0000918160-18-000013.txt : 20180119
0000918160-18-000013.hdr.sgml : 20180119
20180119174354
ACCESSION NUMBER: 0000918160-18-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180117
FILED AS OF DATE: 20180119
DATE AS OF CHANGE: 20180119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alter Joseph C
CENTRAL INDEX KEY: 0001609453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13696
FILM NUMBER: 18538342
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AK STEEL HOLDING CORP
CENTRAL INDEX KEY: 0000918160
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 311401455
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
BUSINESS PHONE: 5134255000
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
4
1
wf-form4_151640182087051.xml
FORM 4
X0306
4
2018-01-17
0
0000918160
AK STEEL HOLDING CORP
AKS
0001609453
Alter Joseph C
9227 CENTRE POINTE DRIVE
WEST CHESTER
OH
45069
0
1
0
0
VP Gen Counsel & Corp Sec
Common Stock
2018-01-17
4
A
0
16300
0
A
68834
D
Common Stock
2018-01-18
4
F
0
1128
0
D
67706
D
Employee Stock Option (Right to Buy)
6.56
2018-01-17
4
A
0
31000
0
A
2019-01-17
2028-01-17
Common Stock
31000.0
31000
D
Performance Shares
2018-01-17
4
A
0
13800
0
A
2020-12-31
2020-12-31
Common Stock
13800.0
13800
D
Options vest in three equal annual installments beginning one year after grant date.
Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on Total Shareholder Return relative to other companies in the Van Eck Vectors Steel ETF with Total Shareholder Return defined as appreciation in stock price and reinvestment of dividends between January 1, 2018 and December 31, 2020 (the Performance Period).
This represents Performance Shares awarded on January 17, 2018 and are being reported at this time because they may constitute derivative securities.
The number of shares of Common Stock underlying this grant of Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on Total Shareholder Return achieved during the Performance Period.
/s/ Joseph C. Alter
2018-01-19