-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TzBJ9rmk7I4pPvZhtQqlESMMbssK90kgoBwySBShci1ozJ9PbPnYd7mwhByHyngB d0RspCBNiP9xmISDyPthWw== 0000950123-99-003554.txt : 19990422 0000950123-99-003554.hdr.sgml : 19990422 ACCESSION NUMBER: 0000950123-99-003554 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990421 GROUP MEMBERS: EDMUNDSON INTERNATIONAL INC GROUP MEMBERS: HI HOLDINGS INC GROUP MEMBERS: HI MERGER SUBSIDIARY INC. GROUP MEMBERS: TINICUM CAPITAL PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HASKEL INTERNATIONAL INC CENTRAL INDEX KEY: 0000918022 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 954107640 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-43659 FILM NUMBER: 99598339 BUSINESS ADDRESS: STREET 1: 100 EAST GRAHAM PL CITY: BURBANK STATE: CA ZIP: 91502 BUSINESS PHONE: 8188434000 MAIL ADDRESS: STREET 1: 100 EAST GRAHAM PLACE CITY: BURBANK STATE: CA ZIP: 91502 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HI HOLDINGS INC CENTRAL INDEX KEY: 0001082179 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124469314 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 14D1/A 1 AMENDMENT #2 TO SCHEDULE 14D1 1 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ SCHEDULE 14D-1 TENDER OFFER STATEMENT PURSUANT TO SECTION 14(d)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) (FINAL AMENDMENT) AND SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 ------------------------ HASKEL INTERNATIONAL, INC. (NAME OF SUBJECT COMPANY) HI MERGER SUBSIDIARY INC. HI HOLDINGS INC. TINICUM CAPITAL PARTNERS, L.P. EDMUNDSON INTERNATIONAL, INC. (BIDDERS) CLASS A COMMON STOCK, NO PAR VALUE PER SHARE CLASS B COMMON STOCK, NO PAR VALUE PER SHARE (TITLE OF CLASS OF SECURITIES) 418106100 (CUSIP NUMBER OF CLASS OF SECURITIES) ------------------------ ERIC M. RUTTENBERG HI MERGER SUBSIDIARY INC. C/O TINICUM INCORPORATED 800 THIRD AVENUE, 40TH FLOOR NEW YORK, NEW YORK 10022 (212) 446-9300 ------------------------ (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS ON BEHALF OF BIDDERS) COPY TO: JOSHUA N. KORFF, ESQ. KIRKLAND & ELLIS CITICORP CENTER 153 EAST 53RD STREET NEW YORK, NY 10022 (212) 446-4800 ------------------------ CALCULATION OF FILING FEE - -------------------------------------------------------------------------------- Transaction Valuation*: $65,956,067 Amount of Filing Fee: $13,192 - -------------------------------------------------------------------------------- * For purposes of calculating the fee only. This amount assumes the purchase of all outstanding 4,772,205 shares of Class A common stock, no par value per share, and all outstanding 40,000 shares of Class B common stock, no par value per share (collectively, "Shares"), of the subject company at a price per Share of $12.90 in cash, plus the net payment to holders of in-the-money options of the subject company. Such number of Shares represents all the shares of capital stock of the subject company outstanding as of March 10, 1999, as represented by the subject company in the Agreement and Plan of Merger, dated as of March 15, 1999. The amount of the filing fee, calculated in accordance with Section 14(g)(3) and Rule 0-11(d) under the Securities Exchange Act of 1934, as amended, equals 1/50th of one percent of the aggregate of the cash offered by the bidders. [X] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. Amount Previously Paid: $13,192 Filing Party: HI Merger Subsidiary Inc. and HI Holdings Inc. Form or Registration No.: Schedule 14D-1, Date Filed: March 22, 1999 File No. 5-43659
- -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 SCHEDULE 14D-1 AND 13D CUSIP NO. 418106100 PAGE 2 - --------------------------------------------------------------------------- 1. Name of Reporting Persons HI MERGER SUBSIDIARY INC. S.S. or I.R.S. Identification Nos. of Above Persons - --------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] - --------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------- 4. Source of Funds WC - --------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) [ ] - --------------------------------------------------------------------------- 6. Citizenship or Place of Organization CALIFORNIA - --------------------------------------------------------------------------- 7. Aggregate Amount Beneficially Owned by Each Reporting Person 4,674,044* - --------------------------------------------------------------------------- 8. Check if the Aggregate Amount in Row 7 Excludes Certain Shares [ ] - --------------------------------------------------------------------------- 9. Percent of Class Represented by Amount in Row 7 97.5%* - --------------------------------------------------------------------------- 10. Type of Reporting Person CO - ---------------------------------------------------------------------------
