-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rye/2n2F36sXVnlfC+KYHm2Wk/40ZQOY5bzwVESB6TpLRRDNZHXzwJ9XW4HUSVw8 3YRCEhN0ovpQ6LTaFJ2BoQ== 0000897101-03-000997.txt : 20030818 0000897101-03-000997.hdr.sgml : 20030818 20030818145237 ACCESSION NUMBER: 0000897101-03-000997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030814 FILED AS OF DATE: 20030818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALLYA VIJAY CENTRAL INDEX KEY: 0001048727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13636 FILM NUMBER: 03852832 BUSINESS ADDRESS: STREET 1: 1601 AIRPORT RD CITY: UKIAH STATE: CA ZIP: 95482 BUSINESS PHONE: 707 463 6610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MENDOCINO BREWING CO INC CENTRAL INDEX KEY: 0000919134 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 680318293 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13351 S HWY 101 CITY: HOPLAND STATE: CA ZIP: 95449 BUSINESS PHONE: 7077441015 MAIL ADDRESS: STREET 1: 13351 S HWY 101 CITY: HOPLAND STATE: CA ZIP: 95449 4 1 mbr033527mallya_ex.xml X0201 4 2003-08-14 0 0000919134 MENDOCINO BREWING CO INC MBR 0001048727 MALLYA VIJAY THREE HARBOR DRIVE SUITE 115 SAUSALITO CA 94965 1 1 1 0 Chief Executive Officer Convertible Note 1.50 2003-08-14 4 J 0 0 0 A 2003-08-14 Common Stock 0 1515371 I See footnote. Pursuant to a Third Amendment to Extension of Term of Notes Under Master Line of Credit Agreement dated August 14, 2003 (the "Amendment"), between the Issuer and United Breweries of America, Inc.("UBA"), the terms of all of the promissory notes (the "Notes") issued pursuant to the Master Loan Agreement, as amended, between the Issuer and UBA have been extended until August 14, 2004. Unless the Notes are repaid prior to August 14, 2004, they will continue to earn interest until that date. This increase in the period of time during which the Notes will earn interest may cause an increase in the number of shares of the Issuer's Common Stock which may be purchased upon UBA's conversion of the Notes. As of June 30, 2003, the outstanding principal on the Notes was $1,515,371, which corresponds to the right to purchase 1,010,247 shares of Common Stock, and the outstanding interest was $364,200, which corresponds to the right to purchase 242,800 shares of Common S The Reporting Person may be deemed to be the majority beneficial owner of UBA, the recordholder of the Issuer's Convertible Notes. UBA is owned by a foreign corporation, the shares of which are controlled by fiduciaries who may exercise discretion in favor of the Reporting Person amongst others. N/A Dr. Vijay Mallya 2003-08-14 -----END PRIVACY-ENHANCED MESSAGE-----