-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JS49O3MfF3nXBxqXOoiswnoPTI46uRcrROO7RoCIQhxjsow9x7B+/M4YzBCmUj2P sc+O5frCBrvsuOrZf/XYpw== 0000950005-97-000544.txt : 19970520 0000950005-97-000544.hdr.sgml : 19970520 ACCESSION NUMBER: 0000950005-97-000544 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970331 FILED AS OF DATE: 19970515 SROS: PSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDOCINO BREWING CO INC CENTRAL INDEX KEY: 0000919134 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 680318293 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-13636 FILM NUMBER: 97606819 BUSINESS ADDRESS: STREET 1: 13351 S HWY 101 CITY: HOPLAND STATE: CA ZIP: 95449 BUSINESS PHONE: 7077441015 MAIL ADDRESS: STREET 1: 13351 S HWY 101 CITY: HOPLAND STATE: CA ZIP: 95449 NT 10-Q 1 NOTICE OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 1-13636 CUSIP Number: 586579 10 4 NOTIFICATION OF LATE FILING (Check One):|_| Form 10-K and Form 10-KSB |_| Form 11-K |_| Form 20-F |X| Form 10-Q and Form 10-QSB |_| Form N-SAR For the Period Ended: March 31, 1997 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended:__________________ Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: _____________________ PART I -- REGISTRANT INFORMATION Mendocino Brewing Company, Inc. - -------------------------------------------------------------------------------- Full Name of Registrant - ------------------------------------------------------------------------------- Former Name if Applicable P.O. Box 400, 13351 South Highway 101 - -------------------------------------------------------------------------------- Address of Principal Executive Office (Street and Number) Hopland, California 95440-0400 - -------------------------------------------------------------------------------- City, State and Zip Code PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) | (a) The reasons described in reasonable detail in Part III of | this form could not be eliminated without unreasonable effort | or expense; | |X| | (b) The subject annual report, semi-annual report, transition | report on Form 10-K, 20-F, 11-K or N-SAR, or portion thereof, | will be filed on or before the 15th calendar day following | the prescribed due date; or the subject quarterly report or | transition report on Form 10-Q, or portion thereof will be | filed on or before the fifth calendar day following |the pre- | scribed due date; and | | (c) The accountant's statement or other exhibit required by Rule | 12b-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. Due to temporary and unusual circumstances, including without limitation simultaneous audits by its independent auditors and the Internal Revenue Service, administrative staff of the registrant had insufficient available resources to compile and analyze its financial data in sufficient time to file Form 10-QSB for the quarterly period ended March 31, 1997 by the May 15, 1997 deadline. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification. Nelson D. Crandall 415-462-4700 ----------------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). |X| Yes |_| No -2- (3) Is it anticipated that any significant change in results of operation for the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? |X| Yes |_| No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. The registrant's sales during the first quarter of 1997 were $1,051,500 compared to $683,900 in 1996. Net loss for the first quarter of 1997 was $122,400 compared to a net loss of $112,800 in the same period in 1996. Mendocino Brewing Company, Inc. ----------------------------------------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. April 15, 1997 /s/ Norman H. Franks Date: ----------------------- By ---------------------------------------- Norman H. Franks Vice President and Chief Financial Officer Instruction: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal criminal violations. (See 18 U.S.C. 1001) -3- -----END PRIVACY-ENHANCED MESSAGE-----