
Vote
  
MRV
Proposal
   
           
for
 
for
Election of directors
Issuer
  
           
for
 
for
PWC as auditors
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Pfizer
717081103
28-Apr-05
58,300
 
PFE
           
Vote
  
MRV
Proposal
   
           
for
 
for
election of all direcotrs
Issuer
  
           
for
  
for
KPMG as auditors
Issuer
  
           
against
  
against
directors term limits
Security Holder Proposal
  
           
against
  
against
a report requesting a report on increasing access to products
Security Holder Proposal
  
           
against
  
against
proposal relating to importation of products
Security Holder Proposal
  
           
against
  
against
political proposal
Security Holder Proposal
  
           
against
  
against
proposal relating to canadian product availability
Security Holder Proposal
  
           
against
  
against
separation of roles of ceo and chair.
Security Holder Proposal
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Cemex
151290889
28-Apr-05
37,663
 
CX
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
present, discuss and approve financial statements
Issuer
  
           
DID NOT VOTE
  
for
propose allocation of profits
Issuer
  
           
DID NOT VOTE
  
for
propose to increase Capital stock of the company
Issuer
  
           
DID NOT VOTE
  
for
appoint directors and auditors
Issuer
  
           
DID NOT VOTE
  
for
arrange compensation of directors and auditors
Issuer
  
           
DID NOT VOTE
  
for
appoint delegates to formalize resolutions adopted at meeting
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
First Data
319963104
11-May-05
36264
  
FDC
           
Vote
  
MRV
Proposal
   
           
for
 
for
all directors
Issuer
  
           
for
  
for
an increase in the number of shares available issueable under stock incentive plan
Issuer
  
           
for
 
for
ratification of selection of ernst and young as auditors
Issuer
  
           
against
  
against
shareholder proposal on job loss and dislocation impact
Security Holder Proposal
  
           
for
  
against
shareholder proposal on director liability
Security Holder Proposal
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Taiwan Semiconductors
874039100
10-May-05
167,912
 
TSM
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
accept 2004 business report and Financial Statements
Issuer
  
           
DID NOT VOTE
  
for
approve proposal for distribution of 2004 profits
Issuer
  
           
DID NOT VOTE
  
for
approve the capiatalization of 2004 stock dividends and employee
Issuer
  
     
profit sharing
    
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Nucor
670346105
12-May-05
25,900
 
NUE
           
Vote
  
MRV
Proposal
   
           
for
  
for
all nominees
Issuer
  
           
for
  
for
ratify appointment of PWC as auditors
Issuer
  
           
for
 
for
approve ammendament to restated certificate of incorporation
Issuer
  
           
for
  
for
2005 stock option plan
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Amazon
023135106
17-May-05
40,700
 
AMZN
           
Vote
  
MRV
Proposal
   
           
for
  
for
all nominees
Issuer
  
           
for
  
for
ratification of appointment of ernst and young as auditors
Issuer
  
           
against
  
against
voting standards for election of directors
Security Holder Proposal
  
           
Company Name
Cusip
Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Cable and Wireless PLC
126830207
22-Jul-04
215,500
 
CW
           
Vote
  
MRV
Proposal
   
           
for
  
for
adopt the report and accounts
Issuer
  
           
for
  
for
approve the remuneration report
Issuer
  
           
for
  
for
reappoint the auditors
Issuer
  
           
for
  
for
authorize the directors to set the remuneration of the auditors
Issuer
  
           
for
  
for
amend the rules of the incentive plan
Issuer
  
           
for
  
for
amend the rules of the deferred short term incentive plan
Issuer
  
           
for
  
for
operate the incentive plan in France
Issuer
  
           
for
  
for
authorize the company to make political donations
Issuer
  
           
for
  
for
purchase of own shares by the company
Issuer
  
           
for
  
for
amend the articles of association
Issuer
  
           
for
  
for
offer a scrap dividend scheme
Issuer
  
           
for
  
for
declare a full-year dividend
Issuer
  
           
           
