-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FAmd6amVC5aLzIbIV1AYMmBy/6Zx8GEonpDfHrKncJAWEex/YOe1MyHK01a6lHu/ cLALxU5TWIpjleOKpd19Bg== 0000912057-02-006201.txt : 20020414 0000912057-02-006201.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-006201 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020214 GROUP MEMBERS: BIOTECHNOLOGY VALUE FUND II, L.P. GROUP MEMBERS: BVF INC. GROUP MEMBERS: BVF INVESTMENTS, L.L.C. GROUP MEMBERS: BVF PARTNERS L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNAPTIC PHARMACEUTICAL CORP CENTRAL INDEX KEY: 0000884939 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222859704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45417 FILM NUMBER: 02547959 BUSINESS ADDRESS: STREET 1: 215 COLLEGE RD CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 2012611331 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BIOTECHNOLOGY VALUE FUND L P CENTRAL INDEX KEY: 0000918923 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363924731 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 227 W MONROE STREET, SUITE 4800 STREET 2: 227 W MONROE STREET, SUITE 4800 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 415-288-23 MAIL ADDRESS: STREET 1: 227 W MONROE STREET, SUITE 4800 STREET 2: 227 W MONROE STREET, SUITE 4800 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 a2070476zsc13ga.htm SC 13G/A Prepared by MERRILL CORPORATION

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b)(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
(Amendment No. 4)1


Synaptic Pharmaceutical Corp.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

 

 

87156R 10 9

 

 
   
(CUSIP Number)
   

February 14, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

      / /      Rule 13d-1(b)

      /x/      Rule 13d-1(c)

      / /      Rule 13d-1(d)


1  The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



     
CUSIP NO.  87156R 10 9   13G   Page 2 of 9 Pages

     
             

1   NAME OF REPORTING PERSON:
                  Biotechnology Value Fund, L.P.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY):

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A   (a)   /x/
    MEMBER OF A GROUP*   (b)   / /

 

 

 

 

 

 

 

3   SEC USE ONLY

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

                  
Delaware

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:   5   SOLE VOTING POWER

 

 

 

 

 

 

0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

693,349
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

693,349

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

693,349

 

 

 

 

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

6.3%

 

 

 

 

12   TYPE OF REPORTING PERSON*

 

 

PN

 

 

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!


     
CUSIP NO.  87156R 10 9   13G   Page 3 of 9 Pages

     
             

1   NAME OF REPORTING PERSON:
                  Biotechnology Value Fund II, L.P.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY):

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A   (a)   /x/
    MEMBER OF A GROUP*   (b)   / /

 

 

 

 

 

 

 

3   SEC USE ONLY

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

                  
Delaware

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:   5   SOLE VOTING POWER

 

 

 

 

 

 

0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

320,051
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

320,051

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

320,051

 

 

 

 

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

2.9%

 

 

 

 

12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

 

PN

 

 

 

 



     
CUSIP NO.    87156R 10 9   13G   Page 4 of 9 Pages

     
             

1   NAME OF REPORTING PERSON:
                  BVF Investments, L.L.C.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY):

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A   (a)   /x/
    MEMBER OF A GROUP*   (b)   / /

 

 

 

 

 

 

 

3   SEC USE ONLY

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

                  
Delaware

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:   5   SOLE VOTING POWER

 

 

 

 

 

 

0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

697,833
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

697,833

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

697,833

 

 

 

 

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

6.4%

 

 

 

 

12   TYPE OF REPORTING PERSON*

 

 

OO

 

 

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!


     
CUSIP NO.  87156R 10 9   13G   Page 5 of 9 Pages

     
             

1   NAME OF REPORTING PERSON:
                  BVF Partners L.P.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY):

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A   (a)   /x/
    MEMBER OF A GROUP*   (b)   / /

 

 

 

 

 

 

 

3   SEC USE ONLY

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

                  
Delaware

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:   5   SOLE VOTING POWER

 

 

 

 

 

 

0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

1,798,883
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

1,798,883

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

1,798,883

 

 

 

 

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

16.4%

 

 

 

 

12   TYPE OF REPORTING PERSON*

 

 

PN

 

 

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!


     
CUSIP NO.  87156R 10 9   13G   Page 6 of 9 Pages

     
             

1   NAME OF REPORTING PERSON:
                  BVF Inc.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY):

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A   (a)   /x/
    MEMBER OF A GROUP*   (b)   / /

 

 

 

 

 

 

 

3   SEC USE ONLY

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

                  
Delaware

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:   5   SOLE VOTING POWER

 

 

 

 

 

 

0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

1,798,883
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

1,798,883

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

1,798,883

 

 

 

 

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

16.4%

 

 

 

 

12   TYPE OF REPORTING PERSON*

 

 

IA, CO

 

 

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!


     
CUSIP NO.  87156R 10 9   13G   Page 7 of 9 Pages

     
ITEM 1(a).   NAME OF ISSUER:
    Synaptic Pharmaceutical Corp ("Synaptic")

ITEM 1(b).

 

ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
    215 College Road
Paramus, NJ 07652

ITEM 2(a).

 

NAME OF PERSON FILING:

 

 

This Amendment to Schedule 13G is being filed on behalf of the following persons ("Reporting Persons")*:

 

 

(i)

 

Biotechnology Value Fund, L.P. ("BVF")
    (ii)   Biotechnology Value Fund II, L.P. ("BVF2")
    (iii)   BVF Investments, L.L.C. ("Investments")
    (iv)   BVF Partners L.P. ("Partners")
    (v)   BVF Inc. ("BVF Inc.")

