6-K 1 a18-41301_26k.htm 6-K

Table of Contents

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

December 2018

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F  x  Form 40-F  o

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes    o    No    x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes    o    No    x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes   o  No  x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-   .)

 

 

 


Table of Contents

 

Table of Contents:

 

Press Release

3

Signature Page

4

 

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Table of Contents

 

Purchases of equity securities by the issuer and affiliated purchasers on November 30, 2018

 

As a result of these transactions, Vale announces that it has completed the repurchase program for up to US$1 billion of its common shares and ADSs, as approved by the Board of Directors on July 25, 2018, having acquired a total of 71,173,683 Vale S.A. common shares, at an average price of US$ 14.05 per share, for a sum of US$ 999,874,356.30.

 

Company: VALE S.A.

 

Beginning balance

 

 

 

 

 

 

 

%

 

Type of security

 

Characteristic of the security

 

Quantity

 

Same class of
shares

 

Total capital

 

Shares

 

VALE 3

 

108,548,281.00

 

2.05

%

2.05

%

 

Movements

 

Type of security

 

Characteristic of
the security

 

Intermediate

 

Operation

 

Date

 

Quantity

 

Average price
(Daily)

 

Volume (R$)

 

Shares

 

VALE3

 

SANTANDER CCTVM

 

Buy

 

10/30/2018

 

2.526.400

 

54.0695

 

136,601,125

 

Shares

 

VALE3

 

ITAÚ CTVM

 

Buy

 

31/10/2018

 

1.272.300

 

55.8881

 

71,106,473

 

Shares

 

VALE3

 

ITAÚ CTVM

 

Buy

 

11/01/2018

 

1.734.600

 

57.4795

 

99,703,874

 

Shares

 

VALE3

 

CITI CCTVM

 

Buy

 

11/08/2018

 

1.068.000

 

58.0720

 

62,020,944

 

Shares

 

VALE3

 

CITI CCTVM

 

Buy

 

11/09/2018

 

4.192.300

 

54.9376

 

230,315,152

 

Shares

 

VALE3

 

ITAÚ CTVM

 

Buy

 

11/13/2018

 

1.360.500

 

55.2229

 

75,130,740

 

Shares

 

VALE3

 

ITAÚ CTVM

 

Buy

 

11/14/2018

 

2.150.000

 

54.9087

 

118,053,621

 

 

Ending balance

 

 

 

 

 

 

 

%

 

Type of security

 

Characteristic of the security

 

Quantity

 

Same class of
shares

 

Total capital

 

Shares

 

VALE 3

 

122,852,381.00

 

2.32

%

2.32

%

 

Company: VALE S.A.

 

Beginning balance

 

 

 

 

 

 

 

%

 

Type of security

 

Characteristic of the security

 

Quantity

 

Same class of
shares

 

Total capital

 

ADS

 

VALE

 

22,180,246.00

 

0.42

%

0.42

%

 

Movements

 

Type of security

 

Characteristic of
the security

 

Intermediate

 

Operation

 

Date

 

Quantity

 

Average price
(Daily)

 

Volume (US$)

 

ADS

 

VALE

 

XP INVESTMENTS

 

Buy

 

10/30/2018

 

3,254,800

 

14.5212

 

47,263,674

 

ADS

 

VALE

 

XP INVESTMENTS

 

Buy

 

10/31/2018

 

1,553,623

 

15.0240

 

23,341,661

 

ADS

 

VALE

 

XP INVESTMENTS

 

Buy

 

11/01/2018

 

1,766,900

 

15.4494

 

27,297,569

 

ADS

 

VALE

 

XP INVESTMENTS

 

Buy

 

11/08/2018

 

768,586

 

15.3976

 

11,834,368

 

ADS

 

VALE

 

XP INVESTMENTS

 

Buy

 

11/09/2018

 

1,522,346

 

14.5929

 

22,215,509

 

ADS

 

VALE

 

CREDIT SUISSE SECURITIES

 

Buy

 

11/13/2018

 

1,987,490

 

14.5455

 

28,909,036

 

ADS

 

VALE

 

CREDIT SUISSE SECURITIES

 

Buy

 

11/14/2018

 

2,330,000

 

14.4694

 

33,713,650

 

 

Ending balance

 

 

 

 

 

 

 

%

 

Type of security

 

Characteristic of the security

 

Quantity

 

Same class of
shares

 

Total capital

 

ADS

 

VALE

 

35,363,991.00

 

0.67

%

0.67

%

 

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Table of Contents

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Vale S.A.

(Registrant)

 

 

 

By:

/s/ André Figueiredo

Date: December 10, 2018

 

Director of Investor Relations

 

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