SC 13D/A 1 nationalrv13d.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17) NATIONAL R.V. HOLDINGS, INC. (Name of Issuer) Common Stock par value $0.01 (Title of Class of Securities) 637277104 (CUSIP Number) Stephen M. Davis, Esq. Heller Ehrman White & McAuliffe LLP 711 Fifth Avenue, New York, New York 10022, (212) 832-8300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 3, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13-d-1(b)(3) or (4), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D ---------------------------- ---------------------------- CUSIP No. 637277104 Page 19 of 20 Pages ---------------------------- ---------------------------- ================================================================= 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gary N. Siegler ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------------------------------------------------------------------------- 3. SEC USE ONLY ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS PF, OO ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States ------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 698,980 (Includes 537,377 options) ------------------------------------------------------------------------------- 8. SHARED VOTING POWER 258,704 ------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 698,980 (Includes 537,377 options) ------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 258,704 ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 957,684 (Includes 537,377 options) ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.6% ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peter M. Collery ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------------------------------------------------------------------------- 3. SEC USE ONLY ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS PF, OO ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States ------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 113,750 (includes 113,750 underlying options) ------------------------------------------------------------------------------- 8. SHARED VOTING POWER 263,704 ------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 113,750 (includes 113,750 underlying options) ------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 263,704 ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 377,454 (includes 113,750 underlying options) ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.5% ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Arena-NRV Investors, L.P. ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------------------- 3. SEC USE ONLY ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 ------------------------------------------------------------------------------- 8. SHARED VOTING POWER 86,112 ------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 86,112 ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 86,112 ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Siegler, Collery & Co. ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------------------- 3. SEC USE ONLY ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 -------------------------------------------------------------------------------- 8. SHARED VOTING POWER 80 -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 80 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 80 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0008% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON R.V. Dolphin Partners, L.P. ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------------------- 3. SEC USE ONLY ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 -------------------------------------------------------------------------------- 8. SHARED VOTING POWER 15,433 -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 15,433 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,433 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dolphin Partners II, L.P. ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------------------- 3. SEC USE ONLY ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 -------------------------------------------------------------------------------- 8. SHARED VOTING POWER 6,853 -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 6,853 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,853 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.06% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Insight Investors, L.P. ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------------------- 3. SEC USE ONLY ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 ------------------------------------------------------------------------------- 8. SHARED VOTING POWER 145,156 ------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 145,156 ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 145,156 ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Motorhome Partners, L.P. -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 -------------------------------------------------------------------------------- 8. SHARED VOTING POWER 5,070 -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 5,070 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,070 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.05% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SC Fundamental, LLC Employees' Savings and Profit Sharing Plan -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 -------------------------------------------------------------------------------- 8. SHARED VOTING POWER 5,000 -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 5,000 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,000 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON EP 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Gary N. Siegler Foundation -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION New York -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 -------------------------------------------------------------------------------- 8. SHARED VOTING POWER 42,057 -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 42,057 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 42,057 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.4% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SC Dolphin, Inc. ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 -------------------------------------------------------------------------------- 8. SHARED VOTING POWER 22,286 -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 22,286 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,286 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO 1. NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Arena Capital Corp. ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------------------- 3. SEC USE ONLY ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 -------------------------------------------------------------------------------- 8. SHARED VOTING POWER 86,112 -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 86,112 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 86,112 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO AMENDMENT NO. 17 TO THE SCHEDULE 13D This statement constitutes Amendment No. 17 to the Schedule 13D relating to the Common Stock, par value $0.01 per share ("Common Stock"), of National R.V. Holdings, Inc. (the "Issuer") filed by Gary N. Siegler ("Siegler"), Peter M. Collery ("Collery"), Arena-NRV Investors, L.P. ("Arena"), Siegler, Collery & Co. ("SCC"), RV Dolphin Partners, L.P. ("R.V.