0001127602-14-002867.txt : 20140124
0001127602-14-002867.hdr.sgml : 20140124
20140124171349
ACCESSION NUMBER: 0001127602-14-002867
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140122
FILED AS OF DATE: 20140124
DATE AS OF CHANGE: 20140124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AK STEEL HOLDING CORP
CENTRAL INDEX KEY: 0000918160
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 311401455
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
BUSINESS PHONE: 5134255000
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reich Kirk W
CENTRAL INDEX KEY: 0001492858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13696
FILM NUMBER: 14546748
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-01-22
0000918160
AK STEEL HOLDING CORP
AKS
0001492858
Reich Kirk W
9227 CENTRE POINTE DRIVE
WEST CHESTER
OH
45069
1
VP Procurement & Sup Chain Mgt
Common Stock
2014-01-22
4
A
0
12000
0
A
67439
D
Common Stock
2014-01-23
4
F
0
1296
6.705
D
66143
D
Employee Stock Option (Right to Buy)
6.72
2014-01-22
4
A
0
16000
0
A
2015-01-22
2024-01-22
Common Stock
16000
16000
D
Performance Shares
2014-01-22
4
A
0
9250
0
A
2016-12-31
2016-12-31
Common Stock
9250
9250
D
Options vest in three equal annual installments beginning one year after grant date.
Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2014 and December 31, 2016 (the "Performance Period").
This represents one half of the Performance Shares which were awarded on January 22, 2014 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period.
/s/ Kirk W. Reich
2014-01-23