-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QPVOTsmeDT/JyMPTKizu6rohO/VcSFruMWkQ+dEtzzlLD2RJ926R8836kOTqsVaX xu4+iYnuglttx8lFcqW8Sg== 0001127602-09-001567.txt : 20090123 0001127602-09-001567.hdr.sgml : 20090123 20090123162204 ACCESSION NUMBER: 0001127602-09-001567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090121 FILED AS OF DATE: 20090123 DATE AS OF CHANGE: 20090123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIZZO LAWRENCE F CENTRAL INDEX KEY: 0001228504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13696 FILM NUMBER: 09542653 BUSINESS ADDRESS: STREET 1: C/O AK STEEL CORP STREET 2: 703 CURTIS ST CITY: MIDDLETOWN STATE: OH ZIP: 45043 BUSINESS PHONE: 5134252991 MAIL ADDRESS: STREET 1: AK STEEL HOLDING CORP STREET 2: 703 CURTIS ST CITY: MIDDLETOWN STATE: OH ZIP: 45043 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-01-21 0000918160 AK STEEL HOLDING CORP AKS 0001228504 ZIZZO LAWRENCE F 9227 CENTRE POINTE DRIVE WEST CHESTER OH 45069 1 Vice President Human Resources Common Stock 2009-01-21 4 A 0 9728 0 A 44055 D Performance Shares 2009-01-21 4 A 0 7483.5 A 2011-12-31 2011-12-31 Common Stock 7483.5 7483.5 D Employee Stock Option (Right to Buy) 9.21 2009-01-21 4 A 0 9719 9.21 A 2010-01-21 2019-01-21 Common Stock 9719 9719 D Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate(0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2009 and December 31, 2011 (the "Performance Period"). This represents one half of the Performance Shares which were awarded on January 21, 2009 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time. The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period. Options vest in three equal annual installments beginning one year after grant date. /s/ Lawrence F. Zizzo 2009-01-23 -----END PRIVACY-ENHANCED MESSAGE-----