0000918537-21-000003.txt : 20210816 0000918537-21-000003.hdr.sgml : 20210816 20210816113809 ACCESSION NUMBER: 0000918537-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 211175758 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 06-30-2021 06-30-2021 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin (212) 752-7345 Timothy E Ladin New York NY 08-16-2021 1 159 910070 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F2Q21xmldata.xml PRICE13F2Q21DATAFILE Allison Transmission Holdings, Inc. COM 01973R101 894 22500 SH DFND 1 0 22500 0 Alphabet Inc. CAP STK CL A 02079K305 8058 3300 SH DFND 1 0 3300 0 Alphabet Inc. CAP STK CL A 02079K305 7325 3000 SH SOLE 0 3000 0 0 Amazon.Com Inc. COM 023135106 12041 3500 SH SOLE 0 3500 0 0 Amerant Bancorp Inc. COM 023576101 6029 281996 SH DFND 1 0 281996 0 Amerant Bancorp Inc. B Shares COM 023576200 3265 167083 SH DFND 1 0 167083 0 Anterix Inc COM 03676C100 33654 561000 SH DFND 1 0 561000 0 At Home Group Inc COM 04650Y100 5526 150000 SH DFND 1 0 150000 0 Atlantic Capital Bancshares COM 048269203 24189 950093 SH DFND 1 0 950093 0 BCB Bancorp, Inc. COM 055298103 13730 1020808 SH DFND 1 0 1020808 0 BKF Capital Group, Inc. COM 05548G201 353 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 768 44317 SH DFND 1 0 44317 0 Baker Hughes Company COM 05722G100 114 5000 SH SOLE 0 5000 0 0 The Bancorp Bank COM 05969A105 9377 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 19935 1136532 SH DFND 1 0 1136532 0 Bank of San Francisco COM 064774102 2685 102687 SH DFND 1 0 102687 0 Bausch Health Companies Inc. COM 071734107 3592 122500 SH DFND 1 0 122500 0 Blackberry Limited COM 09228F103 9776 800000 SH DFND 1 0 800000 0 Blackberry Limited COM 09228F103 611 50000 SH SOLE 0 50000 0 0 British American Tobacco - ADR SPONSORED ADR 110448107 590 15000 SH SOLE 0 15000 0 0 CIBL, Inc. COM 12543Y104 371 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 32791 635600 SH DFND 1 0 635600 0 CIT Group Inc. COM NEW 125581801 516 10000 SH SOLE 0 10000 0 0 CM Life Sciences III Inc UNIT 04/30/2028 125841205 5475 500000 SH DFND 1 0 500000 0 CM Life Sciences II - A CL A 125842104 3678 300000 SH DFND 1 0 300000 0 CM Life Sciences II WTS *W EXP 03/01/202 125842112 324 60000 SH DFND 1 0 60000 0 Camden Property Trust SH BEN INT 133131102 2653 20000 SH DFND 1 0 20000 0 Carbon Energy Corp COM 14115T208 174 52778 SH DFND 1 0 52778 0 Carter Bankshares COM 146103106 1982 158400 SH DFND 1 0 158400 0 Constellation Brands COM 21036P108 819 3500 SH DFND 1 0 3500 0 Continental Resources Inc. COM 212015101 761 20000 SH SOLE 0 20000 0 0 Crimson Wine Group Ltd. COM 22662X100 10443 1142600 SH DFND 1 0 1142600 0 Crown Holdings, Inc. COM 228368106 1022 10000 SH DFND 1 0 10000 0 Devon Energy Corp. New COM 25179M103 701 24000 SH SOLE 0 24000 0 0 Discovery INC - A COM SER A 25470F104 1687 55000 SH DFND 1 0 