0001548123-16-000750.txt : 20161213
0001548123-16-000750.hdr.sgml : 20161213
20161213111105
ACCESSION NUMBER: 0001548123-16-000750
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161212
FILED AS OF DATE: 20161213
DATE AS OF CHANGE: 20161213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE GROUP INC
CENTRAL INDEX KEY: 0000918543
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 990307845
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 ALA MOANA BLVD.
STREET 2: 3 WATERFRONT PLAZA, SUITE 555
CITY: HONOLULU
STATE: HI
ZIP: 96813
BUSINESS PHONE: 8085240900
MAIL ADDRESS:
STREET 1: 500 ALA MOANA BLVD.
STREET 2: 3 WATERFRONT PLAZA, SUITE 555
CITY: HONOLULU
STATE: HI
ZIP: 96813
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mattson Alan Roland
CENTRAL INDEX KEY: 0001414332
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23338
FILM NUMBER: 162047899
MAIL ADDRESS:
STREET 1: 3 WATERFRONT PLAZA
STREET 2: 500 ALA MOANA BLVD., SUITE 555
CITY: HONOLULU
STATE: HI
ZIP: 96813
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-12
0
0000918543
CASTLE GROUP INC
CAGU
0001414332
Mattson Alan Roland
3 WATERFRONT PLAZA
500 ALA MOANA BLVD., SUITE 555
HONOLULU
HI
96813
1
1
0
0
President and COO
Common Stock
102000
D
Warrant
1
2014-05-28
2019-05-27
Common Stock
50000
50000
D
Warrant
1
2016-12-12
4
A
0
50000
0
A
2016-12-12
2021-12-11
Common Stock
50000
100000
D
On December 12, 2016, the board of directors issued warrants for 50,000 shares of CAGU common stock at an exercise price of $1.00 per common share, exercisable on or before December 11, 2021 to Alan Roland Mattson.
These warrants are in addition to the previous warrants reported in Table II above which expire on May 27, 2019.
/s/ Alan Roland Mattson
2016-12-13