-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TAG6bjIv4OUi97vNv3z1P58MJUgUmG4ZO2VZq3FGwaQs0eoq9bXoSVWmPgOAU04f fqH8FwJDX7DiVTNzXZReHg== 0001012975-97-000211.txt : 19970918 0001012975-97-000211.hdr.sgml : 19970918 ACCESSION NUMBER: 0001012975-97-000211 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970912 SROS: NONE GROUP MEMBERS: DOHN L. KALMBACH GROUP MEMBERS: KALMBACH LELAND J GROUP MEMBERS: MERRILL C. BERMAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOTORCAR PARTS & ACCESSORIES INC CENTRAL INDEX KEY: 0000918251 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 112153962 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44585 FILM NUMBER: 97679618 BUSINESS ADDRESS: STREET 1: 2727 MARICOPA ST CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 3102127910 MAIL ADDRESS: STREET 1: 2727 MARICOPA ST CITY: TORRANCE STATE: CA ZIP: 90503 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KALMBACH LELAND J CENTRAL INDEX KEY: 0001021099 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O BERMAN KALMBACH & CO STREET 2: INTERNATIONAL CORPORATE CTRE SUITE B 203 CITY: RYE STATE: NY ZIP: 10580-1430 BUSINESS PHONE: 9149678200 MAIL ADDRESS: STREET 1: C/O BERMAN KALMBACH & CO STREET 2: INTERNATIONAL CORP CENTER SUITE B 203 CITY: RYE STATE: NY ZIP: 10580-1430 SC 13D/A 1 Page 1 of 9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. 3) MOTORCAR PARTS & ACCESSORIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 620071-10-0 (CUSIP Number of Class of Securities) Dohn L. Kalmbach Berman, Kalmbach & Co. International Corporate Center Suite B203 Rye, New York 10580-1430 Telephone Number (914) 967-8200 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 2, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box _____. Check the following box if a fee is being paid with the statement . Page 2 of 9 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Merrill C. Berman, S.S. No. ###-##-#### 4. Source of Funds PF, OO (See Item 3) 6. Citizenship or Place of Organization United States 7. Sole Voting Power 100,000 8. Shared Voting Power 84,002 9. Sole Dispositive Power 100,000 10. Shared Dispositive Power 84,002 11. Aggregate Amount Beneficially Owned by Each Reporting Person 184,002 13. Percent of Class Represented by Amount in Row (11) 0.37 14. Type of Reporting Person IN Page 3 of 9 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Dohn L. Kalmbach, S.S. No. ###-##-#### 4. Source of Funds PF 6. Citizenship or Place of Organization United States 7. Sole Voting Power 37,000 8. Shared Voting Power 10,000 9. Sole Dispositive Power 37,000 10. Shared Dispositive Power 10,000 11. Aggregate Amount Beneficially Owned by Each Reporting Person 47,000 13. Percent of Class Represented by Amount in Row (11) 0.9 14. Type of Reporting Person IN Page 4 of 9 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Leland J. Kalmbach, S.S. No. ###-##-#### 4. Source of Funds PF 6. Citizenship or Place of Organization United States 7. Sole Voting Power 0 8. Shared Voting Power 5,000 9. Sole Dispositive Power 0 10. Shared Dispositive Power 5,000 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,000 13. Percent of Class Represented by Amount in Row (11) 0.1 14. Type of Reporting Person IN Page 5 of 9 Item 5. Interest in Securities of the Issuer. The responses to Items 5(a) and 5(c) are hereby amended by deleting the entire text thereof and substituting the following: (a) The number of