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Sony Corporation
835699307
22-Jun-05
37808
  
6758C
           
Vote
  
MRV
Proposal
   
           
for
  
for
To amend a part of the Articles of Incorporation
Issuer
  
           
for
  
for
To elect 12 directors
Issuer
  
           
for
  
for
To issue Stock Acquisition rights for shares of common
Issuer
  
     
stock of the Corp. for the purpose of granting stock options
    
           
against
  
against
To amend the Articles of Incorporation with respect to
Security Holder Proposal
  
     
disclosure to shareholders regarding remuneration paid to
    
     
each director
    
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Honda
438128308
23-Jun-05
27600
  
HMC AR
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
approval of proposal for appropriation of retained earnings
Issuer
  
           
DID NOT VOTE
  
for
partial amendments to the articles of incorporation
Issuer
  
           
DID NOT VOTE
  
for
election of twenty-one directors
Issuer
  
           
DID NOT VOTE
  
for
election of one corporate auditor
Issuer
  
           
DID NOT VOTE
  
for
revision of amount of remuneration payable to directors
Issuer
  
           
DID NOT VOTE
  
for
payment of bonus to directors and corporate auditors
Issuer
  
           
DID NOT VOTE
  
for
presentation of retirement allowance to retiring directors
Issuer
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
Toyota
892331307
23-Jun-05
9200
  
TM
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
approve proposed appropriation of retained earnings for the FY2005 term
Issuer
  
           
DID NOT VOTE
  
for
elect 26 directors
Issuer
  
           
DID NOT VOTE
  
for
elect one corporate auditor
Issuer
  
           
DID NOT VOTE
  
for
issue stock acquisition rights
Issuer
  
           
DID NOT VOTE
  
for
repurchase shares
Issuer
  
           
DID NOT VOTE
  
for
award bonus repayments to retiring directors
Issuer
  
           
DID NOT VOTE
  
against
amend articles of incorporation (part 1)
Security Holder Proposal
  
           
DID NOT VOTE
  
against
amend articles of incorporation (part 2)
Security Holder Proposal
  
           
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
           
WPP
929309300
27-Jun-05
26470
    
           
Vote
  
MRV
Proposal
   
           
DID NOT VOTE
  
for
receive company accounts
Issuer
  
           
DID NOT VOTE
  
for
declare a final dividend
Issuer
  
           
DID NOT VOTE
  
for
elect three directors
Issuer
  
           
DID NOT VOTE
  
for
reelect three directors
Issuer
  
           
DID NOT VOTE
  
for
reappoint Deloitte & Touche LLP as auditors
Issuer
  
           
DID NOT VOTE
  
for
empower directors to allot relevant securities
Issuer
  
           
DID NOT VOTE
  
for
authorise company to make market purchases in the Company
Issuer
  
           
DID NOT VOTE
  
for
empower directors to allot equity securities for cash
Issuer
  
           
DID NOT VOTE
  
for
set out WPP dorectors' remuneration report
Issuer
  
           
           
 
 
 
 
GLOBAL ENERGY FUND

 GUINNESS ATKINSON GLOBAL ENERGY FUND PROXY VOTING RECORD 01/07/04 - 30/06/05
             
       
PROXY VOTING RECORD
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting
Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Valero
91913Y100
13-Sep-04
240
 
VLO
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
DID NOT VOTE
 
for 
approve an amendment to Valero's Restated Certificate of Incorporation 
to increase the total number of shares of Common Stock, 
par value $0.01 per share, that Valero has the authority to issue 
from 300,000,000 share to 600,000,000 shares
Issuer
 
 
 
 
 
 
 
 
2
DID NOT VOTE
 
for
transact any other business properly brought before the meeting or any adjournments or postponements thereof
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting
Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Gazprom
3.68E+08
28-Sep-04
110
 
GSPBEX * RU
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
DID NOT VOTE
 
for
to exclude sections 43.3 - 43.7 from the charter of OAO Gazprom
Issuer
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting
Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Sasol
6777450
30-Nov-04
1820
 
