General Counsel

0000918537-21-000004.txt : 20211115 0000918537-21-000004.hdr.sgml : 20211115 20211115121243 ACCESSION NUMBER: 0000918537-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 211408068 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 09-30-2021 09-30-2021 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel 12127527345 Timothy E Ladin New York, NY X1 11-15-2021 1 160 864551 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F3Q21xmldata.xml PRICE13F3Q21DATAFILE Allison Transmission Holdings, Inc. COM 01973R101 795 22500 SH DFND 1 0 22500 0 Alphabet Inc. CAP STK CL A 02079K305 8823 3300 SH DFND 1 0 3300 0 Alphabet Inc. CAP STK CL A 02079K305 8021 3000 SH SOLE 0 3000 0 0 Amazon.Com Inc. COM 023135106 11498 3500 SH SOLE 0 3500 0 0 Amerant Bancorp Inc. COM 023576101 6977 281996 SH DFND 1 0 281996 0 Amerant Bancorp Inc. B Shares COM 023576200 3883 167083 SH DFND 1 0 167083 0 Anterix Inc COM 03676C100 34053 561000 SH DFND 1 0 561000 0 Atlantic Capital Bancshares COM 048269203 25168 950093 SH DFND 1 0 950093 0 BCB Bancorp, Inc. COM 055298103 15067 1020808 SH DFND 1 0 1020808 0 BKF Capital Group, Inc. COM 05548G201 353 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 307 15900 SH DFND 1 0 15900 0 Baker Hughes Company COM 05722G100 124 5000 SH SOLE 0 5000 0 0 The Bancorp Bank COM 05969A105 10371 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 21014 1136532 SH DFND 1 0 1136532 0 Bank of San Francisco COM 064774102 2619 102687 SH DFND 1 0 102687 0 Bausch Health Companies Inc. COM 071734107 3412 122500 SH DFND 1 0 122500 0 Blackberry Limited COM 09228F103 7784 800000 SH DFND 1 0 800000 0 Blackberry Limited COM 09228F103 487 50000 SH SOLE 0 50000 0 0 Blue Foundry Bancorp COM 09549B104 4651 337289 SH DFND 1 0 337289 0 British American Tobacco - ADR SPONSORED ADR 110448107 529 15000 SH SOLE 0 15000 0 0 CIBL, Inc. COM 12543Y104 376 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 33019 635600 SH DFND 1 0 635600 0 CIT Group Inc. COM NEW 125581801 520 10000 SH SOLE 0 10000 0 0 CM Life Sciences III Inc UNIT 04/30/2028 125841205 5125 500000 SH DFND 1 0 500000 0 Carbon Energy Corp COM 14115T208 119 52778 SH DFND 1 0 52778 0 Carter Bankshares COM 146103106 2252 158400 SH DFND 1 0 158400 0 Constellation Brands COM 21036P108 737 3500 SH DFND 1 0 3500 0 Continental Resources Inc. COM 212015101 923 20000 SH SOLE 0 20000 0 0 Crimson Wine Group Ltd. COM 22662X100 9815 1142600 SH DFND 1 0 1142600 0 Crown Holdings, Inc. COM 228368106 1008 10000 SH DFND 1 0 10000 0 Cyxtera Technologies, Inc. COM CL A 23284C102 1388 150000 SH DFND 1 0 150000 0 Cyxtera Tech Equity Warrants 7/29/26 *W EXP 09/10/202 23284C110 106 51416 SH DFND 1 0 51416 0 Devon Energy Corp. New COM 25179M103 852 24000 SH SOLE 0 24000 0 0 Discovery INC - A COM SER A 25470F104 1396 55000 SH DFND 1 0 55000 0 Discovery INC - C COM SER C 25470F302 2427 100000 SH DFND 1 0 100000 0 Dolby Laboratories Inc. COM CL A 25659T107 17316 196599 SH DFND 1 0 196599 0 Dolby Laboratories Inc. COM CL A 25659T107 287 3255 SH SOLE 0 3255 0 0 Dow Inc. COM 260557103 1163 20212 SH SOLE 0 20212 0 0 Du Pont E I De Nemours & Co COM 26614N102 1374 20212 SH SOLE 0 20212 0 0 Edgewell Personal Care Company COM 28035Q102 1379 38000 SH DFND 1 0 38000 0 eHealth, Inc. COM 28238P109 2025 50000 SH DFND 1 0 50000 0 Equity Residential SH BEN INT 29476L107 2225 27500 SH DFND 1 0 27500 0 ES Bancshares, Inc COM 296049109 3337 658183 SH DFND 1 0 658183 0 Exxon Mobil Corp. COM 30231G102 647 11000 SH SOLE 0 11000 0 0 FFBW Inc. COM 30260M103 3528 293022 SH DFND 1 0 293022 0 Facebook Inc. COM 30303M102 3528 10395 SH SOLE 0 10395 0 0 Farmers & Merchants Bank COM 308243104 1649 203 SH SOLE 0 203 0 0 Federal Life Group, Inc. COM 313533101 1 100 SH DFND 1 0 100 0 Federal Life Group, Inc. COM 313533101 1 100 SH SOLE 0 100 0 0 