-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVutQquH7WNzF0CBv/HUUHegl3SN+TOnKJ2dXULhsEnJPtw1cVI7F/YFAy7mxB9A i1SwfnWA1+je0X0ZDDycdw== 0000950144-00-005802.txt : 20000504 0000950144-00-005802.hdr.sgml : 20000504 ACCESSION NUMBER: 0000950144-00-005802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000428 FILED AS OF DATE: 20000503 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLSTROM INDUSTRIES INC CENTRAL INDEX KEY: 0000918275 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 133753725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-23764 FILM NUMBER: 617615 BUSINESS ADDRESS: STREET 1: 1100 INTERNATIONAL PARKWAY CITY: SUNRISE STATE: FL ZIP: 33323 BUSINESS PHONE: 9548450427 MAIL ADDRESS: STREET 1: 1100 INTERNATIONAL PARKWAY CITY: SUNRISE STATE: FL ZIP: 33323 FORMER COMPANY: FORMER CONFORMED NAME: ISRAEL TECH ACQUISITION CORP DATE OF NAME CHANGE: 19940301 COMPANY DATA: COMPANY CONFORMED NAME: STERN YOAV CENTRAL INDEX KEY: 0001000140 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SAWGRASS CORPORATE INDUSTRIAL PARK STREET 2: 14000 NW 4TH ST CITY: SUNRISE STATE: FL ZIP: 33325 BUSINESS PHONE: 9544682450 MAIL ADDRESS: STREET 1: SAWGRASS CORPORATE INDUSTRIAL PARK STREET 2: 14000 NW 4TH ST CITY: SUNRISE STATE: FL ZIP: 33325 FORMER COMPANY: FORMER CONFORMED NAME: STERN YOAV ET AL DATE OF NAME CHANGE: 19950901 4 1 KELLSTROM INDUSTRIES/ YOAV STERN FORM 4 1 - ------ FORM 4 - ------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Name and Address of Reporting Person | 2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person to| | Stern Yoav | Kellstrom Industries, Inc. (KELL) | Issuer (Check all applicable) | |--------------------------------------------|----------------------------------------------| | | (Last) (First) (Middle) | 3. IRS Identification | 4. Statement For | [X] Director [ ] 10% Owner | | | Number of Reporting | Month/Year | [ ] Officer (give [ ] Other (Specify| | | Person, if an Entity | | title below) | | c/o Kellstrom Industeies, Inc. | (Voluntary) | April 2000 | below) | | 1100 International Parkway | | | | |--------------------------------------------| |--------------------|--------------------------------------| | (Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing | | | | Date of Original| (Check applicable line) | | | | (Month/Year) | [X] Form Filed by One | | Sunrise FL 33323 | | | Reporting Person | |--------------------------------------------|----------------------------------------------| [ ] Form Filed by More Than | | (City) (State) (Zip) | | One Reporting Person | | | | | |----------------------------------------------------------------------------------------------------------------------------------| | TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED | |----------------------------------------------------------------------------------------------------------------------------------| |1. Title of Security |2. Transaction |3. Transac- |4. Securities Acquired (A) | 5. Amount of Se- |6. Owner- |7. Nature | | (Instr. 3) | Date | tion Code | or Disposed of (D) | curities Benefi-| ship | of In- | | | (Month/Day/ | (Instr. 8) | | cially Owned at | Form: | direct | | | Year) | | | End of Month | Direct | Benefi-| | | | | (Instr. 3, 4 and 5) | (Instr. 3 and 4)| (D) or | cial | | | |--------------|---------------------------| | Indirect | Owner- | | | | Code | V | Amount | (A) or| Price| | (I) | ship | | | | | | | (D) | | | (Instr. 4)| (Instr.| | | | | | | | | | | 4) | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | Common Stock | 04/27/00 | P | -- | 2,300 | A |$4.02 | | D | N/A | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | Common Stock | 04/27/00 | P | -- | 10,500 | A |$4.07 | | D | N/A | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | Common Stock | 04/27/00 | P | -- | 2,200 | A |$4.13 | | D | N/A | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | Common Stock | 04/28/00 | P | -- | 5,000 | A |$4.13 | | D | N/A | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | Common Stock | 04/28/00 | P | -- | 5,000 | A |$4.04 | 222,399 | D | N/A | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ |1. Title of Derivative | 2. Conver- |3. Trans- |4. Trans- |5. Number of | 6. Date Exer- |7. Title and Amount |8. Price | | Security | sion or | action | action | Derivative | cisable and | of Underlying | of | | (Instr. 3) | Exercise | Date | Code | Securities | Expiration | Securities | Deriv- | | | Price of | (Month/| (Instr.| Acquired (A) | Date | (Instr. 