0001548123-15-000058.txt : 20150323 0001548123-15-000058.hdr.sgml : 20150323 20150323190229 ACCESSION NUMBER: 0001548123-15-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140528 FILED AS OF DATE: 20150323 DATE AS OF CHANGE: 20150323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE GROUP INC CENTRAL INDEX KEY: 0000918543 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 990307845 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085240900 MAIL ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Humphreys Richard Lundy CENTRAL INDEX KEY: 0001412609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23338 FILM NUMBER: 15720201 MAIL ADDRESS: STREET 1: 3 WATERFRONT PLAZA STREET 2: 500 ALA MOANA BLVD., SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-05-28 0 0000918543 CASTLE GROUP INC CAGU 0001412609 Humphreys Richard Lundy 970 N. KALAHEO AVE KAILUA HI 96734 1 0 0 0 Common Stock 10000 D Warrant 1 2014-05-28 4 A 0 50000 0 A 2014-05-28 2019-05-27 Common Stock 50000 60000 D On May 26, 2014, the board of directors issued warrants for 50,000 shares of CAGU common stock at an exercise price of $1.00 per common share, exercisable on or before May 17, 2019. Reporting person also has a warrant to purchase 10,000 shares of CAGU common stock at an exercise price of $1.00 per common share, exercisable on or before August 15, 2015. /s/Richard Humphreys 2015-03-04