SOL SJ
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
For all
 
For all
Reelection of directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
Accept Financial Statements and Statutory Reports for Year Ended June 30, 2004
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
Ratify Reappointment of KPMG Inc. as Auditors
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
Authorize Repurchase of Up to 20 Percent of Issued Share Capital
Issuer
 
 
 
 
 
 
 
 
5
for
 
for
Place 5 Percent of Authorized But Unissued Shares under Control of Directors
Issuer
 
 
 
 
 
 
 
 
6
for
 
for
Approve Remuneration of Directors
Issuer
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Petrobras
71654V101
31-Mar-05
5795
 
PBR/A
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
DID NOT VOTE
 
for
Management report, Financial statements and Audit Committee's Opinion for fiscal year 2004
Issuer
 
 
 
 
 
 
 
 
2
DID NOT VOTE
 
for
Capital Expenditure budget for fiscal year 2005
Issuer
 
 
 
 
 
 
 
 
3
DID NOT VOTE
 
for
Distribution of results for fiscal year 2004
Issuer
 
 
 
 
 
 
 
 
4
DID NOT VOTE
 
for
Election of members of the Board of Directors
Issuer
 
 
 
 
 
 
 
 
5
DID NOT VOTE
 
for
Establishment of the compensation of management and effective members of the Audit Committee
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Canadian Oil Sands
2061834
25-Apr-05
2815
 
COS-U CN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
auditors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
directors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
unit option plan
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
housekeeping
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Petro Canada
2684316
26-Apr-05
3265
 
PCA CN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
1.1to1.12
for
 
for
all directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
auditors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
stock incentive plan
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
repeal by law no 2
Issuer
 
 
 
 
 
 
 
 
 
 
 
Meeting
 
 
 
 
Company Name
Cusip
Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Burlington Res
122014103
27-Apr-05
3006
 
BR
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
1
for
 
for
all directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
pricewaterhouse cooper
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Chevron Texaco
166764100
27-Apr-05
2396
 
CVX
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
1
for
 
for
all nominees
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
independatant accounting firm
Issuer
 
 
 
 
 
 
 
 
3
against
 
against
directors compenstation
Security Holder Proposal
 
 
 
 
 
 
 
 
4
for
 
against
executive severance agreements
Security Holder Proposal
 
 
 
 
 
 
 
 
5
against
 
against
animal testing
Security Holder Proposal
 
 
 
 
 
 
 
 
6
against
 
against
oil and gas drilling in sensitive areas
Security Holder Proposal
 
 
 
 
 
 
 
 
7
against
 
against
report on ecuador
Security Holder Proposal
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Encana
2793193
27-Apr-05
2563
 
ECA CN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1.1 to 1.15
 
 
 
 
 
 
 
for
 
for
all directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
approve auditors and authorise board to fix renumeration of auditors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
ammend stock option plan
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
stock split
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Marathon
5.66E+08
27-Apr-05
3228
 
MRO
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
all directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
ratification of PWC as auditors
Issuer
 
 
 
 
 
 
 
 
3
against
 
against
declasification of directors
Security Holder Proposal
 
 
 
 
 
 
 
 
4
against
 
against
election of directors by majority
Security Holder Proposal
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Nexen
2172219
27-Apr-05
3699
 
NXY CN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
1.1 to 1.11
 
 
 
 
 
 
 
for
 
for
all directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
ratify deloitte & touche LLP as Auditors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
ammendment of stockholders rights plan
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
approve 2.1 share split.
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Shell Canada
2802806
29-Apr-05
2586
 
SHC CN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
For
 
For
election of directors
Issuer
 
 
 
 
 
 
 
 
2
For
 
For
PWC as auditors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
3 for 1 stock split
Issuer
 
 
 
 
 
 
 
 
4
against
 
against
supplmental executive retirement plan
Security Holder Proposal
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
OPTI Canada
B00R3Q7
4-May-05
10180
 
OPC CN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
election of directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
PWC as auditors
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Amerada Hess
023551104
4-May-05
2026
 
