6-K 1 tm2131523d5_6k.htm FORM 6-K

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

November 2021

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No  x 

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨ No  x 

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No  x 

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-__ .)

 

 

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on October 31, 2021

 

Company: VALE S.A.

 

Beginning balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class
of shares		   Total capital 
Shares  VALE3   56,463,175    1.10%   1.10%

 

Movements

 

Type of security   Characteristic of the security  Intermediate  Operation   Date   Quantity   Average price (Daily)   Volume (R$) 
Shares   VALE3  Bradesco Securities Inc  Transfer of ADS´s    10/18/2021    23,920,197    -    - 
Shares   VALE3  XP Investments US  Transfer of ADS´s    10/19/2021    35,459,797    -    - 
Shares   VALE3  Citigroup Global Markets Inc  Transfer of ADS´s    10/20/2021    8,097,552    -    - 
Shares   VALE3  Santander Investment Securities Inc.  Transfer of ADS´s    10/20/2021    16,734,600    -    - 

 

Ending balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class
of shares		   Total
capital		 
Shares  VALE3   140,675,321    2.74%   2.74%

 

Company: VALE S.A.

 

Beginning balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class
of shares		   Total
capital		 
ADS  VALE   84,212,146    1.64%   1.64%

 

Movements

 

Type of
security		  Characteristic
of the security		  Intermediate  Operation  Date  Quantity   Average
price
(Daily)		   Volume (R$) 
ADS  VALE  Bradesco Securities Inc  Cancellation of ADS´s  10/18/2021   23,920,197    -    - 
ADS  VALE  XP Investments US  Cancellation of ADS´s  10/19/2021   35,459,797    -    - 
ADS  VALE  Citigroup Global Markets Inc  Cancellation of ADS´s  10/20/2021   8,097,552    -    - 
ADS  VALE  Santander Investment Securities Inc.  Cancellation of ADS´s  10/20/2021   16,734,600    -    - 

 

Ending balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class
of shares		   Total
capital		 
ADS  VALE   0    0.00%   0.00%

 

 

 

 

Company: MBR S.A.

Beginning balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   57,809,730    1.13%   1.13%

 

Movements

 

Type of
security		  Characteristic of the security  Intermediate  Operation  Date  Quantity   Average price (Daily)   Volume (R$) 
Shares  VALE3  J.P. Morgan CCVM SA  Buy  09/29/21   2,309,900    76.03099    175,623,986.00 
Shares  VALE3  J.P. Morgan CCVM SA  Buy  10/01/21   2,453,600    76.30694    187,226,719.00 
Shares  VALE3  J.P. Morgan CCVM SA  Buy  10/04/21   2,492,800    76.07452    189,638,561.00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  10/05/21   2,060,800    75.48840    155,566,495.00 
Shares  VALE3  J.P. Morgan CCVM SA  Buy  10/06/21   2,394,953    75.70564    181,311,450.75 
Shares  VALE3  J.P. Morgan CCVM SA  Buy  10/07/21   3,000,000    79.44675    238,340,236.00 

 

Ending balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   72,521,783    1.41%   1.41%

 

Company: MBR S.A.

 

Beginning balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class of shares   Total capital 
ADS  VALE   0    0.00%   0.00%

 

Movements

 

Type of
security		   Characteristic of
the security		   Intermediate   Operation   Date   Quantity   Average price
(Daily)		   Volume (R$) 
-   -   -   -   -   -   -   - 

 

Ending balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class of shares   Total capital 
ADS  VALE   0    0.00%   0.00%

 

 

 

Company: Vale Holdings B.V.

 

Beginning balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class of shares   Total capital 
Shares  VALE3   0    0.00%   0.00%

 

Movements

 

Type of
security		   Characteristic of
the security		   Intermediate   Operation   Date   Quantity   Average price
(Daily)		   Volume (R$) 
-   -   -   -   -   -   -   - 

 

Ending balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class of shares   Total capital 
Shares  VALE3   0    0.00%   0.00%

 

Company: Vale Holdings B.V.

 

Beginning balance

 

          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   42,032,870    0.82%   0.82%

 

Movements

 

Type of security  Characteristic of the security  Intermediate  Operation  Date  Quantity   Average price (Daily)   Volume (R$) 
ADS  VALE  Bradesco Securities Inc  Buy  09/29/21   2,500,000    14.03139    190,030,650.52 
ADS  VALE  Bradesco Securities Inc  Buy  10/01/21   2,500,000    14.19780    191,354,369.57 
ADS  VALE  XP Investments US  Buy  10/04/21   2,500,000    14.02114    190,000,456.57 
ADS  VALE  Bradesco Securities Inc  Buy  10/05/21   2,500,000    13.84063    188,962,621.99 
ADS  VALE  XP Investments US  Buy  10/06/21   2,500,000    13.79428    190,005,813.45 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  10/07/21   2,500,000    14.47445    199,530,225.12 

 

Ending balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of shares   Total capital 
ADS  VALE   57,032,870    1.11%   1.11%

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Vale S.A.
  (Registrant)
   
  By: /s/ Ivan Fadel
Date: November 10, 2021   Head of Investor Relations