0001140361-13-043667.txt : 20131120 0001140361-13-043667.hdr.sgml : 20131120 20131120163403 ACCESSION NUMBER: 0001140361-13-043667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NN INC CENTRAL INDEX KEY: 0000918541 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 621096725 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2000 WATERS EDGE DR CITY: JOHNSON CITY STATE: TN ZIP: 37604 BUSINESS PHONE: 4237439151 MAIL ADDRESS: STREET 1: 2000 WATERS EDGE DR CITY: JOHNSON CITY STATE: TN ZIP: 37604 FORMER COMPANY: FORMER CONFORMED NAME: NN BALL & ROLLER INC DATE OF NAME CHANGE: 19940203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARSHAW STEVEN T CENTRAL INDEX KEY: 0001196823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23486 FILM NUMBER: 131233260 4 1 doc1.xml FORM 4 X0306 4 2013-11-18 0 0000918541 NN INC NNBR 0001196823 WARSHAW STEVEN T 2000 WATERS EDGE DR. BUILDING C, SUITE 12 JOHNSON CITY TN 37604 1 0 0 0 Common Stock 2013-11-18 4 M 0 1000 12.62 A 34600 D Common Stock 2013-11-18 4 S 0 1000 17.77 D 33600 D Common Stock 2013-11-19 4 M 0 1000 12.62 A 34600 D Common Stock 2013-11-19 4 S 0 1000 18.09 D 33600 D Stock Option (Right to buy) 12.62 2013-11-18 4 M 0 1000 0 D 2014-03-01 Common Stock 1000 2000 D Stock Option (Right to buy) 12.62 2013-11-19 4 M 0 1000 0 D 2014-03-01 Common Stock 1000 1000 D The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.78, inclusive. The reporting person undertakes to provide to NN, Inc., any secuity holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.15, inclusive. The option became exercisable in three annual installments beginning on March 1, 2005, which was the first anniversary of the date on which the option was granted. /s/ William C. Kelly, Jr. by Power of Attorney 2013-11-20