55000 0 Discovery INC - C COM SER C 25470F302 2898 100000 SH DFND 1 0 100000 0 Dolby Laboratories Inc. COM CL A 25659T107 21267 216369 SH DFND 1 0 216369 0 Dolby Laboratories Inc. COM CL A 25659T107 320 3255 SH SOLE 0 3255 0 0 Dow Inc. COM 260557103 1279 20212 SH SOLE 0 20212 0 0 Du Pont E I De Nemours & Co COM 26614N102 1565 20212 SH SOLE 0 20212 0 0 Edgewell Personal Care Company COM 28035Q102 2165 49307 SH DFND 1 0 49307 0 eHealth, Inc. COM 28238P109 2920 50000 SH DFND 1 0 50000 0 Equity Residential SH BEN INT 29476L107 2310 30000 SH DFND 1 0 30000 0 ES Bancshares, Inc COM 296049109 3258 658183 SH DFND 1 0 658183 0 EXFO, Inc. SUB VTG SHS 302046107 1190 200000 SH DFND 1 0 200000 0 Exxon Mobil Corp. COM 30231G102 694 11000 SH SOLE 0 11000 0 0 FFBW Inc. COM 30260M103 3340 293022 SH DFND 1 0 293022 0 Facebook Inc. COM 30303M102 3614 10395 SH SOLE 0 10395 0 0 Falcon Capital Acquisition Corp COM CL A 30606L108 657 70757 SH DFND 1 0 70757 0 Falcon Capital Acquisition Warrant 8/20/27 *W EXP 08/20/202 30606L116 48 26666 SH DFND 1 0 26666 0 Farmers & Merchants Bank COM 308243104 1665 203 SH SOLE 0 203 0 0 Federal Life Group, Inc. COM 313533101 1 100 SH DFND 1 0 100 0 Federal Life Group, Inc. COM 313533101 1 100 SH SOLE 0 100 0 0 Ferrellgas Partners, LP LTD PARTNR INT 315293209 793 33896 SH DFND 1 0 33896 0 First Bank COM 31931U102 2709 200100 SH DFND 1 0 200100 0 First Citizens BancShares COM 31946M202 583 777 SH DFND 1 0 777 0 First of Long Island Corp COM 320734106 1805 85000 SH DFND 1 0 85000 0 Franklin Resources Inc. COM 354613101 12796 400000 SH DFND 1 0 400000 0 Franklin Resources Inc. COM 354613101 1201 37530 SH SOLE 0 37530 0 0 GAMCO Investors, Inc. COM 361438104 1584 63124 SH DFND 1 0 63124 0 Goldman Sachs Group Inc. COM 38141G104 1898 5000 SH SOLE 0 5000 0 0 W.R. Grace & Co. COM 38388F108 17626 255000 SH DFND 1 0 255000 0 Great Lakes Dredge & Dock COM 390607109 731 50000 SH DFND 1 0 50000 0 Groupon, Inc. COM 399473107 432 10000 SH SOLE 0 10000 0 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 125 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 18 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 1077 80850 SH DFND 1 0 80850 0 Gyrodyne, LLC COM 403829104 62 4658 SH SOLE 0 4658 0 0 Helmerich & Payne Inc. COM 423452101 3263 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 1596 18282 SH SOLE 0 18282 0 0 Hexcel Corp COM 428291108 12355 198000 SH DFND 1 0 198000 0 Highwoods Properties COM 431284108 474 10483 SH DFND 1 0 10483 0 Hugoton Realty Trust TEX Unit Ben Int COM 444717102 1 8719 SH DFND 1 0 8719 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 27 190440 SH SOLE 0 190440 0 0 ICC Holdings, Inc. COM 44931Q104 795 49630 SH DFND 1 0 49630 0 Intel Corp. COM 458140100 47298 842500 SH DFND 1 0 842500 0 Intel Corp. COM 458140100 66640 1187025 SH SOLE 0 1187025 0 0 Investors Bancorp, Inc. COM 