0001560207-19-000003.txt : 20190221 0001560207-19-000003.hdr.sgml : 20190221 20190221160111 ACCESSION NUMBER: 0001560207-19-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Raymond T. CENTRAL INDEX KEY: 0001682494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13103 FILM NUMBER: 19621779 MAIL ADDRESS: STREET 1: 9401 WILSHIRE BLVD. STREET 2: SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kiper Christopher S CENTRAL INDEX KEY: 0001432744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13103 FILM NUMBER: 19621780 MAIL ADDRESS: STREET 1: 9401 WILSHIRE BLVD, SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Legion Partners Holdings, LLC CENTRAL INDEX KEY: 0001682389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13103 FILM NUMBER: 19621781 BUSINESS ADDRESS: STREET 1: 9401 WILSHIRE BLVD., SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 424-253-1774 MAIL ADDRESS: STREET 1: 9401 WILSHIRE BLVD., SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Legion Partners, LLC CENTRAL INDEX KEY: 0001682390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13103 FILM NUMBER: 19621782 BUSINESS ADDRESS: STREET 1: 9401 WILSHIRE BLVD., SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 424-253-1774 MAIL ADDRESS: STREET 1: 9401 WILSHIRE BLVD., SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Legion Partners, L.P. II CENTRAL INDEX KEY: 0001618783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13103 FILM NUMBER: 19621783 BUSINESS ADDRESS: STREET 1: 9401 WILSHIRE BLVD. STREET 2: SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 424.253.1774 MAIL ADDRESS: STREET 1: 9401 WILSHIRE BLVD. STREET 2: SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 FORMER NAME: FORMER CONFORMED NAME: Legion Partners L.P. II DATE OF NAME CHANGE: 20140905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Legion Partners, L.P. I CENTRAL INDEX KEY: 0001595909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13103 FILM NUMBER: 19621784 BUSINESS ADDRESS: STREET 1: 9401 WILSHIRE BLVD. STREET 2: SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 424.253.1774 MAIL ADDRESS: STREET 1: 9401 WILSHIRE BLVD. STREET 2: SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Legion Partners Asset Management, LLC CENTRAL INDEX KEY: 0001560207 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13103 FILM NUMBER: 19621785 BUSINESS ADDRESS: STREET 1: 9401 WILSHIRE BLVD., SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 424-253-1774 MAIL ADDRESS: STREET 1: 9401 WILSHIRE BLVD., SUITE 705 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CMTSU Liquidation, Inc. CENTRAL INDEX KEY: 0000918581 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 382046833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 E UNION AVE STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3032200100 MAIL ADDRESS: STREET 1: 7900 E UNION AVE STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 FORMER COMPANY: FORMER CONFORMED NAME: CIBER INC DATE OF NAME CHANGE: 19940203 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-02-19 1 0000918581 CMTSU Liquidation, Inc. CBRI 0001560207 Legion Partners Asset Management, LLC 9401 WILSHIRE BLVD., SUITE 705 BEVERLY HILLS CA 90212 0 0 1 0 0001595909 Legion Partners, L.P. I 9401 WILSHIRE BLVD. SUITE 705 BEVERLY HILLS CA 90212 0 0 0 1 Private Fund 0001618783 Legion Partners, L.P. II 9401 WILSHIRE BLVD. SUITE 705 BEVERLY HILLS CA 90212 0 0 0 1 Private Fund 0001682390 Legion Partners, LLC 9401 WILSHIRE BLVD., SUITE 705 BEVERLY HILLS CA 90212 0 0 0 1 General Partner of Funds 0001682389 Legion Partners Holdings, LLC 9401 WILSHIRE BLVD., SUITE 705 BEVERLY HILLS CA 90212 0 0 0 1 Sole Member of Adviser 0001432744 Kiper Christopher S 9401 WILSHIRE BLVD, SUITE 705 BEVERLY HILLS CA 90212 0 0 0 1 Partner of Adviser 0001682494 White Raymond T. 9401 WILSHIRE BLVD. SUITE 705 BEVERLY HILLS CA 90212 0 0 0 1 Partner of Adviser Common Stock 2019-02-19 4 S 0 125960 0.0016 D 6356871 I Legion Partners, L.P. I Common Stock 2019-02-19 4 S 0 34040 0.0016 D 1717941 I Legion Partners, L.P. II This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Legion Partners I directly owns these shares of common stock ("Common Stock") of CMTSU Liquidation Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and sole member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and sole member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Legion Partners Asset Management, LLC 2019-02-21 Legion Partners, L.P. I 2019-02-21 Legion Partners, L.P. II 2019-02-21 Legion Partners, LLC 2019-02-21 Legion Partners Holdings, LLC 2019-02-21 /s/ Christopher S. Kiper 2019-02-21 /s/ Raymond T. White 2019-02-21