0001127602-16-037646.txt : 20160122
0001127602-16-037646.hdr.sgml : 20160122
20160122161858
ACCESSION NUMBER: 0001127602-16-037646
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160120
FILED AS OF DATE: 20160122
DATE AS OF CHANGE: 20160122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AK STEEL HOLDING CORP
CENTRAL INDEX KEY: 0000918160
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 311401455
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
BUSINESS PHONE: 5134255000
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reed Maurice A.
CENTRAL INDEX KEY: 0001550673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13696
FILM NUMBER: 161356426
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-01-20
0000918160
AK STEEL HOLDING CORP
AKS
0001550673
Reed Maurice A.
9227 CENTRE POINTE DRIVE
WEST CHESTER
OH
45069
1
V.P. Eng., Raw Mat'l & Energy
Common Stock
2016-01-20
4
A
0
13400
0
A
72140
D
Common Stock
2016-01-21
4
F
0
1953
1.91
D
70187
D
Employee Stock Option (Right to Buy)
1.74
2016-01-20
4
A
0
18800
0
A
2017-01-20
2026-01-20
Common Stock
18800
18800
D
Performance Shares
2016-01-20
4
A
0
6950
0
A
2018-12-31
2018-12-31
Common Stock
6950
6950
D
Options vest in three equal annual installments beginning one year after grant date.
Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2016 to December 31, 2018 (the "Performance Period").
This represents one half of the Performance Shares which were awarded on January 20, 2016 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on CAGR achieved during the Performance Period.
/s/ Maurice A. Reed
2016-01-22