AHC
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
all nominees
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
ratification of the selection of ernst and young as auditors
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Tesoro
881609101
04-May-05
5300
 
TSO
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
DID NOT VOTE
 
for
election of eight directors
Issuer
 
 
 
 
 
 
 
 
2
DID NOT VOTE
 
for
proposal to adopt the 2005 Non-Employee Director Stock Plan
Issuer
 
 
 
 
 
 
 
 
3
DID NOT VOTE
 
for
ratification of the appointment of Deloitte & Touche LLP as the company's independent
Issuer
 
 
 
 
 
auditors for 2005
 
 
 
 
 
 
 
 
 
4
DID NOT VOTE
 
for
transact such other business as may properly come before the meeting or any adjournment thereof
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Apache
037411105
5-May-05
3219
 
APA
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
all directors to be elected
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
approval of 2005 stock option plan
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
approval of 2005 share appreciation plan
Issuer
 
 
 
 
 
 
 
 
4
against
 
against
shareholder proposal concerning director majority vote
Security Holder Proposal
 
 
 
 
 
 
 
 
5
against
 
against
shareholder proposal concerning auditor independence
Security Holder Proposal
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Canadian Natural Resources
2171573
5-May-05
3527
 
CNQ CN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
For
 
For
Elect directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
pricewaterhouseCoopers as auditors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
2:1 stock split
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Conocophillips
20825C104
5-May-05
1729
 
COP
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
all nominees
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
ratification of ernst and young as auditors
Issuer
 
 
 
 
 
 
 
 
3
against
 
against
compensation limits
Security Holder Proposal
 
 
 
 
 
 
 
 
4
against
 
against
director election vote standard
Security Holder Proposal
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Newfield
651290108
5-May-05
3,283
 
NFX
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
DID NOT VOTE
 
for
nominate thirteen directors until 2006
Issuer
 
 
 
 
 
 
 
 
2
DID NOT VOTE
 
for
ratify appointment of independent accountants
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Peabody Energy
704549104
6-May-05
2125
 
BTU
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
all nominees
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
ratification of independent registered accounting firm
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
approval of increase in authorised shares of common stock
Issuer
 
 
 
 
 
 
 
 
4
against
 
against
proposal regarding director independence
Security Holder Proposal
 
 
 
 
 
 
 
 
5
against
 
against
proposal regarding classified board
Security Holder Proposal
 
 
 
 
 
 
 
 
6
against
 
against
proposal regarding majority voting
Security Holder Proposal
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Shandong Molong
B00LNZ8
7-May-05
96000
 
8261 HK
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
accept report of the directors
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
report of the supervisors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
financial statements
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
approve final dividend of RMB0.015 per share
Issuer
 
 
 
 
 
 
 
 
5
for
 
for
re-elect director
Issuer
 
 
 
 
 
 
 
 
6
for
 
for
ernst and young as directors
Issuer
 
 
 
 
 
 
 
 
7
against
 
for
issuance of equity
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Anadarko
032511107
12-May-05
18495
 
APC
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
DID NOT VOTE
 
for
Elect three directors
Issuer
 
 
 
 
 
 
 
 
2
DID NOT VOTE
 
for
Approve the Amended and Restated 1999 Stock Incentive Plan
Issuer
 
 
 
 
 
 
 
 
3
DID NOT VOTE
 
for
Ratify the appointment of KPMG LLP as the Company's independent auditor for 2005
Issuer
 
 
 
 
 
 
 
 
4
DID NOT VOTE
 
for
If properly presented, consider and vote upon a stockholder proposal regarding corporate
Issuer
 
 
 
 
 
political giving
 
 
 
 
 
 
 
 
 
5
DID NOT VOTE
 
for
Transact such other business as may properly come before the meeting and any
Issuer
 
 
 
 
 
adjournments or postponements thereof
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Abbot Group
0910273
17-May-05
49568
 
ABG LN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
DID NOT VOTE
 
for
to receive and adopt the Directors' Report
Issuer
 
 
 
