0001548123-17-000254.txt : 20171113
0001548123-17-000254.hdr.sgml : 20171113
20171113120045
ACCESSION NUMBER: 0001548123-17-000254
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171109
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mattson Alan Roland
CENTRAL INDEX KEY: 0001414332
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23338
FILM NUMBER: 171194503
MAIL ADDRESS:
STREET 1: 3 WATERFRONT PLAZA
STREET 2: 500 ALA MOANA BLVD., SUITE 555
CITY: HONOLULU
STATE: HI
ZIP: 96813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE GROUP INC
CENTRAL INDEX KEY: 0000918543
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 990307845
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 ALA MOANA BLVD.
STREET 2: 3 WATERFRONT PLAZA, SUITE 555
CITY: HONOLULU
STATE: HI
ZIP: 96813
BUSINESS PHONE: 8085240900
MAIL ADDRESS:
STREET 1: 500 ALA MOANA BLVD.
STREET 2: 3 WATERFRONT PLAZA, SUITE 555
CITY: HONOLULU
STATE: HI
ZIP: 96813
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-11-09
0
0000918543
CASTLE GROUP INC
CAGU
0001414332
Mattson Alan Roland
3 WATERFRONT PLAZA
500 ALA MOANA BLVD., SUITE 555
HONOLULU
HI
96813
1
1
0
0
President & COO
Common Stock
102000
D
Warrant
1
2014-05-28
4
A
0
50000
0
A
2014-05-28
2019-05-27
Common Stock
50000
50000
D
Warrant
5
2017-11-09
4
A
0
250000
0
A
2017-11-09
2022-10-31
Common Stock
250000
300000
D
On November 9, 2017, the Company amended the employment agreement of reporting person and such agreement included the issuance of warrants.
/s/ Alan R. Mattson
2017-11-10