 

 

*

 

Attached as Exhibit 1 is a copy of an agreement among the Reporting Persons filing (as specified hereinabove) that this Amendment to Schedule 13G is being filed on behalf of each of them.

ITEM 2(b).

 

ADDRESS OF PRINCIPAL BUSINESS OFFICE:

 

 

The principal business office of the Reporting Persons comprising the group filing this Amendment to Schedule 13G is located at 227 West Monroe Street, Suite 4800, Chicago, Illinois, 60606.

ITEM 2(c).

 

CITIZENSHIP:

 

 

BVF:

 

a Delaware limited partnership
    BVF2:   a Delaware limited partnership
    Investments:   a Delaware limited liability company
    Partners:   a Delaware limited partnership
    BVF Inc.:   a Delaware corporation

ITEM 2(d).

 

TITLE OF CLASS OF SECURITIES:

 

 

Common Stock.

ITEM 2(e).

 

CUSIP NUmber:

 

 

87156R 10 9


     
CUSIP NO.    87156R 10 9   13G   Page 8 of 9 Pages

     
ITEM 3.   IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS: One of the following

 

 

Not applicable as this Amendment to Schedule 13G is filed pursuant to Rule 13d 1(c).

ITEM 4.

 

OWNERSHIP:

 

 

The information in items 1 and 5 through 11 on the cover pages (pp. 2 - 6) on this Amendment to Schedule 13G is hereby incorporated by reference.

ITEM 5.

 

OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

 

 

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities check the following. / /

ITEM 6.

 

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

 

 

BVF shares voting and dispositive power over the shares of the common stock it beneficially owns with Partners. BVF2 also shares voting and dispositive power over the shares of the common stock it beneficially owns with Partners. Investments also shares voting and dispositive power over the shares of the common stock it beneficially owns with Partners. Partners and BVF Inc. share voting and dispositive power over the shares of the common stock they beneficially own with, in addition to BVF, BVF2 and Investments, certain managed accounts on whose behalf Partners, as investment manager, purchased such shares. None of the managed accounts individually owns more than 5% of the common stock of Synaptic.

ITEM 7.

 

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

 

 

Not applicable.

ITEM 8.

 

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP:

 

 

Not applicable.

ITEM 9.

 

NOTICE OF DISSOLUTION OF GROUP:

 

 

Not applicable.


     
CUSIP NO.    87156R 10 9   13G   Page 9 of 9 Pages

     
ITEM 10.   CERTIFICATION

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:      February 14, 2002

BIOTECHNOLOGY VALUE FUND, L.P.

By:

 

BVF Partners L.P., its general partner

 

 

By:

 

BVF Inc., its general partner

 

 

 

 

By:

 

/s/  
MARK N. LAMPERT    
Mark N. Lampert
President

BIOTECHNOLOGY VALUE FUND II, L.P.

By:

 

BVF Partners L.P., its general partner

 

 

By:

 

BVF Inc., its general partner

 

 

 

 

By:

 

/s/  
MARK N. LAMPERT    
Mark N. Lampert
President

BVF INVESTMENTS, L.L.C.

By:

 

BVF Partners L.P., its manager

 

 

By:

 

BVF Inc., its general partner

 

 

 

 

By:

 

/s/  
MARK N. LAMPERT    
Mark N. Lampert
President

BVF PARTNERS L.P.

By:

 

BVF Inc., its general partner

 

 

By:

 

/s/  
MARK N. LAMPERT    
Mark N. Lampert
President

BVF INC.

By:

 

/s/  
MARK N. LAMPERT    
Mark N. Lampert
President


EX-1 3 a2070476zex-1.htm EXHIBIT 1 Prepared by MERRILL CORPORATION
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EXHIBIT 1


AGREEMENT REGARDING JOINT FILING

        The undersigned, Biotechnology Value Fund, L.P., a Delaware limited partnership, Biotechnology Value Fund II, L.P., a Delaware limited partnership, BVF Investments, L.L.C., a Delaware limited liability company, BVF Partners L.P., a Delaware limited partnership, and BVF Inc., a Delaware corporation, hereby agree and acknowledge that the information required by the Amendment to Schedule 13G, to which this Agreement is attached as an exhibit, is filed on behalf of each of them. The undersigned further agree that any further amendments or supplements thereto shall also be filed on behalf of each of them.

Dated:        February 14, 2002

BIOTECHNOLOGY VALUE FUND, L.P.

By:

 

BVF Partners L.P., its general partner

 

 

By:

 

BVF Inc., its general partner

 

 

 

 

By:

 

/s/  
MARK N. LAMPERT      
Mark N. Lampert
President

BIOTECHNOLOGY VALUE FUND II, L.P.

By:

 

BVF Partners L.P., its general partner

 

 

By:

 

BVF Inc., its general partner

 

 

 

 

By:

 

/s/  
MARK N. LAMPERT      
Mark N. Lampert
President

BVF INVESTMENTS, L.L.C.

By:

 

BVF Partners L.P., its manager

 

 

By:

 

BVF Inc., its general partner

 

 

 

 

By:

 

/s/  
MARK N. LAMPERT      
Mark N. Lampert
President

BVF PARTNERS L.P.

By:

 

BVF Inc., its general partner

 

 

By:

 

/s/  
MARK N. LAMPERT      
Mark N. Lampert
President

BVF INC.

By:

 

/s/  
MARK N. LAMPERT      
Mark N. Lampert
President



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EXHIBIT 1
AGREEMENT REGARDING JOINT FILING
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