Ferrellgas Partners, LP LTD PARTNR INT 315293209 839 33896 SH DFND 1 0 33896 0 First Bank COM 31931U102 2819 200100 SH DFND 1 0 200100 0 First Citizens BancShares COM 31946M202 556 777 SH DFND 1 0 777 0 First of Long Island Corp COM 320734106 1751 85000 SH DFND 1 0 85000 0 Franklin Resources Inc. COM 354613101 11890 400000 SH DFND 1 0 400000 0 Franklin Resources Inc. COM 354613101 1116 37530 SH SOLE 0 37530 0 0 GAMCO Investors, Inc. COM 361438104 1665 63124 SH DFND 1 0 63124 0 Garrett Motion Inc. COM 366505105 424 57500 SH DFND 1 0 57500 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 2102 55000 SH DFND 1 0 55000 0 Great Lakes Dredge & Dock COM 390607109 755 50000 SH DFND 1 0 50000 0 Groupon, Inc. COM 399473107 228 10000 SH SOLE 0 10000 0 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 119 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 17 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 1091 80850 SH DFND 1 0 80850 0 Gyrodyne, LLC COM 403829104 63 4658 SH SOLE 0 4658 0 0 Helmerich & Payne Inc. COM 423452101 2741 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 1428 18282 SH SOLE 0 18282 0 0 Hexcel Corp COM 428291108 11759 198000 SH DFND 1 0 198000 0 Highwoods Properties COM 431284108 460 10483 SH DFND 1 0 10483 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 1 8719 SH DFND 1 0 8719 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 31 190440 SH SOLE 0 190440 0 0 ICC Holdings, Inc. COM 44931Q104 929 56281 SH DFND 1 0 56281 0 Intel Corp. COM 458140100 46753 877500 SH DFND 1 0 877500 0 Intel Corp. COM 458140100 62445 1172025 SH SOLE 0 1172025 0 0 Investors Bancorp, Inc. COM 46146L101 4835 320000 SH DFND 1 0 320000 0 Ironwood Pharmaceuticals COM CL A 46333X108 6791 520000 SH DFND 1 0 520000 0 JBG SMITH Properties COM 46590V100 431 14563 SH DFND 1 0 14563 0 Jefferies Financial Group COM 47233W109 2506 67500 SH DFND 1 0 67500 0 Kansas City Southern COM PAR $0.01 485170302 11212 41426 SH DFND 1 0 41426 0 Kearny Financial Corp. COM NEW 48716P108 2332 187646 SH DFND 1 0 187646 0 Kohl's Corp. COM 500255104 2355 50000 SH DFND 1 0 50000 0 LICT Corp. COM 50187G104 6683 275 SH DFND 1 0 275 0 Laboratory Corporation of America COM 50540R409 22515 80000 SH DFND 1 0 80000 0 Las Vegas Sands Corp. COM 517834107 154 4195 SH SOLE 0 4195 0 0 Loral Space & Communications Inc. COM NEW 543881106 8883 206542 SH DFND 1 0 206542 0 Madison Square Garden Sports CL A 55825T103 1767 9500 SH DFND 1 0 9500 0 Madison Square Garden Sports CL A 55825T103 114 612 SH SOLE 0 612 0 0 Madison Square Garden Entertainment CL A 55826T102 4869 67000 SH DFND 1 0 67000 0 Madison Square Garden Entertainment CL A 55826T102 44 612 SH SOLE 0 612 0 0 Meridian Corp. COM 58958P104 7757 270000 SH DFND 1 0 270000 0 Mid-Southern Bancorp COM 59548Q107 2552 169485 SH DFND 1 0 169485 0 Mistras Group COM 60649T107 936 92143 SH DFND 1 0 92143 0 Bunge Limited COM 616962105 32108 395000 SH DFND 1 0 395000 0 Bunge Limited COM 616962105 3251 40000 SH SOLE 0 40000 0 0 N-able Inc COM 62878D100 1148 92500 SH DFND 1 0 92500 0 Nathans Famous Inc. COM 632347100 653 10675 SH DFND 1 0 10675 0 News Corp COM 65249B109 10941 465000 SH DFND 1 0 465000 0 NI Holdings Inc. COM 65342T106 9286 528791 SH DFND 1 0 528791 0 Northeast Bancorp COM 663904209 7811 231637 SH DFND 1 0 231637 0 Oasis Petroleum Inc COM NEW 674215207 3231 32500 SH DFND 1 0 32500 0 One Liberty Properties, Inc. COM 682406103 8414 275963 SH DFND 1 0 275963 0 PDL Community Bancorp COM 69290X101 1222 84804 SH DFND 1 0 84804 0 PG&E Corporation COM 69331C108 2404 250000 SH DFND 1 0 250000 0 Palantir Tech CL A 69608A108 668 27769 SH SOLE 0 27769 0 0 Park Aerospace Corp COM 70014A104 3941 288111 SH DFND 1 0 288111 0 Party City Holdco COM 702149105 7422 1045300 SH DFND 1 0 1045300 0 Peapack-Gladstone Financial Corp. COM 704699107 4859 