0000918160-17-000042.txt : 20170120 0000918160-17-000042.hdr.sgml : 20170120 20170120172754 ACCESSION NUMBER: 0000918160-17-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170118 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petersen Eric S CENTRAL INDEX KEY: 0001581984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13696 FILM NUMBER: 17539344 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 4 1 wf-form4_148495126207350.xml FORM 4 X0306 4 2017-01-18 0 0000918160 AK STEEL HOLDING CORP AKS 0001581984 Petersen Eric S 9227 CENTRE POINTE DR WEST CHESTER OH 45069 0 1 0 0 VP, Research and Innovation Common Stock 2017-01-18 4 A 0 6600 0 A 82461 D Common Stock 2017-01-18 4 A 0 7314 0 A 89775 D Common Stock 2017-01-18 4 M 0 12300 0 A 102075 D Common Stock 2017-01-18 4 F 0 7319 9.78 D 94756 D Performance Shares 2017-01-18 4 M 0 8200 0 D 2016-12-31 2016-12-31 Common Stock 12300.0 0 D Performance Shares 2017-01-18 4 A 0 3050 0 A 2019-12-31 2019-12-31 Common Stock 3050.0 3050 D Employee Stock Option (Right to Buy) 9.78 2017-01-18 4 A 0 11500 0 A 2018-01-18 2027-01-18 Common Stock 11500.0 11500 D This represents Common Stock which was earned pursuant to a January 22, 2014 grant of Performance Shares. The Common Stock was issued at a conversion rate of 0.892 shares of Common Stock for each Performance Share awarded. This represents Common Stock which was earned pursuant to a January 22, 2014 grant of Performance Shares. The Common Stock was issued at a conversion rate of 1.5 shares of Common Stock for each Performance Share awarded. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate (CAGR) of the Common Stock between January 1, 2017 to December 31, 2019 (the Performance Period). This represents one half of the Performance Shares which were awarded on January 18, 2017 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time. The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on CAGR achieved during the Performance Period. Options vest in three equal annual installments beginning one year after grant date. /s/ Joseph C. Alter, attorney-in-fact for Mr. Petersen 2017-01-20