0001127602-13-002744.txt : 20130125
0001127602-13-002744.hdr.sgml : 20130125
20130125173544
ACCESSION NUMBER: 0001127602-13-002744
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130123
FILED AS OF DATE: 20130125
DATE AS OF CHANGE: 20130125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barlow Gary T.
CENTRAL INDEX KEY: 0001500066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13696
FILM NUMBER: 13549668
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AK STEEL HOLDING CORP
CENTRAL INDEX KEY: 0000918160
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 311401455
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
BUSINESS PHONE: 5134255000
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-01-23
0000918160
AK STEEL HOLDING CORP
AKS
0001500066
Barlow Gary T.
9227 CENTRE POINTE DRIVE
WEST CHESTER
OH
45069
1
VP Sales & Cust Service
Common Stock
2013-01-23
4
A
0
10600
0
A
33804
D
Employee Stock Option (Right to Buy)
4.59
2013-01-23
4
A
0
14100
0
A
2014-01-23
2023-01-23
Common Stock
14100
14100
D
Performance Shares
2013-01-23
4
A
0
8200
0
A
2015-12-31
2015-12-31
Common Stock
8200
8200
D
Options vest in three equal annual installments beginning one year after grant date.
Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2013 and December 31, 2015 (the "Performance Period").
This represents one half of the Performance Shares which were awarded on January 23, 2013 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period.
/s/Gary T. Barlow
2013-01-25