shares of Common Stock beneficially owned by each person identified in Item 2 hereof is: Number of Percentage Name Shares of Class Dohn L. Kalmbach 37,000 (1) .73 Leland J. Kalmbach 5,000 .09 Merrill C. Berman 100,000 (2) 1.98 Peter Kalmbach 5,000 .09 Allan I. Sandler 11,500 .23 Ellen B. Sandler Trust 11,500 .23 William Rotholz and Mrs. Rina Rotholz JTWROS 10,000 .20 Richard Herman 3,000 .06 Lila Zimmerman 3,000 .06 Cynthia Brodsky 7,002 .14 Mary W. Ambrosio and Joseph J. Ambrosio JTWROS 5,000 .10 Dalia Berman 17,500 .35 Ruth Pollen 1,000 .02 Mauricette Gottesman 5,000 .10 Andrew Bierig 1,000 .02 Peter Gottesman 3,000 .05 Eric P. Gottesman 1,500 .03 Melissa E. Gottesman 3,000 .05 Educational Opportunity Fund 1,000 .02 Total 231,502 4.59 ______________________________ (1) Includes options to purchase 37,000 shares of Common Stock from a broker exercisable on or before July 10, 1998 at a price of $13.25 a share. Page 6 of 9 (2) Includes options to purchase 100,000 shares of Common Stock from a broker exercisable on or before January 8, 1998 at a price of $12.95 a share. (c) During the past 60 days the only transactions in the Company's Common Stock (other than bona fide gifts) effected by the persons identified in response to Item 2 were: (i) those set forth below, each of which was effected on the Nasdaq National Market with market makers in the Common Stock; and (ii) the following purchases and sales which were effected through a broker: the sale on July 9, 1997 by Merrill C. Berman of options to purchase 5,000 shares of Common Stock at an exercise price of $11.25, which options were sold for a price of $6.75 per share; the sale on July 11, 1997 by Merrill C. Berman of options to purchase 4,000 shares of Common Stock at an exercise price of $11.25, which options were sold for a price of $7.64 per share; the sale on July 14, 1997 by Merrill C. Berman of options to purchase 3,000 shares of Common Stock at an exercise price of $11.25, which options were sold for a price of $7.63 per share; the sale on September 2, 1997 by Dohn L. Kalmbach of options to purchase 18,000 shares of Common Stock at an exercise price of $10.00, which options were sold for a price of $9.10 per share; the sale on July 16, 1997 by Merrill C. Berman of options to purchase 3,000 shares of Common Stock at an exercise price of $11.25, which options were sold for a price of $7.75 per share; the sale on July 22, 1997 by Merrill C. Berman of options to purchase 5,000 shares of Common Stock at an exercise price of $13.25, which options were sold for a price of $7.35 per share; the sale on September 2, 1997 by Merrill C. Berman of options to purchase 20,000 shares of Common Stock at an exercise price of $13.25, which options were sold for a price of $7.67 per share. From time to time, persons identified in response to Item 2 may make gifts of shares of Common Stock held in their accounts. Page 7 of 9 Nature of Number Price per Name Date Transaction of Shares Share Valerie S. Kalmbach 7/17/97 Sell 248 18.75 Scott Kalmbach 7/17/97 Sell 600 18.75 Peter Kalmbach 7/17/97 Sell 600 18.75 Dohn L. Kalmbach 7/17/97 Sell 500 18.75 Andrew Bierig 7/28/97 Sell 1,000 18.75 Scott Kalmbach 8/1/97 Sell 3,000 18.50 Scott Kalmbach 8/1/97 Sell 500 18.4375 Leland J. Kalmbach 8/1/97 Sell 500 18.4375 Scott Kalmbach 8/4/97 Sell 600 18.625 Scott Kalmbach 8/4/97 Sell 400 18.50 Leland J. Kalmbach 8/4/97 Sell 600 18.50 Leland J. Kalmbach 8/5/97 Sell 