 
 
 
 
 
2
DID NOT VOTE
 
for
to declare a final dividend of 3.2p per ordinary share
Issuer
 
 
 
 
 
 
 
 
3
DID NOT VOTE
 
for
to reppoint two directors
Issuer
 
 
 
 
 
 
 
 
4
DID NOT VOTE
 
for
to reappoint PricewaterhouseCoopers LLP as auditors
Issuer
 
 
 
 
 
 
 
 
5
DID NOT VOTE
 
for
to authorise the directors to determine the remuneration of the auditors
Issuer
 
 
 
 
 
 
 
 
6
DID NOT VOTE
 
for
to approve the Directors' remuneration report
Issuer
 
 
 
 
 
 
 
 
7
DID NOT VOTE
 
for
to allot relevant securities
Issuer
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
OMV AG
4651459
18-May-05
669
 
OMV AV
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
Receive Financial Statements and Statutory Reports
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
Approve Allocation of Income
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
Approve EUR 81.9 Million Capitalization of Reserves Issue
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
Approve 10:1 Stock Split
Issuer
 
 
 
 
 
 
 
 
5
for
 
for
Amend Articles Re: Supervisory Board Resolutions
Issuer
 
 
 
 
 
 
 
 
6
for
 
for
Approve Discharge of Management and Supervisory Boards
Issuer
 
 
 
 
 
 
 
 
7
for
 
for
Approve Remuneration of Supervisory Board Members
Issuer
 
 
 
 
 
 
 
 
8
for
 
for
Approve Stock Option Plan for Key Employees
Issuer
 
 
 
 
 
 
 
 
9
for
 
for
Ratify Auditors
Issuer
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Unocal
915289102
23-May-05
2900
 
UCL
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
all nominees
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
ratification of appointment of PWC as auditors
Issuer
 
 
 
 
 
 
 
 
3
against
 
against
amendment to certificate of incorporation to require that the chairman be independent
Security Holder Proposal
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Petrochina
6226576
26-May-05
301000
 
857 HK
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
For
 
For
Accept Report of the Board of Directors
Issuer
 
 
 
 
 
 
 
 
2
For
 
For
Accept Report of the Supervisory Committee
Issuer
 
 
 
 
 
 
 
 
3
For
 
For
Accept Financial Statements and Statutory Reports
Issuer
 
 
 
 
 
 
 
 
4
For
 
For
Approve Final Dividend
Issuer
 
 
 
 
 
 
 
 
5
For
 
For
Authorize Board to Determine the Distribution of Interim Dividend for 2005
Issuer
 
 
 
 
 
 
 
 
6
For
 
For
Appoint PricewaterhouseCoopers, Certified Public Accountants
Issuer
 
 
 
 
 
 
 
 
7
For
 
For
Amend Articles Re: Editing Changes, Reports Available to Shareholders, Voting at Meetings, Nomination of Directors
Issuer
 
 
 
 
 
 
 
 
8
Against
 
For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Issuer
 
 
 
 
 
 
 
 
9
For
 
For
Other Business (Voting)
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Repsol
5669354
30-May-05
8068
 
REP SM
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
for
 
for
Approve Financial Statements, Allocation of Income, and Discharge Directors for Fiscal Year Ended 12-31-04
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
Present Amendments of the Board Governance Guidelines
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
Amend Articles 40, 47, and 38 of The Bylaws and Amend Chapter 2, Title 4 of the Board Governance Guidelines
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
Elect Directors
Issuer
 
 
 
 
 
 
 
 
5
for
 
for
Approve Auditors for Company and Consolidated Group
Issuer
 
 
 
 
 
 
 
 
6
for
 
for
Authorize Share Repurchase Program
Issuer
 
 
 
 
 
 
 
 
7
for
 
for
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Issuer
 
 
 
 
 
 
 
 
8
for
 
for
Authorize Issuance of Convertible and Non-convertible Bonds without Preemptive Rights
Issuer
 
 
 
 
 
 
 
