0001047469-05-003827.txt : 20120725
0001047469-05-003827.hdr.sgml : 20120725
20050215095646
ACCESSION NUMBER: 0001047469-05-003827
CONFORMED SUBMISSION TYPE: 40-17F2
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050215
DATE AS OF CHANGE: 20050215
EFFECTIVENESS DATE: 20050215
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: JP MORGAN MUTUAL FUND TRUST
CENTRAL INDEX KEY: 0000919034
IRS NUMBER: 161408763
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 40-17F2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08358
FILM NUMBER: 05614992
BUSINESS ADDRESS:
STREET 1: C/O J.P. MORGAN FUND DISTRIBUTORS, INC.
STREET 2: 522 FIFTH AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-837-1968
MAIL ADDRESS:
STREET 1: C/O J.P. MORGAN FUND DISTRIBUTORS, INC.
STREET 2: 522 FIFTH AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MUTUAL FUND TRUST
DATE OF NAME CHANGE: 19940215
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: JP MORGAN MUTUAL FUND TRUST
CENTRAL INDEX KEY: 0000919034
IRS NUMBER: 161408763
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 40-17F2
BUSINESS ADDRESS:
STREET 1: C/O J.P. MORGAN FUND DISTRIBUTORS, INC.
STREET 2: 522 FIFTH AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-837-1968
MAIL ADDRESS:
STREET 1: C/O J.P. MORGAN FUND DISTRIBUTORS, INC.
STREET 2: 522 FIFTH AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MUTUAL FUND TRUST
DATE OF NAME CHANGE: 19940215
40-17F2
1
a2149900z40-17f2.txt
40-17F2
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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OMB APPROVAL
--------------------------
FORM N-17f-2 OMB NUMBER: 3235-0360
EXPIRES: JULY 31, 2006
Certificate of Accounting of Securities ESTIMATED AVERAGE BURDEN
and Similar Investments in the Custody of HOURS PER RESPONSE.....1.0
Management Investment Companies --------------------------
Pursuant to Rule 17f-2 [17 CFR 270.17F-2]
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1. Investment Company Act File Number: Date examination completed:
811-8358 August 31, 2004
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2. State identification Number:
--------------- --------------- --------------- --------------- --------------- ---------------
AL AK AZ AR CA CO
--------------- --------------- --------------- --------------- --------------- ---------------
CT DE DC FL GA HI
--------------- --------------- --------------- --------------- --------------- ---------------
ID IL IN IA KS KY
--------------- --------------- --------------- --------------- --------------- ---------------
LA ME MD MA MI MN
--------------- --------------- --------------- --------------- --------------- ---------------
MS MO MT NE NV NH
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NJ NM NY NC ND OH
--------------- --------------- --------------- --------------- --------------- ---------------
OK OR PA RI SC SD
--------------- --------------- --------------- --------------- --------------- ---------------
TN TX UT VT VA WA
--------------- --------------- --------------- --------------- --------------- ---------------
WV WI WY PUERTO RICO
--------------- --------------- --------------- ---------------------------------------------------
Other (specify):
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3. Exact name of investment company as specified in registration statement:
J.P. Morgan Mutual Fund Trust
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4. Address of principal executive office (number, street, city, state, zip code):
Stephanie Dorsey, 1111 Polaris Parkway, Suite 2J, OH1-1235, Columbus, Ohio, 43240
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INSTRUCTIONS
This Form must be completed by investment companies that have custody of
securities or similar investments.
INVESTMENT COMPANY
1. All items must be completed by the investment company.
2. Give this Form to the independent public accountant who, in compliance with
Rule 17f-2 under the Act and applicable state law, examines securities and
similar investments in the custody of the investment company.
ACCOUNTANT
3. Submit this Form to the Securities and Exchange Commission and appropriate
state securities administrators when filing the certificate of accounting
required by Rule 17f-2 under the Act and applicable state law. File the
original and one copy with the Securities and Exchange Commission's
principal office in Washington, D.C., one copy with the regional office for
the region in which the investment company's principal business operations
are conducted, and one copy with the appropriate state administrator(s), if
applicable.
THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT
SEC 2198 (11-91)
[PRICEWATERHOUSECOOPERS LOGO]
PRICEWATERHOUSECOOPERS LLP
PricewaterhouseCoopers Center
300 Madison Avenue
New York NY 10017
Telephone (646) 471 3000
Facsimile (813) 286 6000
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Trustees of J.P. Morgan Mutual Fund Trust:
We have examined management's assertion, included in the accompanying Management
Statement Regarding Compliance with Certain Provisions of the Investment Company
Act of 1940, about the J.P. Morgan Mutual Fund Trust's (the "Trust") compliance
with the requirements of subsections (b) and (c) of Rule 17f-2 under the
Investment Company Act of 1940 ("the Act") as of August 31, 2004. Management is
responsible for the Trust's compliance with those requirements. Our
responsibility is to express an opinion on management's assertion about the
Trust's compliance based on our examination.
Our examination was conducted in accordance with the standards of the Public
Company Accounting Oversight Board (United States) and, accordingly, included
examining, on a test basis, evidence about the Trust's compliance with those
requirements and performing such other procedures as we considered necessary in
the circumstances. Included among our procedures were the following tests
performed as of August 31, 2004, and with respect to agreement of security
purchases and sales, for the period from May 31, 2004 (the date of our last
examination), through August 31, 2004:
- Count and inspection of all securities located in the vaults of the JP Morgan
Chase Bank, New York (the "Custodian") at 4 New York Plaza, 11th Floor,
New York, NY 11245 and at 522 Fifth Avenue, New York, NY 10036 without prior
notice to management;
- Confirmation of all securities held by the Depository Trust Company and the
Federal Reserve Bank of New York in book entry form;
- Reconciliation of all such securities to the books and records of the Trust
and the Custodian;
- Confirmation of all repurchase agreements and underlying collateral with
brokers/banks;
- Agreement of 3 security purchases and 3 security sales or maturities since
our last report from the books and records of the Trust to broker
confirmations.
We believe that our examination provides a reasonable basis for our opinion. Our
examination does not provide a legal determination on the Trust's compliance
with specified requirements.
In our opinion, management's assertion that the J.P. Morgan Mutual Fund Trust
was in compliance with the requirements of subsections (b) and (c) of Rule 17f-2
of the Investment Company Act of 1940 as of August 31, 2004 with respect to
securities reflected in the investment accounts of the Trust is fairly stated,
in all material respects.
This report is intended solely for the information and use of the Board of
Trustees, management, and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than these specified
parties.
/s/ PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP
January 7, 2005
MANAGEMENT STATEMENT REGARDING COMPLIANCE WITH CERTAIN PROVISIONS OF THE
INVESTMENT COMPANY ACT OF 1940
We, as members of management of the J.P. Morgan Mutual Fund Trust (the "Trust")
are responsible for complying with the requirements of subsections (b) and (c)
of Rule 17f-2, Custody of Investments by Registered Management Investment
Companies, of the Investment Company Act of 1940. We are also responsible for
establishing and maintaining effective internal controls over compliance with
those requirements. We have performed an evaluation of the Trust's compliance
with the requirements of subsections (b) and (c) of Rule 17f-2 as of August 31,
2004, and from May 31, 2004 through August 31, 2004.
Based on this evaluation, we assert that the Trust was in compliance with the
requirements of subsections (b) and (c) of Rule 17f-2 of the Investment Company
Act of 1940 as of August 31, 2004, and from May 31, 2004 through August 31,
2004, with respect to securities reflected in the investment accounts of the
Trust.
J.P. Morgan Mutual Fund Trust
By: /s/ Stephanie J. Dorsey
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Name of Company Official
Treasurer
-----------------------------------
Title
January 6, 2005
-----------------------------------
Date