-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gey9IIVU1Nv3UgVUkmC8EO1LCZoWR9FqbxyuXMUzLLXDmVwKuKqaraEU1rn+PKnz e8CEYWg84Td0/QwgnKYaYw== 0000950005-97-000060.txt : 19970128 0000950005-97-000060.hdr.sgml : 19970128 ACCESSION NUMBER: 0000950005-97-000060 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970127 SROS: NASD GROUP MEMBERS: INSTITUTIONAL VENTURE PARTNERS III GROUP MEMBERS: INSTITUTIONAL VENTURE PARTNERS IV SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DIGITAL ACCESS INC CENTRAL INDEX KEY: 0000919048 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 680132939 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-44783 FILM NUMBER: 97511234 BUSINESS ADDRESS: STREET 1: 9855 SCRANTON RD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6196232200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INSTITUTIONAL VENTURE PARTNERS III CENTRAL INDEX KEY: 0000767841 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 942961014 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 2, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158540132 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 2, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 FORM SC 13G SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ___2___)* Applied Digital Access, Inc. ------------------------------ (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 038181 ------------------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) Page 1 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 2 of 15 Pages ------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Institutional Venture Partners IV 94-3070638 - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH none ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER none ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ----------------------------------------------------------------------------------------------------------------------
Page 2 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 3 of 15 Pages ------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Institutional Venture Management IV 94-3070637 - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH none ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER none ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 4 of 15 Pages ------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Samuel D. Colella ###-##-#### - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 88,705 ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 88,705 ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 859,234 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.0% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 5 of 15 Pages ---------------------------------------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Reid W. Dennis ###-##-#### - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 29,982 ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 29,982 ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 800,511 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.5% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 5 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 6 of 15 Pages ---------------------------------------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Mary Jane Elmore ###-##-#### - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 35,958 ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 35,958 ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 806,487 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 6 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 7 of 15 Pages ---------------------------------------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Norman A. Fogelsong ###-##-#### - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 37,821 ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 37,821 ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 808,350 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 7 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 8 of 15 Pages ---------------------------------------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS T. Peter Thomas ###-##-#### - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 20,786 ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 20,786 ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 791,315 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.5% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 8 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 9 of 15 Pages ---------------------------------------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Geoffrey Y. Yang ###-##-#### - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 13,334 ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 13,334 ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 783,863 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.4% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 9 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 10 of 15 Pages ------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Institutional Venture Partners III 94-2961014 - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH none ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER none ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ----------------------------------------------------------------------------------------------------------------------
Page 10 of 15 Pages - ----------------------------------------------------- ------------------------------------------ CUSIP No. 038181 13G Page 11 of 15 Pages ------- - ----------------------------------------------------- ------------------------------------------ - ------------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Institutional Venture Management III 94-2961011 - ------------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) |X| - ------------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ------- ----------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH none ------- ----------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 770,529 ------- ----------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER none ------- ----------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 770,529 - ------------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ------------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 11 of 15 Pages Item 1. (a) Name of Issuer: Applied Digital Access, Inc. (b) Address of Issuer's Principal Executive Offices: 9855 Scranton Road San Diego, CA 92121 Item 2.
(a) Name of Persons Filing: Institutional Venture Partners III ("IVP III") Institutional Venture Management III ("IVM III") Institutional Venture Partners IV ("IVP IV") Institutional Venture Management IV ("IVM IV") Samuel D. Colella ("SDC") Reid W. Dennis ("RWD") Mary Jane Elmore ("MJE") Norman A. Fogelsong ("NAF") T. Peter Thomas ("TPT") Geoffrey Y. Yang ("GYY") IVM III is the General Partner of IVP III. SDC, RWD, MJE & TPT,are General Partners of IVM III. IVM IV is the General Partner of IVP IV. SDC, RWD, MJE, NAF, TPT, & GYY are General Partners of IVM IV.
(b) Address of Principal Business Office or, if None, Residence: 3000 Sand Hill Road Building 2, Suite 290 Menlo Park, CA 94025 (c) Citizenship: IVP III, IVM III, IVP IV & IVM IV: California SDC, RWD, MJE, NAF, TPT, GYY: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 038181 Item 3. If this statement is filed pursuant to Rules 13d-1(b),or 13d-2(b), check whether the person filing is a: Not applicable Item 4. Ownership See Rows 5 through 11 of cover pages Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Instruction. Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person Under certain circumstances set forth in IVP and IVM's Limited Partnership Agreements, the General Partners and Limited Partners of each of such funds have the right to receive dividends from, or the proceeds from the sale of, the Common Stock of Issuer owned by each such fund. Page 12 of 15 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification [The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b):] By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.] [EXHIBITS] [A: Joint Filing Statement] Page 13 of 15 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 20, 1997 INSTITUTIONAL VENTURE PARTNERS III INSTITUTIONAL VENTURE MANAGEMENT III By its General Partner, Institutional Venture Management III - -------------------------------- -------------------------------- Samuel D. Colella, General Partner Samuel D. Colella, General Partner INSTITUTIONAL VENTURE PARTNERS IV INSTITUTIONAL VENTURE MANAGEMENT IV By its General Partner, Institutional Venture Management IV - -------------------------------- -------------------------------- Samuel D. Colella, General Partner Samuel D. Colella, General Partner - -------------------------------- Samuel D. Colella - -------------------------------- Reid W. Dennis - -------------------------------- Mary Jane Elmore - -------------------------------- Norman A. Fogelsong - -------------------------------- T. Peter Thomas - -------------------------------- Geoffrey Y. Yang Page 14 of 15 Pages EXHIBIT A JOINT FILING STATEMENT Pursuant to Rule 13d-1(f)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: January 20, 1997 INSTITUTIONAL VENTURE PARTNERS III INSTITUTIONAL VENTURE MANAGEMENT III By its General Partner, Institutional Venture Management III - -------------------------------- -------------------------------- Samuel D. Colella, General Partner Samuel D. Colella, General Partner INSTITUTIONAL VENTURE PARTNERS IV INSTITUTIONAL VENTURE MANAGEMENT IV By its General Partner, Institutional Venture Management IV - -------------------------------- -------------------------------- Samuel D. Colella, General Partner Samuel D. Colella, General Partner - -------------------------------- Samuel D. Colella - -------------------------------- Reid W. Dennis - -------------------------------- Mary Jane Elmore - -------------------------------- Norman A. Fogelsong - -------------------------------- T. Peter Thomas - -------------------------------- Geoffrey Y. Yang Page 15 of 15 Pages -----END PRIVACY-ENHANCED MESSAGE-----