0000918537-21-000001.txt : 20210216
0000918537-21-000001.hdr.sgml : 20210216
20210216072605
ACCESSION NUMBER: 0000918537-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRICE MICHAEL F
CENTRAL INDEX KEY: 0000918537
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13081
FILM NUMBER: 21632415
MAIL ADDRESS:
STREET 1: C/O MFP INVESTORS LLC
STREET 2: 909 THIRD AVE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000918537
XXXXXXXX
12-31-2020
12-31-2020
PRICE MICHAEL F
C/O MFP INVESTORS LLC
909 THIRD AVE, 33RD FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13081
N
Timothy E Ladin
General Counsel
12127527345
Timothy E Ladin
New York, NY
X1
02-16-2021
1
132
648604
false
1
0001105685
028-05359
MFP INVESTORS LLC
INFORMATION TABLE
2
Price13F4Q20xmldata.xml
PRICE13F4Q20DATAFILE
Allison Transmission Holdings, Inc.
COM
01973R101
970
22500
SH
DFND
1
0
22500
0
Alphabet Inc.
CAP STK CL A
02079K305
5784
3300
SH
DFND
1
0
3300
0
Alphabet Inc.
CAP STK CL A
02079K305
5258
3000
SH
SOLE
0
3000
0
0
Amazon.Com Inc.
COM
023135106
11399
3500
SH
SOLE
0
3500
0
0
Amerant Bancorp Inc.
CL A
023576101
4256
280012
SH
DFND
1
0
280012
0
Amerant Bancorp Inc. B Shares
CL B
023576200
100
8586
SH
DFND
1
0
8586
0
Anterix Inc
COM
03676C100
19597
521200
SH
DFND
1
0
521200
0
Atlantic Capital Bancshares
COM
048269203
15125
950093
SH
DFND
1
0
950093
0
BCB Bancorp, Inc.
COM
055298103
11296
1020408
SH
DFND
1
0
1020408
0
BKF Capital Group, Inc.
COM
05548G201
353
29380
SH
DFND
1
0
29380
0
BRT Realty Trust
COM
055645303
674
44317
SH
DFND
1
0
44317
0
Baker Hughes Company
COM
05722G100
104
5000
SH
SOLE
0
5000
0
0
The Bancorp Bank
COM
05969A105
5562
407500
SH
DFND
1
0
407500
0
Banc of California, Inc.
COM
05990K106
19675
1337500
SH
DFND
1
0
1337500
0
Bank of America Corporation
COM
060505104
121
4000
SH
SOLE
0
4000
0
0
Bank of San Francisco
COM
064774102
2258
102687
SH
DFND
1
0
102687
0
Bausch Health Companies Inc.
COM
071734107
2548
122500
SH
DFND
1
0
122500
0
Blackberry Limited
COM
09228F103
9667
1458000
SH
DFND
1
0
1458000
0
Blackberry Limited
COM
09228F103
418
63000
SH
SOLE
0
63000
0
0
CIBL, Inc.
COM
12543Y104
382
215
SH
DFND
1
0
215
0
CIT Group Inc.
COM NEW
125581801
22818
635600
SH
DFND
1
0
635600
0
CIT Group Inc.
COM NEW
125581801
359
10000
SH
SOLE
0
10000
0
0
Camden Property Trust
SH BEN INT
133131102
1998
20000
SH
DFND
1
0
20000
0
Carbon Energy Corp
COM
14115T208
113
211112
SH
DFND
1
0
211112
0
Carter Bankshares
COM
146103106
1698
158400
SH
DFND
1
0
158400
0
Constellation Brands
CL A
21036P108
767
3500
SH
DFND
1
0
3500
0
Continental Resources Inc.
COM
212015101
489
30000
SH
SOLE
0
30000
0
0
Crimson Wine Group Ltd.
COM
22662X100
6113
1142600
SH
DFND
1
0
1142600
0
Devon Energy Corp. New
COM
25179M103
538
34000
SH
SOLE
0
34000
0
0
Dolby Laboratories Inc.
COM CL A
25659T107
26256
270320
SH
DFND
1
0
270320
0
Dolby Laboratories Inc.
COM CL A
25659T107
316
3255
SH
SOLE
0
3255
0
0
Dow Inc.
COM
260557103
1122
20212
SH
SOLE
0
20212
0
0
Du Pont E I De Nemours & Co
COM
26614N102
1437
20212
SH
SOLE
0
20212
0
0
Edgewell Personal Care Company
COM
28035Q102
1705
49307
SH
DFND
1
0
49307
0
Equity Residential
SH BEN INT
29476L107
1778
30000
SH
DFND
1
0
30000
0
ES Bancshares, Inc
COM
296049109
2863
658183
SH
DFND
1
0
658183
0
Evans Bancorp
COM NEW
29911Q208
443
16074
SH
DFND
1
0
16074
0
Exxon Mobil Corp.
COM
30231G102
453
11000
SH
SOLE
0
11000
0
0
FFBW Inc.