* Based on information provided by the Depositary, American Stock Transfer & Trust Company, Shares owned as of the date of the reportable event, April 19, 1999. 3 SCHEDULE 14D-1 AND 13D CUSIP NO. 418106100 PAGE 3 - --------------------------------------------------------------------------- 1. Name of Reporting Persons HI HOLDINGS INC. S.S. or I.R.S. Identification Nos. of Above Persons - --------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] - --------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------- 4. Source of Funds WC - --------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) [ ] - --------------------------------------------------------------------------- 6. Citizenship or Place of Organization DELAWARE - --------------------------------------------------------------------------- 7. Aggregate Amount Beneficially Owned by Each Reporting Person 4,674,044* - --------------------------------------------------------------------------- 8. Check if the Aggregate Amount in Row 7 Excludes Certain Shares [ ] - --------------------------------------------------------------------------- 9. Percent of Class Represented by Amount in Row 7 97.5%* - --------------------------------------------------------------------------- 10. Type of Reporting Person CO - ---------------------------------------------------------------------------
* Based on information provided by the Depository, American Stock Transfer & Trust Company, Shares owned as of the date of the reportable event, April 19, 1999. 4 SCHEDULE 14D-1 AND 13D CUSIP NO. 418106100 PAGE 4 - --------------------------------------------------------------------------- 1. Name of Reporting Persons TINICUM CAPITAL PARTNERS, L.P. S.S. or I.R.S. Identification Nos. of Above Persons - --------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] - --------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------- 4. Source of Funds OO - --------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) [ ] - --------------------------------------------------------------------------- 6. Citizenship or Place of Organization DELAWARE - --------------------------------------------------------------------------- 7. Aggregate Amount Beneficially Owned by Each Reporting Person 4,674,044* - --------------------------------------------------------------------------- 8. Check if the Aggregate Amount in Row 7 Excludes Certain Shares [ ] - --------------------------------------------------------------------------- 9. Percent of Class Represented by Amount in Row 7 97.5%* - --------------------------------------------------------------------------- 10. Type of Reporting Person PN - ---------------------------------------------------------------------------
* Based on information provided by the Depositary, American Stock Transfer & Trust Company, Shares owned as of the date of the reportable event, April 19, 1999. 5 SCHEDULE 14D-1 AND 13D CUSIP NO. 418106100 PAGE 5 - --------------------------------------------------------------------------- 1. Name of Reporting Persons EDMUNDSON INTERNATIONAL, INC. S.S. or I.R.S. Identification Nos. of Above Persons - --------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] - --------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------- 4. Source of Funds WC - --------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) [ ] - --------------------------------------------------------------------------- 6. Citizenship or Place of Organization CALIFORNIA - --------------------------------------------------------------------------- 7. Aggregate Amount Beneficially Owned by Each Reporting Person 4,674,044* - --------------------------------------------------------------------------- 8. Check if the Aggregate Amount in Row 7 Excludes Certain Shares [ ] - --------------------------------------------------------------------------- 9. Percent of Class Represented by Amount in Row 7 97.5%* - --------------------------------------------------------------------------- 10. Type of Reporting Person CO - ---------------------------------------------------------------------------
* Based on information provided by the Depositary, American Stock Transfer & Trust Company, Shares owned as of the date of the reportable event, April 19, 1999. 6 INTRODUCTION This Amendment No. 2 (the "Amendment") to the Tender Offer Statement on Schedule 14D-1 (as amended, the "Statement") filed with the Securities and Exchange Commission on March 22, 1999 by HI Holdings Inc., a Delaware corporation ("Parent"), HI Merger Subsidiary Inc., a California corporation (the "Purchaser"), Tinicum Capital Partners, L.P., a Delaware limited partnership ("Tinicum"), and Edmundson International, Inc., a California corporation ("Edmundson"), relates to the offer by Purchaser, a wholly-owned subsidiary of Parent, to purchase all the outstanding shares of common stock, no par value per share (the "Shares") of Haskel International, Inc., a California corporation (the "Company"), at a purchase price of $12.90 per Share, net to the seller in cash, without interest thereon, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated March 22, 1999, as supplemented by a Supplement to Offer to Purchase, dated April 5, 1999 (the "Offer to Purchase") and the related Letter of Transmittal (which, together with any supplements or amendments, collectively constitute the "Offer"), copies of which are filed as Exhibits (a)(1), (a)(9) and (a)(2) to the Statement respectively. This Amendment amends and restates the Statement originally filed on March 22, 1999 by Purchaser and Parent. All capitalized terms used herein and not defined herein shall have the meanings set forth in the Offer to Purchase. This Amendment also constitutes the Statement on Schedule 13D with respect to the acquisition by Purchaser, Parent, Tinicum and Edmundson of beneficial ownership of the Shares, pursuant to General Instruction F of Schedule 14D-1. The items of the Schedule 14D-1 set forth below are hereby amended and supplemented as follows: ITEM 6. INTEREST IN SECURITIES OF THE SUBJECT COMPANY. (a)-(b) The Offer expired at 12:00 midnight, New York City time, on April 19, 1999. Based on a preliminary count approximately 4,674,044 shares of Class A common stock (or approximately 97.5% of the total number of shares of Class A common stock then outstanding) and 40,000 shares of Class B common stock (or 100% of the total number of shares of Class B common stock then outstanding) were tendered pursuant to the Offer. On April 19, 1999, Purchaser accepted for purchase all Shares validly tendered and not withdrawn prior to the expiration of the Offer. Payment for the tendered shares is scheduled for April 23, 1999. As a result of the foregoing, Purchaser has a sufficient number of Shares to enable it to effect the Merger without a vote or meeting of the Company's shareholders. After the Merger, Parent will own 100% of the Company. Parent and Purchaser intend to effect the Merger as soon as practicable. The text of the press release dated April 20, 1999 announcing the expiration of the tender offer and the acceptance of validly tendered Shares is annexed hereto as Exhibit(a)(10) and is hereby incorporated herein by reference. The Company and Parent expect that the registration of the Shares under the Exchange Act will be terminated. ITEM 11. MATERIAL TO BE FILED AS EXHIBITS. (a)(10) Joint press release issued by Company, Parent, Purchaser, Tinicum and Edmundson on April 20, 1999. 6 7 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 21, 1999 HI MERGER SUBSIDIARY INC. By: /s/ SETH M. HENDON ---------------------------------------- Name: Seth M. Hendon Title: Vice President HI HOLDINGS INC. By: /s/ SETH M. HENDON ---------------------------------------- Name: Seth M. Hendon Title: Vice President TINICUM CAPITAL PARTNERS, L.P. By: Tinicum Lantern L.L.C., its General Partner By: /s/ SETH M. HENDON ---------------------------------------- Name: Seth M. Hendon Title: Member EDMUNDSON INTERNATIONAL, INC. By: /s/ JOHN D. PARISH ---------------------------------------- Name: John D. Parish Title: Vice President 7 8 EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION - ----------- ----------- (a)(1) Offer to Purchase, dated March 22, 1999.* (a)(2) Letter of Transmittal.* (a)(3) Notice of Guaranteed Delivery.* (a)(4) Form of letter, dated March 22, 1999, to brokers, dealers, commercial banks, trust companies and other nominees.* (a)(5) Form of letter to be used by brokers, dealers, commercial banks, trust companies and nominees to their clients.* (a)(6) Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* (a)(7) Press release issued by the Company on March 15, 1999.* (a)(8) Form of Summary Advertisement, dated March 22, 1999.* (a)(9) Supplement to Offer to Purchase dated April 5, 1999.* (a)(10) Joint press release issued by Company, Parent, Purchaser, Tinicum and Edmundson on April 20, 1999. (c)(1) Agreement and Plan of Merger, dated as of March 15, 1999, by and among the Company, the Purchaser and Parent.* (c)(2) Shareholder Agreement, dated as of March 15, 1999, by and among certain stockholders of the Company, the Purchaser and Parent, as amended as of March 18, 1999.*
- --------------- * Previously filed with the Statement EX-99.A.10 2 JOINT PRESS RELEASE 1 Exhibit (a)(10) HASKEL INTERNATIONAL, INC. HI HOLDINGS INC. 100 East Graham Place 800 Third Avenue, 40th Floor Burbank, CA 91502 New York, NY 10022 Contact: R. Malcolm Greaves President and CEO Haskel International, Inc. (818) 843-4000 Seth M. Hendon Vice President and Secretary HI Holdings Inc. (212) 446-9300 FOR IMMEDIATE RELEASE HI HOLDINGS INC. SUCCESSFULLY COMPLETES CASH TENDER OFFER AND ACQUIRES IN EXCESS OF 90% OF THE SHARES OF HASKEL INTERNATIONAL, INC. NEW YORK, NEW YORK- April 20, 1999,- HI Holdings Inc., HI Merger Subsidiary Inc., Tinicum Capital Partners, L.P. and Edmundson International, Inc. announced today that the tender offer for all outstanding shares of common stock of Haskel International, Inc. ("Haskel") at a price of $12.90 per share in cash, net to the seller, without interest, expired as scheduled , at 12:00 midnight, New York City time, on Monday, April 19, 1999. Based on information provided by the Depositary, a total of approximately 4,674,044 (or 97.5%) of all outstanding shares of Class A common stock of Haskel and 100% of the outstanding shares of Class B common stock of Haskel were validly tendered. HI Holdings Inc., through its wholly-owned subsidiary, HI Merger Subsidiary Inc., has accepted for purchase all shares validly tendered and not withdrawn pior to the expiration of the tender offer. The acceptance of these shares results in HI Holdings Inc.'s ownership of in excess of 90% of each class of Haskel's outstanding common stock. The shares tendered will be purchased in accordance with the terms of the tender offer. Payment for the tendered shares is scheduled for April 23, 1999. In the second step of the transaction, HI Merger Subsidiary Inc. will be merged with and into Haskel and each Haskel share not previously purchased in the tender offer will be converted into the right to recieve $12.90 in cash without interest. The merger will be completed as soon as practicable. Further information regarding acceptance and payment for tendered shares is available from the Depositary, American Stock Transfer & Trust Company at (718) 921-8200 or (800) 937-5449. -----END PRIVACY-ENHANCED MESSAGE-----