0000918537-21-000001.txt : 20210216 0000918537-21-000001.hdr.sgml : 20210216 20210216072605 ACCESSION NUMBER: 0000918537-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 21632415 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 12-31-2020 12-31-2020 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin 12127527345 Timothy E Ladin New York, NY X1 02-16-2021 1 132 648604 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F4Q20xmldata.xml PRICE13F4Q20DATAFILE Allison Transmission Holdings, Inc. COM 01973R101 970 22500 SH DFND 1 0 22500 0 Alphabet Inc. CAP STK CL A 02079K305 5784 3300 SH DFND 1 0 3300 0 Alphabet Inc. CAP STK CL A 02079K305 5258 3000 SH SOLE 0 3000 0 0 Amazon.Com Inc. COM 023135106 11399 3500 SH SOLE 0 3500 0 0 Amerant Bancorp Inc. CL A 023576101 4256 280012 SH DFND 1 0 280012 0 Amerant Bancorp Inc. B Shares CL B 023576200 100 8586 SH DFND 1 0 8586 0 Anterix Inc COM 03676C100 19597 521200 SH DFND 1 0 521200 0 Atlantic Capital Bancshares COM 048269203 15125 950093 SH DFND 1 0 950093 0 BCB Bancorp, Inc. COM 055298103 11296 1020408 SH DFND 1 0 1020408 0 BKF Capital Group, Inc. COM 05548G201 353 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 674 44317 SH DFND 1 0 44317 0 Baker Hughes Company COM 05722G100 104 5000 SH SOLE 0 5000 0 0 The Bancorp Bank COM 05969A105 5562 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 19675 1337500 SH DFND 1 0 1337500 0 Bank of America Corporation COM 060505104 121 4000 SH SOLE 0 4000 0 0 Bank of San Francisco COM 064774102 2258 102687 SH DFND 1 0 102687 0 Bausch Health Companies Inc. COM 071734107 2548 122500 SH DFND 1 0 122500 0 Blackberry Limited COM 09228F103 9667 1458000 SH DFND 1 0 1458000 0 Blackberry Limited COM 09228F103 418 63000 SH SOLE 0 63000 0 0 CIBL, Inc. COM 12543Y104 382 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 22818 635600 SH DFND 1 0 635600 0 CIT Group Inc. COM NEW 125581801 359 10000 SH SOLE 0 10000 0 0 Camden Property Trust SH BEN INT 133131102 1998 20000 SH DFND 1 0 20000 0 Carbon Energy Corp COM 14115T208 113 211112 SH DFND 1 0 211112 0 Carter Bankshares COM 146103106 1698 158400 SH DFND 1 0 158400 0 Constellation Brands CL A 21036P108 767 3500 SH DFND 1 0 3500 0 Continental Resources Inc. COM 212015101 489 30000 SH SOLE 0 30000 0 0 Crimson Wine Group Ltd. COM 22662X100 6113 1142600 SH DFND 1 0 1142600 0 Devon Energy Corp. New COM 25179M103 538 34000 SH SOLE 0 34000 0 0 Dolby Laboratories Inc. COM CL A 25659T107 26256 270320 SH DFND 1 0 270320 0 Dolby Laboratories Inc. COM CL A 25659T107 316 3255 SH SOLE 0 3255 0 0 Dow Inc. COM 260557103 1122 20212 SH SOLE 0 20212 0 0 Du Pont E I De Nemours & Co COM 26614N102 1437 20212 SH SOLE 0 20212 0 0 Edgewell Personal Care Company COM 28035Q102 1705 49307 SH DFND 1 0 49307 0 Equity Residential SH BEN INT 29476L107 1778 30000 SH DFND 1 0 30000 0 ES Bancshares, Inc COM 296049109 2863 658183 SH DFND 1 0 658183 0 Evans Bancorp COM NEW 29911Q208 443 16074 SH DFND 1 0 16074 0 Exxon Mobil Corp. COM 30231G102 453 11000 SH SOLE 0 11000 0 0 FFBW Inc. COM 30260M103 2936 293022 SH DFND 1 0 293022 0 Facebook Inc. COM 30303M102 2839 10395 SH SOLE 0 10395 0 0 Farmers & Merchants Bank COM 308243104 1345 203 SH SOLE 0 203 0 0 Federal Life Group, Inc. COM 313533101 1 100 SH DFND 1 0 100 0 Federal Life Group, Inc. COM 313533101 1 100 SH SOLE 0 100 0 0 First Bank COM 31931U102 1877 200100 SH DFND 1 0 200100 0 First Citizens BancShares COM 31946M202 404 776 SH DFND 1 0 776 0 First of Long Island Corp COM 320734106 1517 85000 SH DFND 1 0 85000 0 Franklin Resources Inc. COM 354613101 9996 400000 SH DFND 1 0 400000 0 Franklin Resources Inc. COM 354613101 938 37530 SH SOLE 0 37530 0 0 GAMCO Investors, Inc. COM 361438104 1120 63124 SH DFND 1 0 63124 0 Goldman Sachs Group Inc. COM 38141G104 1319 5000 SH SOLE 0 5000 0 0 W.R. Grace & Co. COM 38388F108 10964 200000 SH DFND 1 0 200000 0 Groupon, Inc. COM 399473107 380 10000 SH SOLE 0 10000 0 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 80 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 12 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 1314 80850 SH DFND 1 0 80850 0 Gyrodyne, LLC COM 403829104 76 4658 SH SOLE 0 4658 0 0 HarborOne Bancorp COM NEW 41165F101 303 27882 SH DFND 1 0 27882 0 Helmerich & Payne Inc. COM 423452101 2316 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 1493 28282 SH SOLE 0 28282 0 0 Hexcel Corp COM 428291108 9601 198000 