COM
30260M103
2936
293022
SH
DFND
1
0
293022
0
Facebook Inc.
COM
30303M102
2839
10395
SH
SOLE
0
10395
0
0
Farmers & Merchants Bank
COM
308243104
1345
203
SH
SOLE
0
203
0
0
Federal Life Group, Inc.
COM
313533101
1
100
SH
DFND
1
0
100
0
Federal Life Group, Inc.
COM
313533101
1
100
SH
SOLE
0
100
0
0
First Bank
COM
31931U102
1877
200100
SH
DFND
1
0
200100
0
First Citizens BancShares
COM
31946M202
404
776
SH
DFND
1
0
776
0
First of Long Island Corp
COM
320734106
1517
85000
SH
DFND
1
0
85000
0
Franklin Resources Inc.
COM
354613101
9996
400000
SH
DFND
1
0
400000
0
Franklin Resources Inc.
COM
354613101
938
37530
SH
SOLE
0
37530
0
0
GAMCO Investors, Inc.
COM
361438104
1120
63124
SH
DFND
1
0
63124
0
Goldman Sachs Group Inc.
COM
38141G104
1319
5000
SH
SOLE
0
5000
0
0
W.R. Grace & Co.
COM
38388F108
10964
200000
SH
DFND
1
0
200000
0
Groupon, Inc.
COM
399473107
380
10000
SH
SOLE
0
10000
0
0
Gulf Coast Ultra Deep Rty Trust Unit
UNIT BEN INT
40222T104
80
5000000
SH
DFND
1
0
5000000
0
Gulf Coast Ultra Deep Rty Trust Unit
UNIT BEN INT
40222T104
12
721942
SH
SOLE
0
721942
0
0
Gyrodyne, LLC
COM
403829104
1314
80850
SH
DFND
1
0
80850
0
Gyrodyne, LLC
COM
403829104
76
4658
SH
SOLE
0
4658
0
0
HarborOne Bancorp
COM NEW
41165F101
303
27882
SH
DFND
1
0
27882
0
Helmerich & Payne Inc.
COM
423452101
2316
100000
SH
DFND
1
0
100000
0
Hess Corporation
COM
42809H107
1493
28282
SH
SOLE
0
28282
0
0
Hexcel Corp
COM
428291108
9601
198000
SH
DFND
1
0
198000
0
Highwoods Properties
COM
431284108
415
10483
SH
DFND
1
0
10483
0
Hugoton Realty Trust TEX Unit Ben Int
UNIT BEN INT
444717102
17
190440
SH
SOLE
0
190440
0
0
ICC Holdings, Inc.
COM
44931Q104
710
49630
SH
DFND
1
0
49630
0
Intel Corp.
COM
458140100
37783
758400
SH
DFND
1
0
758400
0
Intel Corp.
COM
458140100
60134
1207025
SH
SOLE
0
1207025
0
0
Investors Bancorp, Inc.
COM
46146L101
13781
1305000
SH
DFND
1
0
1305000
0
Ironwood Pharmaceuticals
COM CL A
46333X108
5716
501874
SH
DFND
1
0
501874
0
Jefferies Financial Group
COM
47233W109
9041
367500
SH
DFND
1
0
367500
0
Kaiser Aluminum Corp.
COM PAR $0.01
483007704
2670
27000
SH
DFND
1
0
27000
0
Kansas City Southern
COM NEW
485170302
6348
31100
SH
DFND
1
0
31100
0
Kearny Financial Corp.
COM
48716P108
1982
187646
SH
DFND
1
0
187646
0
LICT Corp.
COM
50187G104
4895
275
SH
DFND
1
0
275
0
Las Vegas Sands Corp.
COM
517834107
250
4195
SH
SOLE
0
4195
0
0
Loral Space & Communications Inc.
COM
543881106
5319
253412
SH
DFND
1
0
253412
0
Madison Square Garden Sports
COM
55825T103
1749
9500
SH
DFND
1
0
9500
0
Madison Square Garden Sports
CL A
55825T103
113
612
SH
SOLE
0
612
0
0
Madison Square Garden Entertainment
COM
55826T102
2101
20000
SH
DFND
1
0
20000
0
Madison Square Garden Entertainment
CL A
55826T102
64
612
SH
SOLE
0
612
0
0
Meridian Corp.
COM
58958P104
5616
270000
SH
DFND
1
0
270000
0
Meridian Bancorp, Inc.
COM
58958U103
1491
100000
SH
DFND
1
0
100000
0
Mid-Southern Bancorp
COM
59548Q107
2442
169485
SH
DFND
1
0
169485
0
Bunge Limited
COM
616962105
25904
395000
SH
DFND
1
0
395000
0
Bunge Limited
COM
616962105
2623
40000
SH
SOLE
0
40000
0
0
Nathans Famous Inc.
COM
632347100
589
10675
SH
DFND
1
0
10675
0
News Corp
COM
65249B109
8356
465000
SH
DFND
1
0
465000
0
NI Holdings Inc.