 
9
for
 
for
Authorize Board to Ratify and Execute Approved Resolutions
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Imperial Energy
B00HD78
1-Jun-05
600
 
IEC LN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
Accept Financial Statements and Statutory Reports
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
Elect Peter Levine as Director
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
Elect Denis Capelson as Director
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
Elect Kenneth Forrest as Director
Issuer
 
 
 
 
 
 
 
 
5
for
 
for
Elect Pierre Godec as Director
Issuer
 
 
 
 
 
 
 
 
6
for
 
for
Elect Rupert Kidd as Director
Issuer
 
 
 
 
 
 
 
 
7
for
 
for
Reappoint Baker Tilly as Auditors and Authorise the Board to Determine Their Remuneration
Issuer
 
 
 
 
 
 
 
 
8
for
 
for
Approve Increase in Remuneration of Directors from GBP 100,000 to GBP 200,000
Issuer
 
 
 
 
 
 
 
 
9
for
 
for
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 500,000
Issuer
 
 
 
 
 
 
 
 
10
for
 
for
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 500,000
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Venture Production
3142318
2-Jun-05
44455
 
VPC LN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
Accept Financial Statements and Statutory Reports
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
Approve Remuneration Report
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
Elect Marie-Louise Clayton as Director
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
Elect Alan Jones as Director
Issuer
 
 
 
 
 
 
 
 
5
for
 
for
Re-elect Laurence Kinch as Director
Issuer
 
 
 
 
 
 
 
 
6
for
 
for
Re-elect Michael Wagstaff as Director
Issuer
 
 
 
 
 
 
 
 
7
for
 
for
Re-elect Jonathan Murphy as Director
Issuer
 
 
 
 
 
 
 
 
8
for
 
for
Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration
Issuer
 
 
 
 
 
 
 
 
9
for
 
for
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 143,000
Issuer
 
 
 
 
 
 
 
 
10
for
 
for
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,505
Issuer
 
 
 
 
 
 
 
 
11
for
 
for
Authorise 10,000,000 Ordinary Shares for Market Purchase
Issuer
 
 
 
 
 
 
 
 
12
for
 
for
Approve Venture Production plc Bonus Matching Plan
Issuer
 
 
 
 
 
 
 
 
 
for
 
for
Amend Venture Production plc Long-Term Incentive Plan
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting
Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Occidental Petroleum
674599105
6-Jun-05
2284
 
OXY
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
1
For all
 
For all
Election of directors
Issuer
 
 
 
 
 
 
 
 
2
For
 
for
ratification of the selection of KPMG as independent auditors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
approval of 2005 long term incentive plan
Issuer
 
 
 
 
 
 
 
 
4
against
 
against
stockholder statements opposing board
Security Holder Proposal
 
 
 
 
 
 
 
 
5
for
 
against
vote regarding future golden handshakes.
Security Holder Proposal
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Grey Wolf Exploration
397887100
7-Jun-05
6200
 
GWE CN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
Fix Number of Directors at Six
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
Elect Robert L. G. Watson, John B. Maher, James C. Smith, Mark R. Smith, Murray B. Todd, and Vincent J. Tkachyk as Directors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors
Issuer
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Devon Energy
25179M103
8-Jun-05
5,175
 
DVN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
all nominees
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
ratification of KPMG LLP as auditors
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
adoption of the Devon Energy Corporation
Issuer
 
 
 
 
 
2005 long-term incentive plan
 
 
 
 
 
 
 
 
 
4
against
 
against
stockholder proposal for a director election
Security Holder Proposal
 
 
 
 
 
vote standard
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Chesapeake Energy
165167107
10-Jun-05
11,513
 
CHK
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
Aubrey McClendon, Donald Nickles
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
adoption of Chesapeake Energy Corporation
Issuer
 
 
 
 
 
long term incentive plan (LTIP)
 
 
 
 
 
 
 
 
 
3
for
 
for
approval of Chesapeake Energy Corporation
Issuer
 
 
 
 
 
