-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZxXQOFc/IMNFHX/8Zq4b/5/NKMxQhEC/FtsKkT24RDcR1CJ6zkyCmNKUVB4sHzz bicbOoJ/7qtIWpPx12scdw== 0001227057-08-000003.txt : 20080122 0001227057-08-000003.hdr.sgml : 20080121 20080122160039 ACCESSION NUMBER: 0001227057-08-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080117 FILED AS OF DATE: 20080122 DATE AS OF CHANGE: 20080122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORN DAVID C CENTRAL INDEX KEY: 0001227057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13696 FILM NUMBER: 08541946 MAIL ADDRESS: STREET 1: C/O AK STEEL HOLDING CORP STREET 2: 703 CURTIS ST CITY: MIDDLETOWN STATE: OH ZIP: 45043 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-01-17 0000918160 AK STEEL HOLDING CORP AKS 0001227057 HORN DAVID C 9227 CENTRE POINTE DR WEST CHESTER OH 45069 0 1 0 0 Sr. VP Gen Counsel & Secretary Common Stock 2008-01-17 4 A 0 6750 0 A 100870 D Common Stock 2008-01-17 4 M 0 11250 0 A 112120 D Common Stock 2008-01-17 4 A 0 11250 0 A 123370 D Common Stock 2008-01-17 4 F 0 9184 36.585 D 114186 D Common Stock 2008-01-18 4 F 0 2098 36.25 D 112088 D Performance Shares 2008-01-17 4 M 0 7500 0 D 2007-12-31 2007-12-31 Common Stock 11250 0 D Employee Stock Option (Right to Buy) 36.585 2008-01-17 4 A 0 6750 0 A 2009-01-17 2018-01-17 Common Stock 6750 6750 D Performance Shares 2008-01-17 4 A 0 5000 0 A 2010-12-31 2010-12-31 Common Stock 5000 D This represents AK Steel Holding Corporation common stock (the "Common Stock") which was earned pursuant to a January 20, 2005 grant of Performance Shares. The Common Stock was issued at a conversion rate of 1.5 shares of Common Stock for each Performance Share awarded. The Performance Shares resulting in the issuance of these shares of Common Stock constituted derivative securities and therefore were reported on a Form 4 at the time of the January 20, 2005 award. This represents Common Stock which was earned pursuant to a January 20, 2005 grant of Performance Shares. The Common Stock was issued at a conversion rate of 1.5 shares of Common Stock for each Performance Share awarded. The Performance Shares resulting in the issuance of these shares of Common Stock did not constitute derivative securities. They therefore were not required to be reported and were not reported on a Form 4 at the time of the January 20, 2005 award. Options vest in three equal annual installments beginning one year after grant date. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2008 and December 31, 2010 (the "Performance Period"). This represents one half of the Performance Shares which were awarded on January 17, 2008 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time. The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period. /s/David C. Horn 2008-01-21 -----END PRIVACY-ENHANCED MESSAGE-----