-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LKw/Oqy0h5S3VTfFC2R9I5az6nGaj0kblBWlTbeTskEVMhxDeFv/mf8NIuILi0lt LsWRkhyex+oyE2dvXe4Feg== 0001127602-11-001994.txt : 20110120 0001127602-11-001994.hdr.sgml : 20110120 20110120172332 ACCESSION NUMBER: 0001127602-11-001994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110118 FILED AS OF DATE: 20110120 DATE AS OF CHANGE: 20110120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAINSCOTT JAMES L CENTRAL INDEX KEY: 0001227063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13696 FILM NUMBER: 11539442 MAIL ADDRESS: STREET 1: C/O AK STEEL HOLDING CORP STREET 2: 703 CURTIS ST CITY: MIDDLETOWN STATE: OH ZIP: 45043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-01-18 0000918160 AK STEEL HOLDING CORP AKS 0001227063 WAINSCOTT JAMES L 9227 CENTRE POINTE DRIVE WEST CHESTER OH 45069 1 1 Chairman, President & CEO Common Stock 2010-01-08 5 G 0 E 5000 0 D 492039 D Common Stock 2010-02-19 5 G 0 E 1000 0 D 491039 D Common Stock 2010-03-29 5 G 0 E 1000 0 D 490039 D Common Stock 2010-06-03 5 G 0 E 1000 0 D 489039 D Common Stock 2010-08-03 5 G 0 E 1500 0 D 487539 D Common Stock 2010-11-04 5 G 0 E 2000 0 D 485539 D Common Stock 2010-11-05 5 G 0 E 4000 0 D 481539 D Common Stock 2011-01-18 4 F 0 3893 15.005 D 477646 D Common Stock 2011-01-19 4 F 0 5990 14.57 D 471656 D Common Stock 2011-01-19 4 A 0 89000 0 A 560656 D Employee Stock Option (Right to Buy) 14.57 2011-01-19 4 A 0 89000 0 A 2012-01-19 2021-01-19 Common Stock 89000 89000 D Performance Shares 2011-01-19 4 A 0 60000 0 A 2013-12-31 2013-12-31 Common Stock 60000 60000 D Options vest in three equal annual installments beginning one year after grant date. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2011 and December 31, 2013 (the "Performance Period"). This represents one half of the Performance Shares which were awarded on January 19, 2011 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time. The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period. /s/ James L. Wainscott 2011-01-20 -----END PRIVACY-ENHANCED MESSAGE-----