-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OsY4JJuQDbg9tzTR6fgHNf0gQjlUOL85HWqvZXJjb8zWpqTajqG+3s3+jh+aQDTU cdc/pjs52MdiSdfcuEhioQ== 0000950150-97-001336.txt : 19970925 0000950150-97-001336.hdr.sgml : 19970925 ACCESSION NUMBER: 0000950150-97-001336 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970531 FILED AS OF DATE: 19970924 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: HASKEL INTERNATIONAL INC CENTRAL INDEX KEY: 0000918022 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 954107640 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 000-25068 FILM NUMBER: 97684727 BUSINESS ADDRESS: STREET 1: 100 EAST GRAHAM PL CITY: BURBANK STATE: CA ZIP: 91502 BUSINESS PHONE: 8188434000 MAIL ADDRESS: STREET 1: 100 EAST GRAHAM PLACE CITY: BURBANK STATE: CA ZIP: 91502 10-K/A 1 FORM 10-K/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A [X] Amendment No. 1 to Annual Report Under section 13 or 15(d) of The Securities Exchange Act of 1934 for the Fiscal Year Ended May 13, 1997 or [ ] Transition Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 for the transition period from _________ to ________ COMMISSION FILE NO. 0-25068 HASKEL INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) CALIFORNIA 95-4107640 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 100 EAST GRAHAM PLACE, BURBANK, CA 91502 (Address of principal executive office) Registrant's telephone number, including area code: (818) 843-4000 Securities registered under Section 12(b) of the Exchange Act: Class A Common Stock Name of each exchange on which registered: The Nasdaq Stock Market Securities registered under Section 12(g) of the Exchange Act: None Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. [X] Yes [ ] No Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (Section 229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ] Aggregate market value of the voting stock held by non-affiliates of the registrant: $35,791,444 as of August 18, 1997. As of August 18, 1997, the registrant had 4,751,230 shares of Class A Common Stock and 40,000 shares of Class B Common Stock outstanding. DOCUMENTS INCORPORATED BY REFERENCE Portions of the proxy statement for the registrant's 1997 Annual Stockholder's Meeting are incorporated by reference in Part III. 2 This Amendment No. 1 to Annual Report on Form 10-K is being filed by Haskel International, Inc. (the "Company") to amend the following item: PART II ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA Item 8, Page F-17, Footnote 7 Profit Sharing Plan should be replaced in its entirety with the following amended Footnote 7: 7. Profit Sharing Plan The Company has a profit sharing plan which covers substantially all U.S. employees. Contributions are at the discretion of the Board of Directors. The Company did not make any profit sharing contributions for fiscal years 1995, 1996 or 1997. Effective June 1, 1997, the Company adopted the Haskel International, Inc. Retirement Savings Plan. The Company adopted the Plan to meet the requirements of a qualified retirement plan pursuant to the provisions of Section 401(k) of the Internal Revenue Code. The Plan provides eligible employees the opportunity to make tax deferred contributions to a retirement trust account in amounts up to 15% of their qualified wages (or a maximum of $9,500 annually). The Company will match 25% of the employee's deferred contribution for contributions representing up to 6 percent of each participating employee's deferred earnings. Employees vest in the Company's matching contribution at 20% per year of qualified service. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this amended report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: September 23, 1997 HASKEL INTERNATIONAL, INC. By /s/ Lonnie D. Schnell ---------------------------- Lonnie D. Schnell Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----