0001140361-13-043669.txt : 20131120 0001140361-13-043669.hdr.sgml : 20131120 20131120163703 ACCESSION NUMBER: 0001140361-13-043669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NN INC CENTRAL INDEX KEY: 0000918541 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 621096725 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2000 WATERS EDGE DR CITY: JOHNSON CITY STATE: TN ZIP: 37604 BUSINESS PHONE: 4237439151 MAIL ADDRESS: STREET 1: 2000 WATERS EDGE DR CITY: JOHNSON CITY STATE: TN ZIP: 37604 FORMER COMPANY: FORMER CONFORMED NAME: NN BALL & ROLLER INC DATE OF NAME CHANGE: 19940203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENTRY FRANK T CENTRAL INDEX KEY: 0001196826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23486 FILM NUMBER: 131233299 4 1 doc1.xml FORM 4 X0306 4 2013-11-18 0 0000918541 NN INC NNBR 0001196826 GENTRY FRANK T 2000 WATERS EDGE DRIVE BUILDING C, SUITE 12 JOHNSON CITY TN 37604 0 1 0 0 SVP - Managing Director Common Stock 2013-11-18 4 M 0 10900 12.12 A 67000 D Common Stock 2013-11-18 4 S 0 10900 17.72 D 56100 D Common Stock 2013-11-18 4 M 0 3100 9.36 A 59200 D Common Stock 2013-11-18 4 S 0 3100 17.68 D 56100 D Common Stock 2013-11-19 4 M 0 8900 9.36 A 65000 D Common Stock 2013-11-19 4 S 0 8900 17.99 D 56100 D Common Stock 2013-11-19 4 M 0 5000 8.86 A 61100 D Common Stock 2013-11-19 4 S 0 5000 18.06 D 56100 D Common Stock 8561 I By Spouse, Karen Gentry Trust Stock Options (Right to buy) 12.12 2013-11-18 4 M 0 10900 0 D 2017-05-27 Common Stock 10900 0 D Stock Options (Right to buy) 9.36 2013-11-18 4 M 0 3100 0 D 2018-03-06 Common Stock 3100 8900 D Stock Options (Right to buy) 9.36 2013-11-19 4 M 0 8900 0 D 2018-03-06 Common Stock 8900 0 D Stock Options (Right to buy) 8.86 2013-11-19 4 M 0 5000 0 D 2022-03-21 Common Stock 5000 10000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $17.77, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (4). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $17.70, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $18.01, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.10, inclusive. The option became exercisable in three annual installments beginning on May 27, 2008, which was the first anniversary of the date on which the option was granted. The option became exercisable in three annual installments beginning on March 6, 2009, which was the first anniversary of the date on which the option was granted. The option became exercisable in three annual installments beginning on March 21, 2013, which was the first anniversary of the date on which the option was granted. /s/ William C. Kelly, Jr., by Power of Attorney 2013-11-20