Founder Well participation program
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Dragon Oil
0059079
20-Jun-05
31759
 
DGO LN
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
Accept Financial Statements and Statutory Reports
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
Re-elect Mirza Al Sayegh as Director
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
Re-elect Brent Kinney as Director
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
Authorize Board to Fix Remuneration of Auditors
Issuer
 
 
 
 
 
 
 
 
5
for
 
for
Authorize General Meetings Outside the Republic of Ireland
Issuer
 
 
 
 
 
 
 
 
6
for
 
for
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Issuer
 
 
 
 
 
 
 
 
7
for
 
for
Authorize Share Repurchase Program
Issuer
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Company Name
Cusip
Meeting Date
Shares Voted
Issuer or Security Holder Proposal
Ticker
 
 
 
 
 
 
 
 
Royal Dutch Petroleum
5202704
28-Jun-05
4080
 
RDSA NA
 
 
 
 
 
 
 
 
Vote
 
MRV
Proposal
 
 
 
 
 
 
 
 
 
1
for
 
for
Receive Annual Report
Issuer
 
 
 
 
 
 
 
 
2
for
 
for
Approve Financial Statements and Statutory Reports
Issuer
 
 
 
 
 
 
 
 
3
for
 
for
Discuss Reserves and Dividend Policy
Issuer
 
 
 
 
 
 
 
 
4
for
 
for
Approve Dividends of EUR 1.79 Per Share
Issuer
 
 
 
 
 
 
 
 
5
for
 
for
Approve Discharge of Managing Directors
Issuer
 
 
 
 
 
 
 
 
6
for
 
for
Approve Discharge of Supervisory Board
Issuer
 
 
 
 
 
 
 
 
7
for
 
for
Reelect L.R. Ricciardi to Supervisory Board
Issuer
 
 
 
 
 
 
 
 
8
for
 
for
Authorize Repurchase of Up to Ten Percent of Issued Share Capital
Issuer
 
 
 
 
 
 
 
 
9
for
 
for
Approve Share Cancellation
Issuer
 
 
 
 
 
 
 
 
10
for
 
for
Discussion on Corporate Governance
Issuer
 
 
 
 
 
 
 
 
11
for
 
for
Discussion of Public Exchange Offer Issued by Royal Dutch Shell plc for All Ordinary Shares in Capital of Company (non-voting)
Issuer
 
 
 
 
 
 
 
 
12
for
 
for
Approve Implementation Agreement
Issuer
 
 
 
 
 
 
 
 
13
for
 
for
Approve Acquisition and Cancellation of All 1,500 Priority Shares and Amend Articles to Change Board Structure into One-Tier Board
Issuer
 
 
 
 
 
 
 
 
14
for
 
for
Elect A.G. Jacobs as Non-Executive Board Member
Issuer
 
 
 
 
 
 
 
 
15
for
 
for
Elect Ch. Morin-Postel as Non-Executive Board Member
Issuer
 
 
 
 
 
 
 
 
16
for
 
for
Elect A.A. Loudon as Non-Executive Board Member
Issuer
 
 
 
 
 
 
 
 
17
for
 
for
Elect L.R. Ricciardi as Non-Executive Board Member
Issuer
 
 
 
 
 
 
 
 
18
for
 
for
Approve Remuneration Policy for Board of Directors
Issuer
 
 
 
 
 
 
 
 
19
for
 
for
Approve Amended Long-Term Incentive Plan
Issuer
 
 
 
 
 
 
 
 
20
for
 
for
Approve Amended Restricted Share Plan
Issuer
 
 
 
 
 
 
 
 
21
for
 
for
Approve Amended Deferred Bonus Plan
Issuer
  



SIGNATURES




Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) GUINNESS ATKINSON FUNDS


By (Signature and Title)*/s/ James J. Atkinson, Jr.
James J. Atkinson, Jr.
Principal Executive Officer


Date 12/8/2005 
* Print the name and title of each signing officer under his or her signature.

 -----END PRIVACY-ENHANCED MESSAGE-----