46146L101 9554 670000 SH DFND 1 0 670000 0 Ironwood Pharmaceuticals COM CL A 46333X108 6692 520000 SH DFND 1 0 520000 0 Jefferies Financial Group COM 47233W109 2651 77500 SH DFND 1 0 77500 0 Kansas City Southern COM PAR $0.01 485170302 29754 105000 SH DFND 1 0 105000 0 Kearny Financial Corp. COM NEW 48716P108 2242 187646 SH DFND 1 0 187646 0 Kohl's Corp. COM 500255104 2756 50000 SH DFND 1 0 50000 0 LICT Corp. COM 50187G104 6600 275 SH DFND 1 0 275 0 Laboratory Corporation of America COM 50540R409 27585 100000 SH DFND 1 0 100000 0 Las Vegas Sands Corp. COM 517834107 221 4195 SH SOLE 0 4195 0 0 Loral Space & Communications Inc. COM NEW 543881106 8024 206542 SH DFND 1 0 206542 0 Madison Square Garden Sports COM 55825T103 1639 9500 SH DFND 1 0 9500 0 Madison Square Garden Sports CL A 55825T103 106 612 SH SOLE 0 612 0 0 Madison Square Garden Entertainment COM 55826T102 3149 37500 SH DFND 1 0 37500 0 Madison Square Garden Entertainment CL A 55826T102 51 612 SH SOLE 0 612 0 0 Meridian Corp. COM 58958P104 7088 270000 SH DFND 1 0 270000 0 Mid-Southern Bancorp COM 59548Q107 2695 169485 SH DFND 1 0 169485 0 Bunge Limited COM 616962105 30869 395000 SH DFND 1 0 395000 0 Bunge Limited COM 616962105 3126 40000 SH SOLE 0 40000 0 0 Nathans Famous Inc. COM 632347100 761 10675 SH DFND 1 0 10675 0 New Senior Investment Group COM 648691103 88 10000 SH DFND 1 0 10000 0 News Corp COM 65249B109 11983 465000 SH DFND 1 0 465000 0 NI Holdings Inc. COM 65342T106 10052 528791 SH DFND 1 0 528791 0 Northeast Bancorp COM 663904209 6919 231637 SH DFND 1 0 231637 0 One Liberty Properties, Inc. COM 682406103 7835 275963 SH DFND 1 0 275963 0 PDL Community Bancorp COM 69290X101 1158 84804 SH DFND 1 0 84804 0 PG&E Corporation COM 69331C108 51 5000 SH DFND 1 0 5000 0 Palantir Tech CL A 69608A108 732 27769 SH SOLE 0 27769 0 0 Park Aerospace Corp COM 70014A104 1811 121522 SH DFND 1 0 121522 0 Party City Holdco COM 702149105 2333 250000 SH DFND 1 0 250000 0 Peapack-Gladstone Financial Corp. COM 704699107 4525 145650 SH DFND 1 0 145650 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 78 13841 SH SOLE 0 13841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 4629 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 126 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 1985 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 1128 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM UNIT RP IN 733174700 23513 313296 SH DFND 1 0 313296 0 Positive Phyisicians Holdings Inc COM 73740G106 5 450 SH DFND 1 0 450 0 Positive Phyisicians Holdings Inc COM 73740G106 5 450 SH SOLE 0 450 0 0 Provident Bancorp Inc COM NEW 74383L105 938 57500 SH DFND 1 0 57500 0 QualComm Inc. COM 747525103 105 732 SH SOLE 0 732 0 0 Resources Connection Inc COM 76122q105 790 55000 SH DFND 1 0 55000 0 Ruth's Hospitality Group, Inc. COM 783332109 2229 96800 SH DFND 1 