0001127602-16-037646.txt : 20160122 0001127602-16-037646.hdr.sgml : 20160122 20160122161858 ACCESSION NUMBER: 0001127602-16-037646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160120 FILED AS OF DATE: 20160122 DATE AS OF CHANGE: 20160122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reed Maurice A. CENTRAL INDEX KEY: 0001550673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13696 FILM NUMBER: 161356426 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-01-20 0000918160 AK STEEL HOLDING CORP AKS 0001550673 Reed Maurice A. 9227 CENTRE POINTE DRIVE WEST CHESTER OH 45069 1 V.P. Eng., Raw Mat'l & Energy Common Stock 2016-01-20 4 A 0 13400 0 A 72140 D Common Stock 2016-01-21 4 F 0 1953 1.91 D 70187 D Employee Stock Option (Right to Buy) 1.74 2016-01-20 4 A 0 18800 0 A 2017-01-20 2026-01-20 Common Stock 18800 18800 D Performance Shares 2016-01-20 4 A 0 6950 0 A 2018-12-31 2018-12-31 Common Stock 6950 6950 D Options vest in three equal annual installments beginning one year after grant date. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2016 to December 31, 2018 (the "Performance Period"). This represents one half of the Performance Shares which were awarded on January 20, 2016 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time. The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on CAGR achieved during the Performance Period. /s/ Maurice A. Reed 2016-01-22