-Dolphin"), Dolphin Partners II, L.P. ("Dolphin II"), Insight Investors, L.P. ("Insight"), Motorhome Partners, L.P. ("Motorhome"), SC Fundamental LLC Employees' Savings and Profit Sharing Plan ("Employee Plan"), The Gary N. Siegler Foundation ("Foundation"), SC-Dolphin, Inc. ("Dolphin"), and Arena Capital Corp ("Capital") (collectively, the "Reporting Persons"). Item 5. Interest in Securities of the Issuer (a) As of the close of business on May 3, 2001, the Reporting Persons, by virtue of the language of Rule 13d-3(d)(1)(i), may be deemed to own beneficially in the aggregate the number and percentage of the Issuer's Common Stock set forth opposite their names below (based upon 10,595,536 Shares that were reported to be outstanding by the Issuer on March 27, 2001 in its Form 10-K for the year ended December 31, 2000). Shares of Name Common Stock Percentage ------------------------------------------------------------------------------- Gary N. Siegler (1) 957,684 8.6% --------------------------------------------------------------------- Peter M. Collery (2) 377,454 3.5% --------------------------------------------------------------------- Arena-NRV Investors, L.P. 86,112 0.8% --------------------------------------------------------------------- Siegler, Collery & Co. 80 0.0008% --------------------------------------------------------------------- R.V. Dolphin Partners, L.P. 15,433 0.1% --------------------------------------------------------------------- Dolphin Partners II, L.P. 6,853 .06% --------------------------------------------------------------------- Insight Investors, L.P. 145,156 1.4% --------------------------------------------------------------------- Motorhome Partners, L.P. 5,070 .05% --------------------------------------------------------------------- SC Fundamental, LLC 5,000 .05% Employees Savings and Profit Sharing Plan --------------------------------------------------------------------- The Gary N. Siegler Foundation 42,057 0.4% --------------------------------------------------------------------- SC-Dolphin, Inc. 22,286 0.2% --------------------------------------------------------------------- Arena Capital Corp. 86,112 0.8% ====================================================================== _______________________ (1) Includes 537,377 shares underlying options held through a grantor retained annuity trust (the "GRAT") established by Mr.Siegler for the benefit of his family members. (2) Includes 113,750 shares underlying options. (b) Siegler and Collery, by virtue of their status as controlling stockholders, directors and executive officers of Dolphin, the general partner of R.V.-Dolphin and Dolphin II, may be deemed to share with Dolphin, R.V.-Dolphin and Dolphin II the power to vote or direct the vote and to dispose or direct the disposition of shares of Common Stock of which each of R.V.-Dolphin and Dolphin II is the direct beneficial owner. Siegler and Collery, by virtue of their status as controlling stockholders, directors and executive officers of Capital, the general partner of Arena, may be deemed to share with Capital and Arena the power to vote or direct the vote and dispose or direct the disposition of shares of Common Stock of which Arena to is the direct beneficial owner. Siegler and Collery, by virtue of their status as controlling stockholders, directors and executive officers of SCC, the general partner of each of Motorhome and Insight, may be deemed to share with SCC, Motorhome and Insight the power to vote or direct the vote and to dispose or direct the disposition of shares of Common Stock of which each of SCC, Motorhome and Insight is the direct beneficial owner. Collery, by virtue of his status as a trustee of the Employee Plan, may be deemed to share with Employee Plan the power to vote or direct the vote and to dispose or direct the disposition of shares of Common Stock of which Employee Plan is the direct beneficial owner. Siegler, by virtue of his status as the sole director and officer of Foundation, may be deemed to share with Foundation the power to vote or direct the vote and to dispose or to direct the disposition of shares of Common Stock of which Foundation is the direct beneficial owner. Siegler, by virtue of his status of a co-trustee exercising sole power to vote or direct the vote and to dispose or to direct the disposition of shares of Common Stock of which the GRAT is the direct owner, is deemed the beneficial owner of the shares held in the GRAT. Siegler has the sole power to vote or direct the vote and to dispose or to direct the disposition of 119,546 shares of Common Stock of which he is the direct beneficial owner. Collery has the sole power to vote or direct the vote and to dispose or to direct the disposition of 113,750 shares of Common Stock of which he is the direct beneficial owner. (c) The following table sets forth the transactions effected by each of the Reporting Persons listed in Item 5(a) during the past 60 days. Unless otherwise noted, each of the transactions set forth below reflects a purchase effected on the Nasdaq National Market. Trade Price Per Date Share ($) Siegler ------------------------------------------------------------------------------- 4/26/01 8.1000 14,200 ------------------------------------------------------------------------------- 4/27/01 8.2571 35,000 ------------------------------------------------------------------------------- 4/30/01 8.4474 28,500 ------------------------------------------------------------------------------- 4/30/01 8.50 5,000 ------------------------------------------------------------------------------- 5/2/01 9.4496 5,300 ------------------------------------------------------------------------------- 5/3/01 10.20 20,000 ------------------------------------------------------------------------------- 5/3/01 10.1629 10,500 ------------------------------------------------------------------------------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: May 7, 2001 R.V. DOLPHIN PARTNERS, L.P. By: SC - DOLPHIN INC., as General Partner By: /s/ Gary N. Siegler Gary N. Siegler, as President INSIGHT INVESTORS, L.P. By: SIEGLER, COLLERY & CO., as General Partner By: /s/ Gary N.Siegler Gary N. Siegler, as President DOLPHIN PARTNERS II, L.P. By: SC-DOLPHIN, INC., as General Partner By: /s/ Gary N.Siegler Gary N. Siegler, as President ARENA-NRV INVESTORS, L.P. By: ARENA CAPITAL CORP., as General Partner By: /s/ Gary N.Siegler Gary N. Siegler, as President MOTORHOME PARTNERS, L.P. By: SIEGLER, COLLERY & CO., as General Partner By: /s/ Gary N.Siegler Gary N. Siegler, as President SIEGLER, COLLERY & CO. By: /s/ Gary N.Siegler Gary N. Siegler, as President SC FUNDAMENTAL LLC EMPLOYEES SAVINGS AND PROFIT SHARING PLAN By:___/s/ Peter M. Collery______________________ Neil H. Koffler as Attorney in-Fact for Peter M. Collery, Trustee (1) THE GARY N. SIEGLER FOUNDATION By: _/s/ Gary N. Siegler___________________ Gary N. Siegler, as President SC DOLPHIN, INC. By:__s/ Gary N. Siegler___________________ Gary N. Siegler, as President ARENA CAPITAL CORP. By:__/s/ Gary N. Siegler____________________ Gary N. Siegler, as President ____/s/ Gary N. Siegler______________________ Gary N. Siegler _/s/ Peter M. Collery_________________________ Peter M. Collery by Neil H. Koffler, as Attorney-in-Fact (1) (1) Executed by Neil H. Koffler as Attorney-In-Fact for Peter M. Collery. The Powers of Attorney for Mr. Collery was filed as Exhibit A to Amendment No. 5 to Schedule 13D relating to US Facilities Corporation on August 4, 1995 and is hereby incorporated herein by reference.