0 96800 0 S&W Seed Company COM 785135104 58425 16050785 SH DFND 1 0 16050785 0 William H. Sadlier, Inc. COM 786327106 711 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 515 100240 SH SOLE 0 100240 0 0 Scholastic Corporation COM 807066105 12193 321808 SH DFND 1 0 321808 0 SIGA Technologies COM 826917106 7573 1205900 SH DFND 1 0 1205900 0 Skyworks Solutions Inc. COM 83088M102 371 1936 SH SOLE 0 1936 0 0 SolarWinds COM 83417Q204 3125 185000 SH DFND 1 0 185000 0 Starboard Value Acq Corp COM CL A 85521J109 1500 150000 SH DFND 1 0 150000 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 168 5773 SH SOLE 0 5773 0 0 Tastemaker Acquisition Corp COM CL A 876545104 592 60875 SH DFND 1 0 60875 0 Tastemaker ACQ WNT *W EXP 01/07/202 876545112 23 30437 SH DFND 1 0 30437 0 Tejon Ranch Co. COM 879080109 6974 458523 SH DFND 1 0 458523 0 Texas Capital Bancshares, Inc. COM 88224Q107 13809 217500 SH DFND 1 0 217500 0 Textron, Inc. COM 883203101 6877 100000 SH DFND 1 0 100000 0 Tidewater Warrant Exp 11/24/24 *W EXP 11/24/202 88642R174 2 7444 SH DFND 1 0 7444 0 Traditions Bancorp Inc COM 89269L102 3156 144100 SH DFND 1 0 144100 0 Trinity Place Holdings Inc. COM 89656D101 14155 6708538 SH DFND 1 0 6708538 0 TWC Tech Holdings II Corp COM 90117G105 596 60000 SH DFND 1 0 60000 0 TWC Tech Holdings Warrant 9/15/27 *W EXP 09/15/202 90117G113 35 20000 SH DFND 1 0 20000 0 Twitter COM 90184L102 20643 300000 SH DFND 1 0 300000 0 ViasSat, Inc. COM 92552v100 1545 31000 SH DFND 1 0 31000 0 Viemed Healthcare COM 92663R105 6009 840476 SH DFND 1 0 840476 0 Vornado Realty Trust SH BEN INT 929042109 5125 109814 SH DFND 1 0 109814 0 Waterstone Financial Inc. COM 94188P101 11291 574300 SH DFND 1 0 574300 0 Wells Fargo & Co. COM 949746101 9058 200000 SH DFND 1 0 200000 0 Westlake Chemical Corp. COM 960413102 6937 77000 SH DFND 1 0 77000 0 William Penn Bancorp COM 96927A105 5415 455000 SH DFND 1 0 455000 0 Wright Investors Service Holdings COM 982345100 146 594097 SH DFND 1 0 594097 0 Alkermes PLC SHS G01767105 12260 500000 SH DFND 1 0 500000 0 Brookfield Property Partners LP UNIT LTD PARTN G16249107 3381 178400 SH DFND 1 0 178400 0 Genesis Park Acquisition SHS CL A G38245109 1031 100000 SH DFND 1 0 100000 0 Invesco Ltd. SHS G491BT108 2948 110300 SH DFND 1 0 110300 0 Nielsen Holdings PLC SHS EUR G6518L108 5239 212368 SH DFND 1 0 212368 0 Sarissa Capital Acquisition Corp CL A G7823W102 645 65000 SH DFND 1 0 65000 0 Sarissa Capital Acq Warrants 10/23/27 *W EXP 10/23/202 G7823W110 29 21666 SH DFND 1 0 21666 0 Pioneer Merger Corp. CL A SHS G7S24C103 991 100000 SH DFND 1 0 100000 0 Pioneer Merger Corp Warrant 1/7/26 *W EXP 01/07/202 G7S24C111 54 33332 SH DFND 1 0 33332 0 TechnipFMC plc COM G87110105 2258 249500 SH DFND 1 0 249500 0 Chubb Limited COM h1467j104 4053 25500 SH DFND 1 0 25500 0 Atlas Corp. SHARES Y0436Q109 641 45000 SH DFND 1 0 45000 0