-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2iSUjv/Y98rsoz3QmeA+yK7xY67gfHrkhnM0FKOYOdDiF0Q6eAxQLo9Y4KZVNme fvBsGzbd34rw/aJuFFVyvA== 0000932799-98-000064.txt : 19980511 0000932799-98-000064.hdr.sgml : 19980511 ACCESSION NUMBER: 0000932799-98-000064 CONFORMED SUBMISSION TYPE: 144/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980508 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL RV HOLDINGS INC CENTRAL INDEX KEY: 0000910655 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 330371079 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144/A SEC ACT: SEC FILE NUMBER: 000-22268 FILM NUMBER: 98614126 BUSINESS ADDRESS: STREET 1: 3411 N PERRIS BLVD CITY: PERRIS STATE: CA ZIP: 92571 BUSINESS PHONE: 9099436007 MAIL ADDRESS: STREET 1: 3411 N PERRIS BLVD CITY: PERRIS STATE: CA ZIP: 92571 COMPANY DATA: COMPANY CONFORMED NAME: SC FUNDAMENTAL INC CENTRAL INDEX KEY: 0000919094 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OTHER IRS NUMBER: 133563937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144/A BUSINESS ADDRESS: STREET 1: 712 5TH AVE 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129573500 MAIL ADDRESS: STREET 1: 712 5TH AVENUE 19TH FL STREET 2: 712 5TH AVENUE 19TH FL CITY: NEW YORK STATE: NY ZIP: 10019 144/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144/A NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY - ------------ - -------------------------------------- DOCUMENT SEQUENCE NO. - -------------------------------------- CUSIP NUMBER: - -------------------------------------- WORK LOCATION - ------------------------------------- ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. =========================================================================== 1(a) NAME OF ISSUER (Please type or print) National R.V. Holdings, Inc. - --------------------------------------------------------------------------- (b) IRS IDENT. NO. 33-0371079 - --------------------------------------------------------------------------- (c) SEC FILE NO. 0-22268 - --------------------------------------------------------------------------- (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE 3411 N. Perris Blvd. Perris, CA 92571 - --------------------------------------------------------------------------- (e) TELEPHONE NO. AREA CODE NUMBER (909) 943-6007 - --------------------------------------------------------------------------- 2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD Siegler, Collery & Co. Employees' Savings and Profit Sharing Plan - --------------------------------------------------------------------------- (b) SOCIAL SECURITY NO. OR IRS IDENT. NO. 13-3501265 - --------------------------------------------------------------------------- (c) RELATIONSHIP TO ISSUER None - --------------------------------------------------------------------------- (d) ADDRESS STREET CITY STATE ZIP CODE 10 East 50th Street, New York, NY 10022 =========================================================================== Page 1 of 5 Pages Amendment No. 1 to Form 144 - This Amendment No. 1 amends the Form 144 transmitted for filing by the Reporting Person on April 21, 1998. - ------------------- ------------------ CUSIP No. 637277104 Page 2 of 5 Pages - ------------------- ------------------ INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS Identification Number and the S.E.C. File Number.
=========================================================================== 3(a) (b) SEC USE ONLY Title of the Name and Address of Each Broker Class of Through Whom the Securities are Broker-Dealer Securities to be Offered or Each Market File Number To Be Sold Maker who is Acquiring the Securities - --------------------------------------------------------------------------- Common Stock $.01 par value various - --------------------------------------------------------------------------- - --------------------------------------------------------------------------- ===========================================================================
=========================================================================== (c) (d) (e) (f) (g)Name of Number of Shares Aggregate Number of Shares Approxi- Each or Other Units Market or Other Units mate Securities To Be Sold Value Outstanding Date of Sale Exchange (See instr.3(f) (See instr.3(c) (See inst.3(d) (See inst.3(e) (MO DAY YR) (See instr.3(g) - --------------------------------------------------------------------------- 11,395 $450,103 6,497,589 4/21/98 Nasdaq - --------------------------------------------------------------------------- - --------------------------------------------------------------------------- =========================================================================== /TABLE - ------------------- -------------------- CUSIP No. 637277104 Page 3 of 5 Pages - ------------------- -------------------- TABLE I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
=========================================================================== Name of Person from Title of Date You Nature of Whom Acquired The Class Acquired Acquisition Transaction (If gift, also give date donor acquired) - --------------------------------------------------------------------------- Common Stock 9/30/93 Purchase Issuer (purchased in $.01 par value a registered public offering) Open market transactions - --------------------------------------------------------------------------- - -------------------------------------------------------------------------- ===========================================================================
=========================================================================== Amount of Date of Securities Acquired Payment Nature of Payment - --------------------------------------------------------------------------- 18,000 various dates Cash - --------------------------------------------------------------------------- =========================================================================== /TABLE - ------------------- -------------------- CUSIP No. 637277104 Page 4 of 5 Pages - ------------------- -------------------- TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
=========================================================================== Name and Address Title of Date of Amount of Gross of Seller Securities Sold Sale Securities Sold Proceeds - --------------------------------------------------------------------------- Siegler, Collery & Co. Common 2/10/98 3,940 $142,346 Employees' Savings and Stock 2/13/98 Profit Sharing Plan 2/17/98 10 East 50th Street 4/21/98 New York, NY 10022 - --------------------------------------------------------------------------- The SC Fundamental Common 4/28/98 70,501 $2,757,774 Value Fund, L.P. 4/29/98 10 East 50th Street 4/30/98 New York, NY 10022 5/01/98 - --------------------------------------------------------------------------- SC Fundamental Value Common 4/28/98 35,199 $1,376,871 Value BVI, Ltd. 4/29/98 10 East 50th Street 4/30/98 New York, NY 10022 5/01/98 - --------------------------------------------------------------------------- Siegler, Collery Common 5/04/98 50,500 $1,958,168 & Co. 5/05/98 10 East 50th Street New York, NY 10022 ===========================================================================
Remarks: Table II excludes, as required by Rule 144(e)(3)(vii), sales of shares of the Issuer's Common Stock sold pursuant to an effective registration statement under the Securities Act of 1933, as amended. - ------------------- -------------------- CUSIP No. 637277104 Page 5 of 5 Pages - ------------------- -------------------- ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. Siegler, Collery & Co. Employees' Savings and Profit Sharing Plan 5/8/98 /s/ Neil H. Koffler - ----------------------------- By:------------------------------ (Date of Notice) (Signature) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. Attention: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001). 118779 -----END PRIVACY-ENHANCED MESSAGE-----