3 and 4) | ative | | | Deriv- | Day/ | 8) | or Disposed | (Month/Day/ | | Secur- | | | ative | Year) | | or (D) | Year) | | ity | | | Security | | | (Instr. 3, | | | (Instr. 5)| | | | | | 4, and 5) |-----------------|--------------------| | | | | | | | Date |Expira- | | Amount or| | | | | |----------|----------------| Exer- |tion | Title | Number of| | | | | | Code| V | (A) | (D) | cisable|Date | | Shares | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | Employee Stock Options| $10.125/sh. | -- | -- | -- | -- | -- | (1) |10/08/08| Common | 107,000 | -- | | (Right to buy) | | | | | | | | | Stock | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | Employee Stock Options| $10.125/sh. | -- | -- | -- | -- | -- | (2) |10/08/08| Common | 176,000 | -- | | (Right to buy) | | | | | | | | | Stock | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | Employee Stock Options| $8.38/sh. | -- | -- | -- | -- | -- | (3) |01/02/07| Common | 245,000 | -- | | (Right to buy) | | | | | | | | | Stock | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | Employee Stock Options| $7.63/sh. | -- | -- | -- | -- | -- | (4) |09/19/96| Common | 100,000 | -- | | | | | | | | | | | Stock | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | Employee Stock Options| $5.00/sh. | -- | -- | -- | -- | -- | (5) |09/07/05| Common | 49,000 | -- | | (Right to buy) | | | | | | | | | Stock | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | Warrants | $19.00/sh. | -- | -- | -- | -- | -- | immed |09/09/02| Common | 2,888 | -- | | (Right to buy) | | | | | | | | | Stock | | | - ------------------------------------------------------------------------------------------------------------------------------------ | Warrants | $22.00/sh. | -- | -- | -- | -- | -- | immed |09/09/00| Common | 1,238 | -- | | (Right to buy) | | | | | | | | | Stock | | | - ------------------------------------------------------------------------------------------------------------------------------------ | Warrants | $26.00/sh. | -- | -- | -- | -- | -- | immed |06/17/01| Common | 2,750 | -- | | (Right to buy) | | | | | | | | | Stock | | | - ------------------------------------------------------------------------------------------------------------------------------------ | Warrants | $27.50/sh. | -- | -- | -- | -- | -- | immed |12/31/02| Common | 1,238 | -- | | (Right to buy) | | | | | | | | | Stock | | | - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ | 9. Number of | 10. Ownership | 11. Nature of | | Derivative | Form of | Indirect | | Securities | Derivative | Beneficial | | Beneficially | Security: | Ownership | | Owned at End | Direct (D) | (Instr. 4) | | of Month | or Indirect (I) | | | (Instr. 4) | (Instr. 4) | | | | | | |---------------------|-------------------------------|----------------------| | 107,000 | D | N/A | |---------------------|-------------------------------|----------------------| | 176,000 | D | N/A | |---------------------|-------------------------------|----------------------| | 245,000 | D | N/A | |---------------------|-------------------------------|----------------------| | 100,000 | D | N/A | |---------------------|-------------------------------|----------------------| | 49,000 | D | N/A | |---------------------|-------------------------------|----------------------| | 2,362 | D | N/A | - ------------------------------------------------------------------------------ | 1,012 | D | N/A | |---------------------|-------------------------------|----------------------| | 2,250 | D | N/A | - ------------------------------------------------------------------------------ | 1,012 | D | N/A | - ------------------------------------------------------------------------------ Explanation of Responses: (1) These Employee Stock Options were acquired 10/08/98 and fully vested on 12/19/99. (2) These Employee Stock Options were acquired 10/08/98 and vest in two equal installments on 04/27/99 and 10/27/00. (3) These Employee Stock Options were acquired 01/02/97 and vest in two equal installments on 01/02/98 and 01/02/99. (4) These Employee Stock Options were acquired 09/19/96 and vest in three equal installments on 09/19/97 and 09/19/98 and 09/19/99. (5) These Employee Stock Options were acquired 09/07/95 and vest in three equal installments on 09/07/96, 09/07/97 and 09/07/98. ** Intentional misstatements or omissions of facts constitute Federal Criminal /s/ Yoav Stern 5/2/00 Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------- ---------- **Signature of Reporting Person(1) Date Yoav Stern Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. (Print or Type Responses)
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