0001548123-17-000254.txt : 20171113 0001548123-17-000254.hdr.sgml : 20171113 20171113120045 ACCESSION NUMBER: 0001548123-17-000254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171109 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mattson Alan Roland CENTRAL INDEX KEY: 0001414332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23338 FILM NUMBER: 171194503 MAIL ADDRESS: STREET 1: 3 WATERFRONT PLAZA STREET 2: 500 ALA MOANA BLVD., SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE GROUP INC CENTRAL INDEX KEY: 0000918543 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 990307845 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085240900 MAIL ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-11-09 0 0000918543 CASTLE GROUP INC CAGU 0001414332 Mattson Alan Roland 3 WATERFRONT PLAZA 500 ALA MOANA BLVD., SUITE 555 HONOLULU HI 96813 1 1 0 0 President & COO Common Stock 102000 D Warrant 1 2014-05-28 4 A 0 50000 0 A 2014-05-28 2019-05-27 Common Stock 50000 50000 D Warrant 5 2017-11-09 4 A 0 250000 0 A 2017-11-09 2022-10-31 Common Stock 250000 300000 D On November 9, 2017, the Company amended the employment agreement of reporting person and such agreement included the issuance of warrants. /s/ Alan R. Mattson 2017-11-10