0001209191-21-063585.txt : 20211109 0001209191-21-063585.hdr.sgml : 20211109 20211109160026 ACCESSION NUMBER: 0001209191-21-063585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONAHUE J CHRISTOPHER CENTRAL INDEX KEY: 0000918972 STATE OF INCORPORATION: PA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14818 FILM NUMBER: 211391909 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237-7000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED HERMES, INC. CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED INVESTORS INC /PA/ DATE OF NAME CHANGE: 20200130 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED HERMES, INC. DATE OF NAME CHANGE: 20200130 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED INVESTORS INC /PA/ DATE OF NAME CHANGE: 19980219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-08 0 0001056288 FEDERATED HERMES, INC. FHI 0000918972 DONAHUE J CHRISTOPHER FEDERATED HERMES, INC. 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3779 1 1 0 0 Chairman, President & CEO Class B Common Stock 2021-11-08 5 G 0 E 25440 0.00 D 1149932 D Class B Common Stock 486971 I Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust On or around June 17, 2021, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") made a distribution of shares of Federated Hermes, Inc. Class B Common Stock ("FHI") to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of FHI directly owned by the reporting person increased by 24 shares. The reporting person previously reported an increase of 16,625 shares of FHI held by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust ("JFD/RJD Joint Trust") in connection with a pro rata distribution by Comax that occurred on or around May 27, 2021. The distribution to the JFD/RJD Joint Trust was made in error and those shares were rescinded and have been removed from this report. The 5,819 shares of FHI previously owned by the Rhodora J. Donahue Revocable Trust, in which the reporting person had an indirect interest, have been transferred to JFD/RJD Joint Trust, in which the reporting person has an indirect interest. The transfer did not involve any public sale of shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the JFD/RJD Joint Trust except to the extent of his pecuniary interest therein. Comax previously made a distribution of shares of FHI to all of its limited partners on a pro-rata basis, which did not involve any public sale of shares. As a result, the number of shares of FHI owned by the JFD/RJD Joint Trust, in which the reporting person has an indirect interest, increased by 2,809 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the JFD/RJD Joint Trust except to the extent of his pecuniary interest therein. The Power of Attorney dated April 24, 2014 is incorporated herein by reference. /s/ John D. Martini (Attorney-in-Fact) 2021-11-09