6-K 1 valecvm358mar23_6k.htm 6-K

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

April 2023

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No x 

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨ No x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-     .)

 

 

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on March 31, 2023.

 

Company: VALE S.A.    
Beginning balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
Shares VALE3 ######### 5.15% 5.15%    
Movements    
   
Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (R$)    
Shares VALE3 - Cancellation of Shares as approved in Minutes of the Board of Directors´s Meeting 03/06/23 ######### - -    
Shares VALE3 - Executive  Compensation Program - Matching 03/08/23 1,459,362 85.33000 -    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/09/23 350,000 85.46822 29,913,878.00    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/10/23 389,352 85.16706 33,159,966.76    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/15/23 1,036,500 81.34076 84,309,696.00    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/22/23 500,000 82.16042 41,080,210.00    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/23/23 500,000 80.85931 40,429,657.00    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/24/23 550,000 78.59224 43,225,731.00    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/27/23 550,000 78.78688 43,332,786.00    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/28/23 500,000 79.45191 39,725,957.00    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 03/29/23 600,000 80.38415 48,230,490.00    
Ending balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
Shares VALE3 9,869,111 0.22% 0.22%    
                   
                   
                   
Company: VALE S.A.    
Beginning balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
ADS VALE 0 0.00% 0.00%    
Movements    
   
Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (R$)    
- - - - - - - -    
Ending balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
ADS VALE 0 0.00% 0.00%    

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on March 31, 2023.

 

Company: MBR S.A.    
Beginning balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
Shares VALE3 1,151,600 0.02% 0.02%    
Movements    
   
Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (R$)    
- - - - - - - -    
Ending balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
Shares VALE3 1,151,600 0.03% 0.03%    
                   
                   
                   
Company: MBR S.A.    
Beginning balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
ADS VALE 0 0.00% 0.00%    
Movements    
   
Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (R$)    
- - - - - - - -    
Ending balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
ADS VALE 0 0.00% 0.00%    

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on March 31, 2023.

 

Company: Vale Holdings B.V.    
Beginning balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
Shares VALE3 0 0.00% 0.00%    
Movements    
   
Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (R$)    
- - - - - - - -    
Ending balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
Shares VALE3 0 0.00% 0.00%    
                   
                   
                   
Company: Vale Holdings B.V.    
Beginning balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
ADS VALE 82,973,606 1.74% 1.74%    
Movements    
   
Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (R$)    
ADS VALE Santander Investment Securities Inc. Buy 03/09/23 350,000 16.64390 29,915,000.38    
ADS VALE Santander Investment Securities Inc. Buy 03/10/23 370,000 16.36836 31,384,921.60    
ADS VALE Santander Investment Securities Inc. Buy 03/15/23 1,436,643 15.25802 116,136,111.13    
ADS VALE Santander Investment Securities Inc. Buy 03/22/23 500,000 15.61748 41,111,450.72    
ADS VALE Santander Investment Securities Inc. Buy 03/23/23 500,000 15.31068 40,291,598.22    
ADS VALE Santander Investment Securities Inc. Buy 03/24/23 407,117 14.85344 32,001,788.95    
ADS VALE Santander Investment Securities Inc. Buy 03/27/23 450,000 15.02894 35,374,667.87    
ADS VALE Santander Investment Securities Inc. Buy 03/28/23 500,000 15.35556 39,719,469.03    
ADS VALE Santander Investment Securities Inc. Buy 03/29/23 500,000 15.58616 40,128,912.79    
Ending balance    
   
Type of security Characteristic of the security Quantity %    
Same class of shares Total capital    
ADS VALE 87,987,366 1.94% 1.94%    

 

 

 

  

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Vale S.A.
(Registrant)  
   
  By: /s/ Ivan Fadel
Date: April 10, 2023   Head of Investor Relations