145650 SH DFND 1 0 145650 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 79 13841 SH SOLE 0 13841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 4144 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 113 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 1789 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 1017 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM UNIT RP IN 733174700 24334 313296 SH DFND 1 0 313296 0 Positive Phyisicians Holdings Inc COM 73740G106 4 450 SH DFND 1 0 450 0 Positive Phyisicians Holdings Inc COM 73740G106 4 450 SH SOLE 0 450 0 0 Provident Bancorp Inc COM NEW 74383L105 921 57500 SH DFND 1 0 57500 0 QualComm Inc. COM 747525103 95 732 SH SOLE 0 732 0 0 Redwire Corp COM 75776W103 963 100000 SH DFND 1 0 100000 0 Resources Connection Inc COM 76122q105 868 55000 SH DFND 1 0 55000 0 Ruth's Hospitality Group, Inc. COM 783332109 2005 96800 SH DFND 1 0 96800 0 S&W Seed Company COM 785135104 41572 16050785 SH DFND 1 0 16050785 0 William H. Sadlier, Inc. COM 786327106 318 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 507 100240 SH SOLE 0 100240 0 0 Sarcos Technology and Robotics COM 80359A106 7730 1000000 SH DFND 1 0 1000000 0 Scholastic Corporation COM 807066105 18720 525103 SH DFND 1 0 525103 0 Sharecare Inc Warrants COM 81948W112 53 26666 SH DFND 1 0 26666 0 SIGA Technologies COM 826917106 8912 1205900 SH DFND 1 0 1205900 0 Skyworks Solutions Inc. COM 83088M102 319 1936 SH SOLE 0 1936 0 0 SolarWinds COM 83417Q204 1548 92500 SH DFND 1 0 92500 0 SomaLogic, Inc. CLASS A COM 83444K105 3720 300000 SH DFND 1 0 300000 0 SomaLogic, Inc. Warrant *W EXP 03/01/202 83444K113 207 60000 SH DFND 1 0 60000 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 164 5773 SH SOLE 0 5773 0 0 Tastemaker Acquisition Corp COM CL A 876545104 600 60875 SH DFND 1 0 60875 0 Tastemaker ACQ WNT *W EXP 01/07/202 876545112 20 30437 SH DFND 1 0 30437 0 Tejon Ranch Co. COM 879080109 8143 458523 SH DFND 1 0 458523 0 Texas Capital Bancshares, Inc. COM 88224Q107 15468 257713 SH DFND 1 0 257713 0 Textron, Inc. COM 883203101 5585 80000 SH DFND 1 0 80000 0 Tidewater Warrant Exp 11/24/24 *W EXP 11/24/202 88642R174 2 7444 SH DFND 1 0 7444 0 Traditions Bancorp Inc COM 89269L102 3098 144100 SH DFND 1 0 144100 0 Trinity Place Holdings Inc. COM 89656D101 13149 6708538 SH DFND 1 0 6708538 0 Turtle Beach Corp COM NEW 900450206 2782 100000 SH DFND 1 0 100000 0 Twitter COM 90184L102 15098 250000 SH DFND 1 0 250000 0 ViasSat, Inc. COM 92552v100 2038 37000 SH DFND 1 0 37000 0 Viemed Healthcare COM 92663R105 5551 1000100 SH DFND 1 0 1000100 0 Vornado Realty Trust SH BEN INT 929042109 4614 109814 SH DFND 1 0 109814 0 Waterstone Financial Inc. COM 94188P101 11767 574300 SH DFND 1 0 574300 0 Wells Fargo & Co. COM 949746101 9282 200000 SH DFND 1 0 200000 0 Westlake Chemical Corp. COM 960413102 7018 77000 SH DFND 1 0 77000 0 William Penn Bancorp COM 96927A105 5556 455000 SH DFND 1 0 455000 0 Wright Investors Service Holdings COM 982345100 172 594097 SH DFND 1 0 594097 0 Alkermes PLC SHS G01767105 11257 365000 SH DFND 1 0 365000 0 Invesco Ltd. SHS G491BT108 2659 110300 SH DFND 1 0 110300 0 Nielsen Holdings PLC SHS EUR G6518L108 4222 220000 SH DFND 1 0 220000 0 RenaissanceRe Holdings COM G7496G103 11152 80000 SH DFND 1 0 80000 0 Sarissa Capital Acquisition Corp CL A G7823W102 641 65000 SH DFND 1 0 65000 0 Sarissa Capital Acq Warrants 10/23/27 *W EXP 10/23/202 G7823W110 20 21666 SH DFND 1 0 21666 0 Pioneer Merger Corp. CL A SHS G7S24C103 993 100000 SH DFND 1 0 100000 0 Pioneer Merger Corp Warrant 1/7/26 *W EXP 01/07/202 G7S24C111 37 33332 SH DFND 1 0 33332 0 TechnipFMC plc COM G87110105 1879 249500 SH DFND 1 0 249500 0 Cellebrite DI Warrant *W EXP 08/30/202 M2197Q115 43 20000 SH DFND 1 0 20000 0 Atlas Corp. SHARES Y0436Q109 1063 70000 SH DFND 1 0 70000 0