0001548123-16-000750.txt : 20161213 0001548123-16-000750.hdr.sgml : 20161213 20161213111105 ACCESSION NUMBER: 0001548123-16-000750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE GROUP INC CENTRAL INDEX KEY: 0000918543 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 990307845 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085240900 MAIL ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mattson Alan Roland CENTRAL INDEX KEY: 0001414332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23338 FILM NUMBER: 162047899 MAIL ADDRESS: STREET 1: 3 WATERFRONT PLAZA STREET 2: 500 ALA MOANA BLVD., SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-12 0 0000918543 CASTLE GROUP INC CAGU 0001414332 Mattson Alan Roland 3 WATERFRONT PLAZA 500 ALA MOANA BLVD., SUITE 555 HONOLULU HI 96813 1 1 0 0 President and COO Common Stock 102000 D Warrant 1 2014-05-28 2019-05-27 Common Stock 50000 50000 D Warrant 1 2016-12-12 4 A 0 50000 0 A 2016-12-12 2021-12-11 Common Stock 50000 100000 D On December 12, 2016, the board of directors issued warrants for 50,000 shares of CAGU common stock at an exercise price of $1.00 per common share, exercisable on or before December 11, 2021 to Alan Roland Mattson. These warrants are in addition to the previous warrants reported in Table II above which expire on May 27, 2019. /s/ Alan Roland Mattson 2016-12-13