SH DFND 1 0 198000 0 Highwoods Properties COM 431284108 415 10483 SH DFND 1 0 10483 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 17 190440 SH SOLE 0 190440 0 0 ICC Holdings, Inc. COM 44931Q104 710 49630 SH DFND 1 0 49630 0 Intel Corp. COM 458140100 37783 758400 SH DFND 1 0 758400 0 Intel Corp. COM 458140100 60134 1207025 SH SOLE 0 1207025 0 0 Investors Bancorp, Inc. COM 46146L101 13781 1305000 SH DFND 1 0 1305000 0 Ironwood Pharmaceuticals COM CL A 46333X108 5716 501874 SH DFND 1 0 501874 0 Jefferies Financial Group COM 47233W109 9041 367500 SH DFND 1 0 367500 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 2670 27000 SH DFND 1 0 27000 0 Kansas City Southern COM NEW 485170302 6348 31100 SH DFND 1 0 31100 0 Kearny Financial Corp. COM 48716P108 1982 187646 SH DFND 1 0 187646 0 LICT Corp. COM 50187G104 4895 275 SH DFND 1 0 275 0 Las Vegas Sands Corp. COM 517834107 250 4195 SH SOLE 0 4195 0 0 Loral Space & Communications Inc. COM 543881106 5319 253412 SH DFND 1 0 253412 0 Madison Square Garden Sports COM 55825T103 1749 9500 SH DFND 1 0 9500 0 Madison Square Garden Sports CL A 55825T103 113 612 SH SOLE 0 612 0 0 Madison Square Garden Entertainment COM 55826T102 2101 20000 SH DFND 1 0 20000 0 Madison Square Garden Entertainment CL A 55826T102 64 612 SH SOLE 0 612 0 0 Meridian Corp. COM 58958P104 5616 270000 SH DFND 1 0 270000 0 Meridian Bancorp, Inc. COM 58958U103 1491 100000 SH DFND 1 0 100000 0 Mid-Southern Bancorp COM 59548Q107 2442 169485 SH DFND 1 0 169485 0 Bunge Limited COM 616962105 25904 395000 SH DFND 1 0 395000 0 Bunge Limited COM 616962105 2623 40000 SH SOLE 0 40000 0 0 Nathans Famous Inc. COM 632347100 589 10675 SH DFND 1 0 10675 0 News Corp COM 65249B109 8356 465000 SH DFND 1 0 465000 0 NI Holdings Inc. COM 65342T106 8683 528791 SH DFND 1 0 528791 0 Northeast Bancorp COM 663904209 5216 231637 SH DFND 1 0 231637 0 One Liberty Properties, Inc. COM 682406103 5539 275963 SH DFND 1 0 275963 0 Open Lending Corporation COM CL A 68373J104 3433 98200 SH DFND 1 0 98200 0 PDL Community Bancorp COM 69290X101 891 84804 SH DFND 1 0 84804 0 Palantir Tech CL A 69608A108 813 34508 SH SOLE 0 34508 0 0 Park Aerospace Corp COM 70014A104 201 15000 SH DFND 1 0 15000 0 Peapack-Gladstone Financial Corp. COM 704699107 3315 145650 SH DFND 1 0 145650 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 46 13841 SH SOLE 0 13841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 3358 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 91 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 1407 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 799 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM UNIT RP IN 733174700 17645 313296 SH DFND 1 0 313296 0 Positive Phyisicians Holdings Inc COM 73740G106 4 450 SH DFND 1 0 450 0 Positive Phyisicians Holdings Inc COM 73740G106 4 450 SH SOLE 0 450 0 0 Provident Bancorp Inc COM NEW 74383L105 690 57500 SH DFND 1 0 57500 0 QualComm Inc. COM 747525103 112 732 SH SOLE 0 732 0 0 Red Lion Hotels COM 756764106 4325 1250000 SH DFND 1 0 1250000 0 Resources Connection Inc COM 76122q105 691 55000 SH DFND 1 0 55000 0 Ruth's Hospitality Group, Inc. COM 783332109 8333 470000 SH DFND 1 0 470000 0 S&W Seed Company COM 785135104 47029 16050785 SH DFND 1 0 16050785 0 William H. Sadlier, Inc. COM 786327106 615 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 268 100240 SH SOLE 0 100240 0 0 SIGA Technologies COM 826917106 8767 1205900 SH DFND 1 0 1205900 0 Skyworks Solutions Inc. COM 83088M102 296 1936 SH SOLE 0 1936 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 62 5773 SH SOLE 0 5773 0 0 Tejon Ranch Co. COM 879080109 6626 458523 SH DFND 1 0 458523 0 Textron, Inc. COM 883203101 7008 145000 SH DFND 1 0 145000 0 Tidewater Warrant Exp 11/24/24 *W EXP 11/24/202 88642R174 2 7444 SH DFND 1 0 7444 0 Trinity Place Holdings Inc. COM 89656D101 8386 6708538 SH DFND 1 0 6708538 0 Twitter COM 90184L102 16245 300000 SH DFND 1 0 300000 0 Univar Solutions Inc. COM 91336L107 3184 167500 SH DFND 1 0 167500 0 Vericity, Inc. COM 92347D100 581 58091 SH DFND 1 0 58091 0 ViasSat, Inc. COM 92552v100 914 28000 SH DFND 1 0 28000 0 Vornado Realty Trust SH BEN INT 929042109 4100 109814 SH DFND 1 0 109814 0 Waterstone Financial Inc. COM 94188P101 10808 574300 SH DFND 1 0 574300 0 Wells Fargo & Co. COM 949746101 604 20000 SH DFND 1 0 20000 0 Westlake Chemical Corp. 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