6-K 1 vale_form6k.htm PRIMARY DOCUMENT Blueprint
 
 
 

 
United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
For the month of
April 2018
Vale S.A.
Praia de Botafogo 186, 18th floor
22250-145, Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F    Form 40-F ☐
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes        No    ☒
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes        No    ☒
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes        No    ☒
(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)

 
 
 
 
 

 
 
 
Shares owned by Board Members, Fiscal Council, Executive Directors on March 29, 2018 (aggregate).
 
Company: Vale S.A.
Board Members
Type of security
Characteristic of the security
Quantity
%
Same class of shares
Total capital
Shares
ON
27,238
-
-
 
 
Company: Vale S.A.
Executive Directors
Type of security
Characteristic of the security
Quantity
%
Same class of shares
Total capital
Shares
ON
773,462
0.01
0.01
 
 
Company: Vale S.A.
Audit Committee Members
Type of security
Characteristic of the security
Quantity
%
Same class of shares
Total capital
Shares
ON
3,502
-
-
 
 
Company: Vale S.A.
Technical Committee Members
Type of security
Characteristic of the security
Quantity
%
Same class of shares
Total capital
Shares
ON
7,680
-
-
 
 
Company: Vale S.A.
Controlling group
Type of security
Characteristic of the security
Quantity
%
Same class of shares
Total capital
Shares
ON
2,129,253,488
40.29
40.29
On August 14th, 2017 a Vale S.A. Shareholders Agreement was signed, binding 20% of the total outstanding common shares issued by Vale. In the table above, the quantity of shares represents all the shares owned by the parties of the agreement, including the shares not binded to the agreement.
 
 
 
 
    
Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
Vale S.A.
(Registrant)
 
 
 
 
 
 
Date April 10, 2018
By:  
/s/  André Figueiredo
 
 
 
Director of Investor Relations