1,000 18.50 Leland J. Kalmbach 8/6/97 Sell 300 18.50 Leland J. Kalmbach 8/6/97 Sell 600 18.25 Scott Kalmbach 8/6/97 Sell 500 18.50 Leland J. Kalmbach 8/6/97 Sell 500 18.125 Leland J. Kalmbach 8/7/97 Sell 1,500 18.9760 Peter Kalmbach 8/7/97 Sell 4,000 18.9760 Valerie Kalmbach 8/7/97 Sell 1,000 18.75 Peter Gottesman 8/20/97 Sell 1,000 17.75 Mauricette Gottesman 8/20/97 Buy 1,000 17.75 Ellen B. Sandler Trust 9/2/97 Sell 500 19.00 William Rotholz & Mrs. Rina Rotholz JTWROS 9/2/97 Sell 500 19.00 Allan I. Sandler 9/2/97 Sell 1,000 18.9204 Mary M. Ambrosio & Joseph J. Ambrosio JTWROS 9/2/97 Sell 1,000 18.9204 Mauricette Gottesman 9/2/97 Sell 2,000 18.9204 William Rotholz & Mrs. Rina Rotholz JTWROS 9/2/97 Sell 1,500 18.9204 Richard Herman 9/3/97 Sell 500 18.95 Lila Zimmerman 9/3/97 Sell 500 18.95 Mauricette Gottesman 9/3/97 Sell 500 18.95 Ellen B. Sandler Trust 9/3/97 Sell 500 18.95 Melissa E Gottesman 9/3/97 Sell 1,000 18.95 Mary W. Ambrosio & Joseph J. Ambrosio JTWROS 9/3/97 Sell 1,000 18.95 William Rotholz & Mrs. Rina Rotholz JTWROS 9/3/97 Sell 1,000 18.95 Page 8 of 9 Nature of Number Price per Name Date Transaction of Shares Share Allan I Sandler 9/4/97 Sell 4,000 19.00 Ellen B. Sandler Trust 9/4/97 Sell 4,000 19.00 William Rotholz & Mrs. Rina Rotholz JTWROS 9/4/97 Sell 4,000 19.00 Mary W. Ambrosio & Joseph J. Ambrosio JTWROS 9/4/97 Sell 4,000 19.00 Mauricette Gottseman 9/4/97 Sell 4,000 19.00 Eric P. Gottesman 9/4/97 Sell 500 19.00 Melissa E. Gottesman 9/4/97 Sell 2,000 19.00 Cynthia Brodsky 9/4/97 Sell 1,000 19.00 Richard Herman 9/4/97 Sell 1,000 19.00 Lila Zimmerman 9/4/97 Sell 1,000 19.00 Ruth Pollen 9/4/97 Sell 500 19.00 Dalia Berman 9/4/97 Sell 5,000 19.00 Andrew Bierig 9/4/97 Sell 1,000 19.00 Peter Gottesman 9/4/97 Sell 500 19.00 Leland J. Kalmbach 9/4/97 Sell 10,000 19.00 Peter Kalmbach 9/4/97 Sell 4,000 19.00 Scott Kalmbach 9/4/97 Sell 5,000 19.00 Dohn L. Kalmbach 9/4/97 Sell 5,000 19.00 Valerie S. Kalmbach 9/4/97 Sell 3,000 19.083 Dalia Berman 9/8/97 Sell 1,000 19.50 Dalia Berman 9/8/97 Sell 500 19.25 Dalia Berman 9/8/97 Sell 2,500 19.375 Allan I. Sandler 9/8/97 Sell 1,000 19.250 Ellen B. Sandler Trust 9/8/97 Sell 1,000 19.250 William Rotholz & Mrs. Rina Rotholz JTWROS 9/8/97 Sell 1,000 19.250 Richard Herman 9/8/97 Sell 500 19.250 Mary W. Ambrosio & Joseph J. Ambrosio JTWROS 9/8/97 Sell 6,000 19.250 Lila Zimmerman 9/8/97 Sell 500 19.250 Dalia Berman 9/9/97 Sell 1,000 19.5982 Mauricette Gottesman 9/9/97 Sell 1,000 19.5982 Allan I. Sandler 9/9/97 Sell 500 19.5982 Ellen B. Sandler Trust 9/9/97 Sell 500 19.5982 Eric P. Gottesman 9/9/97 Sell 500 19.5982 Dalia Berman 9/10/97 Sell 2,500 19.125 Ruth Pollen 9/10/97 Sell 500 19.125 Page 9 of 9 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 12, 1997 /s/Dohn L. Kalmbach Dohn L. Kalmbach /s/Dohn L. Kalmbach Dohn L. Kalmbach as Attorney-in-Fact for Leland J. Kalmbach /s/Merrill C. Berman Merrill C. Berman September 12, 1997 BY CERTIFIED MAIL Motorcar Parts & Accessories, Inc. 2727 Maricopa Street Torrance, CA 90503 Attention: Mr. Peter Bromberg Chief Financial Officer Dear Mr. Bromberg: Enclosed on behalf of Dohn L. Kalmbach, Merrill C. Berman, and Leland J. Kalmbach is one manually signed copy of Amendment No. 3 to their statement on Schedule 13D relating to the common stock, $.01 par value, of Motorcar Parts & Accessories, Inc. Very truly yours, /s/Dohn L. Kalmbach Dohn L. Kalmbach Enclosure -----END PRIVACY-ENHANCED MESSAGE-----