COM
65342T106
8683
528791
SH
DFND
1
0
528791
0
Northeast Bancorp
COM
663904209
5216
231637
SH
DFND
1
0
231637
0
One Liberty Properties, Inc.
COM
682406103
5539
275963
SH
DFND
1
0
275963
0
Open Lending Corporation
COM CL A
68373J104
3433
98200
SH
DFND
1
0
98200
0
PDL Community Bancorp
COM
69290X101
891
84804
SH
DFND
1
0
84804
0
Palantir Tech
CL A
69608A108
813
34508
SH
SOLE
0
34508
0
0
Park Aerospace Corp
COM
70014A104
201
15000
SH
DFND
1
0
15000
0
Peapack-Gladstone Financial Corp.
COM
704699107
3315
145650
SH
DFND
1
0
145650
0
Permian Basin Rlty Trust
UNIT BEN INT
714236106
46
13841
SH
SOLE
0
13841
0
0
Plains All American Pipeline
UNIT LTD PARTN
726503105
3358
407500
SH
DFND
1
0
407500
0
Plains All American Pipeline
UNIT LTD PARTN
726503105
91
11081
SH
SOLE
0
11081
0
0
Plains GP Holdings LP
LTD PARTNR INT A
72651A207
1407
166130
SH
DFND
1
0
166130
0
Plains GP Holdings LP
LTD PARTNR INT A
72651A207
799
94388
SH
SOLE
0
94388
0
0
Popular, Inc.
COM UNIT RP IN
733174700
17645
313296
SH
DFND
1
0
313296
0
Positive Phyisicians Holdings Inc
COM
73740G106
4
450
SH
DFND
1
0
450
0
Positive Phyisicians Holdings Inc
COM
73740G106
4
450
SH
SOLE
0
450
0
0
Provident Bancorp Inc
COM NEW
74383L105
690
57500
SH
DFND
1
0
57500
0
QualComm Inc.
COM
747525103
112
732
SH
SOLE
0
732
0
0
Red Lion Hotels
COM
756764106
4325
1250000
SH
DFND
1
0
1250000
0
Resources Connection Inc
COM
76122q105
691
55000
SH
DFND
1
0
55000
0
Ruth's Hospitality Group, Inc.
COM
783332109
8333
470000
SH
DFND
1
0
470000
0
S&W Seed Company
COM
785135104
47029
16050785
SH
DFND
1
0
16050785
0
William H. Sadlier, Inc.
COM
786327106
615
21217
SH
DFND
1
0
21217
0
San Juan Basin Realty Trust Unit
UNIT BEN INT
798241105
268
100240
SH
SOLE
0
100240
0
0
SIGA Technologies
COM
826917106
8767
1205900
SH
DFND
1
0
1205900
0
Skyworks Solutions Inc.
COM
83088M102
296
1936
SH
SOLE
0
1936
0
0
Steel Holdings LP Ltd Prshp Unit
LTD PRTRSHIP U
85814R107
62
5773
SH
SOLE
0
5773
0
0
Tejon Ranch Co.
COM
879080109
6626
458523
SH
DFND
1
0
458523
0
Textron, Inc.
COM
883203101
7008
145000
SH
DFND
1
0
145000
0
Tidewater Warrant Exp 11/24/24
*W EXP 11/24/202
88642R174
2
7444
SH
DFND
1
0
7444
0
Trinity Place Holdings Inc.
COM
89656D101
8386
6708538
SH
DFND
1
0
6708538
0
Twitter
COM
90184L102
16245
300000
SH
DFND
1
0
300000
0
Univar Solutions Inc.
COM
91336L107
3184
167500
SH
DFND
1
0
167500
0
Vericity, Inc.
COM
92347D100
581
58091
SH
DFND
1
0
58091
0
ViasSat, Inc.
COM
92552v100
914
28000
SH
DFND
1
0
28000
0
Vornado Realty Trust
SH BEN INT
929042109
4100
109814
SH
DFND
1
0
109814
0
Waterstone Financial Inc.
COM
94188P101
10808
574300
SH
DFND
1
0
574300
0
Wells Fargo & Co.
COM
949746101
604
20000
SH
DFND
1
0
20000
0
Westlake Chemical Corp.
COM
960413102
6528
80000
SH
DFND
1
0
80000
0
Wright Investors Service Holdings
COM
982345100
202
766262
SH
DFND
1
0
766262
0
York Traditions Bank
COM
987159100
2558
144100
SH
DFND
1
0
144100
0
Alkermes PLC
SHS
G01767105
5586
280000
SH
DFND
1
0
280000
0
Invesco Ltd.
SHS
G491BT108
1923
110300
SH
DFND
1
0
110300
0
Nielsen Holdings PLC
SHS EUR
G6518L108
4432
212368
SH
DFND
1
0
212368
0
Sirius International Insurance Group
COM
G8196D101
2260
180795
SH
DFND
1
0
180795
0
TechnipFMC plc
COM
G87110105
2345
249500
SH
DFND
1
0
249500
0
Chubb Limited
COM
h1467j104
3925
25500
SH
DFND
1
0
25500
0