0001127602-14-002864.txt : 20140124 0001127602-14-002864.hdr.sgml : 20140124 20140124171125 ACCESSION NUMBER: 0001127602-14-002864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140122 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newport Roger K CENTRAL INDEX KEY: 0001298509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13696 FILM NUMBER: 14546723 MAIL ADDRESS: STREET 1: 703 CURTIS STREET CITY: MIDDLETOWN STATE: OH ZIP: 45043 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-22 0000918160 AK STEEL HOLDING CORP AKS 0001298509 Newport Roger K 9227 CENTRE POINTE DR WEST CHESTER OH 45069 1 V.P., Finance and CFO Common Stock 2014-01-22 4 A 0 15100 0 A 105805.259 D Common Stock 2014-01-23 4 F 0 1531 6.705 D 104274.259 D Employee Stock Option (Right to Buy) 6.72 2014-01-22 4 A 0 20000 0 A 2015-01-22 2024-01-22 Common Stock 20000 20000 D Performance Shares 2014-01-22 4 A 0 11600 0 A 2016-12-31 2016-12-31 Common Stock 11600 11600 D Options vest in three equal annual installments beginning one year after grant date. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2014 and December 31, 2016 (the "Performance Period"). This represents one half of the Performance Shares which were awarded on January 22, 2014 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time. The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period. /s/ Roger K. Newport 2014-01-23