0001209191-21-063585.txt : 20211109
0001209191-21-063585.hdr.sgml : 20211109
20211109160026
ACCESSION NUMBER: 0001209191-21-063585
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211108
FILED AS OF DATE: 20211109
DATE AS OF CHANGE: 20211109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONAHUE J CHRISTOPHER
CENTRAL INDEX KEY: 0000918972
STATE OF INCORPORATION: PA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14818
FILM NUMBER: 211391909
MAIL ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237-7000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERATED HERMES, INC.
CENTRAL INDEX KEY: 0001056288
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 251111467
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 LIBERTY AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4122881900
MAIL ADDRESS:
STREET 1: 1001 LIBERTY AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: FEDERATED INVESTORS INC /PA/
DATE OF NAME CHANGE: 20200130
FORMER COMPANY:
FORMER CONFORMED NAME: FEDERATED HERMES, INC.
DATE OF NAME CHANGE: 20200130
FORMER COMPANY:
FORMER CONFORMED NAME: FEDERATED INVESTORS INC /PA/
DATE OF NAME CHANGE: 19980219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-08
0
0001056288
FEDERATED HERMES, INC.
FHI
0000918972
DONAHUE J CHRISTOPHER
FEDERATED HERMES, INC.
1001 LIBERTY AVENUE
PITTSBURGH
PA
15222-3779
1
1
0
0
Chairman, President & CEO
Class B Common Stock
2021-11-08
5
G
0
E
25440
0.00
D
1149932
D
Class B Common Stock
486971
I
Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust
On or around June 17, 2021, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") made a distribution of shares of Federated Hermes, Inc. Class B Common Stock ("FHI") to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of FHI directly owned by the reporting person increased by 24 shares.
The reporting person previously reported an increase of 16,625 shares of FHI held by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust ("JFD/RJD Joint Trust") in connection with a pro rata distribution by Comax that occurred on or around May 27, 2021. The distribution to the JFD/RJD Joint Trust was made in error and those shares were rescinded and have been removed from this report.
The 5,819 shares of FHI previously owned by the Rhodora J. Donahue Revocable Trust, in which the reporting person had an indirect interest, have been transferred to JFD/RJD Joint Trust, in which the reporting person has an indirect interest. The transfer did not involve any public sale of shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the JFD/RJD Joint Trust except to the extent of his pecuniary interest therein.
Comax previously made a distribution of shares of FHI to all of its limited partners on a pro-rata basis, which did not involve any public sale of shares. As a result, the number of shares of FHI owned by the JFD/RJD Joint Trust, in which the reporting person has an indirect interest, increased by 2,809 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the JFD/RJD Joint Trust except to the extent of his pecuniary interest therein.
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.
/s/ John D. Martini (Attorney-in-Fact)
2021-11-09