-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRXDjelbEhQHS8pWjjjlRtVmwJIGThqqLKCdZX56UGvZ6m/60UlLO42yxlTwefgz LxLcnacy8F0TcPIoUlGFHA== 0001047469-98-003591.txt : 19980206 0001047469-98-003591.hdr.sgml : 19980206 ACCESSION NUMBER: 0001047469-98-003591 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980205 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GASONICS INTERNATIONAL CORP CENTRAL INDEX KEY: 0000918647 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942159729 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43763 FILM NUMBER: 98522023 BUSINESS ADDRESS: STREET 1: 2540 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083251200 MAIL ADDRESS: STREET 1: 2730 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TOOLE MONTE M ET AL CENTRAL INDEX KEY: 0000903692 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2730 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 7195489800 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________________ SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. ) GASONICS INTERNATIONAL CORPORATION - ------------------------------------------------------------------------------ (NAME OF ISSUER) COMMON STOCK - ------------------------------------------------------------------------------ (TITLE OF CLASS OF SECURITIES) 367278 10 8 - ------------------------------------------------------------------------------ (CUSIP NUMBER) CUSIP NO. 367278 10 8 13G Page 2 of 8 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS MONTE M. TOOLE - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER 1,206,729 SHARES OF ----------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 912,999 SHARES HELD BY THE MONTE M. TOOLE FAMILY OWNED BY LIMITED PARTNERSHIP, OF WHICH MONTE TOOLE IS THE REPORTING SOLE GENERAL PARTNER AND THEREFORE MAY BE DEEMED PERSON TO HAVE SHARED VOTING POWER WITH ----------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,206,729 SHARES ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 912,999 SHARES HELD BY THE MONTE M. TOOLE FAMILY LIMITED PARTNERSHIP, OF WHICH MONTE TOOLE IS THE SOLE GENERAL PARTNER AND THEREFORE MAY BE DEEMED TO HAVE SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,206,729 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /x/ - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.7% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 367278 10 8 13G Page 3 of 8 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS MONTE M. TOOLE FAMILY LIMITED PARTNERSHIP - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ------------------------------------------------------------------------------ NUMBER 5 SOLE VOTING POWER OF 912,999 SHARES OF WHICH MR. MONTE TOOLE IS THE SHARES SOLE GENERAL PARTNER AND, AS SUCH, MAY BE DEEMED BENEFICIALLY TO HAVE SHARED POWER TO VOTE THE SHARES. OWNED BY -------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON SEE RESPONSE TO ROW 5 WITH -------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 912,999 SHARES OF WHICH MR. MONTE TOOLE IS THE SOLE GENERAL PARTNER AND, AS SUCH, MAY BE DEEMED TO HAVE SHARED DISPOSITIVE POWER OF THE SHARES. -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER SEE RESPONSE TO ROW 7 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 912,999 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.5% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 8 Pages ITEM 1(A) NAME OF ISSUER: GaSonics International Corporation ITEM 1(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2540 Junction Avenue San Jose, CA 95134 ITEM 2(A) NAME OF PERSON FILING: This statement is filed by Monte M. Toole and Monte M. Toole Family Limited Partnership (the "Partnership") sometimes collectively referred to as the "Reporting Persons." The Reporting Persons may be deemed to be a "group" for the purposes of Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 and the rules thereunder (the "Act"), although each expressly disclaims any assertion or presumption that it or any of the other persons on whose behalf this statement is filed constitutes a "group." The filing of this Statement and the Agreement attached as Exhibit 1 hereto should not be construed to be an admission that any of the Reporting Persons is a member of a "group" consisting of one or more persons. ITEM 2(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 2540 Junction Avenue San Jose, CA 95134 ITEM 2(C) CITIZENSHIP: See row 4 of cover page for each entity Page 5 of 8 Pages ITEM 2(D) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E) CUSIP NUMBER: 367278 10 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: See row 9 of cover page for each entity. (b) Percent of Class: See row 11 of cover page for each entity. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See row 5 of cover page for each entity. (ii) shared power to vote or to direct the vote: See row 6 of cover page for each entity. (iii) sole power to dispose or to direct the disposition of: See row 7 of cover page for each entity. (iv) shared power to dispose or to direct the disposition of: See row 8 of cover page for each entity. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable Page 6 of 8 Pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. The Reporting Person may be deemed to be a "group" for the purposes of Section 13(d) and 13(g) of the Act and the rules thereunder, although each expressly disclaims any assertion or presumption that it or the other persons on whose behalf this statement is filed constitutes a "group." The filing of this statement should not be construed to be an admission that any of the Reporting Persons is a member of a "group" consisting of one or more persons. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 7 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 5, 1998 /s/ Monte M. Toole - --------------------------------- Monte M. Toole MONTE M. TOOLE FAMILY LIMITED PARTNERSHIP By: /s/ Monte M. Toole -------------------------------- Monte M. Toole, General Partner Page 8 of 8 Pages Exhibit 1 --------- AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G --------------- The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of GaSonics International Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Dated: February 5, 1998 /s/ Monte M. Toole - ----------------------------------- Monte M. Toole MONTE M. TOOLE FAMILY LIMITED PARTNERSHIP By: /s/ Monte M. Toole ------------------------------- Monte M. Toole, General Partner -----END PRIVACY-ENHANCED MESSAGE-----