0000918160-18-000013.txt : 20180119 0000918160-18-000013.hdr.sgml : 20180119 20180119174354 ACCESSION NUMBER: 0000918160-18-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180117 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alter Joseph C CENTRAL INDEX KEY: 0001609453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13696 FILM NUMBER: 18538342 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 4 1 wf-form4_151640182087051.xml FORM 4 X0306 4 2018-01-17 0 0000918160 AK STEEL HOLDING CORP AKS 0001609453 Alter Joseph C 9227 CENTRE POINTE DRIVE WEST CHESTER OH 45069 0 1 0 0 VP Gen Counsel & Corp Sec Common Stock 2018-01-17 4 A 0 16300 0 A 68834 D Common Stock 2018-01-18 4 F 0 1128 0 D 67706 D Employee Stock Option (Right to Buy) 6.56 2018-01-17 4 A 0 31000 0 A 2019-01-17 2028-01-17 Common Stock 31000.0 31000 D Performance Shares 2018-01-17 4 A 0 13800 0 A 2020-12-31 2020-12-31 Common Stock 13800.0 13800 D Options vest in three equal annual installments beginning one year after grant date. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on Total Shareholder Return relative to other companies in the Van Eck Vectors Steel ETF with Total Shareholder Return defined as appreciation in stock price and reinvestment of dividends between January 1, 2018 and December 31, 2020 (the Performance Period). This represents Performance Shares awarded on January 17, 2018 and are being reported at this time because they may constitute derivative securities. The number of shares of Common Stock underlying this grant of Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on Total Shareholder Return achieved during the Performance Period. /s/ Joseph C. Alter 2018-01-19